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State Action Plans on Climate 
Change (SAPCCs) 
Preeti Soni 
15 October 2014
Climate Change 
• Warming of climate system is unequivocal 
– Last 3 decades has been successively warmer (since 1850). 
– Observed warming 1951−2010 is 0.6°C- 0.7°C. 
• Human influence on climate system is clear 
– CO2 concentrations increased 40% since pre-industrial 
• Limiting climate change will require substantial & 
sustained reductions of GHG emissions
Threats 
• Human development tipping points 
– Reduced agricultural productivity 
– Heightened water insecurity 
– Stressed ecosystems (forests & biodiversity) 
– Increased health risks 
• Increased exposure to extreme weather events 
– Low human development traps 
• Climate related risks force people into downward spirals of 
disadvantage that undermine future opportunities
At the national level ….
5 
National Action Plan on Climate 
Change (NAPCC) 
• Inclusive & sustainable development strategy 
sensitive to climate change 
– Directional shift in the development pathway 
• Enhancing current and planned programmes 
• Appropriate institutional mechanisms 
• Building effective linkages with civil society, local govt. 
institutions & public-private partnerships 
• Effective and sustained implementation 
– Involvement at all level of decision making and actions
The need for SAPCC 
Translating national policy into action esp. 
at local levels 
Decentralizing NAPCC objectives into local 
context 
In line with NAPCC, SAPCC can help state/ 
U.T. to address climate change issues 
A common framework for SAPCC would 
harmonize national & state level actions
At the state level …
SAPCC – Principles 
• Understand climate data & its limitations 
• Assess climate change interaction with existing vulnerabilities 
• Go beyond risk management 
• Consider both top-down & bottom-up approaches 
• Build broader stakeholder engagement : Reach out to a large 
number of sectors and actors 
• Address state priorities while creating enabling environment 
for implementation of NAPCC 
• Set effective institutional mechanism for implementation 
(monitor, review & refine)
Logical Framework 
Partnership & 
coordination 
mechanism 
• Identify key players 
• Set up a 
coordination and 
collaboration 
structure 
Climate profiles 
•State profile 
•GHG emissions 
inventories & 
scenarios 
•Assessments of 
vulnerabilities 
(sectors, groups) 
Climate Change 
strategies 
•Regional & sectoral 
analysis 
•Identification & 
assessment of 
options (mitigation 
& adaptation) 
•List of prioritized 
options (time 
horizon, resources) 
Financial & policy 
requirements 
•Assessment of cost 
implications 
•Identify, sequence 
& combine policy & 
financial options 
Climate Change 
Action Plan 
•List of measures 
with time frame & 
allocation 
•Climate change 
policy and 
investment 
roadmap 
•M&E system 
•Integrating in state 
policy
Methodology 
• Focus is both on process & product 
• Coordination and consultative meetings: 
• Policy makers, regulators and PRIs 
• Line agencies of government at state, sectoral and district level 
• Workshops: districts/agro-climatic zones levels 
• Industrial and other productive sectors 
• Civil society 
• Marginalized and user communities directly dependent on natural 
resources (farmers, pastoralists, fisher folk, forest dwellers) 
• Inputs from experts and organizations 
• scientists, academicians, activists, cultural leaders.
The Process 
Steering Committee (SC) 
Chair: Chief Secretary 
Advisory Group &/or Core Groups 
NODAL Agency 
Sectoral and Stakeholder Consultations 
Formulation of draft SAPCC 
* Incorporating comments 
Finalization of SAPCC by Advisory Group 
*Validation by Steering Committee 
*Adoption of the SAPCC
Draft SAPCC Department 
Endorsement 
Review by 
Expert panel 
Submission to 
GoMP and 
MoEF&CC 
Departmental 
Consultations 
Regional 
Consultations 
Policy and 
Program 
Review 
Review of 
NAPCC Mission 
Documents 
Associating 
Institutions/ 
Experts 
SAPCC – Process (MP) 
Source: EPCO
SAPCC: Structure 
Overview of the state and statement on principles, issues and problems 
Identification of key sectors, their vulnerabilities and the major gaps 
in existing initiative 
Delineation of sectoral strategies, proposed plans and linkages with 
NAPCC 
Prioritized list of actions (short & long term) to implement 
strategies 
Listing of key elements needed: institutional structures, funds, 
expertise, policy/legal measures, monitoring, etc. 
Specific project proposals and time frame for implementation
Approval Process at the national 
level 
• Expert Committee 
– Chair: AS/JS (CC), Advisor (CC) + experts 
– Technical review 
• National Steering Committee 
– Chair: Secretary (MOEF) 
– Secretary of relevant Ministries, Chair Expert 
Committee and AS/JS (CC) 
– Approve SAPCCs based on advice by Expert 
Committee and Monitor
Status and the way forward ….
Status on approval of SAPCCs 
• Twenty SAPCCs have been approved by the 
National Steering Committee of the Ministry 
of Environment, Forests and Climate Change 
(MoEF&CC). 
• Nine SAPCCs are approved or are being 
considered by the Expert Committee on 
Climate Change of the MoEF&CC. 
• UNDP has supported nine States and Union 
Territories in the preparation of the SAPCC.
