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Chronic Kidney Disease:
Proposed Revisions to the
 ICD-9-CM Classification
          Lesley Stevens MD
  Tufts-New England Medical Center
      National Kidney Foundation
Objectives

• Kidney Failure
• Stages of Chronic Kidney Disease
• Definition and Classification of CKD
   • GFR
   • Proteinuria
   • Etiology
• Current use of ICD-9-CM codes for CKD
• Proposed changes to ICD-9-CM
Incidence and Prevalence of End-
             Stage
     Renal Disease in the US
Cardiovascular Mortality in the General
Population and in ESRD Treated by Dialysis

Annual mortality (%)
  100
                                        Dialysis

   10

    1
                                          General population


  0.1                                               Male
                                                    Female
 0.01                                               Black
                                                    White
        25–34 35–44 45–54 55–64 65–74 75–84   ≥85
                       Age (years)
Costs of Associated with Initiation of
             Dialysis




             St Peters, Khan, Ebben. Li, Xue, Pereira, Collins . Kidney Int. 200.
Stages in Progression of Chronic Kidney
            Disease and Therapeutic Strategies

                                                   Complications
                                                   Complications




                Increased
                Increased                                  Kidney
                                                           Kidney       CKD
 Normal                         Damage
                                Damage        ↓ GFR
                                              ↓ GFR
                   risk                                    failure
                                                           failure      death


Screening        CKD risk       Diagnosis     Estimate   Replacement
  for CKD       reduction;     & treatment; progression;  by dialysis
risk factors   Screening for       Treat        Treat    & transplant
                   CKD          comorbid complications;
                               conditions;   Prepare for
                                   Slow     replacement
                               progression
Definition of CKD

Structural or functional abnormalities of
  the kidneys for >3 months, as
  manifested by either:
1. Kidney damage, with or without decreased
  GFR, as defined by
     • pathologic abnormalities
     • markers of kidney damage, including
       abnormalities in the composition of the blood or
       urine or abnormalities in imaging tests
2. GFR <60 ml/min/1.73 m2, with or without
  kidney damage
Prevalence of CKD and Estimated Number of
       Adults with CKD in the US (NHANES 88-94)
                                                                                            Prevalence*
                                                              GFR
     Stage                Description                                                       N
                                                         (ml/min/1.73 m2)                                   %
                                                                                         (1000s)
                   Kidney Damage with
         1                                                         ≥ 90                   5,900            3.3
                    Normal or ↑ GFR
                   Kidney Damage with
         2                                                        60-89                   5,300            3.0
                       Mild ↓ GFR

         3            Moderate ↓ GFR                              30-59                   7,600            4.3

         4              Severe ↓ GFR                              15-29                     400            0.2

         5              Kidney Failure                    < 15 or Dialysis                  300            0.1

*Stages 1-4 from NHANES III (1988-1994). Population of 177 million with age ≥20. Stage 5 from USRDS (1998), includes
approximately 230,000 patients treated by dialysis, and assuming 70,000 additional patients not on dialysis. GFR estimated
from serum creatinine using MDRD Study equation based on age, gender, race and calibration for serum creatinine. For
Stage 1 and 2, kidney damage estimated by spot albumin-to-creatinine ratio ≥17 mg/g in men or ≥25 mg/g in women in two
measurements.
Prevalence of Abnormalities at each level of GFR




   *>140/90 or antihypertensive medication   p-trend < 0.001 for each abnormality
Age-Standardized Rates of Death from Any Cause
 (Panel A) and Cardiovascular Events (Panel B),
According to the Estimated GFR among 1,120,295
               Ambulatory Adults




