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A New Development in the Hierarchical
Clustering of Repertory Grid Data
Mark Heckmann & Richard C. Bell
University of Bremen, Germany, University of Melbourne, Australia
ICPCP, Sydney, July 19, 2013
The	
  Context:	
  Tight	
  &	
  Loose	
  Construct	
  
Systems	
  
•  The	
  importance	
  of	
  the	
  9ghtness	
  –	
  looseness	
  
construct	
  
– Fragmented	
  vs	
  Monolithic	
  construing	
  dimension	
  	
  
– Involved	
  	
  in	
  Kelly’s	
  Crea9vity	
  Cycle.	
  Therapy	
  
involves	
  a	
  series	
  of	
  Crea9vity	
  Cycles,	
  each	
  of	
  
which	
  
•  Starts	
  with	
  loosened	
  construc9on	
  
•  Ends	
  with	
  9ghtened	
  construc9on	
  
Measuring	
  9ghtness	
  and	
  looseness	
  
•  Using	
  the	
  Repertory	
  Grid	
  
•  Overall	
  Grid	
  9ghtness	
  &	
  looseness	
  of	
  
construing	
  
– Cogni9ve	
  Complexity	
  measures	
  such	
  as	
  
•  Bannister’s	
  intensity	
  (Average	
  correla9on)	
  
•  PVAFF	
  (Percentage	
  of	
  Variance	
  Accounted	
  for	
  by	
  the	
  
First	
  Factor)	
  
•  Number	
  of	
  components	
  	
  
•  Finding	
  subsystems	
  of	
  9ght	
  and	
  loose	
  
construing	
  
Measuring	
  9ghtness	
  and	
  looseness	
  
•  Using	
  the	
  Repertory	
  Grid	
  to	
  find	
  subsystems	
  
of	
  9ght	
  and	
  loose	
  construing	
  
•  Requires	
  representa9on	
  of	
  rela9onships	
  
between	
  constructs	
  that	
  are	
  differen9ated	
  in	
  
terms	
  of	
  “closeness”.	
  
– Spa9al	
  representa9ons	
  (principal	
  components)	
  	
  
– Tree	
  representa9ons	
  (clustering)	
  
•  Neither	
  readily	
  permits	
  objec9ve	
  iden9fica9on	
  
of	
  9ght	
  and	
  loose	
  rela9onships	
  
Hierarchical	
  Clustering	
  of	
  Grid	
  Data	
  
•  Appears	
  to	
  have	
  originated	
  with	
  Thomas	
  &	
  
Mendoza	
  in	
  1974	
  at	
  Brunel	
  University	
  but	
  
•  Made	
  famous	
  by	
  Thomas	
  &	
  Shaw	
  in	
  1976	
  as	
  the	
  
FOCUS	
  program	
  
–  Never	
  en9rely	
  clear	
  which	
  cluster	
  method	
  was	
  used	
  –	
  
either	
  McQuiby	
  or	
  Single	
  Linkage	
  
–  Nor	
  was	
  the	
  measure	
  made	
  clear	
  –	
  probably	
  	
  city-­‐
block	
  (Manhaban)	
  distances	
  
•  More	
  of	
  an	
  impact	
  in	
  industrial	
  seengs	
  than	
  
clinical	
  
Hierarchical	
  Clustering	
  of	
  Grid	
  Data	
  
•  Advantage	
  
– Shows	
  grouping	
  clearly	
  	
  
•  Disadvantages	
  	
  
– Representa9on	
  (dendrogram)	
  depends	
  on	
  
method	
  of	
  clustering	
  and	
  measure	
  of	
  similarity	
  
(between	
  constructs)	
  
– Can’t	
  tell	
  whether	
  clusters	
  are	
  significant	
  (but	
  also	
  
true	
  of	
  other	
  representa9ons	
  such	
  as	
  principal	
  
components)	
  
Iden9fying	
  Significant	
  Clusters	
  
•  Recent	
  advances	
  in	
  compu9ng	
  have	
  enabled	
  us	
  
to	
  assess	
  significance	
  without	
  resor9ng	
  to	
  
tradi9onal	
  theore9cal	
  distribu9ons	
  such	
  as	
  t,	
  F,	
  
or	
  z.	
  
