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Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                                                                                               1	
  
	
                    	
  
                                                                                                                                                                                                                                                                  	
  
           	
  

           System	
  Support	
  for	
  Information	
  Management	
  
           in	
  Humanitarian	
  operations	
  	
  
           Unpublished	
  manuscript,	
  version	
  -­‐	
  18	
  Mars	
  2011	
  

           By	
  Glenn	
  F.	
  Eriksson	
  (glenn.f.eriksson@gmail.com)	
  
           	
  
           Crisis	
  Response	
  Lab,	
  Department	
  of	
  Applied	
  IT,	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
  


           Abstract	
  
           This	
  paper	
  aims	
  to	
  uncover	
  some	
  of	
  the	
  problems	
  of	
  gathering	
  consolidated	
  data	
  in	
  humanitarian	
  aid	
  
           projects	
  and	
  crises.	
  The	
  focus	
  is	
  on	
  routines	
  and	
  tools	
  used	
  in	
  information	
  management.	
  Based	
  on	
  
           the	
  insights	
  from	
  four	
  professional	
  information	
  managers,	
  key	
  problems	
  of	
  information	
  management	
  
           in	
  fieldwork	
  has	
  been	
  identified	
  and	
  analysed.	
  The	
  paper	
  outlines	
  implications	
  for	
  design	
  for	
  future	
  
           tools	
  striving	
  to	
  better	
  support	
  information	
  management.	
  These	
  implications	
  are	
  based	
  on	
  the	
  need	
  
           for	
  improved	
  standardisation	
  on	
  information	
  exchange	
  and	
  better	
  interoperability	
  between	
  tools	
  and	
  
           applications.	
  


           Introduction	
  
           Humanitarian	
  operations	
  triggered	
  by	
  the	
  immediate	
  need	
  of	
  a	
  sudden	
  crisis	
  pose	
  significant	
  
           operational	
  and	
  management	
  challenges	
  on	
  the	
  involved	
  aid	
  organizations	
  (Muhren,	
  Eede,	
  &	
  Walle,	
  
           2008).	
  During	
  the	
  last	
  few	
  years,	
  aid	
  effectiveness	
  in	
  the	
  perspective	
  of	
  fact	
  based	
  results	
  and	
  
           accountability	
  has	
  emerged	
  as	
  an	
  important	
  topic.	
  It	
  has	
  been	
  addressed	
  by	
  high	
  level	
  forums	
  like	
  the	
  
           OECD	
  Paris	
  declaration	
  (2005)	
  and	
  the	
  Accra	
  agenda	
  for	
  action	
  forum	
  (OECD,	
  2010).	
  Media	
  (The	
  
           Sydney	
  Morning	
  Herald,	
  2010)	
  is	
  also	
  reporting	
  on	
  how	
  tax	
  payer’s	
  money	
  is	
  used	
  in	
  aid	
  programs	
  
           and	
  the	
  need	
  for	
  better	
  accountability	
  and	
  fact	
  based	
  results.	
  The	
  debate	
  concerns	
  also	
  the	
  audit	
  
           process	
  and	
  that	
  aid	
  should	
  be	
  audited	
  as	
  any	
  other	
  governmental	
  spending.	
  On	
  top	
  of	
  that,	
  several	
  
           major	
  disasters	
  have	
  occurred	
  in	
  the	
  last	
  years	
  underlining	
  the	
  importance	
  of	
  aid	
  effectiveness.	
  
           	
  
           One	
  important	
  key	
  area	
  to	
  come	
  to	
  terms	
  with	
  measuring	
  result	
  and	
  accountability,	
  is	
  the	
  access	
  to	
  
           reliable	
  and	
  accurate	
  information.	
  The	
  process	
  of	
  inquiring	
  qualitative	
  information	
  has	
  never	
  been	
  an	
  
           easy	
  task,	
  since	
  there	
  are	
  many	
  actors	
  and	
  organisations	
  that	
  are	
  loosely	
  coupled	
  together	
  in	
  
           humanitarian	
  operations.	
  A	
  good	
  starting	
  point	
  is	
  to	
  investigate	
  how	
  the	
  current	
  information	
  system1	
  
           support	
  the	
  process	
  of	
  gathering	
  reliable	
  information	
  for	
  fact	
  based	
  results.	
  It	
  is	
  also	
  important	
  to	
  
           examine	
  how	
  well	
  the	
  information	
  system	
  facilitates	
  coordination	
  between	
  the	
  different	
  actors	
  in	
  the	
  
           humanitarian	
  community,	
  in	
  order	
  to	
  avoid	
  duplication	
  of	
  work	
  and	
  the	
  ability	
  to	
  more	
  efficiently	
  
           collaborate	
  and	
  learn.	
  	
  
           	
  
           A	
  symposium	
  on	
  information	
  exchange	
  (UN,	
  2002),	
  reported	
  a	
  set	
  of	
  high	
  level	
  problems	
  and	
  
           recommendations	
  2002,	
  and	
  was	
  revised	
  2007	
  (UN,	
  2007).	
  Many	
  of	
  these	
  problems	
  still	
  persist	
  



           	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
           1
                  	
  In	
  broad	
  terms	
  and	
  accross	
  organisational	
  boundaries	
  

           	
                                                                                                                                                                                                                                               1	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                                                                                               2	
  
	
                    	
  
                                                                                                                                                                     	
  
           	
  
           today.	
  Scientific	
  articles,	
  field	
  reports	
  and	
  experience	
  have	
  shown	
  that	
  the	
  humanitarian	
  community	
  
           have	
  not	
  taken	
  full	
  advantage	
  of	
  the	
  information	
  technology	
  shift2	
  and	
  its	
  collaborative	
  capabilities.	
  	
  
           	
  
           The	
  objective	
  of	
  the	
  study	
  is	
  to	
  examine	
  how	
  well	
  the	
  current	
  system	
  support	
  is	
  in	
  the	
  field	
  of	
  
           information	
  management	
  (IM).	
  The	
  study	
  has	
  the	
  perspective	
  of	
  professional	
  information	
  managers3,	
  
           and	
  what	
  challenges	
  they	
  experience	
  with	
  the	
  current	
  information	
  system	
  and	
  routines.	
  The	
  study	
  
           continues	
  with	
  a	
  discussion	
  on	
  the	
  consequences	
  with	
  the	
  current	
  design	
  and	
  concludes	
  with	
  a	
  set	
  of	
  
           implications,	
  necessary	
  to	
  address	
  when	
  designing	
  future	
  information	
  system	
  support	
  for	
  IM.	
  
           	
  
           The	
  overall	
  research	
  question	
  guiding	
  the	
  work	
  for	
  this	
  study	
  is:	
  How	
  can	
  information	
  systems	
  better	
  
           support	
  operative	
  information	
  management	
  in	
  humanitarian	
  aid	
  work?	
  


           Information	
  Management	
  in	
  an	
  humanitarian	
  context	
  
           Information	
  management	
  is	
  the	
  act	
  of	
  collecting	
  and	
  managing	
  information	
  around	
  a	
  specific	
  topic.	
  
           This	
  is	
  done	
  in	
  humanitarian	
  aid	
  programs	
  and	
  projects,	
  where	
  the	
  collected	
  information	
  feeds	
  the	
  
           reporting	
  process	
  of	
  the	
  organisation.	
  IM	
  in	
  humanitarian	
  context	
  is	
  often	
  integrated	
  into	
  the	
  
           reporting	
  process	
  to	
  produce	
  statistics,	
  graphs	
  and	
  to	
  present	
  information	
  in	
  tabular	
  format.	
  

           There	
  is	
  normally	
  a	
  one	
  to	
  one	
  relation	
  between	
  the	
  data	
  collection	
  process	
  and	
  the	
  reporting	
  
           standard	
  for	
  the	
  specific	
  organisation.	
  The	
  reporting	
  process	
  is	
  the	
  tool	
  that	
  normally	
  drives	
  the	
  
           project.	
  So	
  they	
  can	
  report	
  back	
  to	
  the	
  project	
  stakeholders.	
  When	
  coordination	
  is	
  needed	
  amongst	
  
           organisations	
  working	
  in	
  the	
  same	
  line	
  of	
  work,	
  they	
  normally	
  share	
  their	
  existing	
  reports	
  (that	
  
           follows	
  a	
  organisational	
  format).	
  If	
  more	
  granular	
  information	
  needs	
  to	
  be	
  shared,	
  they	
  do	
  so	
  by	
  
           exchanging	
  spreadsheets	
  documents	
  with	
  data.	
  Often	
  the	
  problem	
  with	
  the	
  spreadsheets,	
  are	
  that	
  
           they	
  have	
  data	
  organised	
  in	
  different	
  ways	
  and	
  are	
  not	
  in	
  the	
  same	
  format.	
  This	
  results	
  in	
  a	
  tedious	
  
           harmonisation	
  process	
  when	
  trying	
  to	
  cross-­‐reference	
  data	
  between	
  organisations.	
  

           The	
  IM	
  routines	
  consist	
  of	
  three	
  primary	
  tasks,	
  forming	
  a	
  cycle	
  that	
  is	
  repeated;	
  collecting,	
  analysing,	
  
           and	
  disseminating	
  information.	
  The	
  application	
  normally	
  used,	
  are	
  general	
  applications	
  that	
  
           everybody	
  has	
  access	
  and	
  knowledge	
  about	
  (office	
  applications).	
  

           During	
  crisis	
  there	
  are	
  different	
  coordination’s	
  cells,	
  depending	
  on	
  size	
  and	
  magnitude.	
  Organisations	
  
           (NGOs)	
  are	
  normally	
  grouped	
  into	
  different	
  sectors,	
  depending	
  what	
  the	
  organisations	
  are	
  
           specialised	
  in	
  (health,	
  food	
  distribution,	
  shelter	
  &	
  protection,	
  etc).	
  These	
  are	
  called	
  clusters	
  in	
  the	
  
           humanitarian	
  community,	
  and	
  inside	
  each	
  cluster	
  there	
  is	
  a	
  coordinating	
  body.	
  A	
  cluster	
  coordinator	
  
           has	
  the	
  responsibility	
  that	
  the	
  cluster	
  is	
  operational	
  and	
  chairs	
  the	
  cluster.	
  IM	
  is	
  part	
  of	
  the	
  cluster	
  
           coordinator's	
  responsibilities.	
  The	
  cluster	
  lays	
  out	
  the	
  objectives	
  and	
  priorities.	
  It	
  is	
  not	
  compulsory	
  
           for	
  organisations	
  to	
  participate	
  in	
  the	
  cluster	
  and	
  its	
  coordination,	
  but	
  it	
  is	
  seen	
  as	
  a	
  good	
  practice.	
  


           Related	
  studies	
  
           In	
  a	
  study	
  on	
  Open	
  Source	
  Software	
  (Currion,	
  Silva,	
  &	
  Walle,	
  2007),	
  it	
  is	
  suggested	
  that	
  the	
  
           humanitarian	
  community	
  has	
  not	
  taken	
  full	
  advantage	
  of	
  the	
  potential	
  in	
  the	
  information	
  revolution,	
  

           	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
           2
                  	
  Cloud	
  computing,	
  web	
  2.0	
  and	
  other	
  technologies	
  that	
  forms	
  a	
  collaborative	
  online	
  experience	
  	
  
           3
                  	
  Personell	
  working	
  with	
  IM	
  

           	
                                                                                                                                                                                                                                               2	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                      3	
  
	
                    	
  
                                                                                                                                                                         	
  
           	
  
           due	
  to	
  different	
  constraint	
  (human	
  resources,	
  financial	
  resources,	
  etc).	
  Further,	
  the	
  study	
  also	
  points	
  
           out	
  that	
  the	
  business	
  processes	
  around	
  information	
  system	
  for	
  the	
  humanitarian	
  community	
  is	
  not	
  
           unique,	
  but	
  probably	
  more	
  challenging.	
  

           A	
  paper	
  on	
  information	
  frameworks	
  for	
  the	
  humanitarian	
  community	
  (Bui,	
  Cho,	
  Sankaran,	
  &	
  
           Sovereign,	
  2000),	
  articulate	
  the	
  need	
  of	
  better	
  information	
  exchange,	
  through	
  standardise	
  
           information	
  to	
  ensure	
  interoperability.	
  It	
  is	
  also	
  suggested	
  that	
  new	
  media	
  (web-­‐based	
  application	
  
           and	
  tools)	
  can	
  provide	
  quick	
  information,	
  but	
  falls	
  short	
  on	
  providing	
  analysis	
  and	
  manage	
  relevant	
  
           information	
  to	
  execute	
  decision.	
  	
  

           Another	
  approach	
  for	
  gathering	
  information	
  and	
  predicative	
  analysis,	
  is	
  through	
  data	
  mining.	
  Taha	
  
           (Taha	
  &	
  Kass-­‐Hout,	
  2008)	
  presents	
  a	
  platform	
  that	
  automatically	
  scans	
  several	
  data	
  sources	
  and	
  
           classifies	
  the	
  information	
  to	
  predict	
  diseases.	
  

           The	
  earthquake	
  in	
  Haiti	
  January	
  2010	
  resulted	
  in	
  a	
  substantial	
  need	
  for	
  information	
  products	
  such	
  as,	
  
           graphs,	
  information	
  matrixes	
  and	
  maps	
  covering	
  the	
  damages	
  and	
  aid	
  requests.	
  The	
  first	
  couple	
  of	
  
           days	
  into	
  the	
  crisis,	
  were	
  characterized	
  by	
  limited	
  access	
  to	
  reliable	
  data	
  and	
  lack	
  of	
  standards	
  on	
  
           how	
  information	
  exchange	
  should	
  be	
  supported	
  between	
  the	
  clusters.	
  A	
  draft	
  was	
  presented	
  3-­‐4	
  
           week	
  into	
  the	
  crisis	
  (UN,	
  2010)	
  on	
  how	
  to	
  make	
  a	
  geographic	
  comparison	
  of	
  locations	
  (grid	
  system).	
  
           Some	
  clusters	
  had	
  by	
  that	
  time	
  produced	
  their	
  own	
  standard	
  of	
  camp-­‐sites	
  with	
  geographic	
  position	
  
           and	
  basic	
  information	
  related	
  to	
  the	
  camps.	
  Because	
  there	
  were	
  no	
  promoted	
  standard,	
  there	
  were	
  
           multiple	
  names	
  for	
  the	
  same	
  camp	
  sites	
  and	
  geographical	
  positions	
  where	
  often	
  referring	
  to	
  fatly	
  
           positions.	
  Some	
  sites	
  where	
  already	
  registered,	
  with	
  different	
  names	
  and	
  position.	
  The	
  figures	
  
           amongst	
  the	
  clusters	
  of	
  the	
  number	
  of	
  people	
  living	
  in	
  each	
  camp	
  site	
  (changed	
  constantly,	
  since	
  
           people	
  moved	
  around)	
  varied.	
  So	
  a	
  harmonisation	
  process	
  had	
  to	
  be	
  conducted,	
  to	
  clean	
  and	
  align	
  
           the	
  different	
  cluster	
  data.	
  This	
  could	
  have	
  been	
  avoided	
  if	
  there	
  was	
  a	
  clear	
  directive	
  and	
  standards	
  
           on	
  information	
  sharing	
  from	
  the	
  beginning.	
  This	
  is	
  also	
  one	
  of	
  the	
  conclusions	
  from	
  the	
  report	
  from	
  
           the	
  Humanitarian	
  Information	
  Unit	
  (HIU,	
  July	
  2010)	
  in	
  Haiti.	
  	
