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Right-scaling stewardship: 
Atlantic Canadian resources in perspective 
Constance Malpas 
Research Scientist, OCLC Research 
Council of Atlantic University Libraries 
Conseil des bibliothèques universitaires de l’Atlantique 
27 October 2014 | University of New Brunswick, Fredericton Canada 
Alan Moore Mulholland Point Lighthouse. FreeLargePhotos.com, 2008.
What’s ahead 
2
Orientation 
http://www.bouletfermat.com/backgrounds/canada_circa_1900/eastern_canada_map_c1900_1280x1024.jpg
Atlantic Provinces in the Library Record 
Widely-collected subjects 
related to Atlantic Provinces 
 History … in > 6800 libraries 
 Canadian literature … in >1200 libraries 
 Fishery policy … in > 1000 libraries 
Widely-collected formats 
associated with Atlantic Provinces 
4 
Impactful authors 
Harold F. McGee 
Cultural anthropology 
Avg. 75 holdings per title 
Eric Sager 
Economic history 
Avg. 69 holdings per title 
 Guidebooks … in >4500 libraries 
 Statistics … in > 1900 libraries 
 Maps … in > 1600 libraries 
Terrence Punch 
Genealogy 
Avg. 35 holdings per title 
Regional identity institutionalized in global library collection
Unbundling library services 
5 
http://www.proquest.com/blog/2014/Meet-John-D-Teskey-2014-Recipient-CARL-Distinguished-Service-to-Research-Librarianship-Award.html 
Collections 
traditionally managed as part of institutional ‘service bundle’ 
increasingly, re-bundled as a group service
Shared discovery, stewardship of digital assets 
Shared framework for managing print collections 
6 
http://caul-cbua.ca/sites/default/files/CAULCBUAStrategicPlan2014-2016Final_1.pdfs
CAUTON 
ONCOMING 
CAVEATS 
7 
Scarcity ≠ Value 
Est. .5M CAUL titles with a 
single holding* in WorldCat 
*not a particularly informative metric, in isolation
Core & Distinctive Titles in CAUL Member Libraries 
Median 5% of catalogued collection is ‘distinctive’ 
[<5 holding libraries] 
8 
100% 
90% 
80% 
70% 
60% 
50% 
40% 
30% 
20% 
10% 
0% 
Percent Distinctive Percent Core 
Median 49% of catalogued collection is ‘core’ 
[>99 holding libraries] 
0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 
Holdings (titles) in WorldCat 
October 2014
Core & Distinctive Titles in CAUL Member Libraries 
‘distinctive’ language of cataloging 
9 
100% 
90% 
80% 
70% 
60% 
50% 
40% 
30% 
20% 
10% 
0% 
Percent Distinctive Percent Core 
CARL/ABRAC institutions 
0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 
Holdings (titles) in WorldCat 
October 2014
Strong ‘brand’ association 
with university’s 
Education department 
Institutional value of 
collection is independent 
of its scarcity in wider 
marketplace 
10 
http://www.msvu.ca/en/home/aboutus/mediacentre/news/ccbcresearchoct2014.aspx
Multi-scalar stewardship 
11 
Institution scale 
Driver: alignment with institutional mission & ‘brand’ 
Features: tacit and informal agreements 
Ex.: U of King’s College – Bray Collection 
Memorial U – Newfoundlandiana 
Group scale 
Driver: shared stewardship priorities 
Features: trust networks, ‘club’ benefits 
Ex.: shared off-site storage? 
regional LOCKSS partnership? 
coordinated retention agreements? 
