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Guidelines for statistical analysis
       of arthroplasty data
           Jonas Ranstam PhD
Source: Pubmed
Source: Pubmed
All modern medical
                 science publications




                                        60%




Source: Pubmed
Randomized clinical
                 trial of streptomycin
                 and tubercolosis (1948)
                 Bradford Hill & MRC




Source: Pubmed
Cohort study of smoking
                                    and lung cancer (1954)
                                    Bradford Hill & Doll

                          Case-control study of
                          smoking and lung
                          cancer (1950)
                          Bradford Hill & Doll

                 Randomized clinical
                 trial of streptomycin
                 and tubercolosis (1948)
                 Bradford Hill & MRC




Source: Pubmed
Cohort study of smoking
                                    and lung cancer (1954)
                                    Bradford Hill & Doll

                          Case-control study of
                          smoking and lung
                          cancer (1950)
                          Bradford Hill & Doll         Evidence based medicine
                                                        Systematic reviews and
                 Randomized clinical                        meta analyses
                 trial of streptomycin                      (The Cochrane
                 and tubercolosis (1948)                  collaboration 1993)
                 Bradford Hill & MRC




Source: Pubmed
Evidence levels
1. Strong evidence from at least one systematic review of multiple
   well-designed randomized controlled trials.
2. Strong evidence from at least one properly designed randomized
   controlled trial of appropriate size.
3. Evidence from well-designed trials such as pseudo-randomized
   or non-randomized trials, cohort studies, time series or matched
   case-controlled studies.
4. Evidence from well-designed non-experimental studies from more
   than one center or research group or from case reports.
5. Opinions of respected authorities, based on clinical evidence,
   descriptive studies or reports of expert committees.
Any claim coming from an observational
study is most likely to be wrong
12 randomised trials have tested 52 observational claims (about the
effects of vitamine B6, B12, C, D, E, beta carotene, hormone
replacement therapy, folic acid and selenium).

“They all confirmed no claims in the direction of the observational
claim. We repeat that figure: 0 out of 52. To put it in another way,
100% of the observational claims failed to replicate. In fact, five claims
(9.6%) are statistically significant in the opposite direction to the
observational claim.”




Stanley Young and Allan Karr, Significance, September 2011
Guidelines
Systematic reviews and meta analyses benefit from a
standardized, transparent and accurate reporting of studies.

STREGA, STROBE, STARD, SQUIRE, MOOSE, PRISMA,
GNOSIS, TREND, ORION, COREQ, QUOROM, REMARK,
CONSORT...
Guidelines
Internal validity


            Internal validity by design (blocking of
Experi-    known risk factors and randomization of
mental                      unknown)

               Potential for confounding: none

Study
design

              Internal validity by statistical analysis
Obser-      (confounding adjustment for known and
vational             measured risk factors)

              Potential for confounding: massive
Confounder (or case-mix) adjustment
How much of the variation in endpoints can be explained by known
factors, and how much has unknown causes?

Unexplained variation (1-r2)

95%-99%      Arthroplasty revision

85%-95%      EQ-5D, SF36

50%-70%      Coronary heart disease risk
Aims and characteristics



  Hypothesis generation            Pre-specified hypotheses

       Exploration                       Confirmation

Academic analysis freedom            Legislation, regulatory
                                           guidelines

   Uncertainty tolerance            Uncertainty intolerance




           Aetiology       Study scope    Treatment
Research areas



Experi-
           Laboratory experiments             Randomized clinical
mental
                                                    trials


Study
design


Obser-
vational      Epidemiological                   Patient register
                  studies                           studies




                   Aetiology    Study scope      Treatment
Analysis strategies and publication guidelines




Experi-
               Laboratory experiments             Randomized clinical
mental
                                                        trials
                      ARRIVE
                                                      CONSORT
Study
design


Obser-
vational          Epidemiological                   Patient register
                      studies                           studies
                     STROBE                                ?


                       Aetiology    Study scope      Treatment
Analysis strategies and publication guidelines
NARA

The Nordic Arthroplasty Register Association (NARA) study group
decided in September 2009 at a meeting in Lund, Sweden, to
develop guidelines for statistical analysis of arthroplasty quality
register data.

The guidelines were published In April, 2011.