  

           The	
  Disaster	
  Accountability	
  Project	
  (DAP)	
  issued	
  a	
  report	
  on	
  organisation	
  transparency	
  for	
  the	
  aid	
  
           response	
  in	
  Haiti	
  (Disaster	
  Accountability	
  Project,	
  2011).	
  The	
  report	
  express	
  a	
  concerning	
  lake	
  of	
  
           transparency	
  amongst	
  the	
  actor	
  involved.	
  Only	
  1	
  of	
  196	
  organisations	
  solicited	
  for	
  Haiti	
  relief	
  funds,	
  
           provide	
  acceptable	
  information	
  for	
  public	
  scrutiny	
  online,	
  and	
  only	
  20	
  percent	
  of	
  the	
  196	
  
           organisation	
  in	
  total	
  completed	
  the	
  transparency	
  survey	
  issued	
  by	
  DAP,	
  showing	
  a	
  significant	
  lack	
  of	
  
           transparency.	
  The	
  report	
  also	
  articulates	
  the	
  need	
  for	
  improved	
  daily	
  information	
  updates	
  that	
  are	
  
           made	
  available	
  to	
  the	
  public	
  concerning	
  the	
  activities	
  and	
  programs	
  in	
  order	
  to	
  achieve	
  better	
  
           transparency.	
  


           Method	
  
           This	
  paper	
  is	
  based	
  on	
  interviews	
  with	
  IM-­‐professional	
  within	
  the	
  area	
  of	
  humanitarian	
  response	
  
           work.	
  Structured	
  interviews	
  have	
  been	
  conducted	
  via	
  e-­‐mail	
  with	
  four	
  respondents.	
  The	
  collected	
  
           data	
  has	
  been	
  analysed	
  through	
  a	
  thematic	
  study,	
  to	
  find	
  commonality	
  amongst	
  the	
  respondents.	
  

           The	
  participants	
  in	
  study	
  have	
  a	
  background	
  and	
  education	
  in	
  computer	
  science,	
  informatics	
  and	
  
           geographic	
  information	
  system	
  (GIS).	
  Most	
  of	
  them	
  are	
  working	
  for	
  Swedish	
  organisations	
  and	
  
           companies	
  (private	
  and	
  governmental)	
  when	
  not	
  working	
  for	
  Swedish	
  Contingencies	
  Agency	
  Service	
  

           	
                                                                                                                                                      3	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                               4	
  
	
                    	
  
                                                                                                                                                                                  	
  
           	
  
           (MSB)	
  internationally.	
  They	
  are	
  recruited	
  through	
  a	
  selection	
  process,	
  where	
  also	
  the	
  international	
  
           partners	
  to	
  Swedish	
  Civil	
  Contingencies	
  Agency	
  (MSB)	
  have	
  approved	
  their	
  profiles	
  (through	
  
           interview	
  and	
  matching	
  against	
  terms	
  of	
  references).	
  

           The	
  four	
  persons	
  all	
  have	
  background	
  in	
  working	
  with	
  information	
  management,	
  and	
  are	
  named	
  as	
  
           following	
  thought	
  the	
  study.	
  The	
  persons	
  interviewed	
  in	
  the	
  study,	
  were	
  selected	
  from	
  the	
  MSB	
  
           international	
  roster.	
  

                                                                                                                                                                   	
  
                  Respondent	
  1	
          4	
  long	
  term	
  missions	
  as	
  Information	
  manager	
  officer	
  
                  Respondent	
  2	
          2	
  long	
  term	
  missions	
  as	
  Information	
  manager	
  officer	
                                            	
  
                  Respondent	
  3	
          3	
  long	
  term	
  missions	
  as	
  Information	
  manager	
  officer	
  
                  Respondent	
  4	
          Shorter	
  missions	
  during	
  2009,	
  working	
  with	
  Geographic	
  Information	
                              	
  
                                             System	
  (GIS)	
  	
  
                                                                                                                                                                   	
  

           The	
  respondents	
  have	
  significant	
  knowledge	
  and	
  experience	
  of	
  the	
  IM	
  routines	
  and	
  the	
  objectives	
  of	
  
           their	
  specific	
  roles.	
  They	
  are	
  normally	
  working	
  beside	
  the	
  cluster	
  coordinator	
  to	
  gather	
  and	
  analyse	
  
           information	
  from	
  the	
  cluster.	
  Some	
  of	
  the	
  respondents	
  work	
  on	
  collecting	
  information	
  from	
  multiple	
  
           clusters	
  (depending	
  on	
  the	
  assignment),	
  to	
  facilitate	
  the	
  coordination	
  of	
  several	
  cluster,	
  and	
  to	
  create	
  
           an	
  overall	
  picture	
  of	
  the	
  humanitarian	
  situation.	
  


           Analysis	
  and	
  results	
  
           The	
  analysis	
  of	
  the	
  interview	
  data	
  resulted	
  in	
  two	
  key	
  areas	
  of	
  concern;	
  Lack	
  of	
  IM	
  routines	
  and	
  
           Fragmented	
  toolbox.	
  The	
  term	
  “standardised	
  toolbox”	
  is	
  used	
  in	
  this	
  study,	
  and	
  is	
  equivalent	
  to	
  
           information	
  system.	
  The	
  standardised	
  toolbox	
  refers	
  to	
  a	
  collection	
  of	
  tools	
  and	
  applications	
  where	
  
           data	
  seamlessly	
  move	
  between	
  the	
  tool	
  boundaries,	
  and	
  resembles	
  an	
  information	
  system.	
  

           Lack	
  of	
  IM	
  routines	
  
           The	
  respondents	
  express	
  that	
  the	
  awareness	
  of	
  the	
  IM	
  routines	
  is	
  not	
  always	
  clear	
  amongst	
  the	
  
           organisations	
  and	
  persons	
  connected	
  to	
  the	
  cluster.	
  What	
  requirements	
  that	
  are	
  needed	
  to	
  setup	
  
           and	
  maintain	
  a	
  reliable	
  information	
  system.	
  This	
  can	
  lead	
  to	
  that	
  proper	
  IM	
  routines	
  are	
  not	
  
           prioritised	
  in	
  the	
  onset	
  of	
  a	
  crisis	
  and	
  are	
  established	
  at	
  a	
  later	
  stage.	
  	
  

           The	
  uncertainty	
  of	
  what	
  the	
  IM	
  routines	
  are,	
  leads	
  to	
  that	
  people	
  that	
  are	
  not	
  trained	
  in	
  IM,	
  do	
  ad-­‐
           hoc	
  solution	
  in	
  the	
  beginning	
  of	
  a	
  crisis,	
  since	
  there	
  are	
  no	
  dedicated	
  or	
  trained	
  IM	
  person	
  available.	
  
           The	
  first	
  information	
  is	
  often	
  retrieved	
  by	
  e-­‐mails,	
  posting	
  note	
  on	
  the	
  walls,	
  and	
  word	
  of	
  mouth.	
  
           Normally	
  in	
  this	
  stage	
  there	
  are	
  no	
  thoughts	
  about	
  the	
  structure	
  and	
  traceable	
  of	
  the	
  information	
  
           gathered.	
  People	
  share	
  what	
  information	
  they	
  have	
  to	
  create	
  a	
  picture	
  of	
  the	
  situation,	
  and	
  most	
  of	
  
           that	
  information	
  is	
  unstructured	
  and	
  exist	
  in	
  people's	
  minds.	
  

           When	
  this	
  solution	
  is	
  no	
  longer	
  viable	
  due	
  to	
  the	
  amount	
  of	
  information	
  from	
  the	
  increasing	
  of	
  
           people	
  and	
  organisations,	
  another	
  ad-­‐hoc	
  solution	
  is	
  often	
  put	
  in	
  place.	
  Where	
  the	
  information	
  is	
  put	
  
           into	
  a	
  spreadsheet,	
  without	
  thinking	
  through	
  how	
  to	
  structure	
  the	
  data	
  for	
  traceability	
  and	
  decision	
  
           support.	
  




           	
                                                                                                                                                               4	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                    5	
  
	
                    	
  
                                                                                                                                                                                       	
  
           	
  
                  "My	
  experience	
  in	
  Indonesia	
  was	
  that	
  data	
  that	
  had	
  been	
  collected	
  before	
  I	
  arrived	
  was	
  
                  difficult	
  to	
  use,	
  the	
  excel	
  document	
  used	
  was	
  not	
  thought	
  through	
  and	
  there	
  was	
  no	
  tracking	
  
                  of	
  the	
  data	
  sources."	
  -­‐	
  Respondent	
  2	
  

                  "As	
  I	
  am	
  often	
  coming	
  out	
  as	
  3'rd	
  wave	
  (after	
  3-­‐6	
  weeks),	
  some	
  tools	
  have	
  often	
  been	
  
                  introduced	
  as	
  emergency	
  masseurs	
  with	
  less	
  emphasis	
  on	
  quality	
  and	
  detailed	
  data	
  (needed	
  
                  for	
  efficient	
  coordination).	
  As	
  introducing	
  new	
  tools,	
  still	
  in	
  simple	
  format	
  -­‐	
  often	
  excel	
  -­‐	
  I	
  am	
  
                  always	
  met	
  with	
  the	
  question	
  -­‐	
  why	
  wasn't	
  this	
  introduced	
  earlier?"	
  -­‐	
  Respondent	
  1	
  	
  
           	
  

           In	
  many	
  cases	
  there	
  is	
  misconceived	
  idea	
  of	
  what	
  is	
  needed	
  to	
  establish	
  proper	
  IM	
  routines,	
  and	
  to	
  
           often	
  there	
  seems	
  to	
  be	
  a	
  synonym	
  between	
  IM	
  and	
  the	
  use	
  of	
  Excel.	
  Because	
  this	
  is	
  what	
  people	
  has	
  
           access	
  to	
  on	
  their	
  computers	
  and	
  are	
  commonly	
  known	
  (explained	
  more	
  in	
  detail	
  later).	
  

           Even	
  amongst	
  cluster	
  coordinators	
  there	
  is	
  sometimes	
  a	
  vague	
  idea	
  how	
  to	
  establish	
  working	
  IM	
  
           routines.	
  This	
  will	
  lead	
  to	
  missed	
  opportunities	
  to	
  set	
  up	
  working	
  IM	
  routines	
  early	
  in	
  the	
  crisis.	
  	
  	
  

           "...	
  her	
  view	
  on	
  IM,	
  was	
  someone	
  that	
  wrote	
  protocols	
  and	
  copied	
  papers.	
  To	
  analyse	
  data	
  and	
  how	
  
           we	
  collected	
  it,	
  was	
  not	
  of	
  importance	
  to	
  her."	
  -­‐Respondent	
  2	
  

           The	
  organisations	
  (NGOs)	
  working	
  in	
  the	
  field	
  (implementing	
  the	
  humanitarian	
  response)	
  are	
  asked	
  
           by	
  the	
  cluster	
  to	
  report	
  their	
  whereabouts	
  and	
  activities.	
  This	
  is	
  information	
  that	
  the	
  organisations	
  
           already	
  have	
  and	
  updates	
  continuously,	
  for	
  their	
  internal	
  reporting.	
  But	
  this	
  information	
  is	
  not	
  likely	
  
           in	
  the	
  format	
  that	
  the	
  cluster	
  is	
  requiring.	
  When	
  share	
  this	
  information,	
  they	
  have	
  to	
  reproduce	
  this	
  
           information	
  into	
  a	
  cluster	
  specific	
  format	
  (probably	
  one	
  for	
  every	
  cluster	
  that	
  the	
  organisation	
  is	
  
           participating	
  in).	
  	
  

           "One	
  big	
  problem	
  us	
  getting	
  the	
  information.	
  Agencies	
  are	
  very	
  busy	
  with	
  limited	
  capacity	
  to	
  provide	
  
           the	
  information.	
  Also,	
  they	
  may	
  not	
  be	
  used	
  to	
  using	
  structured	
  formats	
  and	
  misunderstand	
  what	
  is	
  
           needed."	
  -­‐	
  Respondent	
  3	
  

           All	
  this	
  requests	
  of	
  information	
  from	
  various	
  cluster	
  and	
  partner	
  organisations	
  leads	
  to	
  reporting	
  
           fatigueness	
  and	
  increased	
  workload,	
  when	
  asked	
  to	
  repeat	
  the	
  same	
  information	
  several	
  times.	
  Most	
  
           of	
  the	
  time	
  information	
  is	
  flowing	
  in	
  one	
  direction	
  (bottom-­‐up),	
  and	
  organisations	
  have	
  no	
  easy	
  
           access	
  to	
  all	
  the	
  gathered	
  information	
  online.	
  That	
  could	
  facilitate	
  the	
  process	
  for	
  organisations	
  to	
  
           collaborate	
  together	
  and	
  organise	
  themselves.	
  

           Fragmented	
  toolbox	
  	
  
           There	
  are	
  variety	
  of	
  system	
  and	
  applications	
  used	
  to	
  perform	
  the	
  task	
  related	
  to	
  IM.	
  The	
  interviewed	
  
           persons	
  have	
  answered	
  what	
  applications	
  they	
  use	
  and	
  what	
  they	
  used	
  it	
  for.	
  The	
  graph	
  presented	
  
           below,	
  represent	
  the	
  most	
  used	
  applications.	
  	
