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Oncology Treatment Guidelines : 
The Rules and Rationale 
Assoc. Prof. Dato’ Dr. Fuad Ismail 
& 
Dr. Paul Cornes
What are Clinical Practice Guidelines? 
 Treatment of patients in the clinical setting requires complex inputs 
• Disease factors – tumour type, stage, organs involved .. 
• Patient factors - age, sex, PS, … 
• Treatment factors - efficacy, toxicity, cost … 
 Clinician cannot keep abreast with evidence now 
• Published randomized controlled trials grew from 5,000 per year in 
1978–1985 to 25,000 per year in 1994–2001. 
IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. 
ISBN 978-0-309-16422-1.
What are Clinical Practice Guidelines? 
 Clinical practice guidelines are statements that include 
recommendations intended to optimize patient care that are informed 
by a systematic review of evidence and an assessment of the benefits 
and harms of alternative care options. 
 Clinical Practice Guidelines (CPGs) are intended to provide a 
systematic aid to making such complex medical decisions 
• Help decision making 
• Improve healthcare outcomes
Clinical guidelines 
 Act to reduce variation in 
practice 
• Permitting effective audit of 
outcomes 
 Improve outcomes 
• By steering physicians and 
patients to chose the most 
clinically effective treatments 
 Expose areas where evidence is 
poor by 
• Describing the evidence used 
to make a recommendation 
• Using grades and strengths of 
evidence 
Many Malaysian oncologists 
have relied on guidelines 
from the USA and EU 
Historically have not formally 
included value judgements 
Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
Clinical guidelines 
 Some guidelines 
explicitly make 
decisions based on 
cost effectiveness 
• Example UK 
N.I.C.E 
Erlotinib is recommended as an option 
for the first-line treatment of people 
with locally advanced or metastatic 
non-small-cell lung cancer (NSCLC) if: 
• they test positive for the epidermal growth 
factor receptor tyrosine kinase (EGFRTK) 
mutation 
• the manufacturer provides erlotinib at the 
discounted price agreed under the patient 
access scheme (as revised in 2012). 
Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
Clinical guidelines 
 Most evidence 
based guidelines 
promote clinically 
effective care – 
which is generally 
cost-effective too 
Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
Clinical guidelines save money 
91% of guidelines 
save money 
Kosimbei et al. Health Research Policy and Systems 2011, 9:24 http://www.health-policy-systems.com/content/9/1/24
What makes a Trustworthy Guideline : 
 To be trustworthy, guidelines should 
• be based on a systematic review of the existing evidence; 
• be developed by a knowledgeable, multidisciplinary panel of 
experts and representatives from key affected groups; 
• consider important patient subgroups and patient preferences; 
• be based on an explicit and transparent process that minimizes 
distortions, biases, and conflicts of interest; 
• provide a clear explanation of the logical relationships between 
alternative care options and health outcomes, and 
• provide ratings of both the quality of evidence and the strength of 
the recommendations; and 
• be reconsidered and revised as appropriate when important new 
evidence warrants modifications of recommendations.
What standards are there for guidelines? 
 Just as we have “CONSORT” standards to report clinical trials 
 Guidelines have standards from the “GRADE” Working Group 
– Brozek JL, Akl EA, Alonso- 
Coello P, Lang D, Jaeschke R, Williams JW. et al. GRADE Working 
Group, Grading quality of evidence and strength of recommendations in clinical 
practice guidelines. Part 1 of 3. An overview of the GRADE approach and 
grading quality of evidence about interventions.. Allergy. 2009;64669-77 
– Guyatt GH, Oxman AD, Kunz R, Jaeschke R, Helfand M, Liberati A. et 
al. GRADE Working Group, Incorporating considerations of resources use into 
grading recommendations.. BMJ. 2008;3361170-3 
“ 
IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. 
ISBN 978-0-309-16422-1.
What standards are there for guidelines? 
 Standards include 
• Transparency 
• Conflicts of interest 
• Multidisciplinary and balanced, ideally with 
patient representatives 
• Should use systematic reviews 
• A clear description of potential benefits and 
harms. 
• A summary of : 
– relevant available evidence (and evidentiary 
gaps), 
– description of the quality (including applicability), 
– quantity (including completeness), and 
– consistency of the aggregate available evidence 
IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. 
ISBN 978-0-309-16422-1. PDF is available from The National Academies Press at 
http://www.nap.edu/catalog.php?record_id=13058
What standards are there for guidelines? 
