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Standardizing
Decision Models and Notations


                       From the OMG DM Info Day
                       Presentation March 2011 by
                       Jan Vanthienen, Univ of Leuven
                       Christian de Sainte Marie, IBM
                       Paul Vincent, TIBCO Software
                       May 2011
Background (1): Decisions

      Focus  on “decisions” as both
       an analyst task (defining decisions) and
       a process activity (executing decisions)
       is increasing


      BRMSs     have solved some of this since the 2000s
         Inference Production Rules (if..then..) with business user interfaces
         Decision Tables and Trees
         Decision Graphs / Ruleflows / Decision-specific Processes



      Statistical/ predictive analytics technology also
       applied to find the data to use in decisions


2                                            © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Background (2): Well-Used by Industry




3
   Past presented BRMS customers from IBM etc TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
                                           © 2008
Background (3): Decision Tables
     are good example of needing standardisation




4   Courtesy of Paul Tazbaz / Wells Fargo   © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Background (4): No Existing standards


Business Models
&
Models of Business

              Strategy and Policy
              eg OMG BMM

              Business Vocabulary, Business Rule Statements
              eg OMG SBVR, W3C OWL, OMG ODM

              Business Processes
              eg OMG/BPMI BPMN

              Business Decisions
              eg ???

5                                   © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
... Although these standards have intersecting interests


Business Models
&
Models of Business

               Strategy and Policy
               eg OMG BMM

                                     Decisions enforce Business Rules
               Business Vocabulary, Business Rule Statements
               eg OMG SBVR, W3C OWL, OMG ODM
                                  Decisions occur at points in a
               Business Processes Business Process
               eg OMG/BPMI BPMN

               Business Decisions
               eg ???

6                                     © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
What might we mean by “Decision”?




      Area   of Interest = the Business Decision
         Inputs, conditions, leading to some outcome
         Business representation uses business terms
         Often managed, executed using some type of
          “Business Rule Management System”
         Part of some process (e.g. in BPM) or dynamic process (e.g. in CEP)




7                                          © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
What might we mean by “Decision”?




      But   How to Define, Model, etc?
         What methodology is there for
             • Identifying decisions to be made (outcomes or outputs)
             • Identifying the inputs to a decision
             • Modelling the parts of a decision (process, logical layout, goals etc)

         What notations support the above and what underlying metamodel can
          help with the modelling process?
         Observation: most popular representation for decisions in tools today
          = decision tables




8                                                 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
 Introducing




     the Decision Model and Notation


     as an OMG Request for Proposal (for a standard)


9                             © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Scope planned for DMN


1.        Some “metamodel” to support decisions in business
             Provide a foundation for decision notations to use
             Support methodologies for decision models in business
             Include a format for organisations to share decisions across tools


2.        Standardise at least one decision model type
             Decision tables
             But others optional...


3.        Support decisions used in different types of business process
             Business Rule Task in a BPMN 2.0 where a business process is a flow of tasks
             Other, more dynamic and ad-hoc, processes types also include decisions
              such as CEP-driven decisions, case management decisions, etc


     10                                              © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
What might a DMN standard cover?


     DMN                                                                                                  Business Policies and Rules
                                            DM contains
                                            multiple layers and
            Decision Model                  levels of differing                                           Traceability to Business Intent
               Notation                     notations for                                                     e.g. BMM, SBVR rules
           Graphical notation,              different use cases
              semantics                     E.g. Ruleflow “layer”
                                            orchestrates a DTable
                                            “layer”
                                                                                                                      Terms and Facts




                                                                           DMN references other models
                                            E.g. Logical DTable
                                            “level” is expanded to                                        Vocabulary used in decisions
               Decision                     a DTable “level”
              MetaModel                     capable of execution
                                                                                                          e.g. SBVR, UML Class, BPMN
         Metamodel: metadata,
            classification…                                                                                                   Process

                                                                                                             How decisions are invoked
                                                                                                              e.g. BPMN, UML Activity
     E.g. Logical dependancy charts,   Specific Notations may be
         goal charts, etc              used in different layers / levels

                                                        Decision
      Ruleflow
                                                         Table             Dashed line =
                                                                           minimum scope of DMN per RFP

                                                        Decision
       KPI DM
                                                          Tree

        BRS                                            Inference
       Q-Chart                                           Model
11                                                                                            © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
End Goals

       Tactical
          Better attention paid to modelling decisions in processes and
           systems
          Common notations for easier training and use
          More complete, accurate decision making
          Decision re-use across models, systems, tools




       Strategic
          Better business models
          More agile business




12                                       © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Progress to DMN

       Information   Day 23 March 2011, Arlington VA
          Main vendors present: IBM, TIBCO
          Other vendors present: Sapiens, New Wisdom, OpenRules,
           RuleManagement
          Methodologists present: Jan Vanthienen, KPI, James Taylor

       OMG   voted to publish the DMN RFP 25 March
       DMN   Timetable is per the RFP
          June – Letters Of Interest and Supporters (and Voters)




13                                       © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Review of Sessions at DM Info Day, Mar2011

       Keynote:     James Taylor
          Decisions are too important NOT to have a modelling standard!