  




           	
                                                                                                                                                                    5	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                                                                                                                                                                                                                                    6	
  
	
                    	
  
                                                                                                                                                                                                                                                                                                                                                                                                       	
  
           	
  
                               8	
  
                               7	
  
                               6	
  
                               5	
  
                               4	
  
                               3	
  
                               2	
                                                                                                                                                                                                                                                                                                                                   Disseminaion	
  
                               1	
  
                                                                                                                                                                                                                                                                                                                                                                     Analysis	
  
                               0	
  
                                                                                                                                                                                                                                                                                                                                                                     Collecion	
  
                                                            Excel	
  
                                                                                         ArcGIS	
  
                                                                                                                       Misc	
  Websites	
  
                                                                                                                                                     E-­‐mail	
  
                                                                                                                                                                                   Handouts	
  
                                                                                                                                                                                                                PowerPoint	
  
                                                                                                                                                                                                                                              Word	
  


                                                                                                                                                                                                                                                                              Google	
  Groups	
  
                                                                                                                                                                                                                                                          Google	
  Doc	
  


                                                                                                                                                                                                                                                                                                     CMS	
  
                                                                                                                                                                                                                                                                                                               GPS	
  
                                                                                                                                                                                                                                                                                                                         Camera	
  


                                                                                                                                                                                                                                                                                                                                                      InDesign	
  
                                                                                                                                                                                                                                                                                                                                      Photoshop	
  
                                                                                                                                                             Applica'ons	
  and	
  thier	
  main	
  use	
  
                                                                                                                                                                                                                                                                                                                                                                                        	
  

           Figure:	
  Use	
  of	
  different	
  application	
  

           Data	
  Collection	
  
           All	
  respondents	
  use	
  Microsoft	
  Excel	
  for	
  collecting	
  data.	
  They	
  use	
  Excel	
  to	
  design	
  a	
  report	
  format	
  with	
  
           fixed	
  fields	
  and	
  tables	
  for	
  the	
  organisations	
  (NGOs)	
  to	
  fill.	
  This	
  is	
  done	
  quickly	
  by	
  the	
  IM-­‐person,	
  
           when	
  he	
  or	
  she	
  knows	
  what	
  information	
  is	
  need.	
  The	
  span	
  of	
  information	
  normally	
  increases	
  when	
  
           the	
  crisis	
  unfolds,	
  and	
  when	
  the	
  complexity	
  of	
  the	
  situation	
  is	
  escalated.	
  So	
  the	
  report	
  tools	
  (the	
  
           spreadsheet)	
  that	
  are	
  used,	
  often	
  undergoes	
  changes	
  and	
  different	
  versions	
  are	
  created	
  over	
  a	
  short	
  
           time.	
  Normally	
  the	
  collected	
  reports	
  are	
  also	
  stored	
  in	
  a	
  spreadsheet	
  document,	
  which	
  rapidly	
  
           increases	
  in	
  size	
  (depending	
  on	
  the	
  number	
  of	
  organisations	
  reporting).	
  This	
  leads	
  to	
  problems	
  
           sooner	
  or	
  later,	
  when	
  using	
  spreadsheet	
  applications	
  for	
  collecting,	
  analysing,	
  storing	
  and	
  reporting	
  
           information.	
  Some	
  of	
  these	
  problems	
  are;	
  

                                        •                            multiple	
  version	
  of	
  the	
  spreadsheet	
  file,	
  when	
  the	
  document	
  is	
  shared,	
  and	
  more	
  than	
  one	
  
                                                                     person	
  is	
  working	
  on	
  the	
  data	
  at	
  once	
  
                                        •                            inconsistency	
  of	
  data	
  units	
  and	
  quantity	
  (no	
  programmatic	
  constraints	
  for	
  input)	
  
                                        •                            submission	
  of	
  outdated	
  reporting	
  formats	
  (early	
  version	
  of	
  the	
  reporting	
  tool	
  are	
  submitted)	
  
                                        •                            data	
  is	
  not	
  normalised	
  and	
  persisted	
  in	
  a	
  database4	
  
                                        •                            copy	
  and	
  paste	
  errors	
  
                                        •                            faulty	
  geographic	
  position	
  or	
  format,	
  numerous	
  names	
  for	
  the	
  same	
  place	
  or	
  town	
  (no	
  
                                                                     automatic	
  error	
  checking)	
  
                                        •                            organisation	
  send	
  their	
  own	
  spreadsheets	
  formats,	
  instead	
  of	
  following	
  the	
  promoted	
  format	
  
                                        •                            data	
  is	
  lost	
  when	
  computers	
  break	
  or	
  when	
  the	
  person	
  who	
  collected	
  all	
  data	
  is	
  not	
  present	
  

           Excel	
  is	
  a	
  powerful	
  tool	
  for	
  analysing	
  information	
  where	
  real-­‐time	
  or	
  online	
  collaboration	
  is	
  not	
  
           needed.	
  But	
  when	
  more	
  than	
  one	
  organisation	
  and	
  one	
  person	
  needs	
  to	
  access	
  to	
  the	
  data	
  at	
  the	
  
           same	
  time,	
  problem	
  like	
  the	
  above	
  are	
  likely	
  to	
  happen.	
  When	
  trying	
  to	
  use	
  general	
  office	
  
           application,	
  to	
  address	
  the	
  functionality	
  of	
  a	
  wider	
  information	
  system.	
  	
  



           	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
           4
                  	
  Server	
  base,	
  with	
  DBMS	
  

           	
                                                                                                                                                                                                                                                                                                                                                                                    6	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                       7	
  
	
                    	
  
                                                                                                                                                                          	
  
           	
  
                  "For	
  collection	
  of	
  data	
  of	
  response	
  activities,	
  a	
  standardised	
  on-­‐line	
  database	
  with	
  distributed	
  
                  user	
  rights	
  would	
  be	
  needed	
  that	
  is	
  tracking	
  cluster-­‐specific	
  activities	
  (not	
  projects	
  -­‐as	
  the	
  
                  OCHAs	
  3W	
  standard	
  product)	
  ..."	
  -­‐	
  Respondent	
  1	
  
           	
  
           Amongst	
  the	
  respondents	
  there	
  is	
  an	
  expressed	
  need	
  for	
  an	
  online,	
  collaborative	
  information	
  system	
  
           that	
  can	
  support	
  the	
  business	
  process	
  of	
  the	
  IM	
  routines.	
  One	
  person	
  is	
  referring	
  to	
  an	
  OCHA	
  3W	
  
           (who	
  is	
  doing	
  what,	
  where)	
  tool,	
  but	
  none	
  of	
  the	
  respondents	
  are	
  reported	
  to	
  use	
  it.	
  

           When	
  creating	
  reporting	
  formats	
  for	
  the	
  cluster,	
  the	
  knowledge	
  amongst	
  the	
  organisations	
  on	
  how	
  
           to	
  fill	
  these	
  cluster	
  reports	
  seems	
  to	
  be	
  problematic.	
  Since	
  the	
  nature	
  of	
  office	
  applications	
  and	
  
           spreadsheets	
  does	
  not	
  restricts	
  the	
  users	
  on	
  double	
  reporting	
  the	
  same	
  data	
  twice	
  or	
  mixing	
  units	
  
           and	
  formats.	
  This	
  leads	
  to	
  inconsistency	
  and	
  tedious	
  harmonisation	
  process	
  of	
  the	
  collected	
  data	
  for	
  
           the	
  persons	
  working	
  with	
  IM.	
  

                  "Also	
  better	
  training	
  in	
  data	
  collection	
  routines,	
  who	
  a	
  correct	
  collection	
  of	
  data	
  should	
  be	
  
                  preformed	
  (standardisations	
  needed)	
  to	
  get	
  usable	
  data."	
  -­‐	
  Respondent	
  4	
  
           	
  
           What	
  is	
  expressed	
  by	
  the	
  IM	
  persons	
  interviewed,	
  is	
  there	
  seems	
  to	
  be	
  a	
  better	
  understanding	
  on	
  
           what	
  kind	
  of	
  information	
  products	
  the	
  cluster	
  coordinator	
  wants	
  to	
  be	
  produced	
  (maps,	
  statistics,	
  
           graphs,	
  etc).	
  But	
  less	
  so	
  on	
  what	
  is	
  needed	
  to	
  obtain	
  a	
  reliable	
  information	
  systems,	
  which	
  can	
  
           support	
  the	
  making	
  of	
  these	
  products.	
  

                  "Standardising	
  will	
  facilitate	
  the	
  process	
  handover	
  between	
  IM	
  persons,	
  and	
  too	
  explain	
  for	
  
                  those	
  we	
  collaborate	
  with,	
  what	
  we	
  do	
  and	
  don't	
  do."	
  -­‐	
  Respondent	
  2	
  	
  
           	
  
           A	
  standardisation	
  for	
  information	
  exchange	
  would	
  not	
  only	
  enable	
  tools	
  to	
  be	
  interoperable,	
  but	
  also	
  
           facilitate	
  the	
  hand-­‐over	
  process	
  of	
  information.	
  Hand-­‐over	
  is	
  an	
  important	
  aspect,	
  since	
  turnover	
  and	
  
           replacement	
  of	
  personal	
  are	
  frequent	
  in	
  crisis.	
  

           There	
  is	
  also	
  an	
  expressed	
  need	
  for	
  training	
  and	
  raising	
  awareness	
  around	
  information	
  systems	
  (in	
  
           broad	
  terms)	
  and	
  explaining	
  the	
  routines	
  that	
  is	
  required	
  for	
  qualitative	
  data	
  gathering.	
  Not	
  only	
  to	
  
           the	
  people	
  already	
  working	
  with	
  IM,	
  but	
  to	
  all	
  personnel	
  in	
  the	
  organisations	
  that	
  are	
  not	
  specialised	
  
           in	
  IM	
  and	
  GIS.	
  This	
  is	
  also	
  articulated	
  in	
  the	
  report	
  by	
  HIU	
  (HIU,	
  July	
  2010).	
  

                  "Better	
  trained	
  staff,	
  i.e.	
  that	
  doesn't	
  work	
  with	
  GIS,	
  can	
  get	
  a	
  understanding	
  for	
  how	
  the	
  
                  system	
  works	
  and	
  what	
  products,	
  analysis,	
  etc,	
  that	
  can	
  be	
  produced.	
  Even	
  training	
  in	
  how	
  to	
  
                  perform	
  an	
  accurate	
  data	
  gathering	
  process	
  (standards	
  needed)	
  to	
  retrieve	
  usable	
  
                  information."	
  -­‐	
  Respondent	
  4	
  	
  
           	
  

           Analysis	
  and	
  dissemination	
  
           The	
  respondents	
  in	
  the	
  study	
  all	
  use	
  geographic	
  information	
  systems	
  (GIS)	
  to	
  analyse	
  data	
  and	
  
           producing	
  maps	
  to	
  facilitate	
  the	
  decision	
  making	
  process.	
  GIS	
  was	
  adopted	
  quickly	
  by	
  the	
  
           humanitarian	
  community	
  for	
  its	
  ability	
  to	
  visualise	
  data,	
  and	
  graphically	
  present	
  a	
  snapshoot	
  over	
  the	
  
           situation.	
  

                  "I	
  use	
  Google	
  groups	
  to	
  administrate	
  contacts	
  lists	
  and	
  to	
  distribute	
  documents"	
  –	
  
                  Respondent	
  2	
  

           	
                                                                                                                                                       7	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                       8	
  
	
                    	
  
                                                                                                                                                                                          	
  
           	
  
           	
  
           Since	
  the	
  data	
  collection	
  phase	
  takes	
  a	
  lot	
  of	
  time	
  and	
  effort	
  for	
  the	
  IM	
  person.	
  There	
  is	
  less	
  time	
  
           over	
  for	
  analysing	
  and	
  produce	
  information	
  products.	
  These	
  information	
  products	
  are	
  distributed	
  
           widely	
  (via	
  print-­‐outs,	
  webpage's	
  and	
  email),	
  and	
  often	
  they	
  present	
  a	
  several	
  days	
  old	
  picture	
  of	
  the	
  
           situation.	
  This	
  can	
  be	
  a	
  problem	
  if	
  timely	
  information	
  is	
  needed.	
  A	
  collaborative	
  tool	
  would	
  on-­‐
           demand	
  produce	
  this	
  maps	
  for	
  each	
  user,	
  depending	
  on	
  what	
  he	
  or	
  she	
  is	
  interested	
  to	
  look	
  at.	
  

           	
  Building	
  an	
  interoperable	
  toolbox	
  that	
  can	
  support	
  and	
  automate	
  parts	
  of	
  the	
  business	
  processes	
  in	
  
           IM,	
  would	
  be	
  desirable	
  amongst	
  the	
  respondents.	
  Together	
  with	
  the	
  need	
  to	
  move	
  away	
  from	
  the	
  
           significant	
  use	
  of	
  office	
  applications.	
  That	
  does	
  not	
  promote	
  interoperability	
  and	
  sound	
  meta-­‐data	
  
           standards.	
  Below	
  one	
  respondent	
  is	
  referring	
  to	
  the	
  need	
  for	
  a	
  standardised	
  toolbox.	
  

                  "The	
  lack	
  of	
  standardised	
  tools	
  that	
  are	
  used	
  in	
  all	
  emergencies	
  and	
  that	
  the	
  humanitarian	
  
                  actors	
  will	
  recognise	
  and	
  improve	
  the	
  usage	
  of	
  them."	
  -­‐	
  Respondent	
  1	
  
           	
  
           Standardisation	
  and	
  accessible	
  information	
  networks	
  was	
  reported	
  as	
  important	
  (UN,	
  2005),	
  to	
  
           improve	
  the	
  effectiveness	
  in	
  response	
  and	
  planning.	
  The	
  respondents	
  in	
  this	
  study	
  express	
  
           unmistakably	
  that	
  the	
  standardisation	
  of	
  information,	
  is	
  still	
  the	
  major	
  concern	
  for	
  the	
  personnel	
  
           working	
  in	
  the	
  field	
  with	
  IM.	
  


           Implication	
  for	
  design	
  
           These	
  implications	
  are	
  based	
  on	
  the	
  previous	
  analysis,	
  and	
  server	
  as	
  guidance	
  for	
  some	
  of	
  the	
  
           requirements	
  that	
  need	
  to	
  be	
  considered.	
  When	
  designing	
  an	
  information	
  system	
  that	
  supports	
  the	
  
           IM	
  routines.	
  

           First	
  is	
  to	
  define	
  a	
  meta-­‐data	
  standard	
  that	
  is	
  used	
  by	
  all	
  organisations	
  and	
  actors.	
  So	
  all	
  data	
  that	
  is	
  
           collected	
  or	
  exchange	
  in	
  one	
  way	
  or	
  the	
  other	
  contains	
  meta-­‐data,	
  and	
  it	
  is	
  important	
  to	
  see	
  the	
  
           meta-­‐data	
  as	
  an	
  integrated	
  part	
  of	
  the	
  information.	
  The	
  same	
  is	
  required	
  for	
  the	
  information	
  
           gathered	
  in	
  early	
  stages	
  of	
  the	
  crisis.	
  Classify	
  information	
  in	
  the	
  same	
  way	
  all	
  over	
  the	
  humanitarian	
  
           community	
  is	
  also	
  important,	
  i.e.	
  to	
  use	
  the	
  same	
  terminology.	
  

