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Adherence to Surveillance Care Guidelines After Breast
and Colorectal Cancer Treatment with Curative Intent


Ramzi G Salloum, PhD
Department of Health Policy & Management, University of North Carolina at Chapel Hill
Center for Health Policy and Health Services Research, Henry Ford Health System


18th Annual HMORN Conference – Seattle, WA – 1 May 2012
Adherence to Surveillance Care Guidelines
       Ramzi G Salloum, PhD
       Mark C Hornbrook, PhD
       Paul A Fishman, PhD
       Debra P Ritzwoller, PhD
       Maureen C O’Keeffe Rosetti, MS
       Jennifer Elston Lafata, PhD
       Funding:
           NCI Grant No. R01 CA114204, PI: Mark Hornbrook, PhD
               Medical Care Burden of Cancer: System and Data Issues
           NCI Grant No. R25 CA116339, Co-PIs: Peggy Leatt, PhD and Bryan Weiner,
            PhD
               Cancer Care Quality Training Program (Ramzi Salloum)



    2
Background
       In 2006, the IOM recommended cancer survivors receive
        ongoing surveillance care based on a clearly and
        effectively explained follow-up plan.
       Evidence- and consensus-based guidelines from
        NCCN, ASCO, and others outline recommended
        schedules for ongoing surveillance care after cancer
        treatment with curative intent.
       Prior studies found deviations in surveillance care
        patterns relative to evidence-based guidelines and
        variations by sociodemographic characteristics.
       Studies have been mostly limited to 1 delivery
        organization or Medicare (care received by survivors
        aged ≤64 years is not well documented).
       To our knowledge no such studies have been conducted
        since the IOM report.

    3
Aims
       Evaluation of extent to which surveillance care use
        was consistent with guideline recommendations
           Cohorts of breast and colorectal cancer adult survivors
           4 geographically diverse health maintenance
            organizations
               GHC
               HFHS
               KPCO
               KPNW
           Study period: 2000-2008
       Of specific interest was the evaluation of variability in
        surveillance care use by age at diagnosis.
    4
Study population
       Inclusion criteria
           In situ, localized, and regional stage breast and colorectal
            cancer
           Patients aged ≥18 years, diagnosed between 2000 and 2008
           1-year minimum continuous health plan enrollment prior to
            diagnosis
       Exclusion criteria
           Previous diagnosis of invasive cancer
           Did not receive treatment with curative intent
           Females with bilateral mastectomy (breast cancer cohort)
       Index date
           3 months after curative surgical procedure
       End date
           Death, tumor recurrence, diagnosis of 2nd primary, health plan
            disenrollment, 5 years after diagnosis, or end of follow-up

    5
Surveillance care receipt
       3 distinct types of surveillance testing:
           Physical examinations
           Testing for local recurrence
               Mammography, MRI, ultrasound (for breast cancer)
               Colonoscopy, sigmoidoscopy, barium enema (for colorectal
                cancer)
           Testing for metastatic disease
               Chest radiograph
               Chest, abdomen, pelvis or head CT
               Chest, abdomen, pelvis or head MRI
               Bone, gallium, liver/spleen scan
               Abdominal or pelvic ultrasound


    6
Analytic approach
       Estimated time (in days) from index date to receipt of
        minimum recommended surveillance test
           2 physical exams and 1 mammogram
           2 physical exams and 1 complete exam of the colon
       Percentage of patients who received recommended
        care within 18 months of index date
       Kaplan-Meier estimates to evaluate median time to
        initial and subsequent care receipt by type of
        examination/test
       Cox proportional hazards models to account for
        differing length of follow-up and describe risk of
        receiving metastatic disease testing
    7
Sample characteristics by cancer site




8
Time to receipt of physical examinations and local recurrence
and metastatic disease testing by service type and age




 9
Time from active treatment to surveillance:
Breast cancer survivors
                 Breast: 2 Physical Exams and 1 Mammogram
     1.00
     0.90
     0.80
     0.70
     0.60
     0.50
     0.40
     0.30
     0.20
     0.10
     0.00
            0       6         12          18          24           30        36
                Time in months from date of treatment with curative intent

