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Clash of cultures: openness and
safety in government 1.0 and 2.0

  NIS 09, ENISA, 14th sept 09

  David Osimo - Tech4i2 ltd.
Structure of the talk



1. the background: towards e-gov 2.0
2. cases
3. lessons learnt
4. conclusions




                                       2
So far ICT has not fundamentally
          changed government


•   1990s: ICT expected
    to make government
    more transparent,
    efficient and user       Supply   Demand
    oriented

•   2005+: disillusion as
    burocracy not much
    different from Max
    Weber’s description


                                              3
Many projects of web2.0 in public services,
         but not by government
                              Source: own elaboration of IPTS PS20 project
Opportunities and challenges of
          government 2.0

•   transparency
                              ❖   privacy
•   openness
                              ❖   security
•   user-generated
                                  conflict and NIMBY
    services                  ❖




•   reduced information       ❖   representativeness
    asymmetry
                              ❖   universal service and
                                  digital divide

                          5
web2.0 in key government
                      activities
       Back office                             Front office


        Regulation                        Service delivery
Cross-agency collaboration                 eParticipation
 Knowledge management                    Law enforcement
     Interoperability                Public sector information
 Human resources mgmt                  Public communication
   Public procurement             Transparency and accountability



       source: “Web 2.0 in Government: Why and How? www.jrc.es      6
Regulation case: Peer-to-patent




                                  7
Peer-to-patent: an inside look
Governance                           Usage: Started June 07. 1000
                                       users, 32 submission in first
 •   Partnership of US Patent
     Office with business and
                                       month.

     academia (NY Law school)        Benefits

 •   Self-appointed experts, but
     participants ensure relevance
                                       •   Faster processes, backlog
                                           reduction
     and quality by tagging,
     ranking prior art,
     ranking other reviewers           •   Better informed decisions

                                     Other applications:
 •   Desire of recognition as
     participation driver
                                       •   Functions where
 •   Weak authentication: blog
     style
                                           governments have “to make
                                           complex decisions without
                                           the benefit of adequate
                                           information”.
Cross agency collaboration case:
                 Intellipedia
•   Based on Wikipedia software:         Usage: fast take-up, two thirds of
    collaborative drafting of joint        analysts use it to co-produce
    reports                                reports

                                         Benefits
Governance
                                         •   Avoiding silos effects (post 9-11)
•   Used by 16 US security agencies –
    on a super-secure intranet (not
    public)                              •   Better decisions by reducing
                                             information bottlenecks
•   Flat, informal cooperation.
                                         Other applications:
•   Risks: too much information
    sharing. BUT it’s “worth it”: "the   •   Social services for homeless
    key is risk management, not risk         (Canada, Alaska)
    avoidance.“
                                         •   Inter-agency consultation
Knowledge management case:
                    Allen and Overy
Answering key questions…
                                        …by using “Enterprise 2.0” tools:

•   Which articles do managers think    •   Blogs and wikis for discussion and
    are important this morning?             collaboration
                                        •   Collaborative filtering of information,
•   Which newsfeeds do my favorite          recommendation systems,
    colleagues use?                         bookmarks sharing (tags, RSS
                                            feeds)
•   What discussion topics are hot in   •   On top of this: algorithms applied to
    a project team (things you can’t        users’ attention data and behaviour
    anticipate)?
•   Who is expert/working on this
    specific topic/tag?



                                                                                      10
Allen and Overy: an inside look
Governance

  •   Pilot launched on small collaborative groups – then upscaled

  •   Fast, iterative delivery (not big IT project approach)

  •   Strong authentication (integrated with company SSO)

  •   Kept the wiki spirit, low control (non sensitive content)
Usage: became internal standard for collaboration and sharing

Benefits

  •   Increased awareness of what others are doing – less duplication of effort

  •   Reduction in internal e-mail sent

  •   Better learning and knowledge creation
Other applications

  •   All knowledge-intensive areas of government
                                                                                  11
Service delivery case: Patient
          Opinion




                                 12
Patient Opinion: an inside look
Governance

  •   Launched by a GP as a social enterprise: third party between government
      and citizen

  •   Start-up funded by NHS, now revenues from health providers subscribing
      to the service

  •   Strong moderation (but also from senior patient)

  •   Weak authentication (blog-style) to enhance ease-of-use
Usage: 3000 comments in 9 months, 38 health providers subscribed
Benefits of ratings/reviews

  •   Enabling informed choices (for citizens)

  •   Understanding users needs (for government)

  •   Monitoring quality compliance for service improvement


                                                                                13
Reminder: citizens and
employees do it anyway




                          14
eParticipation case: e-petitions
             in UK




                                   15
E-Petitions: an inside look
Governance

  •   Hosted in the PM website, run by NGO MySociety.org (fixmystreet.com,
      theyworkforyou.com, planningalerts.com etc.)

