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Research Contracts
Industry Liaison Office
24th February 2014
CONTENTS
WHY Contracts are needed
Types of Research Contracts
- RCA vs CRA
Information required from PIs
PIs to note
Contracts Process
Policies and Guidelines
What a hassle!
WHY do we need Contracts?
To legally bind an external party on its commitment
and obligations to the project;
to protect and safeguard YOUR interests and the
interests of NUS;
Governs confidentiality,
results/valuable IP;

and

use

of

research

Allows Parties to seek legal recourse if there is a
breach.
Types of Research Contracts

RCA - Research Collaboration
Agreement
CRA - Contract Research
Agreement
NDA - Non-Disclosure Agreement
MTA – Materials Transfer
Agreement
MOU – Memorandum of
Understanding
Total Qty: 466
(Physical Sciences related Contracts only)
RCA vs CRA: What’s the difference?
RCA

CRA

(Research Collaboration)

(Contract Research)

Collaborative relationship

“Fee-for-service” arrangement

Both Parties contribute resources
(cash and/or in-kind)

NUS costs are fully paid for (except
for PI’s time)

Project IP generated are at least
jointly-owned

Project IP generated 100% owned by
funding Party

May create patentable /
commercialisable IP

Not likely to create patentable /
commercialisable IP

Indirect Research Costs (IRC):
min. 20% (non-profit, govt. agency)
min. 60% (commercial entities)

Indirect Research Costs (IRC):
min. 60% (regardless whether entity
is non-profit or commercial)
PIs, please inform ILO…
Project Information:
o

If Grant supported; provide Grant Letter of Award and
Terms and Conditions

o

Concise description of Objectives, Scope of Work,
Deliverables, Project Schedule and Contributions (cash /
in-kind)
Provide completed Schedule 1 template (and/or Project
Proposal)

Project IP
Potential of creating new IP (solely or jointly)?
Does Collaborator expect to own IP (either solely or
jointly) or do they only want rights of use?
PIs, please TAKE NOTE!

Indirect Research Cost (Overheads charges)
o Costs relating general resources (e.g. utilities, office, library
resources, office equipment etc.)
RCA: min. 20% (non-profit, govt.), min. 60% (commercial entities)
CRA: min. 60% (regardless non-profit/govt. or commercial)

o Seek reduction / waiver from Division of Research
Administration (DRA) under ODPRT

Goods and Services Tax (GST)
7% of (Total Cash Contribution + IRC)
Contracts Process
ILO’s draft required:

NDA

• Download template from
ILO website;
• Sign by Dean (through
ERO) if no further changes
required

Collaborator’s draft:
Email draft contract (with project
details) to ILO to review.

NOTE:
RCA /
CRA

MOU /
MTA /
Others

• Email completed Schedule
1 or full Project Proposal
to ILO
• Email Grant award letter
and documents to ILO (if
applicable)
• Email ILO and provide
information such as intent
of the contract required,
collaborator’s name etc.

1.Changes to terms of the contract
must be reviewed by ILO;
2.ILO negotiates and finalizes
contract;
3.ILO arranges the signing of
contract; PIs are not authorized to
sign.
Policies and Guidelines

Policies Relating To University Intellectual Property
(version 110309)
Policy and Procedure for Establishing New Agreements
with External Agencies
External Grants Distribution of Indirect Research Cost
Recovery
University Procurement Manual
Data Management Policy
ILO Website & Survey
ILO Website:
o www.ilo.nus.edu.sg
FOR RESEACHERS > ABOUT AGREEMENTS
FOR RESEACHERS > AGREEMENT FORMS (for NDA and
Schedule 1 templates)
FOR RESEACHERS > policies for PI

Survey
We welcome your candid feedback!
The End and Thank You.
CONTACT US at:
General enquiry: ilobox4@nus.edu.sg
Physical Sciences Contracts Team:
Madelyn Ho: madelynho@nus.edu.sg
Dr. Ooi Thian Ngan: ilootn@nus.edu.sg
Wan Chee Yuen: cheeyuen.wan@nus.edu.sg

