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The Nose on Your Face May
   Not be so Plain: Using the
      Nose as a Biometric

               Adrian Moorhouse and Adrian Evans
Department of Electronic & Electrical Engineering, University of Bath

           Gary Atkinson, Jiuai Sun and Melvyn Smith
   Machine Vision Laboratory, University of the West of England


            IET 3rd International Conference on Imaging for Crime Detection and
                       Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Overview
• Introduction
• Photometric stereo image acquisition
• Nose feature extraction
  – Nose region segmentation
  – Curvature-based landmark extraction
  – Geometric ratio and ridge features
• Evaluation of classification performance
• Discussion and conclusions


         IET 3rd International Conference on Imaging for Crime Detection and
                    Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Introduction

• A number of face-based biometrics have been
  proposed e.g. iris, ear and retina




         B. Griaule, “Understanding Biometrics”, Online, 2008.

• The nose is hard to conceal and relatively
  invariant to expression
• Provides fixation points for face recognition
        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Introduction

• Noses can be divided into 6 types
            Nasion




• Full 3D nose matching is computationally
  expensive
• Shape of the ridge important
        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Photometric stereo image
               capture
• Capture made using PhotoFace system (UWE)
  – 4 flashguns and 1 200 fps camera
  – 4 fames captured in ~20 ms

                                                                               Input
                                                                               images



                                                                               Bump
                                                                               map

                                                 Surface normals
• Albedo image unaffected by lighting
         IET 3rd International Conference on Imaging for Crime Detection and
                    Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Nose region segmentation
  –   Multistage classifier for face recognition
  –   Skin colour used to remove non-face skin pixels
  –   Nose tip is the closest object to camera
  –   Nose region proportional to output of face recognition
      stage




            IET 3rd International Conference on Imaging for Crime Detection and
                       Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Curvature-based landmark detection
  – Applied to the surface normals image
  – Robust mechanism for identifying nasal landmarks
  – Principle curvatures κmin and κmax found via mean
    (H) and Gaussian (K) curvatures:
     κ min = H − H 2 − K                    κ max = H + H 2 − K




                          Surface shape classes
         IET 3rd International Conference on Imaging for Crime Detection and
                    Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Curvature-based landmark detection
   – Binary convex and concave images filtered using
     opening by reconstruction



Before                                                                           After




   – Nose tip is largest convex region
   – Nasion is largest concave region above tip

           IET 3rd International Conference on Imaging for Crime Detection and
                      Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Geometric nasal proportions
  – 2 ratios defined:
                           Saddle width
      Saddle ratio =
                           Ridge length
                             Nose tip width
       Nose tip ratio =
                              Ridge length

  – Combined in a 2 element feature vector

  – Width at centroid
    more robust

           IET 3rd International Conference on Imaging for Crime Detection and
                      Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Nose ridge profile
  – Defined between nasion and tip
     • Robust to variations in pose




  – 3D shape captured by extracting
    ridge points from range image

         IET 3rd International Conference on Imaging for Crime Detection and
                    Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Nose feature extraction
• Nose ridge profile represented using Fourier
  descriptors




• Ridge reflected to make closed contour
• Coefficients adjusted to make invariant to scale
  and rotation
         IET 3rd International Conference on Imaging for Crime Detection and
                    Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
           performance
• Photoface database used
  – 36 single captures
  – 4 multiple captures (data-sets A,B,C and D)
                                                                   Dataset C




        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Training set of 44 images
  – 36 single images
  – 2 neutral images from data-sets A, B, C and D
• Test set, remaining n-2 images from data-
  sets A, B, C and D
• Euclidean distance used to find closest
  match in training set for each test image
• Random change of correct recognition is
  2/44 = 4.54%
        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Geometric ratios results




  – Poor rank 1 performance
  – Rank 10 performance better
        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
                performance
   • Geometric ratios results




Dendrogram of distances between data-sets A (features 1-12), B (features 13-22), C
(features 23-28) and D (features 29-34) for the geometric ratios.
                  IET 3rd International Conference on Imaging for Crime Detection and
                             Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Geometric ratios results