  •   Ex-post moderation (nearly all petitions are listed)

  •   Weak authentication (blog-style)

  •   Launched as beta, 15 major changes in first 48 hours
Usage: 2.1M individuals signed petitions in 6 months
Benefits

  •   Stimulates citizen participation

  •   Real impact on current legislative process

  •   Especially effective in agenda-setting


                                                                            16
Law enforcement case: MyBikeLane




                                   17
Lessons learnt
Web 2.0 approach


•   usability is paramount and anonimity is a value

•   weak authentication and ex-post moderation
    outside the firewall

•   strong authentication and no moderation inside the
    firewall

•   soft governance tools rather than control:
    trasnparent guidelines and decisions, self-regulation

•   more collaboration than conflict in open platforms

•   multiple federated identities across websites
    (openID, Facebook connect etc.)
                                                            19
The government way


    Governance and participation toolbox:
•   “The toolbox must include security, identity
    and access controls to ensure privacy and,
    where appropriate, the delineation of
    constituency domains according to the specific
    needs of government applications”
    source: FP7 ICT WP 2009-10


                                                    20
Gartner future: no government?

                                                                                              Dropout
                                                   Market
                                               intermediaries                             Digital Reluctant
Government




                                                                                          Potential climbers




                                                                                                               Users
                            back
                                    data and
             infrastruct    office                                    authentic
                                      web       channel   interface               usage
                 ure     interopera                                     ation
                                    services
                            bility                                                             Basics

                                                                                          Trendy and mobile


                                                                                           Digital Natives




                                                                                                                 21
Tech4i2 future: Tao government

                                                                                             Dropout


                                                                                         Digital Reluctant
Government




                                                                                         Potential climbers




                                                                                                              Users
                            back
                                    data and
             infrastruct    office                                   authentic
                                      web      channel   interface               usage
                 ure     interopera                                    ation
                                    services
                            bility                   Market/non                               Basics
                                                       market
                                                                                         Trendy and mobile
                                                   intermediaries

                                                                                          Digital Natives




                                                                                                                22
Possible future scenario

                                  !"#$"%&
9566%(*$/#:;%2%(/0%2&            '%()$*%'&
%8.&'%()$*%'&
                                  !"#$"%&
                                  +,-#$*&
                                 '%()$*%'&

                                  ./0/1
                                '%"'$0$)%&
                                '%()$*%'&



                               .%#$)%(%2&-3&
 75)%("6%"0&                   45)%("6%"0&
 %8.&'%()$*%'&


                                               23
Conclusions
•   there is a strong gap between web 2.0 and
    government thinking on security, privacy,
    identity
    • web 2.0 approach proved effective so far
      but there are challenges in upscaling
    • high media literacy is needed for effective
      participation - a minority of the population
      has them
    • government approach to become more
      user-centric, federated
•   we have to start bridging this gap ...
                                                     24
25
Thank you


               david.osimo@tech4i2.com


                   Further information:
Osimo, 2008. Web2.0 in government: why and how? www.jrc.es

Osimo, 2008. Benchmarking e-government in the web 2.0 era: what to
measure, and how. European Journal of ePractice, August 2008.

http://egov20.wordpress.com




                                                                     26
Back-up slides




                 27
Before




                      citizen

Government




                                28
After




                          citizen      information,
                                     trust, attention

Government                friends


                     friends of friends



                          public

                                                        29
Web-oriented government architecture

  !"#                                      $%&




UK Cabinet, “Power of information task force report”
 '()*+,--.*/0)-*1-231*)+456*3-7489-(*):0-;<*=>-?@30-ABBCD
Robinson et al.: “Government Data and the Invisible Hand “
Gartner: “The Real Future of E-Government: From Joined-Up to Mashed-Up”
                                                                          30
1 - DO NO HARM