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Research Contracts - ILO

  • 1. Research Contracts Industry Liaison Office 24th February 2014
  • 2. CONTENTS WHY Contracts are needed Types of Research Contracts - RCA vs CRA Information required from PIs PIs to note Contracts Process Policies and Guidelines
  • 3. What a hassle! WHY do we need Contracts? To legally bind an external party on its commitment and obligations to the project; to protect and safeguard YOUR interests and the interests of NUS; Governs confidentiality, results/valuable IP; and use of research Allows Parties to seek legal recourse if there is a breach.
  • 4. Types of Research Contracts RCA - Research Collaboration Agreement CRA - Contract Research Agreement NDA - Non-Disclosure Agreement MTA – Materials Transfer Agreement MOU – Memorandum of Understanding Total Qty: 466 (Physical Sciences related Contracts only)
  • 5. RCA vs CRA: What’s the difference? RCA CRA (Research Collaboration) (Contract Research) Collaborative relationship “Fee-for-service” arrangement Both Parties contribute resources (cash and/or in-kind) NUS costs are fully paid for (except for PI’s time) Project IP generated are at least jointly-owned Project IP generated 100% owned by funding Party May create patentable / commercialisable IP Not likely to create patentable / commercialisable IP Indirect Research Costs (IRC): min. 20% (non-profit, govt. agency) min. 60% (commercial entities) Indirect Research Costs (IRC): min. 60% (regardless whether entity is non-profit or commercial)
  • 6. PIs, please inform ILO… Project Information: o If Grant supported; provide Grant Letter of Award and Terms and Conditions o Concise description of Objectives, Scope of Work, Deliverables, Project Schedule and Contributions (cash / in-kind) Provide completed Schedule 1 template (and/or Project Proposal) Project IP Potential of creating new IP (solely or jointly)? Does Collaborator expect to own IP (either solely or jointly) or do they only want rights of use?
  • 7. PIs, please TAKE NOTE! Indirect Research Cost (Overheads charges) o Costs relating general resources (e.g. utilities, office, library resources, office equipment etc.) RCA: min. 20% (non-profit, govt.), min. 60% (commercial entities) CRA: min. 60% (regardless non-profit/govt. or commercial) o Seek reduction / waiver from Division of Research Administration (DRA) under ODPRT Goods and Services Tax (GST) 7% of (Total Cash Contribution + IRC)
  • 8. Contracts Process ILO’s draft required: NDA • Download template from ILO website; • Sign by Dean (through ERO) if no further changes required Collaborator’s draft: Email draft contract (with project details) to ILO to review. NOTE: RCA / CRA MOU / MTA / Others • Email completed Schedule 1 or full Project Proposal to ILO • Email Grant award letter and documents to ILO (if applicable) • Email ILO and provide information such as intent of the contract required, collaborator’s name etc. 1.Changes to terms of the contract must be reviewed by ILO; 2.ILO negotiates and finalizes contract; 3.ILO arranges the signing of contract; PIs are not authorized to sign.
  • 9. Policies and Guidelines Policies Relating To University Intellectual Property (version 110309) Policy and Procedure for Establishing New Agreements with External Agencies External Grants Distribution of Indirect Research Cost Recovery University Procurement Manual Data Management Policy
  • 10. ILO Website & Survey ILO Website: o www.ilo.nus.edu.sg FOR RESEACHERS > ABOUT AGREEMENTS FOR RESEACHERS > AGREEMENT FORMS (for NDA and Schedule 1 templates) FOR RESEACHERS > policies for PI Survey We welcome your candid feedback!
  • 11. The End and Thank You. CONTACT US at: General enquiry: ilobox4@nus.edu.sg Physical Sciences Contracts Team: Madelyn Ho: madelynho@nus.edu.sg Dr. Ooi Thian Ngan: ilootn@nus.edu.sg Wan Chee Yuen: cheeyuen.wan@nus.edu.sg