Network scale 
Driver: cross-sector benefits 
Characteristics: anonymous collaboration 
Ex.: registering CAUL/CBUA stewardship commitments in union catalogues
Right-scaling Stewardship 
12 
the scale of library stewardship will vary with available 
infrastructure and incentives
13 
~4K works related to 
Canadian Literature 
in 
Geographic distribution of 50 
most comprehensive collections
14 
Largest collections located where one 
might expect: major public libraries, 
national library, large university libraries
15 
Canadian institutions are by and large the 
primary stewards of this cultural record
16 
CAUL members are an important part 
of larger stewardship network
17 
VIAF 
5 most comprehensive collections: 
LAC ID: 0100H3766 
LC-n ID: 50050405 
… 
VIAF ID: 4975240 
440 
related works in WorldCat 
University of New Brunswick, Fredericton 33% (147) 
Mount Allison University 28% (123) 
Toronto Public Library 28% (123) 
University of New Brunswick 27% (118) 
University of Alberta 26% (114) 
holds the largest collection with 
more than 340 editions
Coverage Count of Works 
Dalhousie University 25% 27 
Mount Saint Vincent University 20% 22 
Cape Breton University 20% 22 
Saint Francis Xavier University 20% 22 
Saint Mary’s University 19% 21 
NSCAD 19% 21 
Atlantic School of Theology 19% 21 
University of King’s College 19% 21 
“ 
“Narwhal” by gradesixlinden (Samantha) 
https://www.flickr.com/photos/63971282@N02/5825691918/ 
Narwhal 
Strong regional concentration of 
resources in Atlantic Canada 
Total related works in WorldCat = 110
Total related works in WorldCat = 685 
a shared regional interest 
common core of gov docs 
CAUL members 
19 
Rare fishes 
0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20% 
INSTITUTE OF TECH CAM LIBR 
NSCC WATERFRONT 
NOVA SCOTIA COMM COL 
NOVA SCOTIA COMM COL 
ANNAPOLIS VAL CAM LIBR 
ANNAPOLIS VAL CAM LIBR,LAWRENCETOWN SITE 
CUMBERLAND CAM LIBR 
BURRIDGE CAM LIBR 
UNIV OF UTAH 
UNIV OF WASHINGTON LIBR 
BRIGHAM YOUNG UNIV LIBR 
UNIV OF ALBERTA 
DALHOUSIE UNIV LAW SCH LIBR 
ATLANTIC SCH OF THEOL LIBR 
DALHOUSIE UNIV, SEXTON DESIGN 
UNIV OF KINGS COLLEGE 
DALHOUSIE UNIV, W K KELLOGG HEALTH SCI 
NSCAD 
MARIE MICHAEL LIBR 
SAINT MARYS UNIV 
SAINT FRANCIS XAVIER UNIV 
CAPE BRETON UNIV 
MOUNT SAINT VINCENT UNIV LIBR 
DALHOUSIE FACULTY OF AGR MACRAE LIBR 
DALHOUSIE UNIV, KILLAM LIBR 
Rhinochimaera atlantica 
http://en.wikipedia.org/wiki/Broadnose_chimaera#mediaviewer/File:Rhinochimaera_atl.JPG
20 
Total related works in WorldCat = 722 
25% 
20% 
15% 
10% 
5% 
0% 
CAUL members 
Mi’kmaq (People) 
Inset: Miawpukek Mi’kmawey (Mikmaq of Conne River, Newfoundland) Prayer Book 
in Mi’kmaq Hieroglyphics (1810), p. 50. 
http://collections.mun.ca/cdm/ref/collection/prayerbook/id/1
21 
Atomic Energy of Canada, Ltd. 
0% 5% 10% 15% 20% 25% 30% 35% 
NUCLEAR ENERGY CORP OF SA 
YORK UNIV LIBR 
UNIV DU QUEBEC A CHICOUTIMI 
WESTERN UNIV 
COLORADO MESA UNIV 
UNIV OF ALBERTA 
SAINT MARYS UNIV 
ECOLE POLYTECHNIQUE BIBLIOTHEQUE 
UNIV DU QUEBEC 
KANSAS STATE UNIV 
LIBRARY & ARCHIVES CANADA 
MEMORIAL UNIV 
UNIV OF NEW BRUNSWICK 
UNIV OF WINDSOR 
UNIV OF NEW BRUNSWICK 
WILFRID LAURIER UNIV 
YALE UNIV LIBR 
CISTI 
UNIV OF WATERLOO 
TRENT UNIV 
UNIV OF CALGARY 
UNIV OF GUELPH 
UNIV OF REGINA 
MOUNT ALLISON UNIV 
DALHOUSIE UNIV 
CAUL members 
Dalhousie Trace Analysis Research Center 
SLOWPOKE 2 Reactor (1976-2011) 
Total related works in WorldCat = 7115 
Distinctive collection strengths reflect 
institutional research priorities
Concentration and diffusion 
22 
effective diffusion of library value 
relies on concentration, aggregation of library capacity
Atlantic Canadian Cultural History 
Compendium of Scottish Gaelic verse from MSS collection of Am Bàrd MacGhillEathain 
(John MacLean), edited by his grandson, Alexander Sinclair, in 1881. 