                  "Standardised	
  tools	
  for	
  collecting	
  data.	
  Optimal	
  is	
  an	
  online	
  based	
  tool,	
  with	
  good	
  possibility	
  
                  to	
  capture	
  forms	
  that	
  has	
  been	
  filled	
  online."	
  -­‐Respondent	
  2	
  
           	
  
           The	
  over	
  represented	
  tool	
  used	
  by	
  the	
  interviewed	
  persons	
  are	
  Excel,	
  as	
  explained	
  earlier.	
  This	
  is	
  not	
  
           seen	
  as	
  an	
  optimal	
  solution	
  amongst	
  the	
  interview	
  person.	
  But	
  a	
  solution	
  to	
  the	
  problem,	
  that	
  there	
  
           is	
  no	
  sufficient	
  system	
  support	
  for	
  the	
  IM	
  processes	
  (i.e.	
  a	
  fragmented	
  toolbox).	
  There	
  are	
  several	
  
           concrete	
  requirements	
  in	
  the	
  interview	
  material	
  for	
  functions	
  that	
  would	
  be	
  desired,	
  of	
  a	
  
           standardised	
  toolbox	
  that	
  can	
  support	
  the	
  IM	
  routines.	
  	
  

                  "During	
  the	
  emergency	
  there	
  is	
  no	
  time	
  to	
  invent	
  new	
  tools,	
  and	
  certain	
  basic	
  tools	
  should	
  be	
  
                  easily	
  available	
  to	
  the	
  field	
  staff	
  (who	
  should	
  receive	
  training	
  before	
  the	
  mission).	
  For	
  
                  example,	
  there	
  should	
  be	
  an	
  easily	
  configurable	
  online	
  3W,	
  assessment	
  tools,	
  etc	
  that	
  filed	
  
                  staff	
  can	
  use,	
  rather	
  than	
  spending	
  time	
  on	
  excel	
  sheets,	
  etc."	
  -­‐	
  Respondent	
  3	
  
           	
  

                  "Possibility	
  to	
  generate	
  reports."	
  -­‐	
  Respondent	
  2	
  

           	
                                                                                                                                                                         8	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                  9	
  
	
                    	
  
                                                                                                                                                                                     	
  
           	
  
                  ”Possibility	
  to	
  export-­‐import	
  from	
  excel	
  and	
  other	
  formats"	
  -­‐	
  Respondent	
  2	
  
           	
  
           There	
  are	
  plenty	
  of	
  online	
  tools	
  and	
  applications	
  that	
  can	
  be	
  used	
  to	
  cover	
  a	
  number	
  of	
  the	
  
           requirements	
  that	
  are	
  needed	
  for	
  IM	
  in	
  humanitarian	
  context.	
  The	
  design	
  of	
  a	
  standardised	
  toolbox	
  
           should	
  take	
  benefit	
  of	
  the	
  variety	
  of	
  the	
  mesh-­‐up	
  services	
  already	
  excising	
  in	
  the	
  cloud,	
  together	
  with	
  
           specific	
  tools	
  that	
  supports	
  the	
  core	
  IM	
  routines.	
  The	
  boundaries	
  between	
  the	
  different	
  tools	
  must	
  
           be	
  seamlessly	
  for	
  the	
  user,	
  although	
  the	
  user	
  is	
  working	
  with	
  several	
  different	
  tools	
  when	
  performing	
  
           tasks	
  in	
  the	
  IM	
  process	
  cycle.	
  This	
  will	
  create	
  a	
  homogeneous	
  system	
  environment	
  for	
  the	
  user.	
  	
  

           Today	
  the	
  toolbox	
  is	
  fragmented	
  and	
  the	
  user	
  has	
  to	
  manually	
  move	
  data	
  between	
  the	
  tools,	
  and	
  the	
  
           user	
  environment	
  (interface)	
  can	
  be	
  very	
  different.	
  I	
  am	
  not	
  talking	
  about	
  an	
  all-­‐encompassing	
  
           information	
  system	
  for	
  whole	
  humanitarian	
  community,	
  but	
  tools	
  that	
  can	
  support	
  the	
  core	
  IM	
  
           routines.	
  The	
  meta-­‐data	
  standard	
  will	
  facilitate	
  that	
  data	
  and	
  information	
  can	
  move	
  more	
  easily	
  
           between	
  tools	
  and	
  systems.	
  Without	
  the	
  need	
  for	
  harmonising	
  data	
  every	
  time	
  the	
  user	
  wants	
  to	
  use	
  
           functionality	
  in	
  other	
  tools.	
  Tools	
  that	
  support	
  the	
  standard	
  should	
  apply	
  constraints	
  and	
  automatic	
  
           error	
  checking	
  on	
  gathered	
  data.	
  Even	
  data	
  that	
  are	
  exchanged	
  between	
  tools,	
  should	
  apply	
  error	
  
           checking	
  to	
  maintain	
  and	
  improve	
  the	
  data	
  quality.	
  

           The	
  toolbox	
  also	
  needs	
  to	
  provide	
  the	
  possibility	
  to	
  analyse	
  more	
  granular	
  information	
  (explained	
  in	
  
           the	
  discussion	
  section),	
  together	
  with	
  the	
  meta-­‐data	
  standards.	
  So	
  cross-­‐reference	
  of	
  data	
  can	
  be	
  
           done	
  between	
  different	
  tools	
  (that	
  are	
  part	
  of	
  a	
  standard	
  toolbox),	
  without	
  the	
  need	
  for	
  manual	
  
           labour	
  of	
  harmonising	
  data.	
  It	
  is	
  also	
  necessary	
  to	
  define	
  what	
  tools	
  that	
  are	
  included	
  in	
  the	
  
           standardised	
  toolbox	
  and	
  what	
  tools	
  that	
  are	
  considered	
  as	
  optional.	
  It	
  is	
  a	
  paramount	
  that	
  the	
  tools	
  
           that	
  are	
  included	
  in	
  the	
  standard	
  toolbox,	
  are	
  interoperable	
  and	
  promote	
  the	
  meta-­‐data	
  standard.	
  

           System	
  science	
  and	
  informatics	
  are	
  academic	
  disciplines	
  and	
  forms	
  the	
  theoretic	
  framework,	
  from	
  
           which	
  an	
  information	
  system	
  is	
  designed.	
  There	
  seems	
  to	
  be	
  a	
  need	
  to	
  raise	
  awareness	
  around	
  these	
  
           theories,	
  amongst	
  the	
  humanitarian	
  community.	
  On	
  how	
  these	
  theories	
  conveys	
  into	
  practice,	
  when	
  
           gathering	
  information	
  and	
  what	
  requirements	
  they	
  impose	
  on	
  a	
  sound	
  information	
  system.	
  These	
  
           theories	
  needs	
  to	
  be	
  considered	
  when	
  drafting	
  a	
  new	
  toolbox	
  that	
  better	
  support	
  the	
  IM	
  and	
  a	
  wider	
  
           information	
  system	
  for	
  the	
  humanitarian	
  community.	
  Many	
  of	
  the	
  tools	
  used	
  today	
  are	
  likely	
  to	
  be	
  
           part	
  of	
  the	
  next	
  generation	
  of	
  toolbox,	
  and	
  other	
  tools	
  need	
  to	
  be	
  replaced	
  by	
  new	
  tools	
  that	
  better	
  
           support	
  the	
  business	
  processes.	
  

           In	
  the	
  section	
  analysing	
  the	
  IM	
  routines,	
  the	
  respondents	
  explains	
  the	
  need	
  to	
  promote	
  sound	
  IM	
  
           routines	
  to	
  the	
  community.	
  These	
  routines	
  go	
  hand	
  in	
  hand	
  with	
  the	
  system	
  or	
  tools	
  that	
  support	
  
           these	
  routines.	
  So	
  before	
  training	
  the	
  humanitarian	
  actors	
  in	
  these	
  routines,	
  there	
  needs	
  to	
  be	
  
           standardised	
  processes	
  for	
  IM	
  related	
  work,	
  and	
  tools	
  that	
  support	
  those	
  processes.	
  


           Discussion	
  
           There	
  are	
  several	
  organisation	
  working	
  in	
  one	
  cluster	
  (there	
  were	
  267	
  organisations	
  in	
  the	
  health	
  
           cluster	
  in	
  Haiti	
  alone,	
  Dec	
  2010	
  (UN,	
  2010)),	
  where	
  most	
  of	
  these	
  organisations	
  are	
  reporting	
  
           activities	
  to	
  the	
  cluster.	
  On	
  top	
  of	
  that,	
  there	
  could	
  be	
  several	
  clusters	
  (12	
  in	
  Haiti	
  (UN,	
  2010))	
  active	
  
           in	
  the	
  country	
  at	
  the	
  same	
  time.	
  Then	
  the	
  functionality	
  and	
  the	
  intended	
  use	
  for	
  an	
  office	
  
           application,	
  is	
  probably	
  exceeded.	
  To	
  be	
  able	
  to	
  move	
  away	
  from	
  such	
  tools	
  that	
  does	
  not	
  promote	
  


           	
                                                                                                                                                                  9	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                                                                                               10	
  
	
                    	
  
                                                                                                                                                                                                                                                                   	
  
           	
  
           interoperability	
  and	
  collaboration.	
  There	
  has	
  to	
  be	
  a	
  framework	
  in-­‐place	
  that	
  describes	
  the	
  minimum	
  
           of	
  requirements	
  for	
  tools	
  intended	
  to	
  be	
  included	
  in	
  a	
  future	
  standardised	
  toolbox.	
  

           Few	
  people	
  in	
  the	
  humanitarian	
  community	
  (expressed	
  earlier	
  about	
  the	
  awareness	
  on	
  IM	
  routines)	
  
           know	
  what	
  effort	
  and	
  knowledge	
  it	
  takes	
  to	
  maintain	
  a	
  sound	
  information	
  system.	
  Especially	
  when	
  all	
  
           the	
  IM	
  phases	
  today,	
  need	
  to	
  be	
  preformed	
  manually	
  by	
  the	
  IM	
  person.	
  On	
  top	
  of	
  the	
  manual	
  labour,	
  
           there	
  are	
  no	
  promoted	
  standards	
  on	
  information	
  gathering.	
  This	
  makes	
  the	
  work	
  even	
  more	
  time	
  
           consuming,	
  when	
  trying	
  to	
  understand	
  the	
  ambiguous	
  collected	
  data.	
  

                                        "No	
  sufficient	
  standards	
  for	
  colleting,	
  storing,	
  processing,	
  symbolise,	
  etc.	
  exist.	
  This	
  convey	
  to	
  
                                        insufficiency	
  metadata	
  when	
  different	
  nations/persons	
  follows	
  different	
  standards/rules.	
  And	
  
                                        lead	
  to	
  that	
  no	
  reliable	
  analysis	
  can	
  be	
  made,	
  and	
  that	
  the	
  interoperability	
  between	
  the	
  
                                        system	
  and	
  formats	
  are	
  insufficient"	
  -­‐	
  Respondent	
  4	
  
           	
  
           This	
  appears	
  to	
  be	
  symptomatic	
  in	
  many	
  crises	
  and	
  is	
  stressed	
  by	
  all	
  of	
  the	
  interviewed	
  persons.	
  
           Currion	
  (Currion,	
  Silva,	
  &	
  Walle,	
  2007)	
  points	
  out	
  that	
  the	
  humanitarian	
  community	
  has	
  not	
  taking	
  
           full	
  advantages	
  of	
  the	
  technology	
  shift	
  and	
  what	
  it	
  can	
  provide.	
  It	
  is	
  a	
  crucial	
  that	
  data	
  within	
  the	
  
           community	
  follows	
  a	
  minimum	
  of	
  standards	
  and	
  is	
  gathered	
  for	
  mutual	
  collaboration.	
  Today	
  data	
  is	
  
           captured	
  for	
  the	
  purpose	
  of	
  making	
  a	
  report	
  by	
  one	
  person	
  or	
  organisation.	
  That	
  gets	
  communicated	
  
           via	
  email	
  or	
  websites.	
  It	
  is	
  important	
  to	
  start	
  capture	
  data	
  for	
  the	
  whole	
  community	
  that	
  everyone	
  
           can	
  collaborate	
  on	
  simultaneously.	
  But	
  for	
  that	
  become	
  a	
  reality,	
  there	
  has	
  to	
  be	
  standards	
  on	
  
           collected	
  data.	
  

           Today,	
  most	
  of	
  the	
  information	
  is	
  distributed	
  through	
  a	
  flora	
  of	
  PDF	
  reports	
  and	
  excel	
  matrices	
  via	
  
           email,	
  CMS	
  and	
  internet	
  sites.	
  There	
  is	
  a	
  great	
  risk	
  that	
  all	
  these	
  reports	
  hide	
  some	
  important	
  pieces	
  
           of	
  information	
  that	
  could	
  be	
  a	
  conclusive	
  part	
  that	
  could	
  improve	
  the	
  sense	
  making,	
  or	
  have	
  an	
  
           impact	
  on	
  decision	
  making.	
  It	
  is	
  important	
  to	
  realise	
  that	
  data	
  and	
  information	
  trapped	
  inside	
  PDF	
  
           reports,	
  does	
  not	
  promote	
  collaboration	
  and	
  a	
  continual	
  revaluation	
  of	
  a	
  situation.	
  There	
  is	
  no	
  time	
  
           to	
  sit	
  down	
  and	
  skim	
  trough	
  a	
  mountain	
  of	
  PDF	
  reports	
  before	
  understand	
  the	
  current	
  situation,	
  it	
  is	
  
           not	
  part	
  of	
  a	
  sound	
  sense	
  making	
  or	
  promptly	
  decision	
  making	
  environment.	
  Instead	
  it	
  can	
  become	
  a	
  
           tsunami	
  of	
  information	
  that	
  is	
  more	
  or	
  less	
  impossible	
  to	
  navigate	
  trough.	
  If	
  you	
  Google	
  “haiti	
  
           earthquake	
  pdf”,	
  you	
  will	
  get	
  more	
  that	
  1	
  220	
  000	
  (23	
  Jan	
  2011)	
  references	
  to	
  PDF	
  documents.	
  This	
  is	
  
           an	
  achievement	
  on	
  its	
  own,	
  but	
  where	
  do	
  you	
  start	
  to	
  read,	
  if	
  you	
  intended	
  to	
  start	
  up	
  an	
  aid	
  mission	
  
           in	
  Haiti	
  (if	
  you	
  add	
  “water”	
  to	
  the	
  search	
  string,	
  you	
  will	
  only	
  get	
  a	
  reference	
  to	
  596	
  000	
  documents)?	
  