•  Such	
  methods	
  involve	
  mul9ple	
  samples	
  and	
  
include	
  
–  Jackknife	
  (crea9ng	
  new	
  samples	
  using	
  all	
  cases	
  except	
  	
  
(a	
  different)	
  one	
  each	
  9me)	
  
–  Monte	
  Carlo	
  (random	
  data	
  generated	
  by	
  model)	
  
–  Bootstrap	
  (crea9ng	
  new	
  samples	
  by	
  sampling	
  with	
  
replacement)	
  
SaSarah‘s	
  grid	
  
Prelude:	
  A	
  lot	
  of	
  grid	
  sta9s9cs	
  are	
  
derived	
  from	
  similarity	
  measures	
  
	
  
Complexity	
  (RMS)	
  
Conflic9ng	
  triads	
  
Implica9ve	
  Dilemma	
  
Cluster	
  analysis	
  
Usually	
  these	
  sta9s9cs	
  are	
  interpreted	
  ‚as-­‐are‘	
  
Correla9ons	
  
Distances	
  
...	
  
Standard	
  hierarchical	
  cluster	
  analysis	
  
Sar
r
Sarah‘s	
  grid	
  
Some	
  more	
  reliability	
  observa9ons	
  
1.  Appr.	
  70%	
  of	
  
constructs	
  remain	
  
the	
  same1	
  
2.  Ra9ngs	
  of	
  same	
  
grids	
  will	
  vary2	
  
t1	
   t2	
  
We	
  get	
  a	
  glimpse	
  but	
  not	
  the	
  whole	
  picture	
  
à	
  sampling	
  from	
  a	
  universe	
  of	
  constructs	
  /	
  
elements	
  
1)	
  Hunt	
  1951,	
  Fjeld	
  &	
  Landfield	
  1961	
  	
  2)	
  Bell	
  1990	
  
	
  
Descriptive Inference
r = 0.35 r ∈ [0.3;0.4]
Descriptive Inference
r ∈ [0.3;0.4]
c
c
c
c
c
c
c
c
c
c
c
c
r = 0.35
c
c
c
c
c
c
c
c
c
c
c
c
r =.30
Not	
  feel	
  guilty	
  -­‐	
  Feel	
  guilty	
  
Powerful-­‐	
  Powerless	
  
Element	
  child	
  self	
  ommibed	
  
r =.61
Not	
  feel	
  guilty	
  -­‐	
  Feel	
  guilty	
  
Powerful-­‐	
  Powerless	
  
Correla9ons	
  vary	
  with	
  the	
  element	
  set	
  
All	
  elements	
  
Element	
  partner	
  ommibed	
  
r =.39
à	
  the	
  similarity	
  measure	
  also	
  is	
  a	
  random	
  variable	
  
Not	
  feel	
  guilty	
  -­‐	
  Feel	
  guilty	
  
Powerful-­‐	
  Powerless	
  
Idea:	
  Thinking	
  of	
  the	
  set	
  of	
  elements	
  and	
  
constructs	
  as	
  realisia9ons	
  of	
  random	
  variables	
  	
  
How	
  much	
  does	
  a	
  correla9on	
  vary?	
  
Similarity	
  measures	
  
may	
  vary	
  if	
  a	
  different	
  
(sub)set	
  of	
  elements	
  is	
  
used	
  
Safe	
  to	
  detect	
  e.g.	
  
implica9ve	
  dilemmas	
  at	
  
r=0.35	
  no	
  maber	
  what?	
  
What	
  about	
  dendrograms?	
  