                               Aged < 50                Aged 50-64
                               Aged 65-74               Aged 75+


10
Time from active treatment to surveillance:
Colorectal cancer survivors
            Colorectal: 2 Physical Exams and 1 Complete Exam of the Colon
     1.00
     0.90
     0.80
     0.70
     0.60
     0.50
     0.40
     0.30
     0.20
     0.10
     0.00
             0        6          12          18           24           30       36
                   Time in months from date of treatment with curative intent

                                  Aged < 50                Aged 50-64
                                  Aged 65-74               Aged 75+


11
Cox proportional hazards model:
Metastatic disease testing within 18 months
of treatment among breast cancer survivors




 12
Cox proportional hazards model:
Metastatic disease testing within 18 months
of treatment among colorectal cancer survivors




 13
Discussion
    Among geographically diverse cohorts of breast and
     colorectal cancer survivors, we found deviations in
     surveillance care relative to guideline recommendations.
    Overwhelming majority of breast and colorectal cancer
     survivors received the minimum recommended physical
     examinations.
    Majority of breast cancer survivors received
     recommended recurrence testing, whereas nearly 1/2 of
     colorectal cancer cohort failed to receive a complete
     examination of the colon within 18 months of treatment.
    Greater than 67% of survivors, particularly
     younger, received some type of metastatic disease
     testing within 18 months.
    14
Limitations
    Study cohort members were limited to insured
     individuals who received their cancer care from 1 of
     4 integrated health care delivery systems.
    Unable to ascertain whether care received was for
     surveillance versus other purposes.
    Grouping patients, with heterogeneity in
     prognoses, into general disease stages.




    15
Future direction
    Compared with other phases of cancer control and
     prevention, surveillance care among cancer survivors
     appears to be understudied.
    Our findings highlight the wide variations in cancer
     surveillance among seemingly clinically similar patients
     and across different age groups.
    Need for research exploring whether observed variations
     are driven by patient preferences and reflect informed
     decision-making and how survivorship planning as
     outlined by the IOM can impact such variations.
    Given the survival advantage for patients aged < 65
     years, it is important to consider the care trajectory and
     its implications among younger survivors.

    16

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Adherence to Surveillance Care Guidelines After Breast and Colorectal Cancer Treatment with Curative Intent SALLOUM