Challenges for implementation 
• Technical and institutional capacities for 
sustained action incl. scientific knowledge 
• Monitoring frameworks 
• Technologies and financial issues 
• Coordination and synergies with the 
NAPCC
SAPCC- Possible Sources of Funding 
• Possible sources of funding for implementation 
of SAPCCs 
o Line Ministries 
o State Budget 
o MoEF&CC 
o Carbon markets, international mechanisms and 
Multilaterals and Bi-laterals 
o Climate Change Action Programme
Way Forward 
• Institutional mechanism for implementation 
and monitoring 
• De-bundling and analyzing the strategies for 
“additionality” 
• Exploring financial and technological options 
• Preparation of project for funding from 
various sources 
• State implementation of climate change 
activities
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State action plans on climate change_Preeti Soni, UNDP_15 October 2014

  • 1. State Action Plans on Climate Change (SAPCCs) Preeti Soni 15 October 2014
  • 2. Climate Change • Warming of climate system is unequivocal – Last 3 decades has been successively warmer (since 1850). – Observed warming 1951−2010 is 0.6°C- 0.7°C. • Human influence on climate system is clear – CO2 concentrations increased 40% since pre-industrial • Limiting climate change will require substantial & sustained reductions of GHG emissions
  • 3. Threats • Human development tipping points – Reduced agricultural productivity – Heightened water insecurity – Stressed ecosystems (forests & biodiversity) – Increased health risks • Increased exposure to extreme weather events – Low human development traps • Climate related risks force people into downward spirals of disadvantage that undermine future opportunities
  • 4. At the national level ….
  • 5. 5 National Action Plan on Climate Change (NAPCC) • Inclusive & sustainable development strategy sensitive to climate change – Directional shift in the development pathway • Enhancing current and planned programmes • Appropriate institutional mechanisms • Building effective linkages with civil society, local govt. institutions & public-private partnerships • Effective and sustained implementation – Involvement at all level of decision making and actions
  • 6. The need for SAPCC Translating national policy into action esp. at local levels Decentralizing NAPCC objectives into local context In line with NAPCC, SAPCC can help state/ U.T. to address climate change issues A common framework for SAPCC would harmonize national & state level actions
  • 7. At the state level …
  • 8. SAPCC – Principles • Understand climate data & its limitations • Assess climate change interaction with existing vulnerabilities • Go beyond risk management • Consider both top-down & bottom-up approaches • Build broader stakeholder engagement : Reach out to a large number of sectors and actors • Address state priorities while creating enabling environment for implementation of NAPCC • Set effective institutional mechanism for implementation (monitor, review & refine)
  • 9. Logical Framework Partnership & coordination mechanism • Identify key players • Set up a coordination and collaboration structure Climate profiles •State profile •GHG emissions inventories & scenarios •Assessments of vulnerabilities (sectors, groups) Climate Change strategies •Regional & sectoral analysis •Identification & assessment of options (mitigation & adaptation) •List of prioritized options (time horizon, resources) Financial & policy requirements •Assessment of cost implications •Identify, sequence & combine policy & financial options Climate Change Action Plan •List of measures with time frame & allocation •Climate change policy and investment roadmap •M&E system •Integrating in state policy
  • 10. Methodology • Focus is both on process & product • Coordination and consultative meetings: • Policy makers, regulators and PRIs • Line agencies of government at state, sectoral and district level • Workshops: districts/agro-climatic zones levels • Industrial and other productive sectors • Civil society • Marginalized and user communities directly dependent on natural resources (farmers, pastoralists, fisher folk, forest dwellers) • Inputs from experts and organizations • scientists, academicians, activists, cultural leaders.
  • 11. The Process Steering Committee (SC) Chair: Chief Secretary Advisory Group &/or Core Groups NODAL Agency Sectoral and Stakeholder Consultations Formulation of draft SAPCC * Incorporating comments Finalization of SAPCC by Advisory Group *Validation by Steering Committee *Adoption of the SAPCC
  • 12. Draft SAPCC Department Endorsement Review by Expert panel Submission to GoMP and MoEF&CC Departmental Consultations Regional Consultations Policy and Program Review Review of NAPCC Mission Documents Associating Institutions/ Experts SAPCC – Process (MP) Source: EPCO
  • 13. SAPCC: Structure Overview of the state and statement on principles, issues and problems Identification of key sectors, their vulnerabilities and the major gaps in existing initiative Delineation of sectoral strategies, proposed plans and linkages with NAPCC Prioritized list of actions (short & long term) to implement strategies Listing of key elements needed: institutional structures, funds, expertise, policy/legal measures, monitoring, etc. Specific project proposals and time frame for implementation
  • 14. Approval Process at the national level • Expert Committee – Chair: AS/JS (CC), Advisor (CC) + experts – Technical review • National Steering Committee – Chair: Secretary (MOEF) – Secretary of relevant Ministries, Chair Expert Committee and AS/JS (CC) – Approve SAPCCs based on advice by Expert Committee and Monitor
  • 15. Status and the way forward ….
  • 16. Status on approval of SAPCCs • Twenty SAPCCs have been approved by the National Steering Committee of the Ministry of Environment, Forests and Climate Change (MoEF&CC). • Nine SAPCCs are approved or are being considered by the Expert Committee on Climate Change of the MoEF&CC. • UNDP has supported nine States and Union Territories in the preparation of the SAPCC.
  • 17. Challenges for implementation • Technical and institutional capacities for sustained action incl. scientific knowledge • Monitoring frameworks • Technologies and financial issues • Coordination and synergies with the NAPCC
  • 18. SAPCC- Possible Sources of Funding • Possible sources of funding for implementation of SAPCCs o Line Ministries o State Budget o MoEF&CC o Carbon markets, international mechanisms and Multilaterals and Bi-laterals o Climate Change Action Programme
  • 19. Way Forward • Institutional mechanism for implementation and monitoring • De-bundling and analyzing the strategies for “additionality” • Exploring financial and technological options • Preparation of project for funding from various sources • State implementation of climate change activities