   Input image from data-set D and closest matches from training set


           IET 3rd International Conference on Imaging for Crime Detection and
                      Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Nose ridge profile




  – Rank 1 performance much improved
  – Rank 10 performance slightly worse


        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
             performance
• Nose ridge profile




Dendrogram showing the distances between data-sets C (features 1-6) and D
(features 11-12), for ridge FD features.
               IET 3rd International Conference on Imaging for Crime Detection and
                          Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Nose ridge profile




   Input image from data-set A and closest matches from training set



           IET 3rd International Conference on Imaging for Crime Detection and
                      Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Cumulative Match Characteristic plot for
  combined features
                                    1                                                                                  The Eigennose
                                   0.9                                                                                 technique applying
                                   0.8                                                                                 the Eigenface
                                                                                                                       method to the nose
      Probability of recognition




                                   0.7

                                   0.6
                                                                                                                       region of the face
                                   0.5

                                   0.4

                                   0.3
                                                                                        Eigennose
                                   0.2
                                                                                        Geometric Ratios
                                   0.1                                                  Ridge FD
                                                                                        Combined Geometric Ratios and Ridge FD
                                    0
                                         1        3      5     7      9     11     13       15      17     19     21      23
                                                                                 Rank


                                             IET 3rd International Conference on Imaging for Crime Detection and
                                                        Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Evaluation of classification
          performance
• Cumulative Match Characteristic plot for
  combined features               The combined
                                    1
                                                                                                                    Geometric Ratios
                                   0.9
                                                                                                                    (GR) and Ridge FD
                                   0.8
                                                                                                                    technique uses the
      Probability of recognition




                                   0.7
                                                                                                                    GR to select the 12
                                   0.6
                                                                                                                    closest faces and
                                   0.5                                                                              applies the ridge FD
                                   0.4                                                                              to this subset
                                   0.3
                                                                                        Eigennose
                                   0.2
                                                                                        Geometric Ratios
                                   0.1                                                  Ridge FD
                                                                                        Combined Geometric Ratios and Ridge FD
                                    0
                                         1        3      5     7      9     11     13        15      17     19     21      23
                                                                                 Rank


                                             IET 3rd International Conference on Imaging for Crime Detection and
                                                        Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
Discussion and conclusions
• The nose’s biometric potential is largely
  unexplored
• Curvature provides robust method for identifying
  landmarks in PS images
• Geometric ratios and nose ridge shape both
  show the nose’s biometric potential
• Recognition currently far lower than other
  biometrics
• Evaluation over larger database and in
  conjunction with other recognition techniques
  ongoing

        IET 3rd International Conference on Imaging for Crime Detection and
                   Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009

