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Zool. Anz. 240 (2001): 196–208
© by Urban & Fischer Verlag
http://www.urbanfischer.de/journals/zoolanz




           Osteology of the Shoulder Girdle in the Piciformes,
           Passeriformes and Related Groups of Birds
           Elizabeth HÖFLING and Herculano M. F. ALVARENGA
           Department of Zoology, Institute of Biosciences, University of São Paulo, Brazil


           Abstract. A comparative study of the bones of the shoulder girdle in the Piciformes, Passeriformes and Coracii-
           formes, and also in related orders of birds such as the Trogoniformes, Coliiformes, Apodiformes, Strigiformes and
           Caprimulgiformes, is presented and discussed. A number of observed characters justify inclusion only the families
           Indicatoridae, Picidae, Capitonidae and Ramphastidae in the order Piciformes, while also demonstrating a close
           resemblance with the Passeriformes that suggests a monophyletic origin for these two orders. On the other hand,
           although the closely related Bucconidae and Galbulidae are not included in the Piciformes they more closely
           resemble the Coraciiformes, particularly the Meropidae, Coraciidae and Brachypteraciidae. Among the Coracii-
           formes, it was observed that the Upupidae closely resemble the Phoeniculidae and, to a lesser extent, the Buceroti-
           dae (particularly Tockus). For other coraciiforms, observation of shoulder girdle osteology alone did not provide
           sufficient evidence to justify a family grouping or a clearer definition of the boundaries of this order.

           Key words. Birds, comparative anatomy, clavicle, scapula, coracoid.




1. INTRODUCTION                                                 Bucconidae do not present the same pattern, and nei-
                                                                ther do the Coraciiformes.
Many systematic groupings of recent birds have been             PRUM (1988) conducted a phylogenetic analysis of the
proposed by countless authors since the publication of          capitonids and compared the findings with the DNA-
Sistema Naturae by LINNAEUS (1758), and many of                 DNA hybridization data published in SIBLEY et al.
them differ in their views about the groups comprised           (1988), concluding that the capitonids are a polyphylet-
in the traditional orders Piciformes and Coraciiformes.         ic group and proposing their separation into six sub-
The Ramphastidae (toucans) and Capitonidae (barbets)            families (Trachyphonidae, Calorhamphidae, Lybiidae,
are generally included in the order Piciformes, subor-          Megalaimidae, Capitoninae and Semnorninae), which
der Picoidea (or Pici), together with the families Pici-        together with the Ramphastinae would form the family
dae (woodpeckers) and Indicatoriae (honey-guides);              Ramphastidae. LANYON & HALL (1994) also concluded
while the Galbulidae (jacamars) and Bucconidae (puff-           that the Capitonidae are polyphyletic, with the New
birds) are classed in the suborder Galbuloidea (or Gal-         World barbets being a sister group of the toucans.
bulae). This traditional view of the Piciformes is adopt-       SIBLEY & AHLQUIST (1972, 1990), OLSON (1982,
ed by several authors (STRESEMANN 1934; STEINBACH-              1983), BURTON (1984), LANYON & ZINK (1987) and
ER 1935; STEINBACHER 1937; VERHEYEN 1955; SWIER-                SIBLEY et al. (1988) aver that the Galbulidae and Buc-
CZEWSKY & RAIKOW 1981; SIMPSON & CRACRAFT                       conidae are more closely related phylogenetically with
1981; CRACRAFT 1981; RAIKOW & CRACRAFT 1983).                   the Coraciiformes than the Piciformes. Thus SIBLEY et
The isozymic pattern found by AVISE & AQUADRO                   al. (1988), SIBLEY & AHLQUIST (1990), SIBLEY & MON-
(1987) for malate dehydrogenase (S-MDH) is a char-              ROE JR. (1990) and MONROE JR. & SIBLEY (1993) pro-
acter of the group that includes the Ramphastidae,              pose the order Galbuliformes, classifying Galbulidae
Capitonidae, Indicatoridae and Picidae, suggesting that         and Bucconidae in the superorder Galbulimorphae,
this is a monophyletic group. However, Galbulidae and           parvclass Coraciae.