 An explanation of the part played by values, 
opinion, theory, and clinical experience in 
deriving the recommendation. 
 A rating of the level of confidence in (certainty 
regarding) the evidence underpinning the 
recommendation. 
 A rating of the strength of the 
recommendation in light of the preceding 
bullets. 
 A description and explanation of any 
differences of opinion regarding the 
recommendation. 
IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. 
ISBN 978-0-309-16422-1. PDF is available from The National Academies Press at 
http://www.nap.edu/catalog.php?record_id=13058
Proposed CPG Standards 
1. Establish transparency 
2. Management of Conflict on Interest 
• disclosure, divestment, exclusion 
3. CPG Group Composition 
• Multi-displinary, patients and patient groups 
4. CPG – Systemic Review Intersection 
5. Evidence based rating and strength of recommendations 
6. Write-up on recommendations 
• Explain recommendations, summarise evidence, input values 
and judgement 
7. External review 
8. Updating
So why not just have one world guideline? 
 Treatment decisions must be relevant to the patient population in 
Malaysia 
• Including its relative wealth 
• Access to medical resources (ranked 80th in the world 2010-11) 
• And reflect Malaysian Societal Values 
Country Spend as 
a % of 
GDP 
(2010-11) 
Annual 
Spend in US 
Dollar 
equivalent 
Malaysia 4.4 645 
USA 17.7 8,508 
UK 9.4 3,405 
Korea Rep 7.4 2,198 
Japan 9.6 3,213 
Ref: Data – world Bank. Accessed URL: http://data.worldbank.org/indicator/SH.XPD.TOTL.ZS
So why not just have one world guideline? 
Ref 
But Guidelines relevant to Malaysia could give 
important health leadership in middle income Asia
Limitations of CPG 
 Variable quality of individual scientific studies; 
 Limitations in systematic reviews (SRs) 
 Lack of transparency of development groups’ methodologies 
 Failure to multi-stakeholder, multi-disciplinary guideline development 
groups 
 Unmanaged conflicts of interest (COI) 
 Failure to use rigorous methodologies in CPG development. 
 Lack of evidence in subpopulations eg comorbidities, low socio-economic 
groups, rare conditions.
Awareness of Guideline recommmendations 
 There are many guidelines 
available as resources 
 Clinicians need to be aware of 
the evidence behind the 
guidelines. 
 May need to compare different 
recommendations 
ABS Guidelines for HDR In cervical cancer S Nag et al. Int. J. Rad Onc Biol. Phys., Vol. 48, No. 1, pp. 201–211, 2000
Guidelines vs Guidelines : Which do we use? 
http://www.uspreventiveservicestaskforce.org/uspstf/uspscolo.htmAccessed 23 Nov 2014
NCCN Guideline on Cervical Cancer 2010 
All recommendations are 
category 2A unless stated 
otherwise
Relevance of trail results versus real world 
clinical practice 
Although overall survival was demonstrated, regime was 
not widely used due to toxicity 
O’Shaughnessy J et al J Clin Oncol 20:2812-2823
Why do Malaysian guidelines advocate MDT 
decisions? 
 Because we believe it improves outcomes and reduces 
variability in treatment and improves cost-effectiveness 
 Evidence from UK NHS case control study 
 Definition of MDT 
• A specialist breast surgeon operating 
• on > 50 breast cancers per year. 
• Plus a pathologist, oncologist, radiologist, specialist nurse. 
• Evidence based guidelines. 
• Formal weekly MDT meeting. 
• Audit of clinical activity. 
Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: 
www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
Why do Malaysian guidelines advocate MDT 
decisions? 
 Evidence from UK NHS case control study 
• Breast cancer mortality fell after MDT working introduced 
• 11% lower all-cause mortality 
• 17% lower breast cancer specific mortality 
Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: 
www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
Why do Malaysian guidelines advocate MDT 
decisions? 
 Evidence from UK NHS case control study 
• Breast cancer mortality fell after MDT working introduced 
• 11% lower all-cause mortality 
• 17% lower breast cancer specific mortality 
Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: 
www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
Why do Malaysian guidelines advocate palliative 
care expertise be available? 
 Palliative care process enhances patient satisfaction, quality of 
care, and outcomes while reducing costs. 
– Verret D, Rohloff RM. The value of palliative care.. Healthc Financ Manage. 