                              Go, A, et al. NEJM 351: 1296
Clinical Practice Guidelines for the Detection,
      Evaluation and Management of CKD
Stage      Description      GFR      Evaluation                        Management
           At increased
                                    Test for CKD                  Risk factor management
                risk
                                      Diagnosis
              Kidney
                                      Comorbid             Specific therapy, based on diagnosis
           damage with
   1                        >90      conditions            Management of comorbid conditions
            normal or ↑
                                    CVD and CVD           Treatment of CVD and CVD risk factors
               GFR
                                     risk factors
              Kidney
                                       Rate of
   2       damage with      60-89                         Slowing rate of loss of kidney function 1
                                     progression
            mild ↓ GFR
            Moderate ↓
   3                        30-59   Complications        Prevention and treatment of complications
              GFR
                                                        Preparation for kidney replacement therapy
   4       Severe ↓ GFR     15-29
                                                                 Referral to Nephrologist
   5       Kidney Failure   <15                                 Kidney replacement therapy
       1
      Target blood pressure less than 130/80 mm Hg. Angiotension converting enzyme inhibitors
(ACEI) or angiotension receptor blocker (ARB) for diabetic or non-diabetic kidney disease with spot
urine total protein-to-creatinine ratio of greater than 200 mg/g.
Definition of ESRD vs Kidney Failure


• ESRD is a federal government defined
  term that indicates chronic treatment by
  dialysis or transplantation

• Kidney Failure: GFR < 15 ml/min/1.73
  m2 or on dialysis.
Importance of Proteinuria in CKD
    Interpretation                          Explanation

Marker of kidney        Spot urine albumin-to-creatinine ratio >30 mg/g or
damage                  spot urine total protein-to-creatinine ratio >200 mg/g
                        for >3 months defines CKD
Clue to the type        Spot urine total protein-to-creatinine ratio >500-
(diagnosis) of CKD      1000 mg/g suggests diabetic kidney disease,
                        glomerular diseases, or transplant glomerulopathy.

Risk factor for adverse Higher proteinuria predicts faster progression of
outcomes                kidney disease and increased risk of CVD.
Effect modifier for     Strict blood pressure control and ACE inhibitors are
interventions           more effective in slowing kidney disease
                        progression in patients with higher baseline
                        proteinuria.

Hypothesized            If validated, then lowering proteinuria would be a
surrogate outcomes      goal of therapy.
and target for
interventions
Albuminuria as a Risk Factor for CVD in
              PREVEND




                Hillege HL et al. Circulation 2002: 106: 1777-1782
Progression of Kidney Disease related to
 level of proteinuria and blood pressure
         lowering in MDRD Study




                     Petersen. Annals of Internal Medicine. 1995
Clinical Practice Guidelines for
      Management of Hypertension in CKD
 Type of Kidney Disease       Blood Pressure   Preferred Agents      Other Agents
                                  Target       for CKD, with or   to Reduce CVD Risk
                                 (mm Hg)            without        and Reach Blood
                                                 Hypertension       Pressure Target
 Diabetic Kidney Disease


                                                ACE inhibitor     Diuretic preferred,
   Nondiabetic Kidney                             or ARB           then BB or CCB
 Disease with Urine Total
  Protein-to-Creatinine
     Ratio ≥200 mg/g            <130/80
   Nondiabetic Kidney                                              Diuretic preferred,
 Disease with Spot Urine                                          then ACE inhibitor,
Total Protein-to-Creatinine                                         ARB, BB or CCB
      ratio <200 mg/g                          None preferred
Kidney Disease in Kidney                                          CCB, diuretic, BB,
  Transplant Recipient                                            ACE inhibitor, ARB
Classification of CKD by Diagnosis

• Diabetic Kidney Disease
• Glomerular diseases (autoimmune diseases,
  systemic infections, drugs, neoplasia)
• Vascular diseases (renal artery disease,
  hypertension, microangiopathy)
• Tubulointerstitial diseases (urinary tract infection,
  stones, obstruction, drug toxicity)
• Cystic diseases (polycystic kidney disease)
• Diseases in the transplant (Allograft nephropathy,
  drug toxicity, recurrent diseases, transplant
  glomerulopathy)
Current use of ICD-9-CM codes for
            Kidney Disease

 • ICD-9-CM codes for kidney disease were
   used in 1% of all patients.


