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Pollution Reduction Revolving Fund for 
the LMEs of East Asia 
by 
S. Adrian Ross 
Senior Programme Officer, PEMSEA 
GEF Third Biennial IW Conference 
20-25 June 2005
The East Asian Seas 
Marine Pollution Prevention 
and Management in the 
East Asian Seas (MPP-EAS) 
1994-1999 
11 countries 
US$ 8 million 
Building Partnerships in 
Environmental Management 
for the Seas of East Asia 
(PEMSEA) 
1999-2005 
12 countries 
US$ 16.2 million
PEMSEA ICM Demonstration and ICM 
Parallel sites 
Cavite 
Quang Nam 
Sukabumi 
Shihwa 
ICM Demonstration & 
Parallel Sites 
Xiamen 
Batangas Bay 
Bali 
Chonburi 
Danang 
Klang 
Nampo 
Sihanoukville 
Bataan 
Shihwa Lake 
Sukabumi 
Cavite 
Quang Nam
Sub-regional Sea Areas / Pollution Hot Spots 
Bohai Sea 
Manila Bay 
Gulf of 
Thailand 
Malacca 
Straits 
Collaborative 
activities among 
various stakeholders 
to address cross-boundary, 
multi-jurisdictional 
issues 
related to environment 
and natural resource 
management 
Coastline: 8,791 km 
Sea Area: 547,084km2 
Population: 527 million 
Coastline: 8,791 km 
Sea Area: 547,084km2 
Population: 527 million
EAS Congress 2003/ Putrajaya Declaration 
Ministerial forum 
Ministers of 12 PEMSEA participating countries signed the 
Putrajaya Declaration during the Ministerial Forum on the SDS-SEA 
on 12 December 2003 in Putrajaya Malaysia
Programme of Activities for SDS-SEA Implementation 
Institutional Arrangements 
EAS Partnership Council 
10 year framework of 
regional partnership 
programmes 
Integrated implementation 
of international conventions 
Regional Partnership Fund 
PEMSEA Resource Facility 
Monitoring, evaluation and 
info exchange 
Tri-annual EAS Congress 
Response Programme 
 national coastal and ocean policies 
in 70% of countries by 2015 
20% of coastlines covered by ICM 
by 2015 
10-year framework of country 
programmes 
Interagency and multi-sectoral 
coordinating mechanisms 
Network of regional experts 
Network of Local governments 
Ecosystem-based management in 
major watersheds 
Twinning and networking 
Collaborative arrangements among 
research institutions, universities, 
private sector, NGOs (AOEs, etc.) 
Investment and 
Financing Programme 
 Financing and 
procurement policies and 
regulations 
Investment opportunities 
for SMEs, private investors 
and PPP 
 Regional private sector 
advisory group 
 Pollution Reduction 
Investment Fund
Regional Implementing Mechanism 
for SDS-SEA 
Figure 2: Interim arrangement – a regional mechanism operating within the UN system 
EAS Partnership Council 
Provide policy and programme 
development guidance to 
SDS- SEA implementation 
• Intergovernmental Session 
• Technical Session 
Ministerial Forum 
Provide policy direction and 
commitments for improving 
and strengthening SDS-SEA 
implementation 
PEMSEA Resource Facility 
EAS Congress 
Monitoring/evaluation of SDS-SEA 
implementation, 
knowledge exchange, multi-stakeholder 
participation, 
ocean agenda, financing 
mechanisms; corporate 
responsibility; sectoral and 
cross-sectoral concerns 
Secretariat 
Services 
(country-financed) 
Technical 
Services (project 
financed) 
Regional Partnership Fund 
Voluntary contributions of 
resources from countries, 
international agencies, donors, 
institutions and individuals 
• GEF/UNDP Implementation of the SDS-SEA 
• GEF/World Bank Pollution Reduction Investment Fund for LMEs of 
East Asia 
• GEF/UNDP/IMO MSP on Public-Private Partnerships 
• Other bilateral/multilateral projects with partners, on cost recovery 
basis
Strategic Partnership for the 
Implementation of SDS-SEA 
11.. GGEEFF//UUNNDDPP RReeggiioonnaall 
PPrroojjeecctt oonn IImmpplleemmeennttaattiioonn ooff 
tthhee SSDDSS--SSEEAA 
22..GGEEFF//WWoorrlldd BBaannkk RReeggiioonnaall 
PPrroojjeecctt oonn PPoolllluuttiioonn 
RReedduuccttiioonn IInnvveessttmmeenntt FFuunndd 
ffoorr tthhee LLMMEEss ooff EEaasstt AAssiiaa
Pollution Reduction Investment Fund 
Objective: To scale up investment in 
pollution control of land-based water 
pollution in coastal urban and peri-urban 
areas of East Asia. 
