This document provides guidance on recording and reporting occupational injuries and illnesses according to OSHA regulations. It discusses:
- The purpose and scope of the recordkeeping rule, which requires employers to record work-related injuries and illnesses.
- The five step process for determining recordability: experiencing an injury/illness, determining work-relatedness, determining if it's a new case, meeting general or specific recording criteria, and recording it on the appropriate forms.
- Specific recording criteria and forms, including days away from work, job transfer or restriction, medical treatment beyond first aid, and the OSHA 300, 301, and 300A forms.
- Additional requirements regarding retention of records, multiple establishments,
1. MIOSHA:
RECORDING AND REPORTING
OCCUPATIONAL INJURIES AND
ILLNESSES
Chat with us
@dominionsystems
@HUBInsurance
H AV E A Q U E S T I O N ? A S K U S
U S I N G T H E C H AT PA N E L O N
YOUR SCREEN.
2. Based in Grand Rapids, MI.
• Dominion Systems Inc.
• Develops cloud-based software solutions designed to simplify
your:
• Payroll
• Time and Attendance
• Human Resource Management
• Recognized by:
• Inc. 5000
• 101 Best and Brightest Companies
3. Headquartered in Chicago, IL.
•
HUB International Limited
• is a leading North American insurance brokerage
• Provides a broad array of property and causality, life and health,
employee benefits, reinsurance, investment, and risk management
• Over 6000 employees and 250 offices
•
HUB Risk Services Division
• Based out of the Chicago, IL. office
• HUB Risk Consultants are board certified and degreed safety,
security, property, and environmental professionals
4. PHIL CASTO
Risk Consultant at HUB International
• Bachelors degree in Occupational Safety
• Certifications include:
• Safety Professional
• Construction Health and Safety Technician
• Fire Protection Specialist
• Hazardous Materials Manager
Authorized outreach instructor for OSHA 10 and 30
hour courses.
6. ORGANIZATION OF THE RULE
7
Subparts
Purpose of the Rule
To require employers to record and report
work-related fatalities, injuries, and illnesses
1.4 Million
Establishments are required to keep
records
7. PARTIAL EXEMPTION
Employers that are partially exempt from
record keeping requirements because of
their size or industry must continue to
comply with:
o 1904.39
o 1904.41
o 1904.42
9. INDUSTRY EXEMPTION [1904.2]
COVERED INDUSTRIES
PA RT I A L LY E X E M P T
o
o
o
o
o
o
Some sectors of:
Agriculture
Construction
Manufacturing
Transportation
Utilities
Wholesale trade
sectors
o Retail
o Service
Note: Appendix A to
Subpart B lists partially
exempt industries
11. DID THE EMPLOYEE EXPERIENCE AN INJURY OR
ILLNESS?
Definition [1904.46]
An injury or illness is an abnormal condition
or disorder. Injuries include cases such as,
but not limited to, a cut, fracture, sprain, or
amputation. Illnesses include both acute
and chronic illnesses, such as, but not
limited to, a skin disease, respiratory
disorder, or poisoning.
13. Did the employee experience an injury or illness?
YES
Is the injury or illness work-related?
YES
Is the injury or illness a new case?
YES
Does the injury or illness meet the general criteria
or the application to specific cases?
YES
RECORD THE INJURY OR ILLNESS
14. STEP 1:
Did the employee experience an injury or illness?
Scenario A:
A worker reports to nurses’ station with complaint of painful
wrists. Employee given 2 Advil™ and returned to job.
Answer: Go on to next step.
Why: Painful wrists was the injury experienced.
15. STEP 1:
Did the employee experience an injury or illness?
Scenario B:
There is a chlorine gas leak at XYZ establishment and the two
employees in the area are rushed to the hospital. They are told to
stay home the next day as a precautionary measure.
Answer: It depends. We need more information.
Why: We need to know if either employee exhibited signs or symptoms of
an injury/illness. If yes, then go to the next step. If no, stop. We have an
event or exposure only.