• don’t hyper-protect public data from re-use
• don’t launch large scale “facade” web2.0
  project
• don’t forbid web 2.0 in the workplace
• let bottom-up initiatives flourish as
  barriers to entry are very low


                                                31
2. ENABLE



• blogging and social networking guidelines
   for civil servants
• publish reusable and machine readable data
   (XML, RSS, RDFa) > see W3C work
• adopt web-oriented architecture
• create a public data catalogue > see
   Washington DC


                                               32
3. ACTIVELY PROMOTE



• ensure pervasive broadband
✴create e-skills in and outside government: digital
    literacy, media literacy, web2.0 literacy,
    programming skills
✴fund bottom-up initiatives through public
    procurement, awards
•   reach out trough key intermediaries trusted by
    the community
•   listen, experiment and learn-by-doing
                                                      33
Promoting e-skills

• Old IT competences: ECDL
• New competences:
 1. digital literacy: making sense of text and
    audiovisual
 2. media literacy: produce web content using free
    tools (ning, facebook, youtube, wordpress...)
 3. running a server: capacity to install free tools on
    own server - you own the data
 4. coding skills: you can create cool website for “stuff
    that matters to you”
★ Do we need “computational thinking”?
                                                            34
Not only spontaneous:
                INCA awards

•   Context in Flanders: very few government 2.0
    project
•   INCA prize: 1 month, 20K euros for new
    applications “socially useful”
•   results: 35 brand new applications on: family,
    mobility, culture, environment
•   double dividend: ICT innovation and social
    impact

                                                     35
36
Obama administration

•   memo on transparency as first act:
    transparency by default
•   recovery.gov as flagship for reusable data
•   agreement with social networks
•   appointment of best web2.0 people in
    WhiteHouse staff
• data.gov catalogue
★what about Europe?
                                                37
A new vision starting to take
                                      shape




To sum up, transparency, which enhances accountability and choice, can be a powerful driver, a catalyst and
a flagship for “transformational government”, rather than for “eGovernment” only.

6 What is new?                                                                                                38
Common mistakes

•   “Build it and they will come”: beta testing, trial and
    error necessary

•   Launching “your own” large scale web 2.0 flagship
    project

•   Opening up without soft governance of key
    challenges:
    - privacy
    - individual vs institutional role
    - destructive participation

•   Adopting only the technology with traditional top-
    down attitude
                                                             39
Web 2.0 is about values, not technology:
      and it’s the hacker’s values

                 User as producer, Collective intelligence,
   Values
               Long tail, Perpetual beta, Extreme ease of use

                  Blog, Wiki, Podcast, RSS, Tagging, Social
Applications
                  networks, Search engine, MPOGames

                Ajax, XML, Open API, Microformats, REST,
Technologies
                        Flash/Flex, Peer-to-Peer



                          Source: Author’s elaboration based on Forrester
                             40
Is there a visible impact?



Yes, more than the usage:
•   in the back office: evidence used by US Patent
    Office, used to detect Iraqi insurgents
•   in the front office, making government really
    accountable and helping other citizens
•   but there is risk of negative impact as well


                                                    41
Presentation at ENISA summer school

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Presentation at ENISA summer school