0044-5231/01/240/02-196 $ 15.00/0
Shoulder Girdle in the Piciformes   197

Thus is it possible to identify two separate viewpoints,    passeriform groups, and that the Passeriformes are
one which postulates inclusion of the Galbulidae and        phylogenetically more related to the Coliidae and
Bucconidae among the Piciformes, and another which          Alcedinidae.
excludes them in order to classify them among the           FEDUCCIA (1977) argues against monophyly of the
Coraciiformes or in a group of their own.                   Passeriformes and for creation of the order Tyranni-
Just as it is for the Piciformes, the monophyletic origin   formes encompassing the families that are characteris-
of the Coraciiformes is also questioned by several          tic of the New World (“suboscines”). However, bear-
authors. BURTON (1984) includes the Galbulidae and          ing in mind the organization of spermatozoids in the
Bucconidae with the Leptosomidae, Coraciidae and            testicles of “oscines” (HENLEY et al. 1978), FEDUCCIA
Brachypteraciidae in the suborder Coracii, order            (1979) found that “suboscines” also possess this
Coraciiformes, while placing the Bucerotidae, Upupi-        derived character, which is unique to vertebrates.
dae and Phoeniculidae in a separate order, the Upupi-       Moreover, examination of the columella under a scan-
formes.                                                     ning microscope evidenced differences that had not
MAURER & RAIKOW (1981) include the family Trogo-            been observed previously (FEDUCCIA 1977), leading to
nidae in the order Coraciiformes and argue for mono-        reconsideration of monophyly of the Passeriformes.
phyly on the basis of the hypothesis put forward by         After reviewing the 18 characters of the Passeri-
GADOW (1896) regarding the evolution of plantar ten-        formes, RAIKOW (1982) accepted that this order is
dons in birds. They therefore propose a classification      monophyletic.
of the Coraciiformes that includes the family Trogo-        The present paper analyzes the osteology of the shoul-
nidae, and in this they are followed by CRACRAFT            der girdle in the Piciformes, Passeriformes and other
(1981). The group is traditionally considered an inde-      bird groups, as a contribution to an enhanced systemat-
pendent order (Trogoniformes).                              ic grouping of birds.
In light of DNA-DNA hybridization, SIBLEY et al.
(1988) propose the creation of the parvclass Coraciae
to include the orders Galbuliformes (Galbulidae and         2. MATERIALS AND METHODS
Bucconidae), Bucerotiformes (Bucerotidae and
Bucorvidae), Upupiformes (Upupidae, Phoeniculidae           The study was based on an examination of 109 main skele-
and Rhinopomastidae), Trogoniformes (Trogonidae),           tons belonging to 83 different bird species, 31 families of the
and Coraciiformes, with two suborders: Coracii              orders Strigiformes, Caprimulgiformes, Apodiformes, Coli-
(Coraciidae, Brachypteraciidae and Leptosomidae),           iformes, Trogoniformes, Coraciiformes, Piciformes and
and Alcedini (Momotidae, Todidae, Alcedinidae,              Passeriformes, although skeletons of all other orders of birds,
Dacelonidae, Cerylidae and Meropidae). SIBLEY et al.        almost all families of non-passeriform birds and most fami-
(op. cit.) accept the proposal advanced by CRACRAFT         lies of Passeriformes were also examined.
(1971) to group Coraciidae and Brachypteraciidae            The osteological material belonged to the National Museum
together in the superfamily Coracioidea, and classify       of Natural History’s Smithsonian Institution, Washington,
the Leptosomidae in the superfamily Leptosomoidea,          USA (USNM), and the private collection of Herculano
                                                            Alvarenga, Taubaté, Brazil (HA), as detailed below:
both of which would belong to the suborder Coracii.
                                                            Strigidae – Ciccaba virgata (Cassin, 1848): 1 (HA: 1230).
This classification is maintained in SIBLEY & AHLQUIST      Podargidae – Podargus strigoides (Latham, 1801): 1 (HA:
(1990), SIBLEY & MONROE JR. (1990), and MONROE JR.          1209). Nyctibiidae – Nyctibius griseus (Gmelin, 1789): 2
& SIBLEY (1993).                                            (HA: 118, 682). Caprimulgidae – Lurocalis semitorquatus
With regard to the Passeriformes, LOWE (1946) argues        (Gmelin, 1788): 1 (HA: 1270). Apodidae – Streptoprocne
for inclusion of the families Indicatoridae, Picidae,       zonaris (Shaw, 1796): 1 indetermined (HA: 249). Coliidae –
Ramphastidae and Capitonidae in the suborder Pici,          Colius striatus (Gmelin, 1789): 1 indetermined (HA: 124).
order Passeriformes, and of the traditional Passeri-        Trogonidae – Pharomachrus mocinno de la Llave, 1832: 1
formes in the suborder Passeres. In a study of cranial      (HA: 554). Priotelus temnurus (Temminck, 1825): 1 (HA:
and appendicular anatomy in the family Picidae,             559). Trogon viridis Linnaeus, 1766: 1 (HA: 263). T. surru-
SHUFELDT (1900) suggests that woodpeckers are more          cura Vieillot, 1817: 1 (HA:1337). Alcedinidae – Ceryle
akin to the Passeriformes. MAYR & AMADON (1951)             torquata (Linnaeus, 1766): 1 (HA: 127). Chloroceryle
                                                            amazona (Latham, 1790): 1 (HA: 306). C. americana
also suggest that the Pici (= Piciformes) seem to be        (Gmelin, 1788): 1 (HA: 767). Alcedo atthis Linnaeus,
closer to the Passeriformes, phylogenetically speak-        1758: 1 indetermined (HA: 128). Dacelo novaeguineae (Her-
ing. However, on the basis of an analysis of DNA-           mann, 1783): 1 indetermined (HA: 126). Todidae – Todus
DNA hybridization BLEIWEISS et al. (1994) rebut the         subulatus Gray, 1847: 1 indetermined (HA: 129). Momoti-
suggestion that the Piciformes and Passeriformes are        dae – Momotus momota (Linnaeus, 1766): 1 (HA: 393); 1
closely related, suggesting instead that the Piciformes     indetermined (HA: 1356). Meropidae – Merops apiaster
are located on the first branch of radiation in non-        Linnaeus, 1758: 1 (HA: 131); 1 indetermined (HA: 1356).
198     E. HÖFLING and H. M. F. ALVARENGA