           The	
  information	
  systems5	
  used	
  today	
  is	
  more	
  of	
  one-­‐way	
  directional,	
  feeding	
  information	
  from	
  a	
  
           bottom-­‐up	
  perspective.	
  I.e.	
  the	
  current	
  systems	
  gathering	
  information	
  intended	
  for	
  management	
  and	
  
           coordination.	
  Where	
  NGOs	
  send-­‐in	
  requested	
  data	
  in	
  excel	
  reports	
  or	
  other	
  reporting	
  formats,	
  to	
  
           someone	
  that	
  aggregate	
  this	
  data	
  on	
  his	
  or	
  her	
  personal	
  computer.	
  From	
  this	
  "one	
  man"	
  information	
  
           system,	
  they	
  create	
  a	
  standard	
  set	
  of	
  information	
  products	
  like	
  excel	
  matrices,	
  maps,	
  and	
  textual	
  
           documents.	
  These	
  information	
  products	
  are	
  often	
  in	
  PDF	
  format	
  and	
  summarise	
  what	
  has	
  happen	
  
           over	
  the	
  last	
  weeks,	
  depending	
  on	
  the	
  cluster	
  reporting	
  cycle.	
  These	
  reports	
  functioning	
  more	
  as	
  
           communiqués	
  or	
  bulletins	
  and	
  describes	
  the	
  past	
  situation	
  instead	
  of	
  the	
  current.	
  To	
  better	
  support	
  
           the	
  IM	
  routine	
  providing	
  a	
  information	
  system6	
  that	
  all	
  concerned	
  parties	
  can	
  collaborate	
  on	
  
           	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
           5
                  	
  The	
  fragmented	
  toolbox	
  that	
  is	
  a	
  mixture	
  of	
  excel,	
  e-­‐mail,	
  group	
  webpage's	
  
           6
                  	
  Several	
  interoperable	
  systems	
  and	
  application,	
  forming	
  a	
  wider	
  information	
  system	
  	
  

           	
                                                                                                                                                                                                                                             10	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                                                                                                      11	
  
	
                    	
  
                                                                                                                                                                                                                                                          	
  
           	
  
           together,	
  on-­‐line,	
  and	
  from	
  different	
  locations.	
  So	
  they	
  can	
  coordinate	
  themselves	
  in	
  their	
  local	
  
           surroundings,	
  with	
  their	
  local	
  partners.	
  

           Because	
  the	
  problem	
  with	
  standardisation	
  and	
  addressing	
  the	
  need	
  of	
  a	
  standardised	
  toolbox	
  
           (explained	
  earlier).	
  There	
  will	
  probably	
  be	
  actors	
  (private	
  corporations,	
  volunteers,	
  research	
  
           institutions,	
  open-­‐source	
  community)	
  outside	
  the	
  humanitarian	
  community	
  that	
  will	
  stepping	
  in	
  and	
  
           solve	
  some	
  of	
  the	
  problems	
  addressed	
  in	
  this	
  study.	
  Especially	
  the	
  open-­‐source	
  community	
  that	
  
           already	
  started	
  to	
  take-­‐on	
  this	
  opportunity	
  (more	
  on	
  this	
  topic	
  later).	
  But	
  the	
  technology	
  itself	
  will	
  
           not	
  solve	
  the	
  problem	
  of	
  a	
  fragmented	
  toolbox.	
  

           There	
  have	
  been	
  several	
  attempts	
  to	
  tackle	
  the	
  problems	
  with	
  a	
  standardised	
  information	
  system	
  
           (like	
  CRM,	
  project	
  management	
  system,	
  etc),	
  or	
  adopting	
  general	
  application	
  (office	
  application)	
  that	
  
           you	
  can	
  buy	
  of	
  the	
  shelf.	
  Most	
  lately	
  the	
  open-­‐source	
  community	
  (such	
  as	
  (Sahana,	
  2010),	
  (Ushahidi,	
  
           2010),	
  (SwiftRiver,	
  2010),	
  etc),	
  has	
  seen	
  the	
  opportunity	
  to	
  aid	
  the	
  humanitarian	
  community.	
  They	
  
           have	
  an	
  outside	
  perspective,	
  and	
  bring	
  experience	
  in	
  the	
  field	
  of	
  computer	
  science,	
  system	
  science	
  
           and	
  informatics.	
  They	
  are	
  not	
  restricted	
  to	
  organisational	
  structures	
  and	
  internal	
  politics,	
  and	
  they	
  
           should	
  continue	
  to	
  be	
  agile	
  and	
  not	
  incorporated	
  into	
  the	
  humanitarian	
  community.	
  But	
  the	
  open-­‐
           source	
  community	
  can	
  only	
  aid,	
  if	
  the	
  humanitarian	
  community	
  engage	
  in	
  transparency	
  and	
  a	
  
           willingness	
  to	
  undergo	
  introspection	
  (revise	
  internal	
  processes	
  and	
  organisational	
  structure,	
  etc)	
  
           themselves.	
  The	
  open-­‐source	
  community	
  (research	
  institutes,	
  private	
  corporations)	
  have	
  the	
  
           experience	
  and	
  knowledge	
  to	
  design	
  the	
  next	
  generation	
  of	
  information	
  system7.	
  But	
  they	
  need	
  the	
  
           in-­‐depth	
  knowledge	
  of	
  routines	
  and	
  practise	
  that	
  the	
  humanitarian	
  community	
  has.	
  

           Recent	
  studies	
  has	
  shown	
  that	
  crowdsourcing	
  is	
  one	
  way	
  to	
  gather	
  information	
  that	
  can	
  assist	
  on	
  
           triangulate	
  (HIU,	
  July	
  2010)	
  the	
  sense	
  making	
  of	
  the	
  situation,	
  but	
  it	
  will	
  not	
  replace	
  the	
  need	
  for	
  
           structured	
  information,	
  enquired	
  by	
  professionals.	
  The	
  interview	
  material	
  for	
  this	
  study	
  indicates,	
  
           that	
  structured	
  data	
  is	
  still	
  the	
  base	
  to	
  make	
  reliable	
  predictions,	
  planning	
  and	
  sound	
  decision	
  
           making.	
  

           Since	
  crisis	
  sometimes	
  restricts	
  movement	
  of	
  people	
  and	
  impose	
  constraints	
  to	
  logistics	
  capacity,	
  the	
  
           significant	
  amount	
  of	
  time	
  is	
  it	
  take	
  to	
  attend	
  to	
  different	
  coordination	
  meetings	
  should	
  be	
  reduced.	
  
           An	
  important	
  paradigm	
  for	
  aid	
  effectiveness	
  would	
  be	
  to	
  provide	
  these	
  interoperable	
  tools,	
  to	
  let	
  
           organisations	
  at	
  different	
  levels	
  (filed	
  offices,	
  regional	
  offices,	
  headquarters)	
  to	
  coordinate	
  
           themselves.	
  Since	
  local	
  organisations	
  and	
  actors	
  properly	
  know	
  and	
  understand	
  their	
  surroundings	
  
           better	
  than	
  outside	
  experts.	
  Therefore	
  it	
  is	
  important	
  to	
  design	
  the	
  next	
  generation	
  of	
  information	
  
           system	
  to	
  empower	
  the	
  local	
  organisations	
  and	
  community	
  to	
  make	
  self-­‐governance	
  possible.	
  

           So	
  to	
  understand	
  why	
  there	
  is	
  no	
  standardisation	
  on	
  information	
  and	
  tools	
  yet,	
  lies	
  outside	
  the	
  scope	
  
           of	
  this	
  paper.	
  But	
  the	
  interview	
  material	
  and	
  experience	
  gives	
  some	
  clues	
  about	
  some	
  of	
  the	
  
           problems.	
  Maitland	
  (Maitland,	
  Tchouakeu,	
  &	
  Tapia,	
  2009)	
  debate	
  how	
  hierarchical	
  organisational	
  
           structures	
  can	
  hamper	
  coordination.	
  	
  

           Other	
  reasons	
  for	
  the	
  slow	
  implementation	
  of	
  standardisations	
  could	
  be	
  political	
  dimensions,	
  
           unregulated	
  market,	
  ownership	
  of	
  problem,	
  no	
  real	
  transparency.	
  The	
  DAP	
  	
  (Disaster	
  Accountability	
  
           Project,	
  2011)	
  report	
  on	
  transparency	
  amongst	
  the	
  organisations	
  in	
  the	
  aftermath	
  of	
  the	
  earthquake	
  
           in	
  Haiti,	
  shows	
  significant	
  deficiency	
  of	
  detailed	
  information	
  over	
  field	
  work	
  for	
  public	
  scrutiny	
  on-­‐
           	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
           7
                  	
  Standardised	
  toolbox	
  

           	
                                                                                                                                                                                                                                     11	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                                      12	
  
	
                    	
  
                                                                                                                                                                          	
  
           	
  
           line.	
  The	
  lack	
  of	
  transparency	
  that	
  the	
  DAP	
  project	
  reports	
  together	
  with	
  the	
  findings	
  in	
  this	
  paper,	
  
           suggest	
  that	
  there	
  is	
  problems	
  on	
  more	
  levels	
  and	
  not	
  only	
  on	
  the	
  art	
  of	
  capturing	
  consolidate	
  data	
  
           itself.	
  The	
  DAP	
  report	
  hints	
  that	
  there	
  seems	
  to	
  be	
  a	
  discomfort	
  for	
  outside	
  scrutiny	
  and	
  insight	
  to	
  
           actual	
  performance.	
  This	
  suggests	
  that	
  even	
  if	
  the	
  humanitarian	
  community	
  comes	
  to	
  terms	
  with	
  the	
  
           problem	
  of	
  a	
  fragmented	
  toolbox	
  and	
  lack	
  of	
  standardisations.	
  There	
  are	
  other	
  problem	
  areas	
  that	
  
           need	
  to	
  be	
  aligned	
  before	
  an	
  open	
  and	
  mutual	
  trustful	
  information	
  exchange	
  can	
  be	
  established.	
  


           Conclusion	
  
           The	
  study	
  presents	
  some	
  suggestions	
  to	
  align	
  a	
  toolbox	
  of	
  systems	
  and	
  applications	
  that	
  can	
  support	
  
           the	
  IM	
  routines.	
  The	
  first	
  suggestion	
  that	
  this	
  study	
  propose	
  is	
  to	
  implement	
  a	
  meta-­‐data	
  standard	
  
           that	
  is	
  part	
  of	
  every	
  data-­‐containers	
  that	
  is	
  exchanged.	
  There	
  could	
  be	
  sub-­‐sets	
  of	
  meta-­‐data	
  
           standards,	
  for	
  more	
  specific	
  use,	
  for	
  sectors	
  that	
  needs	
  more	
  granular	
  and	
  detailed	
  data.	
  Like	
  
           analysing	
  of	
  spatial	
  data,	
  geology	
  and	
  other	
  high	
  data	
  intensity	
  sectors.	
  

           The	
  study	
  indicates	
  that	
  the	
  need	
  for	
  structured	
  data	
  to	
  make	
  elaborate	
  analysis	
  and	
  decision	
  making	
  
           is	
  still	
  important.	
  The	
  second	
  suggestion	
  is	
  to	
  define	
  a	
  standard	
  toolbox	
  of	
  application	
  and	
  systems	
  
           that	
  support	
  the	
  IM	
  routines,	
  and	
  that	
  these	
  tools	
  endorse	
  the	
  meta-­‐data	
  standard.	
  

           The	
  last	
  suggestion	
  is	
  to	
  promote	
  good	
  IM	
  practise	
  to	
  the	
  whole	
  humanitarian	
  community,	
  not	
  only	
  
           the	
  professional	
  information	
  managers.	
  The	
  interview	
  material	
  points	
  out	
  that	
  this	
  could	
  have	
  direct	
  
           impact	
  on	
  data	
  quality,	
  but	
  even	
  more	
  so,	
  when	
  there	
  are	
  standards	
  and	
  policies	
  on	
  information	
  
           exchange.	
  

           This	
  study	
  is	
  an	
  introduction	
  to	
  field	
  related	
  problems	
  that	
  professional	
  information	
  managers	
  
           encounter.	
  There	
  is	
  a	
  need	
  for	
  further	
  studies,	
  to	
  formalise	
  more	
  direct	
  implications	
  for	
  system	
  
           design	
  and	
  information	
  standardisation.	
  


           References	
  
           Bui,	
  T.,	
  Cho,	
  S.,	
  Sankaran,	
  S.,	
  &	
  Sovereign,	
  M.	
  (2000).	
  A	
  framework	
  for	
  designing	
  a	
  global	
  information	
  
           network	
  for	
  multinational	
  disaster	
  relief.	
  Kluwer	
  Academic	
  Publisher.	
  

           Currion,	
  P.,	
  Silva,	
  C.,	
  &	
  Walle,	
  B.	
  V.	
  (2007).	
  Open	
  Source	
  Software	
  for	
  Disaster	
  Managment.	
  	
  

           Disaster	
  Accountability	
  Project.	
  (2011).	
  One	
  year	
  follow	
  up	
  on	
  the	
  transparency	
  of	
  relief	
  organizations	
  
           responding	
  to	
  the	
  2010	
  Haiti	
  earthquake.	
  	
  

           HIU.	
  (July	
  2010).	
  Haiti	
  Earthquake:	
  Breaking	
  New	
  Ground	
  in	
  the	
  Humanitarian	
  Information	
  
           Landscape.	
  US	
  Department	
  of	
  State,	
  Humanitarian	
  Information	
  Unit.	
  

           Maitland,	
  C.,	
  Tchouakeu,	
  L.	
  N.,	
  &	
  Tapia,	
  A.	
  H.	
  (2009).	
  Information	
  Management	
  and	
  Technology	
  
           Issues	
  Addressed	
  by	
  Humanitarian	
  Relief	
  Coordination	
  Bodies.	
  6th	
  International	
  ISCRAM	
  Conference.	
  	
  

           Muhren,	
  W.,	
  Eede,	
  G.	
  V.,	
  &	
  Walle,	
  B.	
  V.	
  (2008).	
  Sensemaking	
  and	
  implications	
  for	
  information	
  
           systems	
  design:	
  Findings	
  from	
  the	
  Democratic	
  Republic	
  of	
  Congo's	
  ongoing	
  crisis.	
  Wiley.	
  

           OECD.	
  (2010).	
  The	
  Paris	
  Declaration	
  and	
  Accra	
  Agenda	
  for	
  Action.	
  Retrieved	
  from	
  
           http://www.oecd.org/document/18/0,3746,en_2649_3236398_35401554_1_1_1_1,00.html	
  

           	
                                                                                                                                                     12	
  
           	
  
 
Department	
  of	
  Applied	
  IT	
  :	
  University	
  of	
  Gothenburg	
  &	
  Chalmers	
                                                      13	
  
	
                    	
  
                                                                                                                                                          	
  
           	
  
           Sahana.	
  (2010,	
  December).	
  The	
  Sahana	
  Free	
  and	
  Open	
  Source	
  Disaster	
  Management	
  System.	
  