       Methods:     Jan Vanthienen
          Decision Tables are mature, established, easily understood and
           automated, verifiable, arrangable in goal-order, etc etc

       Methods:     Larry Goldberg and Barbara von Halle
          KPI Decision Model is a vigorous approach to designing decisions
          Mark Pettit / Freddie Mac: and it works well

       Tools:   IBM (Christian de Sainte Marie)
          Lots of experience in decision metaphors and rule mgmt
          BRMS Decision Table today is not quite ideal for a “business model”




14                                           © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Review of Sessions (2)

       Tools:   Sapiens (Sagi Schlisser)
          Building decision management around KPI model

       Tools:   New Wisdom (Lee Lambert)
          Rule repository includes decision artefacts and vocabularies

       Tools:   OpenRules (Jacob Feldman)
          Decision Tables can be done in MS Office, and imported

       Tools:   RuleManagement Group (Bas Janssen)
          Decision extraction can be done from policy etc documents

       Tools:   TIBCO (Paul Vincent
          CEP applies decisions too




15                                           © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Review of DM Info Day, Mar2011 (3)

       Achievements:

      1.   Decision Tables were common across these
           (although not singlehit as preferred for business)
      2.   Table-to-execution is well understood
      3.   BPMN2 has a placeholder for decision models
      4.   Good statements of interest (eg OpenRules to do a
           reference implementation)




16                                  © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Review of DM Info Day, Mar2011 (4)

       Opportunities:

      1.   More work needed to encourage the rest of the
           BRMS industry
              E.g. Pega, FICO, Corticon, SAP, Oracle...

      2.   BPM industry also interested
              But currently engaged on Case Management standards
              Decisions are critical components of cases, processes, etc

      3.   UML vendors also interested (e.g. NoMagic)
      4.   Business needs to model the arrangement of
           decisions too (e.g. goal network diagram)



17                                            © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Next Steps

       Consortia   organising themselves
       Probably  a vendor submission
        as the BRMS community stakeholder
        + submission with some business rule folks
        + continue to push for other vendors and end-user
        organisation support
       Currentplan:
        June announcements, initial draft at end of 2011,
        merged drafts in 2012




18                                 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Summary: Why are we doing this



       Thanks to end-user organisations for interest and
        requirements driving this initiative


       Yes, DMN does make sense to have as a standard,
        and yes, needs supporters




19                                © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
Further Reading

       DM   Info Day blogs:
          http://jtonedm.com/2011/03/23/omg-decision-model-notation-
           importance-of-decisions/ (+ DM Day index)
          http://tibcoblogs.com/cep/2011/03/24/decision-modeling-information-
           day-omg/
          http://www.omg.org/news/meetings/tc/agendas/va/Decision_Modeling_
           Info_Day_Agenda.htm has the agenda and presentations


       RFP
          http://www.omg.org/public_schedule/ has the RFP




20                                          © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.