16. IS THE INJURY OR ILLNESS WORKRELATED? [STEP TWO]
Determination of Work-Relatedness [1904.5]
Work-relatedness is presumed for injuries and
illnesses resulting from events or exposures
occurring in the work environment unless an
exception specifically applies.
17. WORK ENVIRONMENT [1904.5]
The work
environment is
defined as the
establishment and
other locations
where one or more
employees are
working or present
as a condition of
employment
18. SIGNIFICANT AGGRAVATION [1904.5]
A pre-existing
injury or illness is
significantly
aggravated when
an event or
exposure in the
work environment
results in any of
the following:
o Death
o Loss of
consciousness
o Days away,
days restricted
or job transfer
o Medical
treatment
19. EXCEPTIONS [1904.5]
Cases meeting the conditions of the
listed exceptions to work relationship
in the rule are not considered workrelated and are, therefore, not
recordable.
•
•
•
•
•
•
•
•
•
Present as member of the public
Symptoms are not work related
Voluntary participation
Personal consumption
Personal tasks outside of working
hours
Grooming, self-medication,
intentionally self inflicted
Motor vehicle accident during
commute
Common cold/flu
Mental illness
20. TRAVEL STATUS [1904.5]
AN INJURY OR ILLNESS THAT
OCCURS WHILE AN EMPLOYEE IS
ON TRAVEL STATUS IS WORKRELATED IF IT OCCURRED WHILE
THE EMPLOYEE WAS ENGAGED IN
WORK ACTIVITIES IN THE
INTEREST OF THE EMPLOYER
21.
22. STEP 2:
Is the injury or illness work-related?
Scenario A:
Employee gives blood at voluntary employer-sponsored blood
drive and passes out (loss of consciousness).
Answer: Stop here.
Why: Exception – The injury or illness results solely from voluntary
participation in a wellness program or in a medical, fitness, or recreational
activity such as blood donation, physical examination, flu shot, exercise
Answer: Stop Here
class, racquetball, or baseball.
23. STEP 2:
Is the injury or illness work-related?
Scenario B:
Employee sprains ankle in company parking lot on his way in
to work.
Answer: Go on.
Why: There is no exception that applies. Parking lot exception
applies only to motor vehicle accidents during commute.
24. STEP 2:
Is the injury or illness work-related?
Scenario C:
Employee slips and falls in hallway, breaking arm while working
on daughter’s science project on Saturday, employee’s day off.
Answer: Stop.
Why: Exception – The injury or illness is solely the result of an
employee doing personal tasks (unrelated to their employment) at the
establishment outside of the employee’s assigned working hours.
Answer: Stop
25. IS THE INJURY OR ILLNESS A NEW
CASE? [STEP THREE]
Determination of a new case [1904.6]
Consider an injury or illness a “new case” if the
employee has not previously experienced a recorded
injury or illness of the same type that affects the same
part of the body,
Or
the employee previously experienced a recorded injury or
illness of the same type that affected the same part of
body but had recovered completely from the previous
injury or illness and an event or exposure in the work
environment caused the signs or symptoms to reappear.
26. STEP 3:
Is the injury or illness a new case?
Scenario A:
Five weeks ago, employee sprained wrist at work and received support,
prescription medication, and “light duty.” Two weeks ago employee was
back on normal job and completely recovered. Today (5 weeks after the
injury) employee complains of pain in same wrist after moving boxes.
Answer: Go on.
Why: Employee had completely recovered from the previous injury and a
new event or exposure occurred in the work environment.
27. STEP 3:
Is the injury or illness a new case?
Scenario B:
Five weeks ago, employee sprained wrist at work and received
support, prescription medication, and “light duty.” Two weeks ago,
employee was back on normal job, but continued to take prescription
medication. Today (5 weeks after the injury) employee complains of
pain in same wrist after moving boxes.
Answer: Stop.
Why: Employee had not completely recovered from the previous injury or
illness. Update the previously recorded entry, if necessary.
28. STEP 3:
IS THE INJURY OR ILLNESS A NEW CASE?
Scenario C:
Employee fractures foot at work. Every six months or so
it bothers him and he is placed on light duty for a day or
two.