  • 1. Clash of cultures: openness and safety in government 1.0 and 2.0 NIS 09, ENISA, 14th sept 09 David Osimo - Tech4i2 ltd.
  • 2. Structure of the talk 1. the background: towards e-gov 2.0 2. cases 3. lessons learnt 4. conclusions 2
  • 3. So far ICT has not fundamentally changed government • 1990s: ICT expected to make government more transparent, efficient and user Supply Demand oriented • 2005+: disillusion as burocracy not much different from Max Weber’s description 3
  • 4. Many projects of web2.0 in public services, but not by government Source: own elaboration of IPTS PS20 project
  • 5. Opportunities and challenges of government 2.0 • transparency ❖ privacy • openness ❖ security • user-generated conflict and NIMBY services ❖ • reduced information ❖ representativeness asymmetry ❖ universal service and digital divide 5
  • 6. web2.0 in key government activities Back office Front office Regulation Service delivery Cross-agency collaboration eParticipation Knowledge management Law enforcement Interoperability Public sector information Human resources mgmt Public communication Public procurement Transparency and accountability source: “Web 2.0 in Government: Why and How? www.jrc.es 6
  • 8. Peer-to-patent: an inside look Governance Usage: Started June 07. 1000 users, 32 submission in first • Partnership of US Patent Office with business and month. academia (NY Law school) Benefits • Self-appointed experts, but participants ensure relevance • Faster processes, backlog reduction and quality by tagging, ranking prior art, ranking other reviewers • Better informed decisions Other applications: • Desire of recognition as participation driver • Functions where • Weak authentication: blog style governments have “to make complex decisions without the benefit of adequate information”.
  • 9. Cross agency collaboration case: Intellipedia • Based on Wikipedia software: Usage: fast take-up, two thirds of collaborative drafting of joint analysts use it to co-produce reports reports Benefits Governance • Avoiding silos effects (post 9-11) • Used by 16 US security agencies – on a super-secure intranet (not public) • Better decisions by reducing information bottlenecks • Flat, informal cooperation. Other applications: • Risks: too much information sharing. BUT it’s “worth it”: "the • Social services for homeless key is risk management, not risk (Canada, Alaska) avoidance.“ • Inter-agency consultation
  • 10. Knowledge management case: Allen and Overy Answering key questions… …by using “Enterprise 2.0” tools: • Which articles do managers think • Blogs and wikis for discussion and are important this morning? collaboration • Collaborative filtering of information, • Which newsfeeds do my favorite recommendation systems, colleagues use? bookmarks sharing (tags, RSS feeds) • What discussion topics are hot in • On top of this: algorithms applied to a project team (things you can’t users’ attention data and behaviour anticipate)? • Who is expert/working on this specific topic/tag? 10
  • 11. Allen and Overy: an inside look Governance • Pilot launched on small collaborative groups – then upscaled • Fast, iterative delivery (not big IT project approach) • Strong authentication (integrated with company SSO) • Kept the wiki spirit, low control (non sensitive content) Usage: became internal standard for collaboration and sharing Benefits • Increased awareness of what others are doing – less duplication of effort • Reduction in internal e-mail sent • Better learning and knowledge creation Other applications • All knowledge-intensive areas of government 11
  • 12. Service delivery case: Patient Opinion 12
  • 13. Patient Opinion: an inside look Governance • Launched by a GP as a social enterprise: third party between government and citizen • Start-up funded by NHS, now revenues from health providers subscribing to the service • Strong moderation (but also from senior patient) • Weak authentication (blog-style) to enhance ease-of-use Usage: 3000 comments in 9 months, 38 health providers subscribed Benefits of ratings/reviews • Enabling informed choices (for citizens) • Understanding users needs (for government) • Monitoring quality compliance for service improvement 13
  • 16. E-Petitions: an inside look Governance • Hosted in the PM website, run by NGO MySociety.org (fixmystreet.com, theyworkforyou.com, planningalerts.com etc.) • Ex-post moderation (nearly all petitions are listed) • Weak authentication (blog-style) • Launched as beta, 15 major changes in first 48 hours Usage: 2.1M individuals signed petitions in 6 months Benefits • Stimulates citizen participation • Real impact on current legislative process • Especially effective in agenda-setting 16
  • 17. Law enforcement case: MyBikeLane 17
  • 19. Web 2.0 approach • usability is paramount and anonimity is a value • weak authentication and ex-post moderation outside the firewall • strong authentication and no moderation inside the firewall • soft governance tools rather than control: trasnparent guidelines and decisions, self-regulation • more collaboration than conflict in open platforms • multiple federated identities across websites (openID, Facebook connect etc.) 19