2013 Mar;67(3):50-4. 
 “There are no examples of chemotherapy that save money 
compared to best supportive care” 
– Payne SK et al. The Health Economics of Palliative Care. 
http://www.cancernetwork.com/review-article/health-economics-palliative-care-1 
Payne SK et al. The Health Economics of Palliative Care. http://www.cancernetwork.com/review-article/health-economics-palliative-care- 
1
Why do Malaysian guidelines advocate palliative 
care expertise be available? 
• OS better with novel 
therapy 
• QOL better 
• hazard ratio for death in 
the standard care 
group, 1.70; 95% CI, 
1.14 to 2.54; P = 0.01 
Early 
supportive 
care 
Care when 
symptoms 
progress 
Temel JS. N Engl J Med 2010;363:733-42. 
“targeted treatment” 
was supportive care
How can we improve Malaysian Guidelines? 
 By being explicit about the clinical effectiveness of the 
interventions 
• In terms of clinically relevant end points – not surrogate end 
points 
• Overall Survival – Not DFS, PFS = Added Life Years (ALYs) 
• Quality of life – Not Toxicity scores = Q 
• The metric for our key endpoints; Q x ALY = QALY
How can we improve Malaysian Guidelines? 
 By being explicit about the clinical effectiveness of the 
interventions 
 This enables us to rank the value of potential treatment options 
Tier Impact 
Extremely 
effective 
Significant prolongation of 
survival or 
long term significant increase 
in tumour control 
Moderate 
efficacy 
Intermediate between the two 
Minimal 
efficacy 
“statistically significant” 
survival benefits of only short 
duration 
What is the 
“minimum 
clinical 
benefit” to 
justify 
treatment 
from 
Malaysian 
Societal 
perspectives? 
we will need payer and stakeholder consensus to 
agree the parameters for our decisions !
How can we improve Malaysian Guidelines? 
Resource issues: 
 International Guidelines from the EU and USA 
are freely available 
• But may not be relevant from a Malaysian 
perspective 
 Writing guidelines relevant to Malaysia takes 
time and resource 
• Access to medical libraries 
• MDT input implies staff time will be needed 
away from clinical duties 
• The ability to involve stakeholders from 
payers and the patient advocacy groups 
Initial guidelines will require the most resource, 
subsequent revisions should prove easier
How to improve Malaysian Guidelines : 
Language issues 
The language used in guidelines show be easily understood 
Use of technical English may need to be controlled
Standards for Malaysian Guidelines 
 Good clinical guidelines should be:
Questions & Discussion 
“Knowing is not enough; we must apply. 
Willing is not enough; we must do.” 
—Goethe

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Oncology Treatment Guidelines : The Rules and Rationale

  • 1. Oncology Treatment Guidelines : The Rules and Rationale Assoc. Prof. Dato’ Dr. Fuad Ismail & Dr. Paul Cornes
  • 2. What are Clinical Practice Guidelines?  Treatment of patients in the clinical setting requires complex inputs • Disease factors – tumour type, stage, organs involved .. • Patient factors - age, sex, PS, … • Treatment factors - efficacy, toxicity, cost …  Clinician cannot keep abreast with evidence now • Published randomized controlled trials grew from 5,000 per year in 1978–1985 to 25,000 per year in 1994–2001. IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. ISBN 978-0-309-16422-1.
  • 3. What are Clinical Practice Guidelines?  Clinical practice guidelines are statements that include recommendations intended to optimize patient care that are informed by a systematic review of evidence and an assessment of the benefits and harms of alternative care options.  Clinical Practice Guidelines (CPGs) are intended to provide a systematic aid to making such complex medical decisions • Help decision making • Improve healthcare outcomes
  • 4. Clinical guidelines  Act to reduce variation in practice • Permitting effective audit of outcomes  Improve outcomes • By steering physicians and patients to chose the most clinically effective treatments  Expose areas where evidence is poor by • Describing the evidence used to make a recommendation • Using grades and strengths of evidence Many Malaysian oncologists have relied on guidelines from the USA and EU Historically have not formally included value judgements Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
  • 5. Clinical guidelines  Some guidelines explicitly make decisions based on cost effectiveness • Example UK N.I.C.E Erlotinib is recommended as an option for the first-line treatment of people with locally advanced or metastatic non-small-cell lung cancer (NSCLC) if: • they test positive for the epidermal growth factor receptor tyrosine kinase (EGFRTK) mutation • the manufacturer provides erlotinib at the discounted price agreed under the patient access scheme (as revised in 2012). Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
  • 6. Clinical guidelines  Most evidence based guidelines promote clinically effective care – which is generally cost-effective too Most OECD countries could save money by improving clinical guidelines and negotiating better drug prices, BMJ 2010;341:c5552
  • 7. Clinical guidelines save money 91% of guidelines save money Kosimbei et al. Health Research Policy and Systems 2011, 9:24 http://www.health-policy-systems.com/content/9/1/24
  • 8. What makes a Trustworthy Guideline :  To be trustworthy, guidelines should • be based on a systematic review of the existing evidence; • be developed by a knowledgeable, multidisciplinary panel of experts and representatives from key affected groups; • consider important patient subgroups and patient preferences; • be based on an explicit and transparent process that minimizes distortions, biases, and conflicts of interest; • provide a clear explanation of the logical relationships between alternative care options and health outcomes, and • provide ratings of both the quality of evidence and the strength of the recommendations; and • be reconsidered and revised as appropriate when important new evidence warrants modifications of recommendations.