Coraciidae – Coracias caudata Linnnaeus, 1766: 1 indeter-       Phlegopsis nigromaculata (Lafresnaye & d’Orbigny, 1837):
mined (HA: 1551). Eurystomus orientalis (Linnaeus, 1766):       1 (HA: 1290). Furnariidae – Philydor leucophrus (Jardine
1 (HA: 133). Brachypteraciidae – Brachypteracias lepto-         & Selby, 1830): 1 (HA: 1112). Cotingidae – Tijuca atra
somus (Lesson, 1832): 1 indetermined (USNM: 223863).            Férussac, 1829: 1 (HA: 1338). Pyroderus scutatus (Shaw,
Leptosomidae – Leptosomus discolor (Hermann, 1783): 1           1792): 1 (HA: 726). Formicariidae – Chamaeza ruficauda
indetermined (USNM: 291845). Upupidae – Upupa epops             (Cabanis & Heine, 1859): 1 (HA: 1449). Grallaria varia
Linnaeus, 1758: 1 indetermined (HA: 135). Phoeniculidae –       (Boddaert, 1783): 1 (HA: 1079). Hylopezus nattereri
Phoeniculus purpureus (Miller, 1784): 1 indetermined            (Pinto, 1937): 1 (HA: 1320). Tyrannidae – Pitangus sul-
(USNM: 320948). Bucerotidae – Tockus erythrorhynchus            phuratus (Linnaeus, 1766): 1 (HA: 1108); 1 indetermined
(Temminck, 1823): 1 (HA: 137). Aceros undulatus (Shaw,          (HA: 522). Myiarchus ferox (Gmelin, 1789): 1 (HA: 167).
1811): 1 indetermined (HA: 138). Galbulidae – Galbula           Muscicapidae – Turdus rufiventris Vieillot, 1818: 1 (HA:
albirostris Latham, 1790: 1 indetermined (HA: 1226).            1127). Corvidae – Corvus brachyrhynchus Brehm, 1822:
G. ruficauda Cuvier, 1817: 1 (HA: 293). Bucconidae –            1 (HA: 442).
Notharchus macrorhynchos (Sclater, 1855): 1 (HA: 508).          The bones of the shoulder girdle were analyzed using a Wild
Nystalus chacuru (Vieillot, 1816): 1 (HA: 1312); 1 (HA:         M3 (9.6×–60×) stereoscopic microscope. Drawings were
1335). Malacoptila rufa (Spix, 1824): 1 indetermined (HA:       made only of those considered most interesting because they
1225). Monasa nigrifrons (Spix, 1824): 1 (HA: 140); 1           are not yet found in the literature or illustrate details relevant
(HA: 298). Capitonidae – Capito niger (Müller, 1776): 1         to the present study.
(HA: 1364). Semnornis ramphastinus (Jardine, 1855): 1           The nomenclature used is based on MORONY et al. (1975),
indetermined (HA: 145). Psilopogon pyrolophus Müller,           with modifications. Bone terminology is basically that used
1835: 1 (USNM: 343420). Megalaima asiatica (Latham,             by BAUMEL et al. (1993), supplemented by HOWARD (1929)
1790): 1 (HA: 1525); 1 (HA: 1527). M. haemacephala              and GILBERT et al. (1981).
(Müller, 1776): 1 (HA: 146). Tricholaema hirsuta (Swain-
son, 1821): 1 (USNM: 322560). Lybius bidentatus (Shaw,
1798): 1 (USNM: 291092). L. dubius (Gmelin, 1788): 1            3. RESULTS AND DISCUSSION
(HA: 1550). Trachyphonus vaillantii Ranzani, 1935: 1
(USNM: 558564). Indicatoridae – Indicator indicator             3.1. Clavicle
(Sparrman, 1777): 1 USNM: 430329). I. minor Stephens,
1815: 1 (USNM: 558565). Ramphastidae – Pteroglossus             The omalis extremity (Fig. 1: oe) of the clavicle in the
inscriptus (Swainson, 1822). 2 (HA: 304, 615). P. bitor-        Passeriformes (Fig. 1: A–E), Picidae (Fig.1: H–K),
quatus Vigors, 1826: 1 (HA: 1141). P. aracari (Linnaeus,        Indicatoridae (Fig. 1: F, G), Ramphastidae (Fig. 1:
1758): 1 (HA: 143). P. castanotis Gould, 1833: 1 (HA:           L–O) and Capitonidae (Fig. 1: T–Z) is triangular in
