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The Need for Rigorous Evaluation of
Interventions to Improve the
Transition to Adulthood for Youth in
State Care
Mark E. Courtney
School of Social Service Administration and Chapin Hall
University of Chicago
My Purpose Today


Present recent research on foster youths’
  transitions to adulthood
Describe the focus of social policy on this
  population
Summarize the weak evidence regarding the
  effectiveness of interventions for this population
How do foster youth fare during the
            transition?
Midwest Study Design and Sample

Largest prospective study of foster youth making the transition to
   adulthood since the Foster Care Independence Act of 1999
Collaboration between state child welfare agencies and the research
   team
Foster youth in Iowa, Wisconsin and Illinois who:
     Were still in care at age 17
     Had entered care before their 16th birthday
     Had been placed in care because they were abused, neglected or
      dependent
     Not originally placed because of delinquency
Data from in-person interviews (structured and in-depth qualitative) and
  government program administrative data
Study Design and Sample (continued)

Wave     Year        Number      Response     Age at
                   Interviewed     Rate     interview

  1    ’02 – ’03      732          96%      17 – 18
  2      ‘04          603          82%         19
  3      ‘06          591          81%         21
  4      ‘08          602          82%       23-24
  5    ’10 – ’11      596          83%         26
Young Women’s Educational Attainment
Young Men’s Educational Attainment
Young Women’s Educational Enrollment
Young Men’s Educational Enrollment
Young Men’s and Young Women’s Employment




72% employed during year; mean earnings among employed = $13,989
Family Formation Among Young Women




   19% of women with children have a nonresident child
Family Formation Among Young Men




    66% of men with children have a nonresident child
Young Women’s Criminal Justice System
Involvement
Young Men’s Criminal Justice System
Involvement
Summary of What We Know About Early
Adult Outcomes Post Chafee
Outcomes are relatively poor across a variety of domains
Trends are generally problematic:
    Declining engagement in education, though some are still in school
    Gradually increasing but poor engagement in the workforce
    Many non-resident children
    Troubling levels of justice system involvement continuing through mid
     20s
    Functioning in other domains (e.g., mental and behavioral health, risk
     behaviors, victimization) is also poor
Outcomes vary by gender; males fare worse
Despite a sobering picture overall, many young people leaving
  the care of the state do well
16




US Social Policy and the Transition to
Adulthood for Foster Youth
U.S. Demographic, Developmental, and
Policy Context
The transition to adulthood in the U.S. is taking
  longer
    Markers of the transition are happening later; half of
     young people between 18-24 live with a parent
    $38k in direct support between 18-34
Developmental psychologists describe a new
  period of “emerging adulthood”
Yet, U.S. policy provides little support for young
  adults
U.S. Policy on Foster Youth in Transition
Research from 1990s continues to show poor
  outcomes
1999 Foster Care Independence Act
   $140 million per year allocated to states
   Funds a broad range of services
   Up to 30% of funds can be used for room and board
   Allows states to extend Medicaid to foster youth through age 21
   Amendment to law allows appropriation up to $60 million per
    year to fund education/training vouchers for up to $5000 per year
    through age 23
   Creates outcome reporting requirements and devotes 1.5% of
    funds to rigorous evaluation of promising programs
A Brave New World: The Fostering Connections
to Success Act of 2008

Among its provisions, the law:

 Extends Title IV-E funding (including guardianship and
  adoption subsidies), at state option, to age 21
 Youth must be 1) completing high school or an
  equivalency program; 2) enrolled in post-secondary or
  vocational school; 3) participating in a program or
  activity designed to promote, or remove barriers to,
  employment; 4) employed for at least 80 hours per
  month; or 5) incapable of doing any of these activities
  due to a medical condition
 Existing IV-E protections remain, including ongoing
  court oversight of state foster care provision
But…Evidence of What Works is Lacking
Cochrane collaboration review of evaluation research on IL programs
  (Montgomery et al, 2006) found no rigorous studies: “Further
  research incorporating randomized designs is both feasible and
  necessary”
Recent ACF-funded randomized evaluations:
    No impact of life skills training, tutoring/mentoring, and employment support
    Massachusetts Adolescent Outreach had some positive effects, but those
     appear to be mediated by the program’s impact on youth remaining in care past
     age 18.


The bottom line: Too many programs are poorly targeted, have poorly
  developed logic models, and are not intensive enough to influence
  outcomes for youth making the transition to adulthood from foster
  care.

