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Setting Them up for Failure:
Why Parents Struggle to Adhere to Infant Safe Sleep Guidelines
Christin H. D’Ovidio, MFA, CCPH and Angel Bourgoin, PhD - JSI Research and Training Institute, Inc. for the Vermont Department of Health
Conclusions:
Although parents are highly motivated to do what is best for their
baby and are aware of the basic infant safe sleep guidelines, parents
who struggle the follow the guidelines feel they must choose between
sleep and safety, or adapt the guidelines as their version of “safe
sleep.”
These parents feel they are being set up for failure, due to a lack
of guidance to get their baby to sleep in a safe sleep environment.
Parents want assistance grounded in the reality of the challenges
and choices they face to get their babies to sleep while keeping
them safe.
Implications for research and/or practice:
Currently, there is little guidance on the challenges parents may
face when implementing safe sleep guidelines and how to address
challenges. Providers may not know how to advise parents on how to
get their babies to sleep in safe sleep environments.
•	 The guidance given to parents must be respectful of parents’
values and unique family situations and decisions.
•	 Parents who will choose to co-sleep with their infant should not
be ignored, but acknowlaged.
•	 Breastfeeding is contributing to co-sleeping for a variety of
reasons – but it is not the largest contributor.
•	 Lack of sleep/inability to get enough sleep is the largest
contributing factor to co-sleeping.
•	 While the “ABC” pneumonic may be useful, “Alone” is meeting
resistance and confusion.
•	 The idea that there is one correct way to put a baby to sleep
safely does not fit with parents’ values and beliefs around raising
an infant and will be met with resistance.
•	 Making materials to assist parents when things “go wrong” would
address an unmet need.
2018
Background:
In 2015, there were about 3,700 sudden unexpected infant deaths
(SUID) in the United States. The most common types of SUID
were Sudden Infant Death Syndrome (SIDS), unknown cause, and
accidental suffocation and strangulation in bed. Ensuring safe sleep
environments for infants is a key measure for preventing SIDS/SUID.
Each year in Vermont, 4-6 infants die of unsafe sleep enviornments.
The Vermont Department of Health contracted with JSI Research
and Training Institute, Inc. (JSI), to study the major barriers Vermont
parents and professionals face with regard to infant safe sleep.
The research examined: what parents know, have heard, or find
confusing about infant safe sleep practices; decisions around infant
safe sleep practice; and response to existing infant safe sleep
materials.
Goals:
Specifically, the goals of the formative research were to gather
data on:
•	Existing research and previous efforts to promote infant safe
sleep in order to inform an infant safe sleep campaign in
Vermont.
•	What parents know or have heard about infant safe sleep
practices.
•	What confuses parents about infant safe sleep practices.
•	How parents decide to put their babies to sleep in terms of
location, sleep position, and nearby objects.
•	How parents respond to existing safe sleep campaign materials
In addition, a survey captured Vermont parents’ demographic
information, current infant safe sleep practices, and safe sleep
information sources.
Methods:
JSI conducted a search for peer-reviewed articles and gray literature
for the environmental scan in May 2017. Peer-reviewed research
articles published since 2008 were identified by searching for the
term “safe sleep” on PubMed. Additional peer-reviewed research
articles using the same criteria were identified via Google Scholar.
Literature sent from the Vermont Department of Health was also
incorporated.
JSI then conducted four focus groups with VT parents with
infants under 12 months old (total N=55), and two key informant
interviews with new-American/non-native parents. JSI surveyed
these parents to capture demographic information, current ISS
practices, and information sources.
Results:
Focus group participants’ safe sleep practices were similar to the
VT Pregnancy Risk Assessment Monitoring System data: 83% of
parents put their babies on their back to sleep always or often,
71% of babies slept in their own crib, bassinet, or Pack ‘N Play
always or often. All parents were concerned about their infants’
sleep safety and have heard infant safe sleep information from
healthcare professionals (98%), though healthcare professionals
may give conflicting/insufficient information. Parents are confused
about how SIDS relates to co-sleeping, suffocation risk, and safe
sleep. Most parents know the basic safe sleep guidelines from the
American Academy of Pediatrics, but many parents found them
challenging to follow because their baby would not sleep in an safe
sleep environment.