400); 2 (HA: 413, 1229). P. torquatus (Gmelin, 1788): 1         shape and distinctly truncated at the apex, with a large
indetermined (HA: 551). Selenidera maculirostris (Lichten-      cranial expansion; the adjacent portion of diaphysis is
stein, 1823): 1 (HA: 738); 1 (HA: 416). S. gouldii (Nat-        rectilinear or slightly curved cranially. In these groups
terer, 1837): 2 (HA: 144, 1212). Baillonius baillonii (Vieil-   the above-mentioned cranial expansion is articulated
lot, 1819): 1 (HA: 839); 2 (HA: 394, 1297); 1 indeter-
                                                                with the acrocoracoid process (ap – Fig. 7) of the cora-
mined (HA: 1365). Ramphastos dicolorus Linnaeus, 1766:
2 (HA: 599, 1288). R. vitellinus Lichenstein, 1823: 2
                                                                coid bone; this expansion is particularly well-devel-
(HA: 303, 350); 3 (HA: 352, 713, 799). R. sulfuratus Les-       oped in Indicatoridae (Fig. 1: F, G) and in such Picinae
son, 1830: 1 (HA: 531). R. toco Müller, 1776: 1 (HA:            as Picoides major and Campephilus robustus (Fig. 1:
1014); 1 indetermined (HA: 142). R. tucanus Linnaeus,           H, I). Pneumatic foramina are relatively abundant in
1758: 2 (HA: 254, 1238). Picidae – Jynx torquilla Lin-          these groups, albeit often absent in smaller species.
naeus, 1758: 1 indetermined (HA: 148). Picumnus cirratus        In the Ramphastidae the lateral face of the omalis
Temminck, 1825: 1 (HA: 1071); 3 (HA: 149, 1032,                 extremity is almost flat and contains a variable number
1326). P. aurifrons Hargitt, 1889: 1 indetermined (HA: 506).    of pneumatic foramina, mainly located in the cranial
Picoides major Linnaeus, 1758: 1 indetermined (HA: 1359).       portion. This number may vary in a single exemplar, as
Piculus flavigula (Boddaert, 1783): 1 (HA: 376). Melaner-       observed in the case of Ramphastos toco, where the
pes flavifrons Veillot, 1818: 1 (HA: 762). Veniliornis spilo-   left clavicle has seven foramina and the right clavicle
gaster (Wagler, 1827): 1 (HA: 817). V. passerinus Lin-          has four. The size of these foramina also varies, but
naeus, 1766: 1 (HA: 694). Colaptes campestris (Vieillot,
                                                                generally speaking they are larger in the larger species.
1818): 2 (HA: 486, 1010). Celeus flavescens Gmelin, 1788:
1 (HA: 226). Dryocopus lineatus Linnaeus, 1766: 1 (HA:
                                                                For example, a specimen of R. tucanus was found to
459). Campephilus robustus (Lichtenstein, 1823): 1 (HA:         have one large foramen, while species of a smaller
1123). Dendrocolaptidae – Nasica longirostris (Vieillot,        size, such as Baillonius baillonii, may not have any
1818): 1 (HA: 632). Dendrocolaptes platyrostris Spix,           pneumatic foramina at all. No pneumatic foramina
1825: 1 (HA: 1115). Campilorhamphus falcularius (Vieil-         were found in the Capitonidae.
lot, 1822): 1           (HA: 1078). Thamnophilidae –            Pneumatic foramina located at the omalis extremity of
Thamnophilus ruficapillus Vieillot, 1816: 1 (HA: 1052).         the clavicle were observed not only in the Ramphasti-
Shoulder Girdle in the Piciformes   199