      GFR             Sensitivity Specificity
      30-59               6          97
      < 30               39          96


* GFR in ml/min/1.72 m2
Current use of ‘585’ (chronic renal
  failure) in 277, 262 adults visiting an
      outpatient commercial clinical
                laboratory
                          GFR (ml/min/1.73 m2)*
                   >90    60-89   30-59   15-29   <15
No 585 code**       13     60      27      3      <1

585 code            10     62      23      2      <1



* GFR in ml/min/1.72 m2
**Row Percentages
Proposed Classification: ESRD code

585     End Stage Renal Disease;
        on dialysis

585.1   End Stage Renal Disease;
        transplanted
        Use additional code to identify
        chronic kidney disease (586.1-586.9)
Proposed Classification: CKD code
586.1 Stage I CKD: Kidney damage with normal or
      increased glomerular filtration rate (GFR), greater than
      or equal to 90 ml/min/1.73m2
586.2 Stage II CKD: Kidney damage with mild decrease in
      GFR 60-89 ml/min/1.73m2
586.3 Stage III CKD: Kidney damage with moderate
      decrease in GFR 30-59 ml/min/1.73m 2
586.4 Stage IV CKD: Kidney damage with severe decrease
      in GFR 15-29 ml/min/1.73m2
586.5 Stage V CKD: Kidney damage with GFR of less than
      15 ml/min/1.73m2 Kidney failure with GFR less than 15
      ml/min/1.73m2 and not on dialysis
Note:    Codes apply only to patients diagnosed kidney disease > 3 mo
Proposed Classification:
           CKD code 5th digit

• Each 586 (CKD) code requires a 5th digit
  to indicate evidence of proteinuria or
  albuminuria
  – 586.X0 for those without evidence of proteinuria or
    albuminuria
  – 586.X1 for those with evidence of proteinuria or
    albuminuria
Proposed Classification: Etiology
• Instructions to code for CKD stage
  along with disease specific codes

250.4 Diabetes with renal manifestations
      Use additional code to identify manifestation, as:
      Add chronic kidney disease (585.1-585.9)
582.81 Chronic glomerulonephritis in diseases
      classified elsewhere: amyloidosis, SLE
      Use additional code to identify manifestation, as:
      Add chronic kidney disease (585.1-585.9)
Benefits of Revised ICD-9-CM codes
1.    Distinguish between ESRD and CKD; between dialysis
      and transplantation
2.    Assess risk for adverse outcomes, expected
      complications and comorbid disease by the combination
      of severity of CKD (stages), proteinuria and diagnosis
3.    Determine which patients require specific treatments
      based on severity of CKD, and in particular proteinuria
4.    Examine of health care utilization and costs. Assess
      rural and urban settings and racial disparities
5.    Assess quality of care delivered
6.    Progress toward achievement of Healthy People 2010
      goals
7.    Allow CMS and USRDS to develop specific research
      files to investigators to enhance our knowledge of CKD
      by the major risk groups