Themes from Parents Continued:
Worries about Sleep Safety: We really could not talk about
safe sleep to parents without getting into a discussion about
SIDS. In many cases what they understood about SIDS was
confusing the issue of co-sleeping, suffocation risk, and safe
sleep.
Belief or Necessity that Co-Sleeping is Better: Many
parents are co-sleeping, even if they did not start out that
way. Loss of sleep, inability to get the baby to stay asleep in a
separate crib, or the belief that the baby is safer or will bond
more with the mother, drive much co-sleeping. Many parents
feel that no one (including doctors) follow the AAP Guidelines.
One Way Does Not Fit All: All parents felt that their family
and baby were unique and that families should be in charge
of their decisions around raising their child. The guidelines
and the advice coming from health care providers felt “cookie-
cutter” and/or unreasonable. It also does not connect with the
idea of “mother’s instincts” on how to best keep baby safe.
Distrust of Authorities: Many parents felt that they could
not trust their health care providers to tell them “the truth”
but were “covering themselves” from litigation, that they tell
everyone the same thing and do not actually practice the
guidelines for safe sleep themselves. Again the SIDS data
is not helping parents trust the information from providers
– however, survey data showed that this was still the best
messenger for safe sleep information.
Highly Skeptical: There is a population of parents who will
not be convinced that bedsharing is not safe or that the SIDS
data is accurate; it may be 1) cultural, 2) a belief, 3) because
the SIDS data does not represent “them”, or 4) because some
parents are skeptical of the “scare tactic” messages they see
at times.
Conflicting/Confusing Information: Parents are receiving
inconsistent information about safe sleep from a variety of
sources. The guidelines changing is cause for mistrust and confusion.
Themes from Parents:
Managing Ambivalence: Whether or not parents feel
they should be bedsharing, they feel like they are taking
precautions to make it safe when they do, as well as if they
have an alternate location for baby to sleep.
Baby’s Needs Determine Safe Sleep Practices: “Alone”
and “Close But Alone” are not translating as safe sleep
to parents. Many parents, out of desperation or love, are
allowing the baby to make the decisions of where it will be
sleeping.
What Parents Want: Parents were clear about what they
would like: a resource to help them when things go wrong
with the sleeping plans with baby, health care professionals
who recognized and respected them as a decision-maker,
and information on how to co-sleep safely.
Breastfeeding: Breastfeeding is contributing to co-sleeping
for a variety of reasons, parents know that breastfeeding
reduces risks of SIDS.
Bad Experiences with Safe Sleep: Many parents who had
tired to follow the Guidelines for Safe Sleep had experiences
that deterred them from continuing to follow these
guidelines.
Confusion about Sleep Devices: The variety of sleeping,
carrying and feeding devices on the market causes
confusion about where a baby can sleep. Parents equate
blankets with warmth and comfort, almost no one was
using sleep sacks.
Major Themes:
Some of the major themes with implications for future
communication efforts included parents’:
•	 need to be respected as good and competent caregivers,
•	 desire for information that addresses the unique sleep
challenges in their family, and
•	 skepticism of infant safe sleep research and messaging.
Most pare nts know what they’re supposed to do and intend to follow
safe sleep practices.
They encounter problems and difficulties and end up feeling like
they have to choose between sleep and safety OR they adapt the
Guidelines and feel like they are “doing safe sleep”.
Most parents are asking for help.
Many parents are asking for information on how to co-sleep safely.