WE NEED RIGOROUS EVALUATION RESEARCH!!!
Evaluation of Youth Villages’
     Transitional Living Program

                        John Martinez
Deputy Director, Health and Barriers to Employment Policy Area
Overview of Session


     Introduction to MDRC and evaluation
     Who is in the study
     Evaluation Status




2
Who is conducting the evaluation?


     MDRC, a non-profit, non-partisan education
      and social policy research organization and
      intermediary
     Based in New York City with a regional office in
      Oakland, CA
     Dedicated to learning what works best to
      improve the lives of low-income families
     Nearly 40 years of experience evaluating social
      policy programs
3
Who is funding the evaluation?




 The Edna McConnell Clark Foundation
 The Annie E Casey Foundation
 The Bill and Melinda Gates Foundation




4
Components of the Evaluation (I)


 Impacts: To what extent does TL improve outcomes for
    youth? Which approaches are most effective for whom?
       On what outcomes (e.g. housing stability, educational
        outcomes, labor market success, reduced crime)
       Over what period of time (e.g. length of follow-up)
       To what magnitude?
       For what subgroups?

                Use Random Assignment Research Design

    Data sources: public records data, baseline forms, and surveys


5
Components of the Evaluation (II)

 Program implementation: What services are provided?
    How are they delivered? What challenges are encountered?
    Are the challenges related to serving youth aging out of state
    care?
       Measuring enrollment and participation rates
       Measuring implementation fidelity
       Measuring the contrast

    Data sources: surveys, field research, YV MIS, in-depth
       interviews with youth
 Costs and Benefits: What are the costs? Do benefits
    outweigh the costs?

6
Impact Analysis Design

 Evaluation uses random assignment, the most
  reliable way to assess what difference a program
  makes
 Youth eligible for TL were assigned, by chance, to
  one of two groups:
       TL Program Group: receives TL services
       Community Services(CS) Group (Control Group): not eligible
        to receive TL services for up to five years
 MDRC will follow both groups for at least three
    years (and possibly longer, depending on funding)


7
Random Assignment


                        Participants meet program criteria


                            Participants give consent


                             Baseline data collected




                                    Random
                                   Assignment
     Program group                                               Control group
    Enroll in program                                        Receive other services
                                                               in the community


8
Why Random Assignment?

 Gold standard of research as it is the most reliable way to
    measure impacts:
       Ensures motivation levels and personal characteristics of youth in
        program and control groups are same on average at beginning of
        program
       Youth in the control group illustrate what would have happened if
        not for the program
       Any subsequent difference in outcomes can be attributed to the
        program with the highest confidence

 Widely used in public service settings

 Endorsed by OMB, DOE and other federal agencies

 Fair and equitable way to determine who receives the program


9
Who is in the study?
What is the baseline information form?

 Youth completed a baseline survey prior to random
  assignment
 Baseline data provides a “picture” of these youth at
  study entry
 Multiple uses
    Allows researchers to assess whether random assignment
     worked
    Could be used in impact analysis models
    Can also be used to determine whether TL works differently
     for different types of youth
 Presenting data today on 1,225 study participants
Did RA work?

 Goal: two research groups in which the only
  difference is that one group was eligible to receive TL
  and one was not
 Baseline data can help support that the two groups
  were equivalent
 Data suggests this was the case: of 22 variables, only
  2 had a SS difference between the 2 groups (and we
  would expect that to happen by chance)
Demographics
Characteristic                        Full Sample (%)

Gender

  Male                                      52

  Female                                    48

Race

  Hispanic                                   5

  White/non-Hispanic                        51

  Black/non-Hispanic                        38

  Other/non-Hispanic                        6
Age at random assignment

             Age at RA


        9%



  20%                      18
                           19
                           20-24

                    71%
Age at 1st custody placement

          1%
               6%
                    6%

                               LT 1
                               1-5
                         23%   6-10
                               11-14
  64%                          15-18
Contact with biological parent

Contact with biological             Contact with biological
mother                              father


                        Every day                      Every day

                        At least             16%       At least
     25%                1X/wk                          1X/wk
                  43%   At least                       At least
                                                12%
  8%                    1X/mo         53%              1X/mo
                                                8%
                        LT 1X/mo                       LT 1X/mo
                                             11%
8%         16%
                        Never                          Never
Other characteristics

Characteristic                                   Full Sample (%)

Contact with any other relative at least 1X/mo         88

Pregnant at baseline                                   4

Has any children                                       17

Enrolled in school                                     54

Ever repeated a grade or held back                     43

Ever suspended from school                             81

Ever arrested                                          64
Current Status

 Random assignment complete
    1322 youth randomly assigned within two years
 Most field work associated with the implementation
  study is complete
 Survey fielding is ongoing
    Very high response rates (about 85 percent)
What’s Next