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Att ckd oct04

  • 1. Chronic Kidney Disease: Proposed Revisions to the ICD-9-CM Classification Lesley Stevens MD Tufts-New England Medical Center National Kidney Foundation
  • 2. Objectives • Kidney Failure • Stages of Chronic Kidney Disease • Definition and Classification of CKD • GFR • Proteinuria • Etiology • Current use of ICD-9-CM codes for CKD • Proposed changes to ICD-9-CM
  • 3. Incidence and Prevalence of End- Stage Renal Disease in the US
  • 4. Cardiovascular Mortality in the General Population and in ESRD Treated by Dialysis Annual mortality (%) 100 Dialysis 10 1 General population 0.1 Male Female 0.01 Black White 25–34 35–44 45–54 55–64 65–74 75–84 ≥85 Age (years)
  • 5. Costs of Associated with Initiation of Dialysis St Peters, Khan, Ebben. Li, Xue, Pereira, Collins . Kidney Int. 200.
  • 6. Stages in Progression of Chronic Kidney Disease and Therapeutic Strategies Complications Complications Increased Increased Kidney Kidney CKD Normal Damage Damage ↓ GFR ↓ GFR risk failure failure death Screening CKD risk Diagnosis Estimate Replacement for CKD reduction; & treatment; progression; by dialysis risk factors Screening for Treat Treat & transplant CKD comorbid complications; conditions; Prepare for Slow replacement progression
  • 7. Definition of CKD Structural or functional abnormalities of the kidneys for >3 months, as manifested by either: 1. Kidney damage, with or without decreased GFR, as defined by • pathologic abnormalities • markers of kidney damage, including abnormalities in the composition of the blood or urine or abnormalities in imaging tests 2. GFR <60 ml/min/1.73 m2, with or without kidney damage
  • 8. Prevalence of CKD and Estimated Number of Adults with CKD in the US (NHANES 88-94) Prevalence* GFR Stage Description N (ml/min/1.73 m2) % (1000s) Kidney Damage with 1 ≥ 90 5,900 3.3 Normal or ↑ GFR Kidney Damage with 2 60-89 5,300 3.0 Mild ↓ GFR 3 Moderate ↓ GFR 30-59 7,600 4.3 4 Severe ↓ GFR 15-29 400 0.2 5 Kidney Failure < 15 or Dialysis 300 0.1 *Stages 1-4 from NHANES III (1988-1994). Population of 177 million with age ≥20. Stage 5 from USRDS (1998), includes approximately 230,000 patients treated by dialysis, and assuming 70,000 additional patients not on dialysis. GFR estimated from serum creatinine using MDRD Study equation based on age, gender, race and calibration for serum creatinine. For Stage 1 and 2, kidney damage estimated by spot albumin-to-creatinine ratio ≥17 mg/g in men or ≥25 mg/g in women in two measurements.
  • 9. Prevalence of Abnormalities at each level of GFR *>140/90 or antihypertensive medication p-trend < 0.001 for each abnormality
  • 10. Age-Standardized Rates of Death from Any Cause (Panel A) and Cardiovascular Events (Panel B), According to the Estimated GFR among 1,120,295 Ambulatory Adults Go, A, et al. NEJM 351: 1296
  • 11. Clinical Practice Guidelines for the Detection, Evaluation and Management of CKD Stage Description GFR Evaluation Management At increased Test for CKD Risk factor management risk Diagnosis Kidney Comorbid Specific therapy, based on diagnosis damage with 1 >90 conditions Management of comorbid conditions normal or ↑ CVD and CVD Treatment of CVD and CVD risk factors GFR risk factors Kidney Rate of 2 damage with 60-89 Slowing rate of loss of kidney function 1 progression mild ↓ GFR Moderate ↓ 3 30-59 Complications Prevention and treatment of complications GFR Preparation for kidney replacement therapy 4 Severe ↓ GFR 15-29 Referral to Nephrologist 5 Kidney Failure <15 Kidney replacement therapy 1 Target blood pressure less than 130/80 mm Hg. Angiotension converting enzyme inhibitors (ACEI) or angiotension receptor blocker (ARB) for diabetic or non-diabetic kidney disease with spot urine total protein-to-creatinine ratio of greater than 200 mg/g.
  • 12. Definition of ESRD vs Kidney Failure • ESRD is a federal government defined term that indicates chronic treatment by dialysis or transplantation • Kidney Failure: GFR < 15 ml/min/1.73 m2 or on dialysis.
  • 13. Importance of Proteinuria in CKD Interpretation Explanation Marker of kidney Spot urine albumin-to-creatinine ratio >30 mg/g or damage spot urine total protein-to-creatinine ratio >200 mg/g for >3 months defines CKD Clue to the type Spot urine total protein-to-creatinine ratio >500- (diagnosis) of CKD 1000 mg/g suggests diabetic kidney disease, glomerular diseases, or transplant glomerulopathy. Risk factor for adverse Higher proteinuria predicts faster progression of outcomes kidney disease and increased risk of CVD. Effect modifier for Strict blood pressure control and ACE inhibitors are interventions more effective in slowing kidney disease progression in patients with higher baseline proteinuria. Hypothesized If validated, then lowering proteinuria would be a surrogate outcomes goal of therapy. and target for interventions