  • 20. The government way Governance and participation toolbox: • “The toolbox must include security, identity and access controls to ensure privacy and, where appropriate, the delineation of constituency domains according to the specific needs of government applications” source: FP7 ICT WP 2009-10 20
  • 21. Gartner future: no government? Dropout Market intermediaries Digital Reluctant Government Potential climbers Users back data and infrastruct office authentic web channel interface usage ure interopera ation services bility Basics Trendy and mobile Digital Natives 21
  • 22. Tech4i2 future: Tao government Dropout Digital Reluctant Government Potential climbers Users back data and infrastruct office authentic web channel interface usage ure interopera ation services bility Market/non Basics market Trendy and mobile intermediaries Digital Natives 22
  • 23. Possible future scenario !"#$"%& 9566%(*$/#:;%2%(/0%2& '%()$*%'& %8.&'%()$*%'& !"#$"%& +,-#$*& '%()$*%'& ./0/1 '%"'$0$)%& '%()$*%'& .%#$)%(%2&-3& 75)%("6%"0& 45)%("6%"0& %8.&'%()$*%'& 23
  • 24. Conclusions • there is a strong gap between web 2.0 and government thinking on security, privacy, identity • web 2.0 approach proved effective so far but there are challenges in upscaling • high media literacy is needed for effective participation - a minority of the population has them • government approach to become more user-centric, federated • we have to start bridging this gap ... 24
  • 25. 25
  • 26. Thank you david.osimo@tech4i2.com Further information: Osimo, 2008. Web2.0 in government: why and how? www.jrc.es Osimo, 2008. Benchmarking e-government in the web 2.0 era: what to measure, and how. European Journal of ePractice, August 2008. http://egov20.wordpress.com 26
  • 28. Before citizen Government 28
  • 29. After citizen information, trust, attention Government friends friends of friends public 29
  • 30. Web-oriented government architecture !"# $%& UK Cabinet, “Power of information task force report” '()*+,--.*/0)-*1-231*)+456*3-7489-(*):0-;<*=>-?@30-ABBCD Robinson et al.: “Government Data and the Invisible Hand “ Gartner: “The Real Future of E-Government: From Joined-Up to Mashed-Up” 30
  • 31. 1 - DO NO HARM • don’t hyper-protect public data from re-use • don’t launch large scale “facade” web2.0 project • don’t forbid web 2.0 in the workplace • let bottom-up initiatives flourish as barriers to entry are very low 31
  • 32. 2. ENABLE • blogging and social networking guidelines for civil servants • publish reusable and machine readable data (XML, RSS, RDFa) > see W3C work • adopt web-oriented architecture • create a public data catalogue > see Washington DC 32
  • 33. 3. ACTIVELY PROMOTE • ensure pervasive broadband ✴create e-skills in and outside government: digital literacy, media literacy, web2.0 literacy, programming skills ✴fund bottom-up initiatives through public procurement, awards • reach out trough key intermediaries trusted by the community • listen, experiment and learn-by-doing 33
  • 34. Promoting e-skills • Old IT competences: ECDL • New competences: 1. digital literacy: making sense of text and audiovisual 2. media literacy: produce web content using free tools (ning, facebook, youtube, wordpress...) 3. running a server: capacity to install free tools on own server - you own the data 4. coding skills: you can create cool website for “stuff that matters to you” ★ Do we need “computational thinking”? 34
  • 35. Not only spontaneous: INCA awards • Context in Flanders: very few government 2.0 project • INCA prize: 1 month, 20K euros for new applications “socially useful” • results: 35 brand new applications on: family, mobility, culture, environment • double dividend: ICT innovation and social impact 35
  • 36. 36
  • 37. Obama administration • memo on transparency as first act: transparency by default • recovery.gov as flagship for reusable data • agreement with social networks • appointment of best web2.0 people in WhiteHouse staff • data.gov catalogue ★what about Europe? 37
  • 38. A new vision starting to take shape To sum up, transparency, which enhances accountability and choice, can be a powerful driver, a catalyst and a flagship for “transformational government”, rather than for “eGovernment” only. 6 What is new? 38
  • 39. Common mistakes • “Build it and they will come”: beta testing, trial and error necessary • Launching “your own” large scale web 2.0 flagship project • Opening up without soft governance of key challenges: - privacy - individual vs institutional role - destructive participation • Adopting only the technology with traditional top- down attitude 39
  • 40. Web 2.0 is about values, not technology: and it’s the hacker’s values User as producer, Collective intelligence, Values Long tail, Perpetual beta, Extreme ease of use Blog, Wiki, Podcast, RSS, Tagging, Social Applications networks, Search engine, MPOGames Ajax, XML, Open API, Microformats, REST, Technologies Flash/Flex, Peer-to-Peer Source: Author’s elaboration based on Forrester 40
  • 41. Is there a visible impact? Yes, more than the usage: • in the back office: evidence used by US Patent Office, used to detect Iraqi insurgents • in the front office, making government really accountable and helping other citizens • but there is risk of negative impact as well 41