 Survey fielding will continue (survey firm should
  wrap up winter/spring 2014)
 Implementation report slated for publication in
  January 2014
 Impact report slated for publication in
  spring/summer 2015
Thank You
          20




     John Martinez
john.martinez@mdrc.org
     212-340-8690
     www.mdrc.org
The promises and perils of
 random assignment
 evaluations – a provider’s
 perspective

Presentation to First Focus/SPARC

March 19, 2013




                        All contents ©2011 by Youth Villages, Inc. with all rights reserved
Discussion Topics

• Embarking on a random assignment evaluation

• Confronting the ethical issues

• Recruiting study subjects

• Monitoring program fidelity

• Controlling study costs

• Awaiting results
Why do a random assignment evaluation?
               PRO                                        CON
•   Provides a benchmark                      •   Frightening

•   Value in having                           •   Time consuming
    independent evaluation
                                              •   Referral sources/ service
•   Exciting                                      purchasers don’t require it

•   Opportunity for program                   •   Youth Villages already has
    improvement                                   an on-going outcome
                                                  evaluation process
•   Push toward evidence-
    based practices from govt.
    and foundation funders

•   Meets organizational goal
    of increasing use of
    evidence-based services
Confronting the Ethical Issues of Random Assignment




Forty percent of youth in the
study are denied entry into the
          TL Program.

          How do we justify that?
Recruiting Study Subjects
The expectation:




            The reality:
It wasn’t as easy as we thought!

1,300
1,200
1,100
            Original goal – 1,600
1,000
            Adjusted goal – 1,300
 900
 800
 700
 600
 500
 400
 300
 200
 100
   0
        1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24

                                                      Month

                                             Goal          Actual
Monitoring Program Fidelity


In some ways, this has been the easy one!


   • Program Model Adherence Reviews

   • Balanced Scorecard



               Is that enough?
Controlling Study Costs

The evaluation is funded by the Edna
     McConnell Clark Foundation and the
     Bill and Melinda Gates Foundation


What are the provider’s costs?
   • Study coordinator (full time)
   • Leadership staff time
   • Assessors (to determine eligibility and
     appropriateness for program)
   • Training and travel
Awaiting Study Results

   Planning Begins – July 2008


       Study Recruitment Begins – October 2010


            One Year Follow-up Begins – November
            2011

                Study Recruitment Ends – October 2012


                   One Year Follow-up Completed – January 2014
 Six
Years!                  Preliminary Report on One Year Outcomes –
                        July 2014
Lessons learned?



•   Go in with eyes wide open

•   Take time to prepare

•   Be ready for the unexpected

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The Need for Rigorous Evaluation of Interventions for Foster Youth