Answer: It depends. We need more information.
Why: Was the employee completely recovered? If no, stop. If yes, was
there a new event or exposure in the work environment?
29. DOES THE INJURY OR ILLNESS MEET
THE GENERAL CRITERIA OR
APPLICATION TO SPECIFIC CASES?
[STEP FOUR]
GENERAL RECORDING
CRITERIA [1904.7]
An injury or illness is
recordable if it results in
one or more of the
following:
o
o
o
o
o
Death
Days away from work
Restricted work activity
Transfer to another job
Medical treatment
beyond first aid
o Loss of consciousness
o Significant injury or
illness diagnosed by a
PLHCP
31. RESTRICTED WORK CASES [1904.7 (B)(4)]
JOB
TIME
FUNCTION
Unable to work the
full workday he or
she would
otherwise have
been scheduled to
work.
Unable to perform
one or more routine
job functions.
34. MEDICAL TREATMENT [1904.7(B)(5)]
THIS DOES NOT
INCLUDE:
Medical treatment
is the management
and care of a
patient to combat
disease or disorder.
• Visits to a
PLHCP solely
for observation
or counseling
• Diagnostic
procedures (xrays, MRI)
• First aid
35. FIRST AID INCLUDES
•
•
•
•
•
•
•
Using nonprescription
medication at
nonprescription strength
Tetanus immunizations
Cleaning, flushing, or
soaking surface wounds
Wound coverings,
butterfly bandages, SteriStrips
Hot or cold therapy
Non-rigid means of
support
Temporary immobilization
device used to transport
accident victims
•
•
•
•
•
•
•
Drilling of fingernail or toenail,
draining fluid from blister
Eye patches
Removing foreign bodies from eye
using irrigation or cotton swab
Removing splinters or foreign
material from areas other than the
eye by irrigation, tweezers, cotton
swabs or other simple means
Finger guards
Massages
Drinking fluids for relief of heat
stress
36. LOSS OF CONSCIOUSNESS [1904.7 (B)(6)]
All work-related cases involving
loss of consciousness must be
recorded
*The length of time the person is unconscious is
irrelevant.
37. SIGNIFICANT DIAGNOSED INJURY OR
ILLNESS [1904.7(B)(7)]
•
•
•
•
•
Record at the time
of diagnosis by a
PLHCP
Cancer
Chronic
irreversible
disease
Punctured
eardrum
Fractured or
cracked bone or
tooth
38. BLOODBORNE PATHOGENS [1904.8]
The rule requires the recording of all work-related
needlesticks and cuts from contaminated sharp
objects. This provision has the greatest effect on
the health care sector, especially hospitals and
nursing homes.
39. MEDICAL REMOVAL [1904.9]
RECORD IF:
An employee is
medically
removed under
the medical
surveillance
requirements of
an OSHA
standard.
DOES NOT REQUIRE
RECORDING IF:
The case
involves
voluntary
removal below
the removal
levels required
by the standard.
40. HEARING LOSS [1904.10]
Must record all work-related
hearing loss cases
where:
• Employee has
experienced a Standard
Threshold Shift (STS)1,
and
• Employee’s hearing level
is 25 decibels (dB) or
more above audiometric
zero [averaged at 2000,
3000, and 4000 hertz (Hz)]
in the same ears as the
STS
An STS is defined in OSHA’s noise standard at 29 CFR 1910.95(g)(10)(i) as
a change in hearing threshold, relative to the baseline audiogram, of an
average of 10 dB or more at 2000, 3000, and 4000 Hz in one or both ears.
1
41. TUBERCULOSIS [1904.11]
RECORD IF:
An employee is
exposed to an
active case of
tuberculosis at
work, and then has
a positive TB skin
test or becomes an
active case.
NO NEED TO RECORD
IF:
There is evidence
that the case did
not arise from a
workplace
exposure.