“People in singing this song say ‘s a 
choille chruinn, but the poet who 
was a good Gaelic scholar has in 
his MS ‘s a choille chruim” 
23 
Sinclair, A M. Clàrsach Na Coille: A Collection of Gaelic Poetry. Glasgow: A. Sinclair, 1881. 
http://hdl.handle.net/2027/aeu.ark:/13960/t0ft95g39?urlappend=%3Bseq=147
MacLean carries MSS of Gaelic verse 
from Western Hebrides to Nova Scotia, 
ca. 1819. 
Created and collected by John 
MacLean, ca. 1815 -1848 
24 
Cultural baggage 
Compiled by Alexander Sinclair 
near Springhill, 1880s 
Repacked 
His grandson, a prominent Gaelic scholar, 
edits them for publication in 1881.
25 
Distant reading Cultural exports from Nova Scotia 
find a readership in Europe. 
Presented to Wm. MacKay, 
Inverness, 1888 
Published in Glasgow, 1881 
Sinclair, A M. Clarsach Na Coille: A Collection of Gaelic Poetry. Glasgow: A. Sinclair, 1881. 
MacKay portrait source: http://ebooks.library.ualberta.ca/local/urquhartglenmori00mackuoft 
MacKay was a solicitor and antiquarian, author of works 
on Highlands history whose books are found in many 
Canadian libraries.
26 
Transmission Sinclair lectured on Gaelic language 
and literature at St Francis Xavier and 
Dalhousie Universities in the early 20C 
MSS acquired by St Francis Xavier University, 
which now holds most comprehensive MacLean 
collection anywhere. 
Sinclair’s family later donates MacLean’s 
papers to St Francis Xavier University and 
Nova Scotia Provincial Archives. 
Sinclair portrait source: http://people.stfx.ca/mlinklet/
27 
Diffusion in global library system 
First edition (1881) held in dozens of libraries worldwide 
MacKay copy acquired by McMaster 
Second edition, 1928 Microfilmed, 1981 Digitized, ca. 2008 
each successive edition acquired by libraries globally
Regional Stewardship 
• St Francis Xavier, Cape Breton University, Memorial 
Universities have distinctive collection strengths in 
Scottish Gaelic language, literature, poetry & music 
• Most CAUL institutions collect in these same areas 
• Opportunity to leverage collective strengths in 
larger library stewardship network, in Canada and 
internationally 
A similar case could be made for Acadian, Mi'kmaq 
resources; Atlantic fisheries; nuclear energy and other 
CAUL shared centers. 
28
Questions to Consider 
• What is CAUL’s collective responsibility to stewardship of the 
scholarly and cultural record? 
– ‘Shared centers’ represent opportunities for strategic redistribution 
of preservation responsibilities 
• Where do CAUL efforts fit in broader shared print 
landscape? What is the right scale for shared stewardship? 
– Regional efforts in Maine, Ontario, COPPUL; national scale 
• How can cooperative stewardship (shared storage, 
coordinated retention etc.) support institutional priorities? 
– Redirect library investment toward distinctive service offerings: data 
curation, researcher reputation management, etc. 
29
Tapadh leibh. 
Merci de votre attention. 
Thanks for your attention. 
malpasc@oclc.org 
@ConstanceM 
©2014 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: 
“This work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license: 
http://creativecommons.org/licenses/by/3.0/” 
30 
Tapadh leibh. 
Merci de votre attention. 
Thanks for you attention. 
“Been There!” photo by Adventures of KM&G-Morris 
https://www.flickr.com/photos/mzmo/7298976138/ 
malpasc@oclc.org 
@ConstanceM
Acknowledgements 
31 
Much of the thinking reflected here has been shaped by the 
work of Lorcan Dempsey, particularly his attention to the ‘scalar ’ 
dimension of library services, as well as the ‘2 directions’ 
(concentration and diffusion) of libraries on the Web. 