  • 14. Albuminuria as a Risk Factor for CVD in PREVEND Hillege HL et al. Circulation 2002: 106: 1777-1782
  • 15. Progression of Kidney Disease related to level of proteinuria and blood pressure lowering in MDRD Study Petersen. Annals of Internal Medicine. 1995
  • 16. Clinical Practice Guidelines for Management of Hypertension in CKD Type of Kidney Disease Blood Pressure Preferred Agents Other Agents Target for CKD, with or to Reduce CVD Risk (mm Hg) without and Reach Blood Hypertension Pressure Target Diabetic Kidney Disease ACE inhibitor Diuretic preferred, Nondiabetic Kidney or ARB then BB or CCB Disease with Urine Total Protein-to-Creatinine Ratio ≥200 mg/g <130/80 Nondiabetic Kidney Diuretic preferred, Disease with Spot Urine then ACE inhibitor, Total Protein-to-Creatinine ARB, BB or CCB ratio <200 mg/g None preferred Kidney Disease in Kidney CCB, diuretic, BB, Transplant Recipient ACE inhibitor, ARB
  • 17. Classification of CKD by Diagnosis • Diabetic Kidney Disease • Glomerular diseases (autoimmune diseases, systemic infections, drugs, neoplasia) • Vascular diseases (renal artery disease, hypertension, microangiopathy) • Tubulointerstitial diseases (urinary tract infection, stones, obstruction, drug toxicity) • Cystic diseases (polycystic kidney disease) • Diseases in the transplant (Allograft nephropathy, drug toxicity, recurrent diseases, transplant glomerulopathy)
  • 18. Current use of ICD-9-CM codes for Kidney Disease • ICD-9-CM codes for kidney disease were used in 1% of all patients. GFR Sensitivity Specificity 30-59 6 97 < 30 39 96 * GFR in ml/min/1.72 m2
  • 19. Current use of ‘585’ (chronic renal failure) in 277, 262 adults visiting an outpatient commercial clinical laboratory GFR (ml/min/1.73 m2)* >90 60-89 30-59 15-29 <15 No 585 code** 13 60 27 3 <1 585 code 10 62 23 2 <1 * GFR in ml/min/1.72 m2 **Row Percentages
  • 20. Proposed Classification: ESRD code 585 End Stage Renal Disease; on dialysis 585.1 End Stage Renal Disease; transplanted Use additional code to identify chronic kidney disease (586.1-586.9)
  • 21. Proposed Classification: CKD code 586.1 Stage I CKD: Kidney damage with normal or increased glomerular filtration rate (GFR), greater than or equal to 90 ml/min/1.73m2 586.2 Stage II CKD: Kidney damage with mild decrease in GFR 60-89 ml/min/1.73m2 586.3 Stage III CKD: Kidney damage with moderate decrease in GFR 30-59 ml/min/1.73m 2 586.4 Stage IV CKD: Kidney damage with severe decrease in GFR 15-29 ml/min/1.73m2 586.5 Stage V CKD: Kidney damage with GFR of less than 15 ml/min/1.73m2 Kidney failure with GFR less than 15 ml/min/1.73m2 and not on dialysis Note: Codes apply only to patients diagnosed kidney disease > 3 mo
  • 22. Proposed Classification: CKD code 5th digit • Each 586 (CKD) code requires a 5th digit to indicate evidence of proteinuria or albuminuria – 586.X0 for those without evidence of proteinuria or albuminuria – 586.X1 for those with evidence of proteinuria or albuminuria
  • 23. Proposed Classification: Etiology • Instructions to code for CKD stage along with disease specific codes 250.4 Diabetes with renal manifestations Use additional code to identify manifestation, as: Add chronic kidney disease (585.1-585.9) 582.81 Chronic glomerulonephritis in diseases classified elsewhere: amyloidosis, SLE Use additional code to identify manifestation, as: Add chronic kidney disease (585.1-585.9)
  • 24. Benefits of Revised ICD-9-CM codes 1. Distinguish between ESRD and CKD; between dialysis and transplantation 2. Assess risk for adverse outcomes, expected complications and comorbid disease by the combination of severity of CKD (stages), proteinuria and diagnosis 3. Determine which patients require specific treatments based on severity of CKD, and in particular proteinuria 4. Examine of health care utilization and costs. Assess rural and urban settings and racial disparities 5. Assess quality of care delivered 6. Progress toward achievement of Healthy People 2010 goals 7. Allow CMS and USRDS to develop specific research files to investigators to enhance our knowledge of CKD by the major risk groups