           Retrieved	
  from	
  Sahana:	
  http://www.sahanafoundation.org/	
  

           SwiftRiver.	
  (2010,	
  December).	
  Retrieved	
  from	
  SwiftRiver:	
  http://swiftly.org/	
  

           Taha,	
  &	
  Kass-­‐Hout.	
  (2008).	
  International	
  System	
  for	
  Total	
  Early	
  Disease	
  Detection	
  (InSTEDD)	
  
           Platform.	
  

           The	
  Sydney	
  Morning	
  Herald.	
  (2010,	
  May).	
  Effectiveness	
  matters	
  in	
  aid	
  debate.	
  Retrieved	
  from	
  
           http://www.smh.com.au/opinion/blogs/the-­‐bishops-­‐gambit/effectiveness-­‐matters-­‐in-­‐aid-­‐
           debate/20100526-­‐wbc4.html	
  

           UN.	
  (2010,	
  Feb	
  28).	
  Retrieved	
  from	
  OneResponse:	
  
           http://oneresponse.info/Disasters/Haiti/MapCenter/Pages/GIS.aspx	
  

           UN.	
  (2010).	
  Retrieved	
  December	
  6,	
  2010,	
  from	
  ReliefWeb:	
  
           http://www.reliefweb.int/rw/rwb.nsf/doc214?OpenForm&rc=2&cc=hti&query=2#show	
  

           UN.	
  (2007).	
  Global	
  Symposium	
  +5,	
  on	
  Information	
  for	
  Humanitarian	
  Action.	
  Geneva:	
  United	
  Nations.	
  

           UN.	
  (2002).	
  Symposium	
  on	
  best	
  practice	
  in	
  humanitarian	
  information	
  exchange.	
  Geneva.	
  

           UN.	
  (2005).	
  Workshop	
  on	
  Humanitarian	
  Information	
  Management	
  in	
  Latin	
  America	
  and	
  the	
  
           Caribbean.	
  Panama	
  City:	
  United	
  Nations	
  Office	
  for	
  the	
  Coordination	
  of	
  Humanitarian	
  Affairs.	
  

           Ushahidi.	
  (2010,	
  December).	
  Ushahidi.	
  Retrieved	
  from	
  http://www.ushahidi.com/	
  

           	
  




           	
                                                                                                                                    13	
  
           	
  

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System support for IM in humanitarian operations (manuscrip 18 mars)