dae, but also in the Picidae (except the genus Picum-             ed at the apex, the pneumatic foramina are relatively
nus), Indicator indicator and the Passeriformes. They             rare, and the adjacent portion of diaphysis is almost
are also present in Eurystomus orientalis (Coraciidae),           always caudally curved. The Galbulidae and Buc-
the Momotidae and Trogonidae.                                     conidae present a strikingly distinct coracoid process
In the Bucconidae (Fig. 1: Q–S), Galbulidae (Fig. 1:              (Fig. 1: cp), situated obliquely as in the Meropidae
P), Coraciiformes (sensu lato) (Fig. 2: AA–OO),                   (Fig. 2: FF). A cranial projection (small and secondary)
Apodiformes (Fig. 2: PP), Caprimulgiformes (Fig. 2:               can be observed only in the Coliidae (Fig. 2: DD),
QQ–SS) and Strigiformes (Fig. 2: TT), in contrast with            Meropidae (FF), some cerylines (Fig. 2: GG–II) and
the previous group, the omalis extremity is not truncat-          the Todidae. In Chloroceryle amazona (Fig. 2: JJ) and




Fig. 1. Side view of the left clavicle: af – apophysis of the furcula; cp – coracoid process; eo – omalis extremity; es – sternal
extremity; fp – pneumatic foramen;. A – Dendrocolaptes platyrostris; B – Grallaria varia; C – Pitangus sulphuratus; D – Tur-
dus rufiventris; E – Corvus brachyrhynchus; F – Indicator minor; G – Indicator indicator; H – Picoides major; I –
Campephilus robustus; J – Jynx torquilla; K – Picumnus cirratus; L – Baillonius baillonii; M – Selenidera maculirostris; N –
Pteroglossus castanotis; O – Ramphastos tucanus; P – Galbula albirostris; Q – Nystalus chacuru; R – Monasa nigrifrons; S –
Notharchus macrorhynchus; T – Capito niger; U – Semnornis ramphastinus; V – Trachyphonus vaillantii; W – Lybius biden-
tatus; X – Tricholaema hirsuta; Y – Psilopogon pyrolophus; Z – Megalaima haemacephala.
200     E. HÖFLING and H. M. F. ALVARENGA