No	
  indica9on	
  
of	
  associa9on	
  
Element	
  „Child	
  self“	
  omibed	
  	
  
Dendrograms	
  
are	
  based	
  on	
  
similari9es	
  and	
  
will	
  be	
  affected	
  
by	
  element	
  
selec9on	
  
Assessing	
  the	
  stability	
  of	
  
cluster	
  solu9ons	
  
•  How	
  can	
  we	
  assess	
  which	
  parts	
  
of	
  the	
  cluster	
  structure	
  are	
  
stable?	
  
•  Similar	
  problem	
  in	
  phylogene9c	
  
research	
  
•  Felstenstein	
  (1985):	
  Suggests	
  
Bootstrapping	
  
•  Idea:	
  Resampling	
  from	
  the	
  data	
  
we	
  have	
  and	
  assess	
  which	
  
structures	
  remain	
  stable	
  
①	
   ②	
  
③	
  
Dendrogram	
  
①	
  AB|CDEF	
  
②	
  ABCD|EF	
  
③	
  ABC|DEF	
  
Corresponding	
  
Par33ons	
  
A	
   B	
   C	
   D	
   E	
   F	
  
A	
   B	
   C	
   D	
   E	
   F	
   A	
   B	
   D	
   C	
   F	
   E	
   A	
   B	
   C	
   E	
   D	
   F	
  
AB|CDEF	
  
ABC|DEF	
  
ABCD|EF	
  
AB|CDEF	
  
ABD|CEF	
  
ABCD|EF	
  
BC|ADEF	
  
ABC|DEF	
  
ABCE|DF	
  
Bootstrap	
  Replicates	
  
Corresponding	
  Par33ons	
  
AB|CDEF	
  
ABC|DEF	
  
ABCD|EF	
  
AB|CDEF	
  
ABD|CEF	
  
ABCD|EF	
  
Par$$on	
  	
  	
  	
  f	
  
BC|ADEF	
  	
  	
  1	
  
ABC|DEF	
  	
  	
  2	
  
ABCD|EF	
  	
  	
  2	
  
AB|CDEF	
  	
  	
  2	
  
ABCE|DF	
  	
  	
  1	
  
ABD|CEF	
  	
  	
  1	
  
	
  
	
  
	
  
	
  	
  h	
  	
  	
  	
  	
  	
  	
  	
  BP	
  
.33	
  	
  	
  	
  	
  	
  33	
  
.67	
  	
  	
  	
  	
  	
  67	
  
.67	
  	
  	
  	
  	
  	
  67	
  
.67	
  	
  	
  	
  	
  	
  67	
  
.33	
  	
  	
  	
  	
  	
  33	
  
.33	
  	
  	
  	
  	
  	
  33	
  
	
  
	
  
	
  
A	
   B	
   C	
   D	
   E	
   F	
   Par$$on	
  	
  	
  	
  f	
  
BC|ADEF	
  	
  	
  1	
  
ABC|DEF	
  	
  	
  2	
  
ABCD|EF	
  	
  	
  2	
  
AB|CDEF	
  	
  	
  2	
  
ABCE|DF	
  	
  	
  1	
  
ABD|CEF	
  	
  	
  1	
  
	
  
	
  
	
  
67	
   67	
  
67	
  
Bootstrap	
  Probabili9es	
  	
  
Approximately	
  Unbiased	
  
AU	
  and	
  BP	
  
Possible	
  measures	
  of	
  interest:	
  
1. Number	
  of	
  (TOP-­‐LEVEL)	
  significant	
  clusters	
  
2. Propor9on	
  of	
  ALL	
  constructs	
  in	
  significant	
  clusters	
  
3. Propor9on	
  of	
  UNIQUE	
  constructs	
  in	
  significant	
  clusters	
  
	
  
What	
  can	
  we	
  make	
  of	
  it?	
  
•  Do	
  significant	
  clusters	
  indicate	
  9ghtly	
  knibed	
  
parts	
  of	
  the	
  construct	
  system?	
  
•  Does	
  it	
  have	
  any	
  meaning	
  at	
  all?	
  Currently	
  lack	
  
of	
  a	
  valida9on	
  criterion!	
  