  • 1.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   1           System  Support  for  Information  Management   in  Humanitarian  operations     Unpublished  manuscript,  version  -­‐  18  Mars  2011   By  Glenn  F.  Eriksson  (glenn.f.eriksson@gmail.com)     Crisis  Response  Lab,  Department  of  Applied  IT,  University  of  Gothenburg  &  Chalmers   Abstract   This  paper  aims  to  uncover  some  of  the  problems  of  gathering  consolidated  data  in  humanitarian  aid   projects  and  crises.  The  focus  is  on  routines  and  tools  used  in  information  management.  Based  on   the  insights  from  four  professional  information  managers,  key  problems  of  information  management   in  fieldwork  has  been  identified  and  analysed.  The  paper  outlines  implications  for  design  for  future   tools  striving  to  better  support  information  management.  These  implications  are  based  on  the  need   for  improved  standardisation  on  information  exchange  and  better  interoperability  between  tools  and   applications.   Introduction   Humanitarian  operations  triggered  by  the  immediate  need  of  a  sudden  crisis  pose  significant   operational  and  management  challenges  on  the  involved  aid  organizations  (Muhren,  Eede,  &  Walle,   2008).  During  the  last  few  years,  aid  effectiveness  in  the  perspective  of  fact  based  results  and   accountability  has  emerged  as  an  important  topic.  It  has  been  addressed  by  high  level  forums  like  the   OECD  Paris  declaration  (2005)  and  the  Accra  agenda  for  action  forum  (OECD,  2010).  Media  (The   Sydney  Morning  Herald,  2010)  is  also  reporting  on  how  tax  payer’s  money  is  used  in  aid  programs   and  the  need  for  better  accountability  and  fact  based  results.  The  debate  concerns  also  the  audit   process  and  that  aid  should  be  audited  as  any  other  governmental  spending.  On  top  of  that,  several   major  disasters  have  occurred  in  the  last  years  underlining  the  importance  of  aid  effectiveness.     One  important  key  area  to  come  to  terms  with  measuring  result  and  accountability,  is  the  access  to   reliable  and  accurate  information.  The  process  of  inquiring  qualitative  information  has  never  been  an   easy  task,  since  there  are  many  actors  and  organisations  that  are  loosely  coupled  together  in   humanitarian  operations.  A  good  starting  point  is  to  investigate  how  the  current  information  system1   support  the  process  of  gathering  reliable  information  for  fact  based  results.  It  is  also  important  to   examine  how  well  the  information  system  facilitates  coordination  between  the  different  actors  in  the   humanitarian  community,  in  order  to  avoid  duplication  of  work  and  the  ability  to  more  efficiently   collaborate  and  learn.       A  symposium  on  information  exchange  (UN,  2002),  reported  a  set  of  high  level  problems  and   recommendations  2002,  and  was  revised  2007  (UN,  2007).  Many  of  these  problems  still  persist                                                                                                                         1  In  broad  terms  and  accross  organisational  boundaries     1    
  • 2.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   2           today.  Scientific  articles,  field  reports  and  experience  have  shown  that  the  humanitarian  community   have  not  taken  full  advantage  of  the  information  technology  shift2  and  its  collaborative  capabilities.       The  objective  of  the  study  is  to  examine  how  well  the  current  system  support  is  in  the  field  of   information  management  (IM).  The  study  has  the  perspective  of  professional  information  managers3,   and  what  challenges  they  experience  with  the  current  information  system  and  routines.  The  study   continues  with  a  discussion  on  the  consequences  with  the  current  design  and  concludes  with  a  set  of   implications,  necessary  to  address  when  designing  future  information  system  support  for  IM.     The  overall  research  question  guiding  the  work  for  this  study  is:  How  can  information  systems  better   support  operative  information  management  in  humanitarian  aid  work?   Information  Management  in  an  humanitarian  context   Information  management  is  the  act  of  collecting  and  managing  information  around  a  specific  topic.   This  is  done  in  humanitarian  aid  programs  and  projects,  where  the  collected  information  feeds  the   reporting  process  of  the  organisation.  IM  in  humanitarian  context  is  often  integrated  into  the   reporting  process  to  produce  statistics,  graphs  and  to  present  information  in  tabular  format.   There  is  normally  a  one  to  one  relation  between  the  data  collection  process  and  the  reporting   standard  for  the  specific  organisation.  The  reporting  process  is  the  tool  that  normally  drives  the   project.  So  they  can  report  back  to  the  project  stakeholders.  When  coordination  is  needed  amongst   organisations  working  in  the  same  line  of  work,  they  normally  share  their  existing  reports  (that   follows  a  organisational  format).  If  more  granular  information  needs  to  be  shared,  they  do  so  by   exchanging  spreadsheets  documents  with  data.  Often  the  problem  with  the  spreadsheets,  are  that   they  have  data  organised  in  different  ways  and  are  not  in  the  same  format.  This  results  in  a  tedious   harmonisation  process  when  trying  to  cross-­‐reference  data  between  organisations.   The  IM  routines  consist  of  three  primary  tasks,  forming  a  cycle  that  is  repeated;  collecting,  analysing,   and  disseminating  information.  The  application  normally  used,  are  general  applications  that   everybody  has  access  and  knowledge  about  (office  applications).   During  crisis  there  are  different  coordination’s  cells,  depending  on  size  and  magnitude.  Organisations   (NGOs)  are  normally  grouped  into  different  sectors,  depending  what  the  organisations  are   specialised  in  (health,  food  distribution,  shelter  &  protection,  etc).  These  are  called  clusters  in  the   humanitarian  community,  and  inside  each  cluster  there  is  a  coordinating  body.  A  cluster  coordinator   has  the  responsibility  that  the  cluster  is  operational  and  chairs  the  cluster.  IM  is  part  of  the  cluster   coordinator's  responsibilities.  The  cluster  lays  out  the  objectives  and  priorities.  It  is  not  compulsory   for  organisations  to  participate  in  the  cluster  and  its  coordination,  but  it  is  seen  as  a  good  practice.   Related  studies   In  a  study  on  Open  Source  Software  (Currion,  Silva,  &  Walle,  2007),  it  is  suggested  that  the   humanitarian  community  has  not  taken  full  advantage  of  the  potential  in  the  information  revolution,                                                                                                                         2  Cloud  computing,  web  2.0  and  other  technologies  that  forms  a  collaborative  online  experience     3  Personell  working  with  IM     2    
  • 3.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   3           due  to  different  constraint  (human  resources,  financial  resources,  etc).  Further,  the  study  also  points   out  that  the  business  processes  around  information  system  for  the  humanitarian  community  is  not   unique,  but  probably  more  challenging.   A  paper  on  information  frameworks  for  the  humanitarian  community  (Bui,  Cho,  Sankaran,  &   Sovereign,  2000),  articulate  the  need  of  better  information  exchange,  through  standardise   information  to  ensure  interoperability.  It  is  also  suggested  that  new  media  (web-­‐based  application   and  tools)  can  provide  quick  information,  but  falls  short  on  providing  analysis  and  manage  relevant   information  to  execute  decision.     Another  approach  for  gathering  information  and  predicative  analysis,  is  through  data  mining.  Taha   (Taha  &  Kass-­‐Hout,  2008)  presents  a  platform  that  automatically  scans  several  data  sources  and   classifies  the  information  to  predict  diseases.   The  earthquake  in  Haiti  January  2010  resulted  in  a  substantial  need  for  information  products  such  as,   graphs,  information  matrixes  and  maps  covering  the  damages  and  aid  requests.  The  first  couple  of   days  into  the  crisis,  were  characterized  by  limited  access  to  reliable  data  and  lack  of  standards  on   how  information  exchange  should  be  supported  between  the  clusters.  A  draft  was  presented  3-­‐4   week  into  the  crisis  (UN,  2010)  on  how  to  make  a  geographic  comparison  of  locations  (grid  system).   Some  clusters  had  by  that  time  produced  their  own  standard  of  camp-­‐sites  with  geographic  position   and  basic  information  related  to  the  camps.  Because  there  were  no  promoted  standard,  there  were   multiple  names  for  the  same  camp  sites  and  geographical  positions  where  often  referring  to  fatly   positions.  Some  sites  where  already  registered,  with  different  names  and  position.  The  figures   amongst  the  clusters  of  the  number  of  people  living  in  each  camp  site  (changed  constantly,  since   people  moved  around)  varied.  So  a  harmonisation  process  had  to  be  conducted,  to  clean  and  align   the  different  cluster  data.  This  could  have  been  avoided  if  there  was  a  clear  directive  and  standards   on  information  sharing  from  the  beginning.  This  is  also  one  of  the  conclusions  from  the  report  from   the  Humanitarian  Information  Unit  (HIU,  July  2010)  in  Haiti.     The  Disaster  Accountability  Project  (DAP)  issued  a  report  on  organisation  transparency  for  the  aid   response  in  Haiti  (Disaster  Accountability  Project,  2011).  The  report  express  a  concerning  lake  of   transparency  amongst  the  actor  involved.  Only  1  of  196  organisations  solicited  for  Haiti  relief  funds,   provide  acceptable  information  for  public  scrutiny  online,  and  only  20  percent  of  the  196   organisation  in  total  completed  the  transparency  survey  issued  by  DAP,  showing  a  significant  lack  of   transparency.  The  report  also  articulates  the  need  for  improved  daily  information  updates  that  are   made  available  to  the  public  concerning  the  activities  and  programs  in  order  to  achieve  better   transparency.   Method   This  paper  is  based  on  interviews  with  IM-­‐professional  within  the  area  of  humanitarian  response   work.  Structured  interviews  have  been  conducted  via  e-­‐mail  with  four  respondents.  The  collected   data  has  been  analysed  through  a  thematic  study,  to  find  commonality  amongst  the  respondents.   The  participants  in  study  have  a  background  and  education  in  computer  science,  informatics  and   geographic  information  system  (GIS).  Most  of  them  are  working  for  Swedish  organisations  and   companies  (private  and  governmental)  when  not  working  for  Swedish  Contingencies  Agency  Service     3    
  • 4.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   4           (MSB)  internationally.  They  are  recruited  through  a  selection  process,  where  also  the  international   partners  to  Swedish  Civil  Contingencies  Agency  (MSB)  have  approved  their  profiles  (through   interview  and  matching  against  terms  of  references).   The  four  persons  all  have  background  in  working  with  information  management,  and  are  named  as   following  thought  the  study.  The  persons  interviewed  in  the  study,  were  selected  from  the  MSB   international  roster.     Respondent  1   4  long  term  missions  as  Information  manager  officer   Respondent  2   2  long  term  missions  as  Information  manager  officer     Respondent  3   3  long  term  missions  as  Information  manager  officer   Respondent  4   Shorter  missions  during  2009,  working  with  Geographic  Information     System  (GIS)       The  respondents  have  significant  knowledge  and  experience  of  the  IM  routines  and  the  objectives  of   their  specific  roles.  They  are  normally  working  beside  the  cluster  coordinator  to  gather  and  analyse   information  from  the  cluster.  Some  of  the  respondents  work  on  collecting  information  from  multiple   clusters  (depending  on  the  assignment),  to  facilitate  the  coordination  of  several  cluster,  and  to  create   an  overall  picture  of  the  humanitarian  situation.   Analysis  and  results   The  analysis  of  the  interview  data  resulted  in  two  key  areas  of  concern;  Lack  of  IM  routines  and   Fragmented  toolbox.  The  term  “standardised  toolbox”  is  used  in  this  study,  and  is  equivalent  to   information  system.  The  standardised  toolbox  refers  to  a  collection  of  tools  and  applications  where   data  seamlessly  move  between  the  tool  boundaries,  and  resembles  an  information  system.   Lack  of  IM  routines   The  respondents  express  that  the  awareness  of  the  IM  routines  is  not  always  clear  amongst  the   organisations  and  persons  connected  to  the  cluster.  What  requirements  that  are  needed  to  setup   and  maintain  a  reliable  information  system.  This  can  lead  to  that  proper  IM  routines  are  not   prioritised  in  the  onset  of  a  crisis  and  are  established  at  a  later  stage.     The  uncertainty  of  what  the  IM  routines  are,  leads  to  that  people  that  are  not  trained  in  IM,  do  ad-­‐ hoc  solution  in  the  beginning  of  a  crisis,  since  there  are  no  dedicated  or  trained  IM  person  available.   The  first  information  is  often  retrieved  by  e-­‐mails,  posting  note  on  the  walls,  and  word  of  mouth.   Normally  in  this  stage  there  are  no  thoughts  about  the  structure  and  traceable  of  the  information   gathered.  People  share  what  information  they  have  to  create  a  picture  of  the  situation,  and  most  of   that  information  is  unstructured  and  exist  in  people's  minds.   When  this  solution  is  no  longer  viable  due  to  the  amount  of  information  from  the  increasing  of   people  and  organisations,  another  ad-­‐hoc  solution  is  often  put  in  place.  Where  the  information  is  put   into  a  spreadsheet,  without  thinking  through  how  to  structure  the  data  for  traceability  and  decision   support.     4    
  • 5.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   5           "My  experience  in  Indonesia  was  that  data  that  had  been  collected  before  I  arrived  was   difficult  to  use,  the  excel  document  used  was  not  thought  through  and  there  was  no  tracking   of  the  data  sources."  -­‐  Respondent  2   "As  I  am  often  coming  out  as  3'rd  wave  (after  3-­‐6  weeks),  some  tools  have  often  been   introduced  as  emergency  masseurs  with  less  emphasis  on  quality  and  detailed  data  (needed   for  efficient  coordination).  As  introducing  new  tools,  still  in  simple  format  -­‐  often  excel  -­‐  I  am   always  met  with  the  question  -­‐  why  wasn't  this  introduced  earlier?"  -­‐  Respondent  1       In  many  cases  there  is  misconceived  idea  of  what  is  needed  to  establish  proper  IM  routines,  and  to   often  there  seems  to  be  a  synonym  between  IM  and  the  use  of  Excel.  Because  this  is  what  people  has   access  to  on  their  computers  and  are  commonly  known  (explained  more  in  detail  later).   Even  amongst  cluster  coordinators  there  is  sometimes  a  vague  idea  how  to  establish  working  IM   routines.  This  will  lead  to  missed  opportunities  to  set  up  working  IM  routines  early  in  the  crisis.       "...  her  view  on  IM,  was  someone  that  wrote  protocols  and  copied  papers.  To  analyse  data  and  how   we  collected  it,  was  not  of  importance  to  her."  -­‐Respondent  2   The  organisations  (NGOs)  working  in  the  field  (implementing  the  humanitarian  response)  are  asked   by  the  cluster  to  report  their  whereabouts  and  activities.  This  is  information  that  the  organisations   already  have  and  updates  continuously,  for  their  internal  reporting.  But  this  information  is  not  likely   in  the  format  that  the  cluster  is  requiring.  When  share  this  information,  they  have  to  reproduce  this   information  into  a  cluster  specific  format  (probably  one  for  every  cluster  that  the  organisation  is   participating  in).     "One  big  problem  us  getting  the  information.  Agencies  are  very  busy  with  limited  capacity  to  provide   the  information.  Also,  they  may  not  be  used  to  using  structured  formats  and  misunderstand  what  is   needed."  -­‐  Respondent  3   All  this  requests  of  information  from  various  cluster  and  partner  organisations  leads  to  reporting   fatigueness  and  increased  workload,  when  asked  to  repeat  the  same  information  several  times.  Most   of  the  time  information  is  flowing  in  one  direction  (bottom-­‐up),  and  organisations  have  no  easy   access  to  all  the  gathered  information  online.  That  could  facilitate  the  process  for  organisations  to   collaborate  together  and  organise  themselves.   Fragmented  toolbox     There  are  variety  of  system  and  applications  used  to  perform  the  task  related  to  IM.  The  interviewed   persons  have  answered  what  applications  they  use  and  what  they  used  it  for.  The  graph  presented   below,  represent  the  most  used  applications.       5    
  • 6.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   6           8   7   6   5   4   3   2   Disseminaion   1   Analysis   0   Collecion   Excel   ArcGIS   Misc  Websites   E-­‐mail   Handouts   PowerPoint   Word   Google  Groups   Google  Doc   CMS   GPS   Camera   InDesign   Photoshop   Applica'ons  and  thier  main  use     Figure:  Use  of  different  application   Data  Collection   All  respondents  use  Microsoft  Excel  for  collecting  data.  They  use  Excel  to  design  a  report  format  with   fixed  fields  and  tables  for  the  organisations  (NGOs)  to  fill.  This  is  done  quickly  by  the  IM-­‐person,   when  he  or  she  knows  what  information  is  need.  The  span  of  information  normally  increases  when   the  crisis  unfolds,  and  when  the  complexity  of  the  situation  is  escalated.  So  the  report  tools  (the   spreadsheet)  that  are  used,  often  undergoes  changes  and  different  versions  are  created  over  a  short   time.  Normally  the  collected  reports  are  also  stored  in  a  spreadsheet  document,  which  rapidly   increases  in  size  (depending  on  the  number  of  organisations  reporting).  This  leads  to  problems   sooner  or  later,  when  using  spreadsheet  applications  for  collecting,  analysing,  storing  and  reporting   information.  Some  of  these  problems  are;   • multiple  version  of  the  spreadsheet  file,  when  the  document  is  shared,  and  more  than  one   person  is  working  on  the  data  at  once   • inconsistency  of  data  units  and  quantity  (no  programmatic  constraints  for  input)   • submission  of  outdated  reporting  formats  (early  version  of  the  reporting  tool  are  submitted)   • data  is  not  normalised  and  persisted  in  a  database4   • copy  and  paste  errors   • faulty  geographic  position  or  format,  numerous  names  for  the  same  place  or  town  (no   automatic  error  checking)   • organisation  send  their  own  spreadsheets  formats,  instead  of  following  the  promoted  format   • data  is  lost  when  computers  break  or  when  the  person  who  collected  all  data  is  not  present   Excel  is  a  powerful  tool  for  analysing  information  where  real-­‐time  or  online  collaboration  is  not   needed.  But  when  more  than  one  organisation  and  one  person  needs  to  access  to  the  data  at  the   same  time,  problem  like  the  above  are  likely  to  happen.  When  trying  to  use  general  office   application,  to  address  the  functionality  of  a  wider  information  system.                                                                                                                           4  Server  base,  with  DBMS     6    
  • 7.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   7           "For  collection  of  data  of  response  activities,  a  standardised  on-­‐line  database  with  distributed   user  rights  would  be  needed  that  is  tracking  cluster-­‐specific  activities  (not  projects  -­‐as  the   OCHAs  3W  standard  product)  ..."  -­‐  Respondent  1     Amongst  the  respondents  there  is  an  expressed  need  for  an  online,  collaborative  information  system   that  can  support  the  business  process  of  the  IM  routines.  One  person  is  referring  to  an  OCHA  3W   (who  is  doing  what,  where)  tool,  but  none  of  the  respondents  are  reported  to  use  it.   When  creating  reporting  formats  for  the  cluster,  the  knowledge  amongst  the  organisations  on  how   to  fill  these  cluster  reports  seems  to  be  problematic.  Since  the  nature  of  office  applications  and   spreadsheets  does  not  restricts  the  users  on  double  reporting  the  same  data  twice  or  mixing  units   and  formats.  This  leads  to  inconsistency  and  tedious  harmonisation  process  of  the  collected  data  for   the  persons  working  with  IM.   "Also  better  training  in  data  collection  routines,  who  a  correct  collection  of  data  should  be   preformed  (standardisations  needed)  to  get  usable  data."  -­‐  Respondent  4     What  is  expressed  by  the  IM  persons  interviewed,  is  there  seems  to  be  a  better  understanding  on   what  kind  of  information  products  the  cluster  coordinator  wants  to  be  produced  (maps,  statistics,   graphs,  etc).  But  less  so  on  what  is  needed  to  obtain  a  reliable  information  systems,  which  can   support  the  making  of  these  products.   "Standardising  will  facilitate  the  process  handover  between  IM  persons,  and  too  explain  for   those  we  collaborate  with,  what  we  do  and  don't  do."  -­‐  Respondent  2       A  standardisation  for  information  exchange  would  not  only  enable  tools  to  be  interoperable,  but  also   facilitate  the  hand-­‐over  process  of  information.  Hand-­‐over  is  an  important  aspect,  since  turnover  and   replacement  of  personal  are  frequent  in  crisis.   There  is  also  an  expressed  need  for  training  and  raising  awareness  around  information  systems  (in   broad  terms)  and  explaining  the  routines  that  is  required  for  qualitative  data  gathering.  Not  only  to   the  people  already  working  with  IM,  but  to  all  personnel  in  the  organisations  that  are  not  specialised   in  IM  and  GIS.  This  is  also  articulated  in  the  report  by  HIU  (HIU,  July  2010).   "Better  trained  staff,  i.e.  that  doesn't  work  with  GIS,  can  get  a  understanding  for  how  the   system  works  and  what  products,  analysis,  etc,  that  can  be  produced.  Even  training  in  how  to   perform  an  accurate  data  gathering  process  (standards  needed)  to  retrieve  usable   information."  -­‐  Respondent  4       Analysis  and  dissemination   The  respondents  in  the  study  all  use  geographic  information  systems  (GIS)  to  analyse  data  and   producing  maps  to  facilitate  the  decision  making  process.  GIS  was  adopted  quickly  by  the   humanitarian  community  for  its  ability  to  visualise  data,  and  graphically  present  a  snapshoot  over  the   situation.   "I  use  Google  groups  to  administrate  contacts  lists  and  to  distribute  documents"  –   Respondent  2     7    