Ceryle torquata (Fig. 2: KK), which are also alce-           ysis of the furcula (hypocleideum) in the Passeriformes
dinids, the cranial projection is smaller. In the Momoti-    (Fig. 1: A–E) and Bucconidae (Fig. 1: Q–S), especially
dae (Fig. 2: MM), Trogonidae (Fig. 2: NN–OO) [clas-          Monasa nigrifrons (Fig. 1: R) and Notharchus
sified as Coraciiformes by some authors: MAURER &            macrorhynchus (Fig. 1: S). A small hypocleideum can
RAIKOW (1981); CRACRAFT (1981)], in the orders               be seen in the Trogonidae (Fig. 2: NN, OO),
Apodiformes (Fig. 2: PP), Caprimulgiformes (Fig. 2:          Caprimulgiformes (Fig. 2: QQ–SS) and Strigiformes
QQ–SS), Strigiformes (Fig. 2: TT) and others not rep-        (Fig. 2: TT). In the Picidae (Fig. 1: H–K), Indicatori-
resented here, the omalis extremity of the clavicle          dae (Fig. 1: F–G), Galbulidae (Fig. 1: P) and Coraci-
tends to be slim, i.e. not craniocaudally expanded.          iformes (sensu lato – Fig. 2: AA–MM), the sternal
The sternal extremity (extremitas sternalis Fig. 1: es)      extremity is tenuous and there is no hypocleideum. In
of the clavicle is relatively strong, with a large apoph-    Jynx torquilla (Fig. 1: J) the sternal extremity is very




Fig. 2. Side view of the left clavicle: cp – coracoid process. AA – Aceros undulatus; BB – Tockus erythrorhynchus; CC –
Upupa epops; DD – Colius striatus; EE – Eurystomus orientalis; FF – Merops apiaster; GG – Alcedo atthis; HH – Dacelo
novaeguineae; II – Chloroceryle americana; JJ – Chloroceryle amazona; KK – Ceryle torquata; LL – Todus subulatus; MM –
Momotus momota; NN – Trogon surrucura; OO – Pharomachrus mocinno; PP – Streptoprocne zonaris; QQ – Lurocalis semi-
torquatus; RR – Nyctibius griseus; SS – Podargus strigoides; TT – Ciccaba virgata.
Shoulder Girdle in the Piciformes   201

thin, as it also is in Picumnus cirratus; no furcula was         skewed caudally. The two clavicles are distinctly sepa-
observed in the specimen examined, probably owing to             rate and do not form a furcula.
damage during preparation.                                       OWEN (1854) is probably the first to have noticed that
STEINBACHER (1937) also observes a difference                    the clavicles in the toucans do not form a furcula and
between the Galbulidae and Bucconidae as regards the             are attached to the sternum solely by collagenous liga-
presence of the apophysis of the furcula only in the lat-        ments. Later authors also mention this aspect of the
ter family, and SHUFELDT (1891) had earlier noticed the          clavicles (NEWTON 1896; BEDDARD 1898; STRESEMANN
absence of this apophysis in the Picidae.                        1934; STEINBACHER 1937; VERHEYEN 1955; PRUM
The sternal extremity (extremitas sternalis – es) of the         1988).
clavicle in the Ramphastidae (Fig. 1: L–O) and Capi-             In the Capitonidae (Fig. 1: T–Z), the shape of the clavi-
tonidae (Fig. 1: T–Z) is small, and the apex is slightly         cle is similar to that of the Ramphastidae. VERHEYEN




Fig. 3. Side view of the left scapula. A – Baillonius baillonii; B – Selenidera maculirostris; C – Pteroglossus castanotis; D –
Ramphastos tucanus ; E – Semnornis ramphastinus; F – Capito niger; G – Trachyphonus vaillantii; H – Lybius bidentatus; I –
Tricholaema hirsuta; J – Psilopogon pyrolophus; K – Megalaima haemacephala; L – Dendrocolaptes platyrostris; M – Gral-
laria varia; N – Tijuca atra; O – Pyroderus scutatus; P – Turdus rufiventris; Q – Philydor leucophrus; R – Chamaeza ruficau-
da; S – Picoides major; T – Piculus flavigula; U – Colaptes campestris; V – Campephilus robustus; W – Picumnus cirratus;
X – Jynx torquilla; Y – Indicator indicator; Z – Indicator minor.
202     E. HÖFLING and H. M. F. ALVARENGA