  • 1. The Need for Rigorous Evaluation of Interventions to Improve the Transition to Adulthood for Youth in State Care Mark E. Courtney School of Social Service Administration and Chapin Hall University of Chicago
  • 2. My Purpose Today Present recent research on foster youths’ transitions to adulthood Describe the focus of social policy on this population Summarize the weak evidence regarding the effectiveness of interventions for this population
  • 3. How do foster youth fare during the transition?
  • 4. Midwest Study Design and Sample Largest prospective study of foster youth making the transition to adulthood since the Foster Care Independence Act of 1999 Collaboration between state child welfare agencies and the research team Foster youth in Iowa, Wisconsin and Illinois who:  Were still in care at age 17  Had entered care before their 16th birthday  Had been placed in care because they were abused, neglected or dependent  Not originally placed because of delinquency Data from in-person interviews (structured and in-depth qualitative) and government program administrative data
  • 5. Study Design and Sample (continued) Wave Year Number Response Age at Interviewed Rate interview 1 ’02 – ’03 732 96% 17 – 18 2 ‘04 603 82% 19 3 ‘06 591 81% 21 4 ‘08 602 82% 23-24 5 ’10 – ’11 596 83% 26
  • 10. Young Men’s and Young Women’s Employment 72% employed during year; mean earnings among employed = $13,989
  • 11. Family Formation Among Young Women 19% of women with children have a nonresident child
  • 12. Family Formation Among Young Men 66% of men with children have a nonresident child
  • 13. Young Women’s Criminal Justice System Involvement
  • 14. Young Men’s Criminal Justice System Involvement
  • 15. Summary of What We Know About Early Adult Outcomes Post Chafee Outcomes are relatively poor across a variety of domains Trends are generally problematic:  Declining engagement in education, though some are still in school  Gradually increasing but poor engagement in the workforce  Many non-resident children  Troubling levels of justice system involvement continuing through mid 20s  Functioning in other domains (e.g., mental and behavioral health, risk behaviors, victimization) is also poor Outcomes vary by gender; males fare worse Despite a sobering picture overall, many young people leaving the care of the state do well
  • 16. 16 US Social Policy and the Transition to Adulthood for Foster Youth
  • 17. U.S. Demographic, Developmental, and Policy Context The transition to adulthood in the U.S. is taking longer  Markers of the transition are happening later; half of young people between 18-24 live with a parent  $38k in direct support between 18-34 Developmental psychologists describe a new period of “emerging adulthood” Yet, U.S. policy provides little support for young adults
  • 18. U.S. Policy on Foster Youth in Transition Research from 1990s continues to show poor outcomes 1999 Foster Care Independence Act  $140 million per year allocated to states  Funds a broad range of services  Up to 30% of funds can be used for room and board  Allows states to extend Medicaid to foster youth through age 21  Amendment to law allows appropriation up to $60 million per year to fund education/training vouchers for up to $5000 per year through age 23  Creates outcome reporting requirements and devotes 1.5% of funds to rigorous evaluation of promising programs
  • 19. A Brave New World: The Fostering Connections to Success Act of 2008 Among its provisions, the law:  Extends Title IV-E funding (including guardianship and adoption subsidies), at state option, to age 21  Youth must be 1) completing high school or an equivalency program; 2) enrolled in post-secondary or vocational school; 3) participating in a program or activity designed to promote, or remove barriers to, employment; 4) employed for at least 80 hours per month; or 5) incapable of doing any of these activities due to a medical condition  Existing IV-E protections remain, including ongoing court oversight of state foster care provision
  • 20. But…Evidence of What Works is Lacking Cochrane collaboration review of evaluation research on IL programs (Montgomery et al, 2006) found no rigorous studies: “Further research incorporating randomized designs is both feasible and necessary” Recent ACF-funded randomized evaluations:  No impact of life skills training, tutoring/mentoring, and employment support  Massachusetts Adolescent Outreach had some positive effects, but those appear to be mediated by the program’s impact on youth remaining in care past age 18. The bottom line: Too many programs are poorly targeted, have poorly developed logic models, and are not intensive enough to influence outcomes for youth making the transition to adulthood from foster care. WE NEED RIGOROUS EVALUATION RESEARCH!!!
  • 21. Evaluation of Youth Villages’ Transitional Living Program John Martinez Deputy Director, Health and Barriers to Employment Policy Area
  • 22. Overview of Session  Introduction to MDRC and evaluation  Who is in the study  Evaluation Status 2
  • 23. Who is conducting the evaluation?  MDRC, a non-profit, non-partisan education and social policy research organization and intermediary  Based in New York City with a regional office in Oakland, CA  Dedicated to learning what works best to improve the lives of low-income families  Nearly 40 years of experience evaluating social policy programs 3
  • 24. Who is funding the evaluation?  The Edna McConnell Clark Foundation  The Annie E Casey Foundation  The Bill and Melinda Gates Foundation 4
  • 25. Components of the Evaluation (I)  Impacts: To what extent does TL improve outcomes for youth? Which approaches are most effective for whom?  On what outcomes (e.g. housing stability, educational outcomes, labor market success, reduced crime)  Over what period of time (e.g. length of follow-up)  To what magnitude?  For what subgroups? Use Random Assignment Research Design Data sources: public records data, baseline forms, and surveys 5