42. FORMS [1904.29] [STEP FIVE]
OSHA Form 300, Log of Work-Related Injuries and
Illnesses
OSHA Form 300A, Summary of Work-Related
Injuries and Illnesses
OSHA Form 301, Injury and Illness Incident Report
46. Employers can keep
their records on
equivalent forms, on
a computer, or at a
central location
provided that they
can get information
into the system
within 7 calendar
days after an injury
or illness occurs,
and they can
produce the data at
the establishment
when required.
*The employer is required to record a case within 7 calendar days.
47. PRIVACY PROTECTION [1904.29]
Privacy Cases are as follows
Employers must not enter the
employee’s name on the 300
form. Instead, they are to enter
“privacy case.”
A separate, confidential list of
the employee’s names and
case numbers must be kept by
the employer and provided to
an OSHA inspector upon
request.
For a privacy concern case, if
the employee’s identity can
still be implied, the employer
may use some discretion in
describing the case.
o An injury or illness to an
intimate body part or
reproductive system
o An injury or illness resulting
from sexual assault
o Mental illness
o HIV infection, hepatitis,
tuberculosis
o Needle-stick and sharps injuries
that are contaminated with
another person’s blood or other
potentially infectious material
o Employee voluntarily requests
to keep name off for other
illness cases
48. SUBPART D – OTHER REQUIREMENTS
1904.30 Multiple
business
establishments
1904.31 Covered
employees
1904.32 Annual
summary
1904.33 Retention
and updating
1904.34 Change of
ownership
1904.35 Employee
involvement
1904.36
Discrimination
1904.37 State plans
1904.38 Variances
50. COVERED EMPLOYEES [1904.31]
•
•
•
•
Employees on
payroll
Employees not on
payroll who are
supervised on a dayto-day basis
Exclude selfemployed and
partners
Temporary help
agencies should not
record the cases
experienced by temp
workers who are
supervised by the
using firm
51. ANNUAL SUMMARY [1904.32]
• Review
OSHA
Form 300
• Complete
OSHA
Form
300A
• Certify
summary
• Post
summary
for 3
months
53. EMPLOYEE INVOLVEMENT [1904.35]
INFORM EACH EMPLOYEE OF
HOW TO REPORT AN INJURY
OR ILLNESS
• Must set up a way for
employees to report
work-related injuries
and illnesses promptly;
and
• Must tell each employee
how to report workrelated injuries and
illnesses to you
54. EMPLOYEE INVOLVEMENT [1904.35]
MUST PROVIDE LIMITED ACCESS
• Provide copy of OSHA Form 300 by end of next
business day
• Provide copy of OSHA Form 301 to employee,
former employee or personal representative by
end of next business day
• Provide copies of OSHA Form 301 to
authorized representative within 7 calendar
days. Provide only “Information about the
case” section of form
55. PROHIBITION AGAINST DISCRIMINATION
[1904.36]
S E C T I O N 11 ( C )
•
•
Prohibits you from
discriminating against an
employee for reporting a
work-related fatality,
injury or illness.
Protects the employee
who files a safety and
health complaint, asks for
access to the Part 1904
records, or otherwise
exercises any rights
afforded by the OSH Act.
56. SUBPART E – REPORTING
INFORMATION TO THE
GOVERNMENT
1904.39 Fatality and catastrophe
reporting
1904.40 Access for Government
representatives
1904.41 OSHA Survey
Report orally within 8
hours any work-related
fatality or incident
involving 3 or more inpatient
hospitalizations.
1904.42 BLS Survey
The case can be called in to the local area office or phoned into 1-800-321OSHA.
57. PROVIDING RECORDS TO GOVERNMENT
REPRESENTATIVES [1904.40]
Employers must provide the records
within 4 business hours of a request by
an OSHA or NIOSH official
Subpart F –
Transition from the Former Rule
Must save copies of OSHA 300 and 301forms for 5
years
Must continue to provide access to the data
59. CONTACT US
Dominion Systems
If you would like more information
about Dominion Systems, please
contact:
P: (616) 243 -1715
E:
marketing@dominionsystems.co
m
HUB International
If you would like more
information about HUB
International, please contact:
E:
Philip.Casto@hubinternational.co
m