Behavior Change Theories:
Self-efficacy: belief in one’s abilityto succeed in specific situations
oraccomplish a task (Bandura)
Reasoned Action & Planned Behavior: behavioral intent is– attitudes/
beliefs and subjectivenorms (Fishbein and Ajzen), (Ajzen)
healthcommunication.jsi.com

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Setting Them up for Failure: Why Parents Struggle to Adhere to Infant Safe Sleep Guidelines

  • 1. Setting Them up for Failure: Why Parents Struggle to Adhere to Infant Safe Sleep Guidelines Christin H. D’Ovidio, MFA, CCPH and Angel Bourgoin, PhD - JSI Research and Training Institute, Inc. for the Vermont Department of Health Conclusions: Although parents are highly motivated to do what is best for their baby and are aware of the basic infant safe sleep guidelines, parents who struggle the follow the guidelines feel they must choose between sleep and safety, or adapt the guidelines as their version of “safe sleep.” These parents feel they are being set up for failure, due to a lack of guidance to get their baby to sleep in a safe sleep environment. Parents want assistance grounded in the reality of the challenges and choices they face to get their babies to sleep while keeping them safe. Implications for research and/or practice: Currently, there is little guidance on the challenges parents may face when implementing safe sleep guidelines and how to address challenges. Providers may not know how to advise parents on how to get their babies to sleep in safe sleep environments. • The guidance given to parents must be respectful of parents’ values and unique family situations and decisions. • Parents who will choose to co-sleep with their infant should not be ignored, but acknowlaged. • Breastfeeding is contributing to co-sleeping for a variety of reasons – but it is not the largest contributor. • Lack of sleep/inability to get enough sleep is the largest contributing factor to co-sleeping. • While the “ABC” pneumonic may be useful, “Alone” is meeting resistance and confusion. • The idea that there is one correct way to put a baby to sleep safely does not fit with parents’ values and beliefs around raising an infant and will be met with resistance. • Making materials to assist parents when things “go wrong” would address an unmet need. 2018 Background: In 2015, there were about 3,700 sudden unexpected infant deaths (SUID) in the United States. The most common types of SUID were Sudden Infant Death Syndrome (SIDS), unknown cause, and accidental suffocation and strangulation in bed. Ensuring safe sleep environments for infants is a key measure for preventing SIDS/SUID. Each year in Vermont, 4-6 infants die of unsafe sleep enviornments. The Vermont Department of Health contracted with JSI Research and Training Institute, Inc. (JSI), to study the major barriers Vermont parents and professionals face with regard to infant safe sleep. The research examined: what parents know, have heard, or find confusing about infant safe sleep practices; decisions around infant safe sleep practice; and response to existing infant safe sleep materials. Goals: Specifically, the goals of the formative research were to gather data on: • Existing research and previous efforts to promote infant safe sleep in order to inform an infant safe sleep campaign in Vermont. • What parents know or have heard about infant safe sleep practices. • What confuses parents about infant safe sleep practices. • How parents decide to put their babies to sleep in terms of location, sleep position, and nearby objects. • How parents respond to existing safe sleep campaign materials In addition, a survey captured Vermont parents’ demographic information, current infant safe sleep practices, and safe sleep information sources. Methods: JSI conducted a search for peer-reviewed articles and gray literature for the environmental scan in May 2017. Peer-reviewed research articles published since 2008 were identified by searching for the term “safe sleep” on PubMed. Additional peer-reviewed research articles using the same criteria were identified via Google Scholar. Literature sent from the Vermont Department of Health was also incorporated. JSI then conducted four focus groups with VT parents with infants under 12 months old (total N=55), and two key informant interviews with new-American/non-native parents. JSI surveyed these parents to capture demographic information, current ISS practices, and information sources. Results: Focus group participants’ safe sleep practices were similar to the VT Pregnancy Risk Assessment Monitoring System data: 83% of parents put their babies on their back to sleep always or often, 71% of babies slept in their own crib, bassinet, or Pack ‘N Play always or often. All