I’m indebted to Lorcan and to my colleague Brian Lavoie for 
their application of Ronald Coase’s theory of the firm to 
understanding the library ‘service bundle.’ 
My analysis of CAUL ‘centers of distinctions’ relies on the 
ingenuity of Thom Hickey and his work with FAST and VIAF 
headings in WorldCat. 
Any errors or omissions are my sole responsibility.

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Rightscaling stewardship - Atlantic Canadian Resources in Perspective

  • 1. 1 Right-scaling stewardship: Atlantic Canadian resources in perspective Constance Malpas Research Scientist, OCLC Research Council of Atlantic University Libraries Conseil des bibliothèques universitaires de l’Atlantique 27 October 2014 | University of New Brunswick, Fredericton Canada Alan Moore Mulholland Point Lighthouse. FreeLargePhotos.com, 2008.
  • 4. Atlantic Provinces in the Library Record Widely-collected subjects related to Atlantic Provinces  History … in > 6800 libraries  Canadian literature … in >1200 libraries  Fishery policy … in > 1000 libraries Widely-collected formats associated with Atlantic Provinces 4 Impactful authors Harold F. McGee Cultural anthropology Avg. 75 holdings per title Eric Sager Economic history Avg. 69 holdings per title  Guidebooks … in >4500 libraries  Statistics … in > 1900 libraries  Maps … in > 1600 libraries Terrence Punch Genealogy Avg. 35 holdings per title Regional identity institutionalized in global library collection
  • 5. Unbundling library services 5 http://www.proquest.com/blog/2014/Meet-John-D-Teskey-2014-Recipient-CARL-Distinguished-Service-to-Research-Librarianship-Award.html Collections traditionally managed as part of institutional ‘service bundle’ increasingly, re-bundled as a group service
  • 6. Shared discovery, stewardship of digital assets Shared framework for managing print collections 6 http://caul-cbua.ca/sites/default/files/CAULCBUAStrategicPlan2014-2016Final_1.pdfs
  • 7. CAUTON ONCOMING CAVEATS 7 Scarcity ≠ Value Est. .5M CAUL titles with a single holding* in WorldCat *not a particularly informative metric, in isolation
  • 8. Core & Distinctive Titles in CAUL Member Libraries Median 5% of catalogued collection is ‘distinctive’ [<5 holding libraries] 8 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Percent Distinctive Percent Core Median 49% of catalogued collection is ‘core’ [>99 holding libraries] 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 Holdings (titles) in WorldCat October 2014
  • 9. Core & Distinctive Titles in CAUL Member Libraries ‘distinctive’ language of cataloging 9 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Percent Distinctive Percent Core CARL/ABRAC institutions 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 Holdings (titles) in WorldCat October 2014
  • 10. Strong ‘brand’ association with university’s Education department Institutional value of collection is independent of its scarcity in wider marketplace 10 http://www.msvu.ca/en/home/aboutus/mediacentre/news/ccbcresearchoct2014.aspx
  • 11. Multi-scalar stewardship 11 Institution scale Driver: alignment with institutional mission & ‘brand’ Features: tacit and informal agreements Ex.: U of King’s College – Bray Collection Memorial U – Newfoundlandiana Group scale Driver: shared stewardship priorities Features: trust networks, ‘club’ benefits Ex.: shared off-site storage? regional LOCKSS partnership? coordinated retention agreements? Network scale Driver: cross-sector benefits Characteristics: anonymous collaboration Ex.: registering CAUL/CBUA stewardship commitments in union catalogues
  • 12. Right-scaling Stewardship 12 the scale of library stewardship will vary with available infrastructure and incentives
  • 13. 13 ~4K works related to Canadian Literature in Geographic distribution of 50 most comprehensive collections