Acta Orthopaedica 2011;82:253-267.
The NARA Guidelines
A collaborative effort by

1. Independent observations (Pulkkinen & Mäkelä )
2. Competing risks (Mehnert & Pedersen)
3. Proportional hazard rates (Espehaug & Furnes)
4. Rankable revision risk estimates (Ranstam & Kärrholm)

The NARA study group

LI Havelin, LB Engesæter AM Fenstad (NO)
S Overgaard, A Odgaard (DA)
A Eskelinen, V Remes, P Virolainen (FI)
G Garellick, M Sundberg, O Robertsson (SE)
The NARA Guidelines
have been developed to

– define a NARA consensus view on statistical analysis
– describe foreseeable problems and recommend solutions
– improve the comparability of reports
– facilitate reading, writing and reviewing of reports
The NARA Guidelines
are not intended to

– stifle creativity
– promote uniformity
NARA Guidelines
Structure

1. Review of underlying assumptions
2. Consequences of departure from these assumptions
3. Verifying that the assumptions are fulfilled
4. Possible methodological alternatives
5. Practical recommendations
1 – Independent observations
Independent observations
Independent observations

                           Pseudoreplication
                           Two rats are sampled
                           from a population with a
                           mean (μ) of 50 and a
                           standard deviation (σ) of
                           10, and ten measure-
                           ments of an arbitrary
                           outcome variable are
                           made on each rat.
                           - Biological variability.
                           - Measurement errors.
Independent observations
Ripatti S and Palmgren J. Estimation of multivariate frailty models using penalized
partial likelihood. Biometrics 2000, 56:1016-1022.

Schwarzer G, Schumacher M, Maurer TB and Ochsner PE. Statistical analysis of
failure times in total joint replacement. J Clin Epidemiol 2001, 54:997-1003.

Visuri T, Turula KB, Pulkkinen P and Nevalainen J. Survivorship of hip prosthesis in
primary arthrosis: influence of bilaterality and interoperative time in 45,000 hip
prostheses from the Finnish endoprosthesis register. Acta Orthop Scand 2002,
73:287-290.

Robertsson O and Ranstam J. No bias of ignored bilaterality when analysing the
revision risk of knee prostheses: Analysis of a population based sample of 44,590
patients with 55,298 knee prostheses from the national Swedish Knee Arthroplasty
Register. BMC Musculoskeletal Disorders 2003, 4:1.

Lie SA, Engesaeter LB, Havelin LI, Gjessing HK and Vollset SE. Dependency issues
in survival analyses of 55,782 primary hip replacements from 47,355 patients. Stat
Med. 2004 Oct 30;23(20):3227-40.
Independent observations
Recommendations

The inclusion of bilateral observations in analysis of knee- and hip
prosthesis survival does not seem to affect the reliability of the
results, but this need not be the case with other types of
prostheses.

The number of bilateral observations should always be presented.
Sensitivity analyses can be useful when the results robustness
against departures from the assumption of independence.
2 – Competing risks
Competing risks
Kaplan-Meier analysis

The statistical analysis of arthroplasty failure is primarily about the
length of time from primary operation to revision.

Not all patients are revised during follow up. The length of follow
up usually differ, and some patients are withdrawn before end of
follow up; these observations are “censored”.

With Kaplan-Meier analysis censored observations are included in
the analysis, until their censoring.
Competing risks
Kaplan-Meier-analys
Competing risks
Kaplan-Meier assumption
The time at which a patient gets a revision is assumed to be
independent of the censoring mechanism. Other events than the one
studied are competing risk events if they alter the risk of being
revised.



                                           Re-revision

                         Revision
    Primary                                Death
    operation
                         Death
Competing risks
Alternative method: Cumulative incidence
The probability that a particular event, such as revision or a
competing risk event, has occurred before a given time.
The cumulative incidence function for an event of interest can be
calculated by appropriately accounting for the presence of competing
risk events.
Censored observations can be included in the analysis.
Competing risks
With competing risk events Kaplan-Meier estimates will overestimate
the real failure risk.
Competing risks
Recommendations

With competing risks the Kaplan-Meier failure function over-estimates
the revision risk.

An alternative method can be to calculate the cumulative incidence of
revisions. However, from the patient's perspective this may be less
relevant.