Two main subcomponents: 
1. investment fund - grant financing to 
World Bank pollution reduction 
projects in the pipeline; 
2. project preparation revolving fund - 
one or more regional (multi-national), 
national or sub-national revolving 
funds
Project on the Preparation of the 
Revolving Fund 
Investment Fund: e.g., Manila 
Bay 
direct linkage between WB loan and 
the implementation of Manila Bay 
Coastal Strategy 
one major watershed (Metro 
Manila) 
private sector investment in 
sewage treatment facilities (2007) 
partnerships and replication 
strategy
Financing Facilities for Environmental Project 
Information 
About Available 
GEF/WB 
PROJECT 
PREPARATION 
REVOLVING 
FUND 
Repayment of 
Project Preparation 
Project Developers / Promoters 
PEMSEA 
Private Sector 
Institutions 
Public Sector 
Institutions 
Donors 
(Bilateral, 
Multilateral) 
Private 
Firs 
Local 
Municipalities 
Community 
Groups 
Fully 
Developed Project 
Application 
Financing 
for 
Approved 
Projects 
Firms 
Loan 
Organizational & Technical 
Assistance 
Local 
Municipalities 
Community 
Groups 
Project 
Preparation 
Loan 
Application 
Project 
Preparation 
Loan 
Technical Advice 
(Environmental/Sector Issues) 
Financing
PDF-B Project on the Preparation of the 
Revolving Fund 
Demand analysis 
Implementation 
structure 
Regional revolving 
fund design 
Partnership 
arrangements 
Cost estimates 
Risk estimates
MSP on Public-Private Partnerships in Environmental 
Investments 
Public – Private PPaarrttnneerrsshhiipp PPrroocceessss 
PPFFSS,, WWTTPP SSuurrvveeyyss && 
SSttaakkeehhoollddeerr ccoonnssuullttaattiioonnss 
LLeetttteerr ooff IInntteenntt 
PPaarrttnneerrsshhiipp PPrrooppoossaallss 
MMOOAA bbeettwweeeenn 
ppuubblliicc && pprriivvaattee 
ppaarrttnneerrss 
IInnvveessttoorrss 
RRoouunnddttaabbllee 
EExxpprreessssiioonn ooff IInntteerreesstt 
VVeerriiffiiccaattiioonn//JJooiinntt 
VVeennttuurree 
AAggrreeeemmeenntt

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Pollution Reduction Revloving Fund for the LMEs of East Asia

  • 1. Pollution Reduction Revolving Fund for the LMEs of East Asia by S. Adrian Ross Senior Programme Officer, PEMSEA GEF Third Biennial IW Conference 20-25 June 2005
  • 2. The East Asian Seas Marine Pollution Prevention and Management in the East Asian Seas (MPP-EAS) 1994-1999 11 countries US$ 8 million Building Partnerships in Environmental Management for the Seas of East Asia (PEMSEA) 1999-2005 12 countries US$ 16.2 million
  • 3. PEMSEA ICM Demonstration and ICM Parallel sites Cavite Quang Nam Sukabumi Shihwa ICM Demonstration & Parallel Sites Xiamen Batangas Bay Bali Chonburi Danang Klang Nampo Sihanoukville Bataan Shihwa Lake Sukabumi Cavite Quang Nam
  • 4. Sub-regional Sea Areas / Pollution Hot Spots Bohai Sea Manila Bay Gulf of Thailand Malacca Straits Collaborative activities among various stakeholders to address cross-boundary, multi-jurisdictional issues related to environment and natural resource management Coastline: 8,791 km Sea Area: 547,084km2 Population: 527 million Coastline: 8,791 km Sea Area: 547,084km2 Population: 527 million
  • 5. EAS Congress 2003/ Putrajaya Declaration Ministerial forum Ministers of 12 PEMSEA participating countries signed the Putrajaya Declaration during the Ministerial Forum on the SDS-SEA on 12 December 2003 in Putrajaya Malaysia
  • 6. Programme of Activities for SDS-SEA Implementation Institutional Arrangements EAS Partnership Council 10 year framework of regional partnership programmes Integrated implementation of international conventions Regional Partnership Fund PEMSEA Resource Facility Monitoring, evaluation and info exchange Tri-annual EAS Congress Response Programme  national coastal and ocean policies in 70% of countries by 2015 20% of coastlines covered by ICM by 2015 10-year framework of country programmes Interagency and multi-sectoral coordinating mechanisms Network of regional experts Network of Local governments Ecosystem-based management in major watersheds Twinning and networking Collaborative arrangements among research institutions, universities, private sector, NGOs (AOEs, etc.) Investment and Financing Programme  Financing and procurement policies and regulations Investment opportunities for SMEs, private investors and PPP  Regional private sector advisory group  Pollution Reduction Investment Fund