  • 1. Adherence to Surveillance Care Guidelines After Breast and Colorectal Cancer Treatment with Curative Intent Ramzi G Salloum, PhD Department of Health Policy & Management, University of North Carolina at Chapel Hill Center for Health Policy and Health Services Research, Henry Ford Health System 18th Annual HMORN Conference – Seattle, WA – 1 May 2012
  • 2. Adherence to Surveillance Care Guidelines  Ramzi G Salloum, PhD  Mark C Hornbrook, PhD  Paul A Fishman, PhD  Debra P Ritzwoller, PhD  Maureen C O’Keeffe Rosetti, MS  Jennifer Elston Lafata, PhD  Funding:  NCI Grant No. R01 CA114204, PI: Mark Hornbrook, PhD  Medical Care Burden of Cancer: System and Data Issues  NCI Grant No. R25 CA116339, Co-PIs: Peggy Leatt, PhD and Bryan Weiner, PhD  Cancer Care Quality Training Program (Ramzi Salloum) 2
  • 3. Background  In 2006, the IOM recommended cancer survivors receive ongoing surveillance care based on a clearly and effectively explained follow-up plan.  Evidence- and consensus-based guidelines from NCCN, ASCO, and others outline recommended schedules for ongoing surveillance care after cancer treatment with curative intent.  Prior studies found deviations in surveillance care patterns relative to evidence-based guidelines and variations by sociodemographic characteristics.  Studies have been mostly limited to 1 delivery organization or Medicare (care received by survivors aged ≤64 years is not well documented).  To our knowledge no such studies have been conducted since the IOM report. 3
  • 4. Aims  Evaluation of extent to which surveillance care use was consistent with guideline recommendations  Cohorts of breast and colorectal cancer adult survivors  4 geographically diverse health maintenance organizations  GHC  HFHS  KPCO  KPNW  Study period: 2000-2008  Of specific interest was the evaluation of variability in surveillance care use by age at diagnosis. 4
  • 5. Study population  Inclusion criteria  In situ, localized, and regional stage breast and colorectal cancer  Patients aged ≥18 years, diagnosed between 2000 and 2008  1-year minimum continuous health plan enrollment prior to diagnosis  Exclusion criteria  Previous diagnosis of invasive cancer  Did not receive treatment with curative intent  Females with bilateral mastectomy (breast cancer cohort)  Index date  3 months after curative surgical procedure  End date  Death, tumor recurrence, diagnosis of 2nd primary, health plan disenrollment, 5 years after diagnosis, or end of follow-up 5
  • 6. Surveillance care receipt  3 distinct types of surveillance testing:  Physical examinations  Testing for local recurrence  Mammography, MRI, ultrasound (for breast cancer)  Colonoscopy, sigmoidoscopy, barium enema (for colorectal cancer)  Testing for metastatic disease  Chest radiograph  Chest, abdomen, pelvis or head CT  Chest, abdomen, pelvis or head MRI  Bone, gallium, liver/spleen scan  Abdominal or pelvic ultrasound 6
  • 7. Analytic approach  Estimated time (in days) from index date to receipt of minimum recommended surveillance test  2 physical exams and 1 mammogram  2 physical exams and 1 complete exam of the colon  Percentage of patients who received recommended care within 18 months of index date  Kaplan-Meier estimates to evaluate median time to initial and subsequent care receipt by type of examination/test  Cox proportional hazards models to account for differing length of follow-up and describe risk of receiving metastatic disease testing 7
  • 9. Time to receipt of physical examinations and local recurrence and metastatic disease testing by service type and age 9
  • 10. Time from active treatment to surveillance: Breast cancer survivors Breast: 2 Physical Exams and 1 Mammogram 1.00 0.90 0.80 0.70 0.60 0.50 0.40 0.30 0.20 0.10 0.00 0 6 12 18 24 30 36 Time in months from date of treatment with curative intent Aged < 50 Aged 50-64 Aged 65-74 Aged 75+ 10
  • 11. Time from active treatment to surveillance: Colorectal cancer survivors Colorectal: 2 Physical Exams and 1 Complete Exam of the Colon 1.00 0.90 0.80 0.70 0.60 0.50 0.40 0.30 0.20 0.10 0.00 0 6 12 18 24 30 36 Time in months from date of treatment with curative intent Aged < 50 Aged 50-64 Aged 65-74 Aged 75+ 11
  • 12. Cox proportional hazards model: Metastatic disease testing within 18 months of treatment among breast cancer survivors 12
  • 13. Cox proportional hazards model: Metastatic disease testing within 18 months of treatment among colorectal cancer survivors 13
  • 14. Discussion  Among geographically diverse cohorts of breast and colorectal cancer survivors, we found deviations in surveillance care relative to guideline recommendations.  Overwhelming majority of breast and colorectal cancer survivors received the minimum recommended physical examinations.  Majority of breast cancer survivors received recommended recurrence testing, whereas nearly 1/2 of colorectal cancer cohort failed to receive a complete examination of the colon within 18 months of treatment.  Greater than 67% of survivors, particularly younger, received some type of metastatic disease testing within 18 months. 14
  • 15. Limitations  Study cohort members were limited to insured individuals who received their cancer care from 1 of 4 integrated health care delivery systems.  Unable to ascertain whether care received was for surveillance versus other purposes.  Grouping patients, with heterogeneity in prognoses, into general disease stages. 15
  • 16. Future direction  Compared with other phases of cancer control and prevention, surveillance care among cancer survivors appears to be understudied.  Our findings highlight the wide variations in cancer surveillance among seemingly clinically similar patients and across different age groups.  Need for research exploring whether observed variations are driven by patient preferences and reflect informed decision-making and how survivorship planning as outlined by the IOM can impact such variations.  Given the survival advantage for patients aged < 65 years, it is important to consider the care trajectory and its implications among younger survivors. 16