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Nose as a Biometric

  • 1. The Nose on Your Face May Not be so Plain: Using the Nose as a Biometric Adrian Moorhouse and Adrian Evans Department of Electronic & Electrical Engineering, University of Bath Gary Atkinson, Jiuai Sun and Melvyn Smith Machine Vision Laboratory, University of the West of England IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 2. Overview • Introduction • Photometric stereo image acquisition • Nose feature extraction – Nose region segmentation – Curvature-based landmark extraction – Geometric ratio and ridge features • Evaluation of classification performance • Discussion and conclusions IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 3. Introduction • A number of face-based biometrics have been proposed e.g. iris, ear and retina B. Griaule, “Understanding Biometrics”, Online, 2008. • The nose is hard to conceal and relatively invariant to expression • Provides fixation points for face recognition IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 4. Introduction • Noses can be divided into 6 types Nasion • Full 3D nose matching is computationally expensive • Shape of the ridge important IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 5. Photometric stereo image capture • Capture made using PhotoFace system (UWE) – 4 flashguns and 1 200 fps camera – 4 fames captured in ~20 ms Input images Bump map Surface normals • Albedo image unaffected by lighting IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 6. Nose feature extraction • Nose region segmentation – Multistage classifier for face recognition – Skin colour used to remove non-face skin pixels – Nose tip is the closest object to camera – Nose region proportional to output of face recognition stage IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 7. Nose feature extraction • Curvature-based landmark detection – Applied to the surface normals image – Robust mechanism for identifying nasal landmarks – Principle curvatures κmin and κmax found via mean (H) and Gaussian (K) curvatures: κ min = H − H 2 − K κ max = H + H 2 − K Surface shape classes IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 8. Nose feature extraction • Curvature-based landmark detection – Binary convex and concave images filtered using opening by reconstruction Before After – Nose tip is largest convex region – Nasion is largest concave region above tip IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 9. Nose feature extraction • Geometric nasal proportions – 2 ratios defined: Saddle width Saddle ratio = Ridge length Nose tip width Nose tip ratio = Ridge length – Combined in a 2 element feature vector – Width at centroid more robust IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 10. Nose feature extraction • Nose ridge profile – Defined between nasion and tip • Robust to variations in pose – 3D shape captured by extracting ridge points from range image IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 11. Nose feature extraction • Nose ridge profile represented using Fourier descriptors • Ridge reflected to make closed contour • Coefficients adjusted to make invariant to scale and rotation IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 12. Evaluation of classification performance • Photoface database used – 36 single captures – 4 multiple captures (data-sets A,B,C and D) Dataset C IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 13. Evaluation of classification performance • Training set of 44 images – 36 single images – 2 neutral images from data-sets A, B, C and D • Test set, remaining n-2 images from data- sets A, B, C and D • Euclidean distance used to find closest match in training set for each test image • Random change of correct recognition is 2/44 = 4.54% IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 14. Evaluation of classification performance • Geometric ratios results – Poor rank 1 performance – Rank 10 performance better IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 15. Evaluation of classification performance • Geometric ratios results Dendrogram of distances between data-sets A (features 1-12), B (features 13-22), C (features 23-28) and D (features 29-34) for the geometric ratios. IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 16. Evaluation of classification performance • Geometric ratios results Input image from data-set D and closest matches from training set IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 17. Evaluation of classification performance • Nose ridge profile – Rank 1 performance much improved – Rank 10 performance slightly worse IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 18. Evaluation of classification performance • Nose ridge profile Dendrogram showing the distances between data-sets C (features 1-6) and D (features 11-12), for ridge FD features. IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 19. Evaluation of classification performance • Nose ridge profile Input image from data-set A and closest matches from training set IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 20. Evaluation of classification performance • Cumulative Match Characteristic plot for combined features 1 The Eigennose 0.9 technique applying 0.8 the Eigenface method to the nose Probability of recognition 0.7 0.6 region of the face 0.5 0.4 0.3 Eigennose 0.2 Geometric Ratios 0.1 Ridge FD Combined Geometric Ratios and Ridge FD 0 1 3 5 7 9 11 13 15 17 19 21 23 Rank IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 21. Evaluation of classification performance • Cumulative Match Characteristic plot for combined features The combined 1 Geometric Ratios 0.9 (GR) and Ridge FD 0.8 technique uses the Probability of recognition 0.7 GR to select the 12 0.6 closest faces and 0.5 applies the ridge FD 0.4 to this subset 0.3 Eigennose 0.2 Geometric Ratios 0.1 Ridge FD Combined Geometric Ratios and Ridge FD 0 1 3 5 7 9 11 13 15 17 19 21 23 Rank IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009
  • 22. Discussion and conclusions • The nose’s biometric potential is largely unexplored • Curvature provides robust method for identifying landmarks in PS images • Geometric ratios and nose ridge shape both show the nose’s biometric potential • Recognition currently far lower than other biometrics • Evaluation over larger database and in conjunction with other recognition techniques ongoing IET 3rd International Conference on Imaging for Crime Detection and Prevention (ICDP-09), Kingston, UK, 3rd Dec 2009