  • 7. Regional Implementing Mechanism for SDS-SEA Figure 2: Interim arrangement – a regional mechanism operating within the UN system EAS Partnership Council Provide policy and programme development guidance to SDS- SEA implementation • Intergovernmental Session • Technical Session Ministerial Forum Provide policy direction and commitments for improving and strengthening SDS-SEA implementation PEMSEA Resource Facility EAS Congress Monitoring/evaluation of SDS-SEA implementation, knowledge exchange, multi-stakeholder participation, ocean agenda, financing mechanisms; corporate responsibility; sectoral and cross-sectoral concerns Secretariat Services (country-financed) Technical Services (project financed) Regional Partnership Fund Voluntary contributions of resources from countries, international agencies, donors, institutions and individuals • GEF/UNDP Implementation of the SDS-SEA • GEF/World Bank Pollution Reduction Investment Fund for LMEs of East Asia • GEF/UNDP/IMO MSP on Public-Private Partnerships • Other bilateral/multilateral projects with partners, on cost recovery basis
  • 8. Strategic Partnership for the Implementation of SDS-SEA 11.. GGEEFF//UUNNDDPP RReeggiioonnaall PPrroojjeecctt oonn IImmpplleemmeennttaattiioonn ooff tthhee SSDDSS--SSEEAA 22..GGEEFF//WWoorrlldd BBaannkk RReeggiioonnaall PPrroojjeecctt oonn PPoolllluuttiioonn RReedduuccttiioonn IInnvveessttmmeenntt FFuunndd ffoorr tthhee LLMMEEss ooff EEaasstt AAssiiaa
  • 9. Pollution Reduction Investment Fund Objective: To scale up investment in pollution control of land-based water pollution in coastal urban and peri-urban areas of East Asia. Two main subcomponents: 1. investment fund - grant financing to World Bank pollution reduction projects in the pipeline; 2. project preparation revolving fund - one or more regional (multi-national), national or sub-national revolving funds
  • 10. Project on the Preparation of the Revolving Fund Investment Fund: e.g., Manila Bay direct linkage between WB loan and the implementation of Manila Bay Coastal Strategy one major watershed (Metro Manila) private sector investment in sewage treatment facilities (2007) partnerships and replication strategy
  • 11. Financing Facilities for Environmental Project Information About Available GEF/WB PROJECT PREPARATION REVOLVING FUND Repayment of Project Preparation Project Developers / Promoters PEMSEA Private Sector Institutions Public Sector Institutions Donors (Bilateral, Multilateral) Private Firs Local Municipalities Community Groups Fully Developed Project Application Financing for Approved Projects Firms Loan Organizational & Technical Assistance Local Municipalities Community Groups Project Preparation Loan Application Project Preparation Loan Technical Advice (Environmental/Sector Issues) Financing
  • 12. PDF-B Project on the Preparation of the Revolving Fund Demand analysis Implementation structure Regional revolving fund design Partnership arrangements Cost estimates Risk estimates
  • 13. MSP on Public-Private Partnerships in Environmental Investments Public – Private PPaarrttnneerrsshhiipp PPrroocceessss PPFFSS,, WWTTPP SSuurrvveeyyss && SSttaakkeehhoollddeerr ccoonnssuullttaattiioonnss LLeetttteerr ooff IInntteenntt PPaarrttnneerrsshhiipp PPrrooppoossaallss MMOOAA bbeettwweeeenn ppuubblliicc && pprriivvaattee ppaarrttnneerrss IInnvveessttoorrss RRoouunnddttaabbllee EExxpprreessssiioonn ooff IInntteerreesstt VVeerriiffiiccaattiioonn//JJooiinntt VVeennttuurree AAggrreeeemmeenntt

Hinweis der Redaktion

  1. <number> In 1993, the East Asian Seas nations collectively launched a regional initiative aimed at addressing the social, environmental and economic consequences of a continuing trend of degradation of their regional sea. The Regional Programme for the Prevention and Management of Marine Pollution in the East Asian Seas (MPP-EAS) was designed to demonstrate how marine pollution can be prevented and managed in developing countries through the application of appropriate policy, institutional and technological interventions. The Regional Programme began operation in January 1994 and completed all major activities in December 1998. The Global Environment Facility provided US$ 8 million in support of the Programme. The Programme was implemented by the United Nations Development Programme and executed by the International Maritime Organization. Eleven nations participated in the regional initiative. The second phase of the Regional Programme, Partnerships in Environmental Management for the Seas of East Asia (PEMSEA), commenced in October 1999. The follow-on programme has been approved by the GEF with a budget of US$ 16.2 million, with UNDP as implementing agency, and IMO continuing to serve as executing agency.