	
  
Some	
  similarity	
  measures	
  and	
  
cluster	
  methods	
  
•  Manhaban	
  distance	
  
•  Euclidean	
  distance	
  
•  Correla9ons	
  
•  ...	
  
•  Ward	
  
•  Single	
  linkage	
  
•  Complete	
  linkage	
  
•  Average	
  
•  McQuiby	
  
•  Median	
  
•  Centroid	
  
•  …	
  
PCP:	
  FOCUS	
  procedure	
  	
  
=	
  
Manhaban	
  distances	
  
plus	
  Single	
  linkage.	
  But	
  
why?	
  
Manhaban	
  
Single	
  linkage	
  
Manhaban	
  
Complete	
  	
  linkage	
  
Euclidean	
  
Single	
  linkage	
  
Euclidean	
  
Complete	
  linkage	
  
Conclusions	
  
•  Developments	
  in	
  other	
  fields	
  offer	
  
chances	
  for	
  transfer	
  
•  Adop9ng	
  an	
  inference	
  view	
  
•  No	
  substan9al	
  associa9ons	
  with	
  global	
  
measures	
  of	
  complexity	
  
•  Meaning	
  of	
  significant	
  clusters:	
  subject	
  
to	
  further	
  research,	
  valida9on	
  or	
  
invalida9on	
  
www.onair.openrepgrid.org
Thanks !
Bell,	
  R.	
  (1990).	
  Repertory	
  Grid	
  as	
  Mental	
  tests:	
  Implica9ons	
  of	
  test	
  theories	
  
for	
  grids.	
  Journal	
  of	
  Construc6vist	
  Psychology,	
  3(1),	
  91-­‐103.	
  
Feixas,	
  G.,	
  Saúl,	
  L.	
  A.,	
  &	
  Sanchez,	
  V.	
  (2000).	
  Detec9on	
  and	
  analysis	
  of	
  
implica9ve	
  dilemmas:	
  implica9ons	
  for	
  the	
  therapeu9c	
  process.	
  In	
  J.	
  W.	
  
Scheer	
  (Ed.),	
  The	
  Person	
  in	
  Society:	
  Challenges	
  to	
  a	
  Construc6vist	
  
Theory.	
  Giessen:	
  Psychosozial-­‐Verlag.	
  
Felsenstein,	
  J.	
  (1985).	
  Confidence	
  Limits	
  on	
  Phylogenies:	
  An	
  Approach	
  
Using	
  the	
  Bootstrap.	
  Evolu6on,	
  39(4).	
  
Krauthauser,	
  H.,	
  Bassler,	
  M.,	
  &	
  Potratz,	
  B.	
  (1994).	
  A	
  new	
  approach	
  to	
  the	
  
iden9fica9on	
  of	
  cogni9ve	
  conflicts	
  in	
  the	
  repertory	
  grid:	
  A	
  nomothe9c	
  
study.	
  Journal	
  of	
  Construc6vist	
  Psychology,	
  7(4),	
  283–299.	
  
Slade,	
  P.	
  D.,	
  &	
  Sheehan,	
  M.	
  J.	
  (1979).	
  The	
  measurement	
  of	
  “conflict”	
  in	
  
repertory	
  grids.	
  Bri6sh	
  Journal	
  of	
  Psychology,	
  70(4),	
  519–524.	
  
Suzuki,	
  R.,	
  &	
  Shimodaira,	
  H.	
  (2006).	
  Pvclust:	
  an	
  R	
  package	
  for	
  assessing	
  the	
  
uncertainty	
  in	
  hierarchical	
  clustering.	
  Bioinforma6cs	
  (Oxford,	
  England),	
  
22(12),	
  1540–1542.	
  