The presence of competing risks should always be presented and
both the number and types of censored observations should be
described.
Competing risks




- do not condition on the future;
- do not regard individuals at risk after they have died; and
- stick to this world.
3 – Proportional hazard rates
Proportional hazard rates
Adjustment for case-mix effects

Risk estimates can be adjusted for the confounding effect of an
imbalance of known and measured risk factors using statistical
modeling.

This is usually achieved using a Cox model.
Proportional hazard rates
Cox model

The Cox model is a regression model for revision times (or more
specifically, hazard rates).

The purpose of the model is to explore the simultaneous effects
of different factors on the revision risk.
Proportional hazard rates
Proportional hazard rates
The Cox model is based on the
assumption of proportional
hazards (conditional revision
risks). It is also known as the
“proportional hazards model”.

The assumption of proportional
hazards is not always fulfilled.
Proportional hazard rates
Schoenfeld residual

The covariate value for the implant that failed minus its expected
value.
Proportional hazard rates
Consequences

When the effect of one or more of the prognostic factors in a Cox
regression model changes over time, the average hazard ratio for
such a prognostic factor is under- or overestimated.

Weighted estimation in Cox regression (Schemper's method) is a
parsimonious alternative without additional parameters.
Proportional hazard rates
Recommendations

Non-proportional hazards may be an interesting finding in itself.

In register studies with large sample sizes, analyses can usually
be performed by partitioning follow up time, by stratification, or by
including time dependent covariates.

If the average relative risk is of interest, Schemper's method can
be an alternative.

It should always be evaluated whether the assumption on
proportional hazard is fulfilled or not. Testing the Schoenfeld
residuals may be a solution.
4 – Rankable revision risk estimates
Rankable revision risk estimates
Performance monitoring




Swedish Knee Arthroplasty Register Annual Report 2011
Rankable revision risk estimates
9/24/11
9/24/11
9/24/11
Rankable revision risk estimates
Rankable revision risk estimates
Ranking is a problematic method for comparisons. If ranking is
performed, the uncertainty in the ranks should be clearly indicated,
preferably with confidence intervals.

Consequences of misclassification (registration errors) should be
evaluated and case-mix effects considered as far as possible.
Finally
Revisions and updates

The guidelines should be open for revision and updating.

They have been developed as a consensus and should evolve as
a consensus.

Experience and feedback is essential.

Forward your suggestions to the NARA study group!
Thank you for your attention!
Guidelines
Guidelines are particularly prevalent in clinical trials.

CONSORT

ICH E9 - Statistical Principles for Clinical Trials

EMA Points to Consider, on multiplicity, baseline covariates,
superiority and non-inferiority, etc. and similar documents from the
FDA

Etc.