parents were concerned about their infants’ sleep safety and have heard infant safe sleep information from healthcare professionals (98%), though healthcare professionals may give conflicting/insufficient information. Parents are confused about how SIDS relates to co-sleeping, suffocation risk, and safe sleep. Most parents know the basic safe sleep guidelines from the American Academy of Pediatrics, but many parents found them challenging to follow because their baby would not sleep in an safe sleep environment. Themes from Parents Continued: Worries about Sleep Safety: We really could not talk about safe sleep to parents without getting into a discussion about SIDS. In many cases what they understood about SIDS was confusing the issue of co-sleeping, suffocation risk, and safe sleep. Belief or Necessity that Co-Sleeping is Better: Many parents are co-sleeping, even if they did not start out that way. Loss of sleep, inability to get the baby to stay asleep in a separate crib, or the belief that the baby is safer or will bond more with the mother, drive much co-sleeping. Many parents feel that no one (including doctors) follow the AAP Guidelines. One Way Does Not Fit All: All parents felt that their family and baby were unique and that families should be in charge of their decisions around raising their child. The guidelines and the advice coming from health care providers felt “cookie- cutter” and/or unreasonable. It also does not connect with the idea of “mother’s instincts” on how to best keep baby safe. Distrust of Authorities: Many parents felt that they could not trust their health care providers to tell them “the truth” but were “covering themselves” from litigation, that they tell everyone the same thing and do not actually practice the guidelines for safe sleep themselves. Again the SIDS data is not helping parents trust the information from providers – however, survey data showed that this was still the best messenger for safe sleep information. Highly Skeptical: There is a population of parents who will not be convinced that bedsharing is not safe or that the SIDS data is accurate; it may be 1) cultural, 2) a belief, 3) because the SIDS data does not represent “them”, or 4) because some parents are skeptical of the “scare tactic” messages they see at times. Conflicting/Confusing Information: Parents are receiving inconsistent information about safe sleep from a variety of sources. The guidelines changing is cause for mistrust and confusion. Themes from Parents: Managing Ambivalence: Whether or not parents feel they should be bedsharing, they feel like they are taking precautions to make it safe when they do, as well as if they have an alternate location for baby to sleep. Baby’s Needs Determine Safe Sleep Practices: “Alone” and “Close But Alone” are not translating as safe sleep to parents. Many parents, out of desperation or love, are allowing the baby to make the decisions of where it will be sleeping. What Parents Want: Parents were clear about what they would like: a resource to help them when things go wrong with the sleeping plans with baby, health care professionals who recognized and respected them as a decision-maker, and information on how to co-sleep safely. Breastfeeding: Breastfeeding is contributing to co-sleeping for a variety of reasons, parents know that breastfeeding reduces risks of SIDS. Bad Experiences with Safe Sleep: Many parents who had tired to follow the Guidelines for Safe Sleep had experiences that deterred them from continuing to follow these guidelines. Confusion about Sleep Devices: The variety of sleeping, carrying and feeding devices on the market causes confusion about where a baby can sleep. Parents equate blankets with warmth and comfort, almost no one was using sleep sacks. Major Themes: Some of the major themes with implications for future communication efforts included parents’: • need to be respected as good and competent caregivers, • desire for information that addresses the unique sleep challenges in their family, and • skepticism of infant safe sleep research and messaging. Most pare nts know what they’re supposed to do and intend to follow safe sleep practices. They encounter problems and difficulties and end up feeling like they have to choose between sleep and safety OR they adapt the Guidelines and feel like they are “doing safe sleep”. Most parents are asking for help. Many parents are asking for information on how to co-sleep safely. Behavior Change Theories: Self-efficacy: belief in one’s abilityto succeed in specific situations oraccomplish a task (Bandura) Reasoned Action & Planned Behavior: behavioral intent is– attitudes/ beliefs and subjectivenorms (Fishbein and Ajzen), (Ajzen) healthcommunication.jsi.com