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Intro to OMG DMN v2d may11

  • 1. Standardizing Decision Models and Notations From the OMG DM Info Day Presentation March 2011 by Jan Vanthienen, Univ of Leuven Christian de Sainte Marie, IBM Paul Vincent, TIBCO Software May 2011
  • 2. Background (1): Decisions  Focus on “decisions” as both an analyst task (defining decisions) and a process activity (executing decisions) is increasing  BRMSs have solved some of this since the 2000s  Inference Production Rules (if..then..) with business user interfaces  Decision Tables and Trees  Decision Graphs / Ruleflows / Decision-specific Processes  Statistical/ predictive analytics technology also applied to find the data to use in decisions 2 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 3. Background (2): Well-Used by Industry 3  Past presented BRMS customers from IBM etc TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary. © 2008
  • 4. Background (3): Decision Tables are good example of needing standardisation 4 Courtesy of Paul Tazbaz / Wells Fargo © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 5. Background (4): No Existing standards Business Models & Models of Business Strategy and Policy eg OMG BMM Business Vocabulary, Business Rule Statements eg OMG SBVR, W3C OWL, OMG ODM Business Processes eg OMG/BPMI BPMN Business Decisions eg ??? 5 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 6. ... Although these standards have intersecting interests Business Models & Models of Business Strategy and Policy eg OMG BMM Decisions enforce Business Rules Business Vocabulary, Business Rule Statements eg OMG SBVR, W3C OWL, OMG ODM Decisions occur at points in a Business Processes Business Process eg OMG/BPMI BPMN Business Decisions eg ??? 6 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 7. What might we mean by “Decision”?  Area of Interest = the Business Decision  Inputs, conditions, leading to some outcome  Business representation uses business terms  Often managed, executed using some type of “Business Rule Management System”  Part of some process (e.g. in BPM) or dynamic process (e.g. in CEP) 7 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 8. What might we mean by “Decision”?  But How to Define, Model, etc?  What methodology is there for • Identifying decisions to be made (outcomes or outputs) • Identifying the inputs to a decision • Modelling the parts of a decision (process, logical layout, goals etc)  What notations support the above and what underlying metamodel can help with the modelling process?  Observation: most popular representation for decisions in tools today = decision tables 8 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 9.  Introducing the Decision Model and Notation as an OMG Request for Proposal (for a standard) 9 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 10. Scope planned for DMN 1. Some “metamodel” to support decisions in business  Provide a foundation for decision notations to use  Support methodologies for decision models in business  Include a format for organisations to share decisions across tools 2. Standardise at least one decision model type  Decision tables  But others optional... 3. Support decisions used in different types of business process  Business Rule Task in a BPMN 2.0 where a business process is a flow of tasks  Other, more dynamic and ad-hoc, processes types also include decisions such as CEP-driven decisions, case management decisions, etc 10 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 11. What might a DMN standard cover? DMN Business Policies and Rules DM contains multiple layers and Decision Model levels of differing Traceability to Business Intent Notation notations for e.g. BMM, SBVR rules Graphical notation, different use cases semantics E.g. Ruleflow “layer” orchestrates a DTable “layer” Terms and Facts DMN references other models E.g. Logical DTable “level” is expanded to Vocabulary used in decisions Decision a DTable “level” MetaModel capable of execution e.g. SBVR, UML Class, BPMN Metamodel: metadata, classification… Process How decisions are invoked e.g. BPMN, UML Activity E.g. Logical dependancy charts, Specific Notations may be goal charts, etc used in different layers / levels Decision Ruleflow Table Dashed line = minimum scope of DMN per RFP Decision KPI DM Tree BRS Inference Q-Chart Model 11 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 12. End Goals  Tactical  Better attention paid to modelling decisions in processes and systems  Common notations for easier training and use  More complete, accurate decision making  Decision re-use across models, systems, tools  Strategic  Better business models  More agile business 12 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 13. Progress to DMN  Information Day 23 March 2011, Arlington VA  Main vendors present: IBM, TIBCO  Other vendors present: Sapiens, New Wisdom, OpenRules, RuleManagement  Methodologists present: Jan Vanthienen, KPI, James Taylor  OMG voted to publish the DMN RFP 25 March  DMN Timetable is per the RFP  June – Letters Of Interest and Supporters (and Voters) 13 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 14. Review of Sessions at DM Info Day, Mar2011  Keynote: James Taylor  Decisions are too important NOT to have a modelling standard!  Methods: Jan Vanthienen  Decision Tables are mature, established, easily understood and automated, verifiable, arrangable in goal-order, etc etc  Methods: Larry Goldberg and Barbara von Halle  KPI Decision Model is a vigorous approach to designing decisions  Mark Pettit / Freddie Mac: and it works well  Tools: IBM (Christian de Sainte Marie)  Lots of experience in decision metaphors and rule mgmt  BRMS Decision Table today is not quite ideal for a “business model” 14 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 15. Review of Sessions (2)  Tools: Sapiens (Sagi Schlisser)  Building decision management around KPI model  Tools: New Wisdom (Lee Lambert)  Rule repository includes decision artefacts and vocabularies  Tools: OpenRules (Jacob Feldman)  Decision Tables can be done in MS Office, and imported  Tools: RuleManagement Group (Bas Janssen)  Decision extraction can be done from policy etc documents  Tools: TIBCO (Paul Vincent  CEP applies decisions too 15 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 16. Review of DM Info Day, Mar2011 (3)  Achievements: 1. Decision Tables were common across these (although not singlehit as preferred for business) 2. Table-to-execution is well understood 3. BPMN2 has a placeholder for decision models 4. Good statements of interest (eg OpenRules to do a reference implementation) 16 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 17. Review of DM Info Day, Mar2011 (4)  Opportunities: 1. More work needed to encourage the rest of the BRMS industry  E.g. Pega, FICO, Corticon, SAP, Oracle... 2. BPM industry also interested  But currently engaged on Case Management standards  Decisions are critical components of cases, processes, etc 3. UML vendors also interested (e.g. NoMagic) 4. Business needs to model the arrangement of decisions too (e.g. goal network diagram) 17 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 18. Next Steps  Consortia organising themselves  Probably a vendor submission as the BRMS community stakeholder + submission with some business rule folks + continue to push for other vendors and end-user organisation support  Currentplan: June announcements, initial draft at end of 2011, merged drafts in 2012 18 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 19. Summary: Why are we doing this  Thanks to end-user organisations for interest and requirements driving this initiative  Yes, DMN does make sense to have as a standard, and yes, needs supporters 19 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.
  • 20. Further Reading  DM Info Day blogs:  http://jtonedm.com/2011/03/23/omg-decision-model-notation- importance-of-decisions/ (+ DM Day index)  http://tibcoblogs.com/cep/2011/03/24/decision-modeling-information- day-omg/  http://www.omg.org/news/meetings/tc/agendas/va/Decision_Modeling_ Info_Day_Agenda.htm has the agenda and presentations  RFP  http://www.omg.org/public_schedule/ has the RFP 20 © 2008 TIBCO Software Inc. All Rights Reserved. Confidential and Proprietary.