  • 26. Components of the Evaluation (II)  Program implementation: What services are provided? How are they delivered? What challenges are encountered? Are the challenges related to serving youth aging out of state care?  Measuring enrollment and participation rates  Measuring implementation fidelity  Measuring the contrast Data sources: surveys, field research, YV MIS, in-depth interviews with youth  Costs and Benefits: What are the costs? Do benefits outweigh the costs? 6
  • 27. Impact Analysis Design  Evaluation uses random assignment, the most reliable way to assess what difference a program makes  Youth eligible for TL were assigned, by chance, to one of two groups:  TL Program Group: receives TL services  Community Services(CS) Group (Control Group): not eligible to receive TL services for up to five years  MDRC will follow both groups for at least three years (and possibly longer, depending on funding) 7
  • 28. Random Assignment Participants meet program criteria Participants give consent Baseline data collected Random Assignment Program group Control group Enroll in program Receive other services in the community 8
  • 29. Why Random Assignment?  Gold standard of research as it is the most reliable way to measure impacts:  Ensures motivation levels and personal characteristics of youth in program and control groups are same on average at beginning of program  Youth in the control group illustrate what would have happened if not for the program  Any subsequent difference in outcomes can be attributed to the program with the highest confidence  Widely used in public service settings  Endorsed by OMB, DOE and other federal agencies  Fair and equitable way to determine who receives the program 9
  • 30. Who is in the study?
  • 31. What is the baseline information form?  Youth completed a baseline survey prior to random assignment  Baseline data provides a “picture” of these youth at study entry  Multiple uses  Allows researchers to assess whether random assignment worked  Could be used in impact analysis models  Can also be used to determine whether TL works differently for different types of youth  Presenting data today on 1,225 study participants
  • 32. Did RA work?  Goal: two research groups in which the only difference is that one group was eligible to receive TL and one was not  Baseline data can help support that the two groups were equivalent  Data suggests this was the case: of 22 variables, only 2 had a SS difference between the 2 groups (and we would expect that to happen by chance)
  • 33. Demographics Characteristic Full Sample (%) Gender Male 52 Female 48 Race Hispanic 5 White/non-Hispanic 51 Black/non-Hispanic 38 Other/non-Hispanic 6
  • 34. Age at random assignment Age at RA 9% 20% 18 19 20-24 71%
  • 35. Age at 1st custody placement 1% 6% 6% LT 1 1-5 23% 6-10 11-14 64% 15-18
  • 36. Contact with biological parent Contact with biological Contact with biological mother father Every day Every day At least 16% At least 25% 1X/wk 1X/wk 43% At least At least 12% 8% 1X/mo 53% 1X/mo 8% LT 1X/mo LT 1X/mo 11% 8% 16% Never Never
  • 37. Other characteristics Characteristic Full Sample (%) Contact with any other relative at least 1X/mo 88 Pregnant at baseline 4 Has any children 17 Enrolled in school 54 Ever repeated a grade or held back 43 Ever suspended from school 81 Ever arrested 64
  • 38. Current Status  Random assignment complete  1322 youth randomly assigned within two years  Most field work associated with the implementation study is complete  Survey fielding is ongoing  Very high response rates (about 85 percent)
  • 39. What’s Next  Survey fielding will continue (survey firm should wrap up winter/spring 2014)  Implementation report slated for publication in January 2014  Impact report slated for publication in spring/summer 2015
  • 40. Thank You 20 John Martinez john.martinez@mdrc.org 212-340-8690 www.mdrc.org
  • 41. The promises and perils of random assignment evaluations – a provider’s perspective Presentation to First Focus/SPARC March 19, 2013 All contents ©2011 by Youth Villages, Inc. with all rights reserved
  • 42. Discussion Topics • Embarking on a random assignment evaluation • Confronting the ethical issues • Recruiting study subjects • Monitoring program fidelity • Controlling study costs • Awaiting results
  • 43. Why do a random assignment evaluation? PRO CON • Provides a benchmark • Frightening • Value in having • Time consuming independent evaluation • Referral sources/ service • Exciting purchasers don’t require it • Opportunity for program • Youth Villages already has improvement an on-going outcome evaluation process • Push toward evidence- based practices from govt. and foundation funders • Meets organizational goal of increasing use of evidence-based services
  • 44. Confronting the Ethical Issues of Random Assignment Forty percent of youth in the study are denied entry into the TL Program. How do we justify that?
  • 45. Recruiting Study Subjects The expectation: The reality:
  • 46. It wasn’t as easy as we thought! 1,300 1,200 1,100 Original goal – 1,600 1,000 Adjusted goal – 1,300 900 800 700 600 500 400 300 200 100 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Month Goal Actual
  • 47. Monitoring Program Fidelity In some ways, this has been the easy one! • Program Model Adherence Reviews • Balanced Scorecard Is that enough?
  • 48. Controlling Study Costs The evaluation is funded by the Edna McConnell Clark Foundation and the Bill and Melinda Gates Foundation What are the provider’s costs? • Study coordinator (full time) • Leadership staff time • Assessors (to determine eligibility and appropriateness for program) • Training and travel
  • 49. Awaiting Study Results Planning Begins – July 2008 Study Recruitment Begins – October 2010 One Year Follow-up Begins – November 2011 Study Recruitment Ends – October 2012 One Year Follow-up Completed – January 2014 Six Years! Preliminary Report on One Year Outcomes – July 2014
  • 50. Lessons learned? • Go in with eyes wide open • Take time to prepare • Be ready for the unexpected