  • 9. What standards are there for guidelines?  Just as we have “CONSORT” standards to report clinical trials  Guidelines have standards from the “GRADE” Working Group – Brozek JL, Akl EA, Alonso- Coello P, Lang D, Jaeschke R, Williams JW. et al. GRADE Working Group, Grading quality of evidence and strength of recommendations in clinical practice guidelines. Part 1 of 3. An overview of the GRADE approach and grading quality of evidence about interventions.. Allergy. 2009;64669-77 – Guyatt GH, Oxman AD, Kunz R, Jaeschke R, Helfand M, Liberati A. et al. GRADE Working Group, Incorporating considerations of resources use into grading recommendations.. BMJ. 2008;3361170-3 “ IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. ISBN 978-0-309-16422-1.
  • 10. What standards are there for guidelines?  Standards include • Transparency • Conflicts of interest • Multidisciplinary and balanced, ideally with patient representatives • Should use systematic reviews • A clear description of potential benefits and harms. • A summary of : – relevant available evidence (and evidentiary gaps), – description of the quality (including applicability), – quantity (including completeness), and – consistency of the aggregate available evidence IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. ISBN 978-0-309-16422-1. PDF is available from The National Academies Press at http://www.nap.edu/catalog.php?record_id=13058
  • 11. What standards are there for guidelines?  An explanation of the part played by values, opinion, theory, and clinical experience in deriving the recommendation.  A rating of the level of confidence in (certainty regarding) the evidence underpinning the recommendation.  A rating of the strength of the recommendation in light of the preceding bullets.  A description and explanation of any differences of opinion regarding the recommendation. IOM (Institute of Medicine). 2011. Clinical Practice Guidelines We Can Trust. Washington, DC: The National Academies Press. ISBN 978-0-309-16422-1. PDF is available from The National Academies Press at http://www.nap.edu/catalog.php?record_id=13058
  • 12. Proposed CPG Standards 1. Establish transparency 2. Management of Conflict on Interest • disclosure, divestment, exclusion 3. CPG Group Composition • Multi-displinary, patients and patient groups 4. CPG – Systemic Review Intersection 5. Evidence based rating and strength of recommendations 6. Write-up on recommendations • Explain recommendations, summarise evidence, input values and judgement 7. External review 8. Updating
  • 13. So why not just have one world guideline?  Treatment decisions must be relevant to the patient population in Malaysia • Including its relative wealth • Access to medical resources (ranked 80th in the world 2010-11) • And reflect Malaysian Societal Values Country Spend as a % of GDP (2010-11) Annual Spend in US Dollar equivalent Malaysia 4.4 645 USA 17.7 8,508 UK 9.4 3,405 Korea Rep 7.4 2,198 Japan 9.6 3,213 Ref: Data – world Bank. Accessed URL: http://data.worldbank.org/indicator/SH.XPD.TOTL.ZS
  • 14. So why not just have one world guideline? Ref But Guidelines relevant to Malaysia could give important health leadership in middle income Asia
  • 15. Limitations of CPG  Variable quality of individual scientific studies;  Limitations in systematic reviews (SRs)  Lack of transparency of development groups’ methodologies  Failure to multi-stakeholder, multi-disciplinary guideline development groups  Unmanaged conflicts of interest (COI)  Failure to use rigorous methodologies in CPG development.  Lack of evidence in subpopulations eg comorbidities, low socio-economic groups, rare conditions.