  • 14. 14 Largest collections located where one might expect: major public libraries, national library, large university libraries
  • 15. 15 Canadian institutions are by and large the primary stewards of this cultural record
  • 16. 16 CAUL members are an important part of larger stewardship network
  • 17. 17 VIAF 5 most comprehensive collections: LAC ID: 0100H3766 LC-n ID: 50050405 … VIAF ID: 4975240 440 related works in WorldCat University of New Brunswick, Fredericton 33% (147) Mount Allison University 28% (123) Toronto Public Library 28% (123) University of New Brunswick 27% (118) University of Alberta 26% (114) holds the largest collection with more than 340 editions
  • 18. Coverage Count of Works Dalhousie University 25% 27 Mount Saint Vincent University 20% 22 Cape Breton University 20% 22 Saint Francis Xavier University 20% 22 Saint Mary’s University 19% 21 NSCAD 19% 21 Atlantic School of Theology 19% 21 University of King’s College 19% 21 “ “Narwhal” by gradesixlinden (Samantha) https://www.flickr.com/photos/63971282@N02/5825691918/ Narwhal Strong regional concentration of resources in Atlantic Canada Total related works in WorldCat = 110
  • 19. Total related works in WorldCat = 685 a shared regional interest common core of gov docs CAUL members 19 Rare fishes 0% 2% 4% 6% 8% 10% 12% 14% 16% 18% 20% INSTITUTE OF TECH CAM LIBR NSCC WATERFRONT NOVA SCOTIA COMM COL NOVA SCOTIA COMM COL ANNAPOLIS VAL CAM LIBR ANNAPOLIS VAL CAM LIBR,LAWRENCETOWN SITE CUMBERLAND CAM LIBR BURRIDGE CAM LIBR UNIV OF UTAH UNIV OF WASHINGTON LIBR BRIGHAM YOUNG UNIV LIBR UNIV OF ALBERTA DALHOUSIE UNIV LAW SCH LIBR ATLANTIC SCH OF THEOL LIBR DALHOUSIE UNIV, SEXTON DESIGN UNIV OF KINGS COLLEGE DALHOUSIE UNIV, W K KELLOGG HEALTH SCI NSCAD MARIE MICHAEL LIBR SAINT MARYS UNIV SAINT FRANCIS XAVIER UNIV CAPE BRETON UNIV MOUNT SAINT VINCENT UNIV LIBR DALHOUSIE FACULTY OF AGR MACRAE LIBR DALHOUSIE UNIV, KILLAM LIBR Rhinochimaera atlantica http://en.wikipedia.org/wiki/Broadnose_chimaera#mediaviewer/File:Rhinochimaera_atl.JPG
  • 20. 20 Total related works in WorldCat = 722 25% 20% 15% 10% 5% 0% CAUL members Mi’kmaq (People) Inset: Miawpukek Mi’kmawey (Mikmaq of Conne River, Newfoundland) Prayer Book in Mi’kmaq Hieroglyphics (1810), p. 50. http://collections.mun.ca/cdm/ref/collection/prayerbook/id/1
  • 21. 21 Atomic Energy of Canada, Ltd. 0% 5% 10% 15% 20% 25% 30% 35% NUCLEAR ENERGY CORP OF SA YORK UNIV LIBR UNIV DU QUEBEC A CHICOUTIMI WESTERN UNIV COLORADO MESA UNIV UNIV OF ALBERTA SAINT MARYS UNIV ECOLE POLYTECHNIQUE BIBLIOTHEQUE UNIV DU QUEBEC KANSAS STATE UNIV LIBRARY & ARCHIVES CANADA MEMORIAL UNIV UNIV OF NEW BRUNSWICK UNIV OF WINDSOR UNIV OF NEW BRUNSWICK WILFRID LAURIER UNIV YALE UNIV LIBR CISTI UNIV OF WATERLOO TRENT UNIV UNIV OF CALGARY UNIV OF GUELPH UNIV OF REGINA MOUNT ALLISON UNIV DALHOUSIE UNIV CAUL members Dalhousie Trace Analysis Research Center SLOWPOKE 2 Reactor (1976-2011) Total related works in WorldCat = 7115 Distinctive collection strengths reflect institutional research priorities
  • 22. Concentration and diffusion 22 effective diffusion of library value relies on concentration, aggregation of library capacity
  • 23. Atlantic Canadian Cultural History Compendium of Scottish Gaelic verse from MSS collection of Am Bàrd MacGhillEathain (John MacLean), edited by his grandson, Alexander Sinclair, in 1881. “People in singing this song say ‘s a choille chruinn, but the poet who was a good Gaelic scholar has in his MS ‘s a choille chruim” 23 Sinclair, A M. Clàrsach Na Coille: A Collection of Gaelic Poetry. Glasgow: A. Sinclair, 1881. http://hdl.handle.net/2027/aeu.ark:/13960/t0ft95g39?urlappend=%3Bseq=147
  • 24. MacLean carries MSS of Gaelic verse from Western Hebrides to Nova Scotia, ca. 1819. Created and collected by John MacLean, ca. 1815 -1848 24 Cultural baggage Compiled by Alexander Sinclair near Springhill, 1880s Repacked His grandson, a prominent Gaelic scholar, edits them for publication in 1881.