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Nara guidelines-jr

  • 1.
  • 2. Guidelines for statistical analysis of arthroplasty data Jonas Ranstam PhD
  • 5. All modern medical science publications 60% Source: Pubmed
  • 6.
  • 7. Randomized clinical trial of streptomycin and tubercolosis (1948) Bradford Hill & MRC Source: Pubmed
  • 8. Cohort study of smoking and lung cancer (1954) Bradford Hill & Doll Case-control study of smoking and lung cancer (1950) Bradford Hill & Doll Randomized clinical trial of streptomycin and tubercolosis (1948) Bradford Hill & MRC Source: Pubmed
  • 9. Cohort study of smoking and lung cancer (1954) Bradford Hill & Doll Case-control study of smoking and lung cancer (1950) Bradford Hill & Doll Evidence based medicine Systematic reviews and Randomized clinical meta analyses trial of streptomycin (The Cochrane and tubercolosis (1948) collaboration 1993) Bradford Hill & MRC Source: Pubmed
  • 10. Evidence levels 1. Strong evidence from at least one systematic review of multiple well-designed randomized controlled trials. 2. Strong evidence from at least one properly designed randomized controlled trial of appropriate size. 3. Evidence from well-designed trials such as pseudo-randomized or non-randomized trials, cohort studies, time series or matched case-controlled studies. 4. Evidence from well-designed non-experimental studies from more than one center or research group or from case reports. 5. Opinions of respected authorities, based on clinical evidence, descriptive studies or reports of expert committees.
  • 11. Any claim coming from an observational study is most likely to be wrong 12 randomised trials have tested 52 observational claims (about the effects of vitamine B6, B12, C, D, E, beta carotene, hormone replacement therapy, folic acid and selenium). “They all confirmed no claims in the direction of the observational claim. We repeat that figure: 0 out of 52. To put it in another way, 100% of the observational claims failed to replicate. In fact, five claims (9.6%) are statistically significant in the opposite direction to the observational claim.” Stanley Young and Allan Karr, Significance, September 2011
  • 12. Guidelines Systematic reviews and meta analyses benefit from a standardized, transparent and accurate reporting of studies. STREGA, STROBE, STARD, SQUIRE, MOOSE, PRISMA, GNOSIS, TREND, ORION, COREQ, QUOROM, REMARK, CONSORT...
  • 14. Internal validity Internal validity by design (blocking of Experi- known risk factors and randomization of mental unknown) Potential for confounding: none Study design Internal validity by statistical analysis Obser- (confounding adjustment for known and vational measured risk factors) Potential for confounding: massive
  • 15. Confounder (or case-mix) adjustment How much of the variation in endpoints can be explained by known factors, and how much has unknown causes? Unexplained variation (1-r2) 95%-99% Arthroplasty revision 85%-95% EQ-5D, SF36 50%-70% Coronary heart disease risk
  • 16. Aims and characteristics Hypothesis generation Pre-specified hypotheses Exploration Confirmation Academic analysis freedom Legislation, regulatory guidelines Uncertainty tolerance Uncertainty intolerance Aetiology Study scope Treatment
  • 17. Research areas Experi- Laboratory experiments Randomized clinical mental trials Study design Obser- vational Epidemiological Patient register studies studies Aetiology Study scope Treatment
  • 18. Analysis strategies and publication guidelines Experi- Laboratory experiments Randomized clinical mental trials ARRIVE CONSORT Study design Obser- vational Epidemiological Patient register studies studies STROBE ? Aetiology Study scope Treatment
  • 19. Analysis strategies and publication guidelines NARA The Nordic Arthroplasty Register Association (NARA) study group decided in September 2009 at a meeting in Lund, Sweden, to develop guidelines for statistical analysis of arthroplasty quality register data. The guidelines were published In April, 2011. Acta Orthopaedica 2011;82:253-267.
  • 20. The NARA Guidelines A collaborative effort by 1. Independent observations (Pulkkinen & Mäkelä ) 2. Competing risks (Mehnert & Pedersen) 3. Proportional hazard rates (Espehaug & Furnes) 4. Rankable revision risk estimates (Ranstam & Kärrholm) The NARA study group LI Havelin, LB Engesæter AM Fenstad (NO) S Overgaard, A Odgaard (DA) A Eskelinen, V Remes, P Virolainen (FI) G Garellick, M Sundberg, O Robertsson (SE)
  • 21. The NARA Guidelines have been developed to – define a NARA consensus view on statistical analysis – describe foreseeable problems and recommend solutions – improve the comparability of reports – facilitate reading, writing and reviewing of reports
  • 22. The NARA Guidelines are not intended to – stifle creativity – promote uniformity
  • 23. NARA Guidelines Structure 1. Review of underlying assumptions 2. Consequences of departure from these assumptions 3. Verifying that the assumptions are fulfilled 4. Possible methodological alternatives 5. Practical recommendations
  • 24. 1 – Independent observations
  • 26. Independent observations Pseudoreplication Two rats are sampled from a population with a mean (μ) of 50 and a standard deviation (σ) of 10, and ten measure- ments of an arbitrary outcome variable are made on each rat. - Biological variability. - Measurement errors.