References	
  

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A new development in the hierarchical clustering of repertory grid data

  • 1. A New Development in the Hierarchical Clustering of Repertory Grid Data Mark Heckmann & Richard C. Bell University of Bremen, Germany, University of Melbourne, Australia ICPCP, Sydney, July 19, 2013
  • 2. The  Context:  Tight  &  Loose  Construct   Systems   •  The  importance  of  the  9ghtness  –  looseness   construct   – Fragmented  vs  Monolithic  construing  dimension     – Involved    in  Kelly’s  Crea9vity  Cycle.  Therapy   involves  a  series  of  Crea9vity  Cycles,  each  of   which   •  Starts  with  loosened  construc9on   •  Ends  with  9ghtened  construc9on  
  • 3. Measuring  9ghtness  and  looseness   •  Using  the  Repertory  Grid   •  Overall  Grid  9ghtness  &  looseness  of   construing   – Cogni9ve  Complexity  measures  such  as   •  Bannister’s  intensity  (Average  correla9on)   •  PVAFF  (Percentage  of  Variance  Accounted  for  by  the   First  Factor)   •  Number  of  components     •  Finding  subsystems  of  9ght  and  loose   construing  
  • 4. Measuring  9ghtness  and  looseness   •  Using  the  Repertory  Grid  to  find  subsystems   of  9ght  and  loose  construing   •  Requires  representa9on  of  rela9onships   between  constructs  that  are  differen9ated  in   terms  of  “closeness”.   – Spa9al  representa9ons  (principal  components)     – Tree  representa9ons  (clustering)   •  Neither  readily  permits  objec9ve  iden9fica9on   of  9ght  and  loose  rela9onships  
  • 5. Hierarchical  Clustering  of  Grid  Data   •  Appears  to  have  originated  with  Thomas  &   Mendoza  in  1974  at  Brunel  University  but   •  Made  famous  by  Thomas  &  Shaw  in  1976  as  the   FOCUS  program   –  Never  en9rely  clear  which  cluster  method  was  used  –   either  McQuiby  or  Single  Linkage   –  Nor  was  the  measure  made  clear  –  probably    city-­‐ block  (Manhaban)  distances   •  More  of  an  impact  in  industrial  seengs  than   clinical  
  • 6. Hierarchical  Clustering  of  Grid  Data   •  Advantage   – Shows  grouping  clearly     •  Disadvantages     – Representa9on  (dendrogram)  depends  on   method  of  clustering  and  measure  of  similarity   (between  constructs)   – Can’t  tell  whether  clusters  are  significant  (but  also   true  of  other  representa9ons  such  as  principal   components)  
  • 7. Iden9fying  Significant  Clusters   •  Recent  advances  in  compu9ng  have  enabled  us   to  assess  significance  without  resor9ng  to   tradi9onal  theore9cal  distribu9ons  such  as  t,  F,   or  z.   •  Such  methods  involve  mul9ple  samples  and   include   –  Jackknife  (crea9ng  new  samples  using  all  cases  except     (a  different)  one  each  9me)   –  Monte  Carlo  (random  data  generated  by  model)   –  Bootstrap  (crea9ng  new  samples  by  sampling  with   replacement)  
  • 9. Prelude:  A  lot  of  grid  sta9s9cs  are   derived  from  similarity  measures     Complexity  (RMS)   Conflic9ng  triads   Implica9ve  Dilemma   Cluster  analysis   Usually  these  sta9s9cs  are  interpreted  ‚as-­‐are‘   Correla9ons   Distances   ...  
  • 12. Some  more  reliability  observa9ons   1.  Appr.  70%  of   constructs  remain   the  same1   2.  Ra9ngs  of  same   grids  will  vary2   t1   t2   We  get  a  glimpse  but  not  the  whole  picture   à  sampling  from  a  universe  of  constructs  /   elements   1)  Hunt  1951,  Fjeld  &  Landfield  1961    2)  Bell  1990    