  • 25. 25 Distant reading Cultural exports from Nova Scotia find a readership in Europe. Presented to Wm. MacKay, Inverness, 1888 Published in Glasgow, 1881 Sinclair, A M. Clarsach Na Coille: A Collection of Gaelic Poetry. Glasgow: A. Sinclair, 1881. MacKay portrait source: http://ebooks.library.ualberta.ca/local/urquhartglenmori00mackuoft MacKay was a solicitor and antiquarian, author of works on Highlands history whose books are found in many Canadian libraries.
  • 26. 26 Transmission Sinclair lectured on Gaelic language and literature at St Francis Xavier and Dalhousie Universities in the early 20C MSS acquired by St Francis Xavier University, which now holds most comprehensive MacLean collection anywhere. Sinclair’s family later donates MacLean’s papers to St Francis Xavier University and Nova Scotia Provincial Archives. Sinclair portrait source: http://people.stfx.ca/mlinklet/
  • 27. 27 Diffusion in global library system First edition (1881) held in dozens of libraries worldwide MacKay copy acquired by McMaster Second edition, 1928 Microfilmed, 1981 Digitized, ca. 2008 each successive edition acquired by libraries globally
  • 28. Regional Stewardship • St Francis Xavier, Cape Breton University, Memorial Universities have distinctive collection strengths in Scottish Gaelic language, literature, poetry & music • Most CAUL institutions collect in these same areas • Opportunity to leverage collective strengths in larger library stewardship network, in Canada and internationally A similar case could be made for Acadian, Mi'kmaq resources; Atlantic fisheries; nuclear energy and other CAUL shared centers. 28
  • 29. Questions to Consider • What is CAUL’s collective responsibility to stewardship of the scholarly and cultural record? – ‘Shared centers’ represent opportunities for strategic redistribution of preservation responsibilities • Where do CAUL efforts fit in broader shared print landscape? What is the right scale for shared stewardship? – Regional efforts in Maine, Ontario, COPPUL; national scale • How can cooperative stewardship (shared storage, coordinated retention etc.) support institutional priorities? – Redirect library investment toward distinctive service offerings: data curation, researcher reputation management, etc. 29
  • 30. Tapadh leibh. Merci de votre attention. Thanks for your attention. malpasc@oclc.org @ConstanceM ©2014 OCLC. This work is licensed under a Creative Commons Attribution 3.0 Unported License. Suggested attribution: “This work uses content from [presentation title] © OCLC, used under a Creative Commons Attribution license: http://creativecommons.org/licenses/by/3.0/” 30 Tapadh leibh. Merci de votre attention. Thanks for you attention. “Been There!” photo by Adventures of KM&G-Morris https://www.flickr.com/photos/mzmo/7298976138/ malpasc@oclc.org @ConstanceM
  • 31. Acknowledgements 31 Much of the thinking reflected here has been shaped by the work of Lorcan Dempsey, particularly his attention to the ‘scalar ’ dimension of library services, as well as the ‘2 directions’ (concentration and diffusion) of libraries on the Web. I’m indebted to Lorcan and to my colleague Brian Lavoie for their application of Ronald Coase’s theory of the firm to understanding the library ‘service bundle.’ My analysis of CAUL ‘centers of distinctions’ relies on the ingenuity of Thom Hickey and his work with FAST and VIAF headings in WorldCat. Any errors or omissions are my sole responsibility.