  • 27. Independent observations Ripatti S and Palmgren J. Estimation of multivariate frailty models using penalized partial likelihood. Biometrics 2000, 56:1016-1022. Schwarzer G, Schumacher M, Maurer TB and Ochsner PE. Statistical analysis of failure times in total joint replacement. J Clin Epidemiol 2001, 54:997-1003. Visuri T, Turula KB, Pulkkinen P and Nevalainen J. Survivorship of hip prosthesis in primary arthrosis: influence of bilaterality and interoperative time in 45,000 hip prostheses from the Finnish endoprosthesis register. Acta Orthop Scand 2002, 73:287-290. Robertsson O and Ranstam J. No bias of ignored bilaterality when analysing the revision risk of knee prostheses: Analysis of a population based sample of 44,590 patients with 55,298 knee prostheses from the national Swedish Knee Arthroplasty Register. BMC Musculoskeletal Disorders 2003, 4:1. Lie SA, Engesaeter LB, Havelin LI, Gjessing HK and Vollset SE. Dependency issues in survival analyses of 55,782 primary hip replacements from 47,355 patients. Stat Med. 2004 Oct 30;23(20):3227-40.
  • 28. Independent observations Recommendations The inclusion of bilateral observations in analysis of knee- and hip prosthesis survival does not seem to affect the reliability of the results, but this need not be the case with other types of prostheses. The number of bilateral observations should always be presented. Sensitivity analyses can be useful when the results robustness against departures from the assumption of independence.
  • 30. Competing risks Kaplan-Meier analysis The statistical analysis of arthroplasty failure is primarily about the length of time from primary operation to revision. Not all patients are revised during follow up. The length of follow up usually differ, and some patients are withdrawn before end of follow up; these observations are “censored”. With Kaplan-Meier analysis censored observations are included in the analysis, until their censoring.
  • 32. Competing risks Kaplan-Meier assumption The time at which a patient gets a revision is assumed to be independent of the censoring mechanism. Other events than the one studied are competing risk events if they alter the risk of being revised. Re-revision Revision Primary Death operation Death
  • 33. Competing risks Alternative method: Cumulative incidence The probability that a particular event, such as revision or a competing risk event, has occurred before a given time. The cumulative incidence function for an event of interest can be calculated by appropriately accounting for the presence of competing risk events. Censored observations can be included in the analysis.
  • 34. Competing risks With competing risk events Kaplan-Meier estimates will overestimate the real failure risk.
  • 35. Competing risks Recommendations With competing risks the Kaplan-Meier failure function over-estimates the revision risk. An alternative method can be to calculate the cumulative incidence of revisions. However, from the patient's perspective this may be less relevant. The presence of competing risks should always be presented and both the number and types of censored observations should be described.
  • 36. Competing risks - do not condition on the future; - do not regard individuals at risk after they have died; and - stick to this world.
  • 37. 3 – Proportional hazard rates
  • 38. Proportional hazard rates Adjustment for case-mix effects Risk estimates can be adjusted for the confounding effect of an imbalance of known and measured risk factors using statistical modeling. This is usually achieved using a Cox model.
  • 39. Proportional hazard rates Cox model The Cox model is a regression model for revision times (or more specifically, hazard rates). The purpose of the model is to explore the simultaneous effects of different factors on the revision risk.
  • 41. Proportional hazard rates The Cox model is based on the assumption of proportional hazards (conditional revision risks). It is also known as the “proportional hazards model”. The assumption of proportional hazards is not always fulfilled.
  • 42. Proportional hazard rates Schoenfeld residual The covariate value for the implant that failed minus its expected value.
  • 43. Proportional hazard rates Consequences When the effect of one or more of the prognostic factors in a Cox regression model changes over time, the average hazard ratio for such a prognostic factor is under- or overestimated. Weighted estimation in Cox regression (Schemper's method) is a parsimonious alternative without additional parameters.
  • 44. Proportional hazard rates Recommendations Non-proportional hazards may be an interesting finding in itself. In register studies with large sample sizes, analyses can usually be performed by partitioning follow up time, by stratification, or by including time dependent covariates. If the average relative risk is of interest, Schemper's method can be an alternative. It should always be evaluated whether the assumption on proportional hazard is fulfilled or not. Testing the Schoenfeld residuals may be a solution.
  • 45. 4 – Rankable revision risk estimates
  • 46. Rankable revision risk estimates Performance monitoring Swedish Knee Arthroplasty Register Annual Report 2011
  • 52. Rankable revision risk estimates Ranking is a problematic method for comparisons. If ranking is performed, the uncertainty in the ranks should be clearly indicated, preferably with confidence intervals. Consequences of misclassification (registration errors) should be evaluated and case-mix effects considered as far as possible.
  • 53. Finally Revisions and updates The guidelines should be open for revision and updating. They have been developed as a consensus and should evolve as a consensus. Experience and feedback is essential. Forward your suggestions to the NARA study group!
  • 54. Thank you for your attention!
  • 55. Guidelines Guidelines are particularly prevalent in clinical trials. CONSORT ICH E9 - Statistical Principles for Clinical Trials EMA Points to Consider, on multiplicity, baseline covariates, superiority and non-inferiority, etc. and similar documents from the FDA Etc.