  • 16. Awareness of Guideline recommmendations  There are many guidelines available as resources  Clinicians need to be aware of the evidence behind the guidelines.  May need to compare different recommendations ABS Guidelines for HDR In cervical cancer S Nag et al. Int. J. Rad Onc Biol. Phys., Vol. 48, No. 1, pp. 201–211, 2000
  • 17. Guidelines vs Guidelines : Which do we use? http://www.uspreventiveservicestaskforce.org/uspstf/uspscolo.htmAccessed 23 Nov 2014
  • 18. NCCN Guideline on Cervical Cancer 2010 All recommendations are category 2A unless stated otherwise
  • 19. Relevance of trail results versus real world clinical practice Although overall survival was demonstrated, regime was not widely used due to toxicity O’Shaughnessy J et al J Clin Oncol 20:2812-2823
  • 20. Why do Malaysian guidelines advocate MDT decisions?  Because we believe it improves outcomes and reduces variability in treatment and improves cost-effectiveness  Evidence from UK NHS case control study  Definition of MDT • A specialist breast surgeon operating • on > 50 breast cancers per year. • Plus a pathologist, oncologist, radiologist, specialist nurse. • Evidence based guidelines. • Formal weekly MDT meeting. • Audit of clinical activity. Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
  • 21. Why do Malaysian guidelines advocate MDT decisions?  Evidence from UK NHS case control study • Breast cancer mortality fell after MDT working introduced • 11% lower all-cause mortality • 17% lower breast cancer specific mortality Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
  • 22. Why do Malaysian guidelines advocate MDT decisions?  Evidence from UK NHS case control study • Breast cancer mortality fell after MDT working introduced • 11% lower all-cause mortality • 17% lower breast cancer specific mortality Ref: Eileen Kesson. The influence of MDT care on survival from Breast Cancer. NCIN & UKACR London, June 2011. URL: www.ncin.org.uk/view?rid=712. Accessed Nov 20, 2014
  • 23. Why do Malaysian guidelines advocate palliative care expertise be available?  Palliative care process enhances patient satisfaction, quality of care, and outcomes while reducing costs. – Verret D, Rohloff RM. The value of palliative care.. Healthc Financ Manage. 2013 Mar;67(3):50-4.  “There are no examples of chemotherapy that save money compared to best supportive care” – Payne SK et al. The Health Economics of Palliative Care. http://www.cancernetwork.com/review-article/health-economics-palliative-care-1 Payne SK et al. The Health Economics of Palliative Care. http://www.cancernetwork.com/review-article/health-economics-palliative-care- 1
  • 24. Why do Malaysian guidelines advocate palliative care expertise be available? • OS better with novel therapy • QOL better • hazard ratio for death in the standard care group, 1.70; 95% CI, 1.14 to 2.54; P = 0.01 Early supportive care Care when symptoms progress Temel JS. N Engl J Med 2010;363:733-42. “targeted treatment” was supportive care
  • 25. How can we improve Malaysian Guidelines?  By being explicit about the clinical effectiveness of the interventions • In terms of clinically relevant end points – not surrogate end points • Overall Survival – Not DFS, PFS = Added Life Years (ALYs) • Quality of life – Not Toxicity scores = Q • The metric for our key endpoints; Q x ALY = QALY
  • 26. How can we improve Malaysian Guidelines?  By being explicit about the clinical effectiveness of the interventions  This enables us to rank the value of potential treatment options Tier Impact Extremely effective Significant prolongation of survival or long term significant increase in tumour control Moderate efficacy Intermediate between the two Minimal efficacy “statistically significant” survival benefits of only short duration What is the “minimum clinical benefit” to justify treatment from Malaysian Societal perspectives? we will need payer and stakeholder consensus to agree the parameters for our decisions !
  • 27. How can we improve Malaysian Guidelines? Resource issues:  International Guidelines from the EU and USA are freely available • But may not be relevant from a Malaysian perspective  Writing guidelines relevant to Malaysia takes time and resource • Access to medical libraries • MDT input implies staff time will be needed away from clinical duties • The ability to involve stakeholders from payers and the patient advocacy groups Initial guidelines will require the most resource, subsequent revisions should prove easier
  • 28. How to improve Malaysian Guidelines : Language issues The language used in guidelines show be easily understood Use of technical English may need to be controlled
  • 29. Standards for Malaysian Guidelines  Good clinical guidelines should be:
  • 30. Questions & Discussion “Knowing is not enough; we must apply. Willing is not enough; we must do.” —Goethe