  • 13. Descriptive Inference r = 0.35 r ∈ [0.3;0.4]
  • 14. Descriptive Inference r ∈ [0.3;0.4] c c c c c c c c c c c c r = 0.35 c c c c c c c c c c c c
  • 15. r =.30 Not  feel  guilty  -­‐  Feel  guilty   Powerful-­‐  Powerless   Element  child  self  ommibed   r =.61 Not  feel  guilty  -­‐  Feel  guilty   Powerful-­‐  Powerless   Correla9ons  vary  with  the  element  set   All  elements  
  • 16. Element  partner  ommibed   r =.39 à  the  similarity  measure  also  is  a  random  variable   Not  feel  guilty  -­‐  Feel  guilty   Powerful-­‐  Powerless   Idea:  Thinking  of  the  set  of  elements  and   constructs  as  realisia9ons  of  random  variables    
  • 17. How  much  does  a  correla9on  vary?   Similarity  measures   may  vary  if  a  different   (sub)set  of  elements  is   used   Safe  to  detect  e.g.   implica9ve  dilemmas  at   r=0.35  no  maber  what?  
  • 18. What  about  dendrograms?   No  indica9on   of  associa9on  
  • 19. Element  „Child  self“  omibed     Dendrograms   are  based  on   similari9es  and   will  be  affected   by  element   selec9on  
  • 20. Assessing  the  stability  of   cluster  solu9ons   •  How  can  we  assess  which  parts   of  the  cluster  structure  are   stable?   •  Similar  problem  in  phylogene9c   research   •  Felstenstein  (1985):  Suggests   Bootstrapping   •  Idea:  Resampling  from  the  data   we  have  and  assess  which   structures  remain  stable  
  • 21. ①   ②   ③   Dendrogram   ①  AB|CDEF   ②  ABCD|EF   ③  ABC|DEF   Corresponding   Par33ons   A   B   C   D   E   F  
  • 22. A   B   C   D   E   F   A   B   D   C   F   E   A   B   C   E   D   F   AB|CDEF   ABC|DEF   ABCD|EF   AB|CDEF   ABD|CEF   ABCD|EF   BC|ADEF   ABC|DEF   ABCE|DF   Bootstrap  Replicates   Corresponding  Par33ons   AB|CDEF   ABC|DEF   ABCD|EF   AB|CDEF   ABD|CEF   ABCD|EF  
  • 23. Par$$on        f   BC|ADEF      1   ABC|DEF      2   ABCD|EF      2   AB|CDEF      2   ABCE|DF      1   ABD|CEF      1            h                BP   .33            33   .67            67   .67            67   .67            67   .33            33   .33            33         A   B   C   D   E   F   Par$$on        f   BC|ADEF      1   ABC|DEF      2   ABCD|EF      2   AB|CDEF      2   ABCE|DF      1   ABD|CEF      1         67   67   67  
  • 27. Possible  measures  of  interest:   1. Number  of  (TOP-­‐LEVEL)  significant  clusters   2. Propor9on  of  ALL  constructs  in  significant  clusters   3. Propor9on  of  UNIQUE  constructs  in  significant  clusters    
  • 28. What  can  we  make  of  it?   •  Do  significant  clusters  indicate  9ghtly  knibed   parts  of  the  construct  system?   •  Does  it  have  any  meaning  at  all?  Currently  lack   of  a  valida9on  criterion!    
  • 29. Some  similarity  measures  and   cluster  methods   •  Manhaban  distance   •  Euclidean  distance   •  Correla9ons   •  ...   •  Ward   •  Single  linkage   •  Complete  linkage   •  Average   •  McQuiby   •  Median   •  Centroid   •  …   PCP:  FOCUS  procedure     =   Manhaban  distances   plus  Single  linkage.  But   why?  
  • 31. Manhaban   Complete    linkage  
  • 34.
  • 35.
  • 36.
  • 37.
  • 38. Conclusions   •  Developments  in  other  fields  offer   chances  for  transfer   •  Adop9ng  an  inference  view   •  No  substan9al  associa9ons  with  global   measures  of  complexity   •  Meaning  of  significant  clusters:  subject   to  further  research,  valida9on  or   invalida9on  
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