  • 8.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   8             Since  the  data  collection  phase  takes  a  lot  of  time  and  effort  for  the  IM  person.  There  is  less  time   over  for  analysing  and  produce  information  products.  These  information  products  are  distributed   widely  (via  print-­‐outs,  webpage's  and  email),  and  often  they  present  a  several  days  old  picture  of  the   situation.  This  can  be  a  problem  if  timely  information  is  needed.  A  collaborative  tool  would  on-­‐ demand  produce  this  maps  for  each  user,  depending  on  what  he  or  she  is  interested  to  look  at.    Building  an  interoperable  toolbox  that  can  support  and  automate  parts  of  the  business  processes  in   IM,  would  be  desirable  amongst  the  respondents.  Together  with  the  need  to  move  away  from  the   significant  use  of  office  applications.  That  does  not  promote  interoperability  and  sound  meta-­‐data   standards.  Below  one  respondent  is  referring  to  the  need  for  a  standardised  toolbox.   "The  lack  of  standardised  tools  that  are  used  in  all  emergencies  and  that  the  humanitarian   actors  will  recognise  and  improve  the  usage  of  them."  -­‐  Respondent  1     Standardisation  and  accessible  information  networks  was  reported  as  important  (UN,  2005),  to   improve  the  effectiveness  in  response  and  planning.  The  respondents  in  this  study  express   unmistakably  that  the  standardisation  of  information,  is  still  the  major  concern  for  the  personnel   working  in  the  field  with  IM.   Implication  for  design   These  implications  are  based  on  the  previous  analysis,  and  server  as  guidance  for  some  of  the   requirements  that  need  to  be  considered.  When  designing  an  information  system  that  supports  the   IM  routines.   First  is  to  define  a  meta-­‐data  standard  that  is  used  by  all  organisations  and  actors.  So  all  data  that  is   collected  or  exchange  in  one  way  or  the  other  contains  meta-­‐data,  and  it  is  important  to  see  the   meta-­‐data  as  an  integrated  part  of  the  information.  The  same  is  required  for  the  information   gathered  in  early  stages  of  the  crisis.  Classify  information  in  the  same  way  all  over  the  humanitarian   community  is  also  important,  i.e.  to  use  the  same  terminology.   "Standardised  tools  for  collecting  data.  Optimal  is  an  online  based  tool,  with  good  possibility   to  capture  forms  that  has  been  filled  online."  -­‐Respondent  2     The  over  represented  tool  used  by  the  interviewed  persons  are  Excel,  as  explained  earlier.  This  is  not   seen  as  an  optimal  solution  amongst  the  interview  person.  But  a  solution  to  the  problem,  that  there   is  no  sufficient  system  support  for  the  IM  processes  (i.e.  a  fragmented  toolbox).  There  are  several   concrete  requirements  in  the  interview  material  for  functions  that  would  be  desired,  of  a   standardised  toolbox  that  can  support  the  IM  routines.     "During  the  emergency  there  is  no  time  to  invent  new  tools,  and  certain  basic  tools  should  be   easily  available  to  the  field  staff  (who  should  receive  training  before  the  mission).  For   example,  there  should  be  an  easily  configurable  online  3W,  assessment  tools,  etc  that  filed   staff  can  use,  rather  than  spending  time  on  excel  sheets,  etc."  -­‐  Respondent  3     "Possibility  to  generate  reports."  -­‐  Respondent  2     8    
  • 9.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   9           ”Possibility  to  export-­‐import  from  excel  and  other  formats"  -­‐  Respondent  2     There  are  plenty  of  online  tools  and  applications  that  can  be  used  to  cover  a  number  of  the   requirements  that  are  needed  for  IM  in  humanitarian  context.  The  design  of  a  standardised  toolbox   should  take  benefit  of  the  variety  of  the  mesh-­‐up  services  already  excising  in  the  cloud,  together  with   specific  tools  that  supports  the  core  IM  routines.  The  boundaries  between  the  different  tools  must   be  seamlessly  for  the  user,  although  the  user  is  working  with  several  different  tools  when  performing   tasks  in  the  IM  process  cycle.  This  will  create  a  homogeneous  system  environment  for  the  user.     Today  the  toolbox  is  fragmented  and  the  user  has  to  manually  move  data  between  the  tools,  and  the   user  environment  (interface)  can  be  very  different.  I  am  not  talking  about  an  all-­‐encompassing   information  system  for  whole  humanitarian  community,  but  tools  that  can  support  the  core  IM   routines.  The  meta-­‐data  standard  will  facilitate  that  data  and  information  can  move  more  easily   between  tools  and  systems.  Without  the  need  for  harmonising  data  every  time  the  user  wants  to  use   functionality  in  other  tools.  Tools  that  support  the  standard  should  apply  constraints  and  automatic   error  checking  on  gathered  data.  Even  data  that  are  exchanged  between  tools,  should  apply  error   checking  to  maintain  and  improve  the  data  quality.   The  toolbox  also  needs  to  provide  the  possibility  to  analyse  more  granular  information  (explained  in   the  discussion  section),  together  with  the  meta-­‐data  standards.  So  cross-­‐reference  of  data  can  be   done  between  different  tools  (that  are  part  of  a  standard  toolbox),  without  the  need  for  manual   labour  of  harmonising  data.  It  is  also  necessary  to  define  what  tools  that  are  included  in  the   standardised  toolbox  and  what  tools  that  are  considered  as  optional.  It  is  a  paramount  that  the  tools   that  are  included  in  the  standard  toolbox,  are  interoperable  and  promote  the  meta-­‐data  standard.   System  science  and  informatics  are  academic  disciplines  and  forms  the  theoretic  framework,  from   which  an  information  system  is  designed.  There  seems  to  be  a  need  to  raise  awareness  around  these   theories,  amongst  the  humanitarian  community.  On  how  these  theories  conveys  into  practice,  when   gathering  information  and  what  requirements  they  impose  on  a  sound  information  system.  These   theories  needs  to  be  considered  when  drafting  a  new  toolbox  that  better  support  the  IM  and  a  wider   information  system  for  the  humanitarian  community.  Many  of  the  tools  used  today  are  likely  to  be   part  of  the  next  generation  of  toolbox,  and  other  tools  need  to  be  replaced  by  new  tools  that  better   support  the  business  processes.   In  the  section  analysing  the  IM  routines,  the  respondents  explains  the  need  to  promote  sound  IM   routines  to  the  community.  These  routines  go  hand  in  hand  with  the  system  or  tools  that  support   these  routines.  So  before  training  the  humanitarian  actors  in  these  routines,  there  needs  to  be   standardised  processes  for  IM  related  work,  and  tools  that  support  those  processes.   Discussion   There  are  several  organisation  working  in  one  cluster  (there  were  267  organisations  in  the  health   cluster  in  Haiti  alone,  Dec  2010  (UN,  2010)),  where  most  of  these  organisations  are  reporting   activities  to  the  cluster.  On  top  of  that,  there  could  be  several  clusters  (12  in  Haiti  (UN,  2010))  active   in  the  country  at  the  same  time.  Then  the  functionality  and  the  intended  use  for  an  office   application,  is  probably  exceeded.  To  be  able  to  move  away  from  such  tools  that  does  not  promote     9    
  • 10.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   10           interoperability  and  collaboration.  There  has  to  be  a  framework  in-­‐place  that  describes  the  minimum   of  requirements  for  tools  intended  to  be  included  in  a  future  standardised  toolbox.   Few  people  in  the  humanitarian  community  (expressed  earlier  about  the  awareness  on  IM  routines)   know  what  effort  and  knowledge  it  takes  to  maintain  a  sound  information  system.  Especially  when  all   the  IM  phases  today,  need  to  be  preformed  manually  by  the  IM  person.  On  top  of  the  manual  labour,   there  are  no  promoted  standards  on  information  gathering.  This  makes  the  work  even  more  time   consuming,  when  trying  to  understand  the  ambiguous  collected  data.   "No  sufficient  standards  for  colleting,  storing,  processing,  symbolise,  etc.  exist.  This  convey  to   insufficiency  metadata  when  different  nations/persons  follows  different  standards/rules.  And   lead  to  that  no  reliable  analysis  can  be  made,  and  that  the  interoperability  between  the   system  and  formats  are  insufficient"  -­‐  Respondent  4     This  appears  to  be  symptomatic  in  many  crises  and  is  stressed  by  all  of  the  interviewed  persons.   Currion  (Currion,  Silva,  &  Walle,  2007)  points  out  that  the  humanitarian  community  has  not  taking   full  advantages  of  the  technology  shift  and  what  it  can  provide.  It  is  a  crucial  that  data  within  the   community  follows  a  minimum  of  standards  and  is  gathered  for  mutual  collaboration.  Today  data  is   captured  for  the  purpose  of  making  a  report  by  one  person  or  organisation.  That  gets  communicated   via  email  or  websites.  It  is  important  to  start  capture  data  for  the  whole  community  that  everyone   can  collaborate  on  simultaneously.  But  for  that  become  a  reality,  there  has  to  be  standards  on   collected  data.   Today,  most  of  the  information  is  distributed  through  a  flora  of  PDF  reports  and  excel  matrices  via   email,  CMS  and  internet  sites.  There  is  a  great  risk  that  all  these  reports  hide  some  important  pieces   of  information  that  could  be  a  conclusive  part  that  could  improve  the  sense  making,  or  have  an   impact  on  decision  making.  It  is  important  to  realise  that  data  and  information  trapped  inside  PDF   reports,  does  not  promote  collaboration  and  a  continual  revaluation  of  a  situation.  There  is  no  time   to  sit  down  and  skim  trough  a  mountain  of  PDF  reports  before  understand  the  current  situation,  it  is   not  part  of  a  sound  sense  making  or  promptly  decision  making  environment.  Instead  it  can  become  a   tsunami  of  information  that  is  more  or  less  impossible  to  navigate  trough.  If  you  Google  “haiti   earthquake  pdf”,  you  will  get  more  that  1  220  000  (23  Jan  2011)  references  to  PDF  documents.  This  is   an  achievement  on  its  own,  but  where  do  you  start  to  read,  if  you  intended  to  start  up  an  aid  mission   in  Haiti  (if  you  add  “water”  to  the  search  string,  you  will  only  get  a  reference  to  596  000  documents)?   The  information  systems5  used  today  is  more  of  one-­‐way  directional,  feeding  information  from  a   bottom-­‐up  perspective.  I.e.  the  current  systems  gathering  information  intended  for  management  and   coordination.  Where  NGOs  send-­‐in  requested  data  in  excel  reports  or  other  reporting  formats,  to   someone  that  aggregate  this  data  on  his  or  her  personal  computer.  From  this  "one  man"  information   system,  they  create  a  standard  set  of  information  products  like  excel  matrices,  maps,  and  textual   documents.  These  information  products  are  often  in  PDF  format  and  summarise  what  has  happen   over  the  last  weeks,  depending  on  the  cluster  reporting  cycle.  These  reports  functioning  more  as   communiqués  or  bulletins  and  describes  the  past  situation  instead  of  the  current.  To  better  support   the  IM  routine  providing  a  information  system6  that  all  concerned  parties  can  collaborate  on                                                                                                                         5  The  fragmented  toolbox  that  is  a  mixture  of  excel,  e-­‐mail,  group  webpage's   6  Several  interoperable  systems  and  application,  forming  a  wider  information  system       10    
  • 11.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   11           together,  on-­‐line,  and  from  different  locations.  So  they  can  coordinate  themselves  in  their  local   surroundings,  with  their  local  partners.   Because  the  problem  with  standardisation  and  addressing  the  need  of  a  standardised  toolbox   (explained  earlier).  There  will  probably  be  actors  (private  corporations,  volunteers,  research   institutions,  open-­‐source  community)  outside  the  humanitarian  community  that  will  stepping  in  and   solve  some  of  the  problems  addressed  in  this  study.  Especially  the  open-­‐source  community  that   already  started  to  take-­‐on  this  opportunity  (more  on  this  topic  later).  But  the  technology  itself  will   not  solve  the  problem  of  a  fragmented  toolbox.   There  have  been  several  attempts  to  tackle  the  problems  with  a  standardised  information  system   (like  CRM,  project  management  system,  etc),  or  adopting  general  application  (office  application)  that   you  can  buy  of  the  shelf.  Most  lately  the  open-­‐source  community  (such  as  (Sahana,  2010),  (Ushahidi,   2010),  (SwiftRiver,  2010),  etc),  has  seen  the  opportunity  to  aid  the  humanitarian  community.  They   have  an  outside  perspective,  and  bring  experience  in  the  field  of  computer  science,  system  science   and  informatics.  They  are  not  restricted  to  organisational  structures  and  internal  politics,  and  they   should  continue  to  be  agile  and  not  incorporated  into  the  humanitarian  community.  But  the  open-­‐ source  community  can  only  aid,  if  the  humanitarian  community  engage  in  transparency  and  a   willingness  to  undergo  introspection  (revise  internal  processes  and  organisational  structure,  etc)   themselves.  The  open-­‐source  community  (research  institutes,  private  corporations)  have  the   experience  and  knowledge  to  design  the  next  generation  of  information  system7.  But  they  need  the   in-­‐depth  knowledge  of  routines  and  practise  that  the  humanitarian  community  has.   Recent  studies  has  shown  that  crowdsourcing  is  one  way  to  gather  information  that  can  assist  on   triangulate  (HIU,  July  2010)  the  sense  making  of  the  situation,  but  it  will  not  replace  the  need  for   structured  information,  enquired  by  professionals.  The  interview  material  for  this  study  indicates,   that  structured  data  is  still  the  base  to  make  reliable  predictions,  planning  and  sound  decision   making.   Since  crisis  sometimes  restricts  movement  of  people  and  impose  constraints  to  logistics  capacity,  the   significant  amount  of  time  is  it  take  to  attend  to  different  coordination  meetings  should  be  reduced.   An  important  paradigm  for  aid  effectiveness  would  be  to  provide  these  interoperable  tools,  to  let   organisations  at  different  levels  (filed  offices,  regional  offices,  headquarters)  to  coordinate   themselves.  Since  local  organisations  and  actors  properly  know  and  understand  their  surroundings   better  than  outside  experts.  Therefore  it  is  important  to  design  the  next  generation  of  information   system  to  empower  the  local  organisations  and  community  to  make  self-­‐governance  possible.   So  to  understand  why  there  is  no  standardisation  on  information  and  tools  yet,  lies  outside  the  scope   of  this  paper.  But  the  interview  material  and  experience  gives  some  clues  about  some  of  the   problems.  Maitland  (Maitland,  Tchouakeu,  &  Tapia,  2009)  debate  how  hierarchical  organisational   structures  can  hamper  coordination.     Other  reasons  for  the  slow  implementation  of  standardisations  could  be  political  dimensions,   unregulated  market,  ownership  of  problem,  no  real  transparency.  The  DAP    (Disaster  Accountability   Project,  2011)  report  on  transparency  amongst  the  organisations  in  the  aftermath  of  the  earthquake   in  Haiti,  shows  significant  deficiency  of  detailed  information  over  field  work  for  public  scrutiny  on-­‐                                                                                                                       7  Standardised  toolbox     11    
  • 12.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   12           line.  The  lack  of  transparency  that  the  DAP  project  reports  together  with  the  findings  in  this  paper,   suggest  that  there  is  problems  on  more  levels  and  not  only  on  the  art  of  capturing  consolidate  data   itself.  The  DAP  report  hints  that  there  seems  to  be  a  discomfort  for  outside  scrutiny  and  insight  to   actual  performance.  This  suggests  that  even  if  the  humanitarian  community  comes  to  terms  with  the   problem  of  a  fragmented  toolbox  and  lack  of  standardisations.  There  are  other  problem  areas  that   need  to  be  aligned  before  an  open  and  mutual  trustful  information  exchange  can  be  established.   Conclusion   The  study  presents  some  suggestions  to  align  a  toolbox  of  systems  and  applications  that  can  support   the  IM  routines.  The  first  suggestion  that  this  study  propose  is  to  implement  a  meta-­‐data  standard   that  is  part  of  every  data-­‐containers  that  is  exchanged.  There  could  be  sub-­‐sets  of  meta-­‐data   standards,  for  more  specific  use,  for  sectors  that  needs  more  granular  and  detailed  data.  Like   analysing  of  spatial  data,  geology  and  other  high  data  intensity  sectors.   The  study  indicates  that  the  need  for  structured  data  to  make  elaborate  analysis  and  decision  making   is  still  important.  The  second  suggestion  is  to  define  a  standard  toolbox  of  application  and  systems   that  support  the  IM  routines,  and  that  these  tools  endorse  the  meta-­‐data  standard.   The  last  suggestion  is  to  promote  good  IM  practise  to  the  whole  humanitarian  community,  not  only   the  professional  information  managers.  The  interview  material  points  out  that  this  could  have  direct   impact  on  data  quality,  but  even  more  so,  when  there  are  standards  and  policies  on  information   exchange.   This  study  is  an  introduction  to  field  related  problems  that  professional  information  managers   encounter.  There  is  a  need  for  further  studies,  to  formalise  more  direct  implications  for  system   design  and  information  standardisation.   References   Bui,  T.,  Cho,  S.,  Sankaran,  S.,  &  Sovereign,  M.  (2000).  A  framework  for  designing  a  global  information   network  for  multinational  disaster  relief.  Kluwer  Academic  Publisher.   Currion,  P.,  Silva,  C.,  &  Walle,  B.  V.  (2007).  Open  Source  Software  for  Disaster  Managment.     Disaster  Accountability  Project.  (2011).  One  year  follow  up  on  the  transparency  of  relief  organizations   responding  to  the  2010  Haiti  earthquake.     HIU.  (July  2010).  Haiti  Earthquake:  Breaking  New  Ground  in  the  Humanitarian  Information   Landscape.  US  Department  of  State,  Humanitarian  Information  Unit.   Maitland,  C.,  Tchouakeu,  L.  N.,  &  Tapia,  A.  H.  (2009).  Information  Management  and  Technology   Issues  Addressed  by  Humanitarian  Relief  Coordination  Bodies.  6th  International  ISCRAM  Conference.     Muhren,  W.,  Eede,  G.  V.,  &  Walle,  B.  V.  (2008).  Sensemaking  and  implications  for  information   systems  design:  Findings  from  the  Democratic  Republic  of  Congo's  ongoing  crisis.  Wiley.   OECD.  (2010).  The  Paris  Declaration  and  Accra  Agenda  for  Action.  Retrieved  from   http://www.oecd.org/document/18/0,3746,en_2649_3236398_35401554_1_1_1_1,00.html     12    
  • 13.   Department  of  Applied  IT  :  University  of  Gothenburg  &  Chalmers   13           Sahana.  (2010,  December).  The  Sahana  Free  and  Open  Source  Disaster  Management  System.   Retrieved  from  Sahana:  http://www.sahanafoundation.org/   SwiftRiver.  (2010,  December).  Retrieved  from  SwiftRiver:  http://swiftly.org/   Taha,  &  Kass-­‐Hout.  (2008).  International  System  for  Total  Early  Disease  Detection  (InSTEDD)   Platform.   The  Sydney  Morning  Herald.  (2010,  May).  Effectiveness  matters  in  aid  debate.  Retrieved  from   http://www.smh.com.au/opinion/blogs/the-­‐bishops-­‐gambit/effectiveness-­‐matters-­‐in-­‐aid-­‐ debate/20100526-­‐wbc4.html   UN.  (2010,  Feb  28).  Retrieved  from  OneResponse:   http://oneresponse.info/Disasters/Haiti/MapCenter/Pages/GIS.aspx   UN.  (2010).  Retrieved  December  6,  2010,  from  ReliefWeb:   http://www.reliefweb.int/rw/rwb.nsf/doc214?OpenForm&rc=2&cc=hti&query=2#show   UN.  (2007).  Global  Symposium  +5,  on  Information  for  Humanitarian  Action.  Geneva:  United  Nations.   UN.  (2002).  Symposium  on  best  practice  in  humanitarian  information  exchange.  Geneva.   UN.  (2005).  Workshop  on  Humanitarian  Information  Management  in  Latin  America  and  the   Caribbean.  Panama  City:  United  Nations  Office  for  the  Coordination  of  Humanitarian  Affairs.   Ushahidi.  (2010,  December).  Ushahidi.  Retrieved  from  http://www.ushahidi.com/       13