(1955) reports that in some Old World capitonids, the        In the Ramphastidae, the acromial process is large and
two clavicles are connected ventrally by a slightly          slightly skewed toward the dorsum (Fig. 3: A–D). The
curved bone to form a furcula; even in adult individu-       cranial extremity of this process is articulated with the
als of a certain age, the junctions of this bone with the    clavicle, which (as mentioned above) presents a cranial
two clavicles remain distinct. VERHEYEN (op. cit.) also      expansion at the omalis extremity. The subacromial
refers to the fact that in the genera Megalaima, Pogoni-     region (between the acromion and the facies articu-
ulus, and probably Lybius, the clavicles are similar to      laris humeralis) in the Ramphastidae is almost always
those of the Ramphastidae, i.e. short and shaped like a      perforated by pneumatic foramina.
stiletto. PRUM (1988) observes the presence of this          In the Capitonidae the scapula is similar to that of the
interclavicular bone in Lybius torquatus, calling it a       Ramphastidae, except that the caudal region of the
“metaclavicle” and suggesting that it may be a “neo-         blade is more markedly curved (Fig. 3: E–K), and most
morphic character”. PRUM (op. cit.) also says there is       species do not have pneumatic foramina. Subacromial
no “metaclavicle” in the Neotropical Capitonidae, in         pneumatic foramina were found only in Semnornis
the oriental genera Megalaima and Psilopogon, and in         ramphastinus.
the Ethiopian genera Buccanodon and Pogoniulus.              In both species of the Indicatoridae examined (Fig. 3:
Among the capitonids examined for the present study,         Y–Z), the scapula is also similar to that of the Ram-
the “metaclavicle” was observed only in Lybius               phastidae, with the addition of subacromial pneumatic
dubius; in some specimens, it may have been lost dur-        foramina in Indicator indicator. However, the acromial
ing preparation.                                             process lacks the dorsal projection found in the Ram-
STEINBACHER (1937) notes that the clavicles in the           phastidae and is more cranially projected.
Capitonidae present a weaker connection or are smaller       In the Picidae, including Picumnus (Fig. 3: S–W), the
in size, corresponding to only half that of the coracoids,   caudal portion of the scapula is sharply curved (nearly
with a membranous formation which extends as far as          90º), suggesting a shared character in the family, while
the sterno-clavicular ligament. STRESEMANN (1934)            in Jynx (Fig. 3: X) it is shaped like those of the Indica-
refers to this aspect in connection with Capito sp.
                                                             toridae (Fig. 3: Y, Z) and other piciforms.
In recent birds, besides the Ramphastidae and some
                                                             Subacromial pneumatic foramina were found in eight
Capitonidae, NEWTON (1896) reports the clavicles
                                                             genera of woodpeckers examined (Campephilus,
being united by cartilage or fibrous tissue in Ocydro-
                                                             Celeus, Picoides, Veniliornis, Piculus, Colaptes,
mus (= Gallirallus), Cariama, Didus (= Raphus), Car-
pophaga (= Ducula), many Psittacidae and Strigidae,          Melanerpes and Dryocopus); they were absent in Jynx
the Musophagidae, Buceros and Alcedo. In small               torquilla and Picumnus cirratus. According to BEL-
                                                             LAIRS & JENKIN (1960), small birds such as these two
psittacids of the genera Agapornis and Neophema
(FÜRBRINGER 1888; BEDDARD 1898; BELLAIRS &                   species are less pneumatized than large ones. The acro-
JENKIN 1960; pers. obs.), the clavicle is confined to the    mial process in the Picidae is developed, as it is in the
omalis extremity. In Cariama cristata (Cariamidae),          Ramphastidae, but in several genera, especially Jynx, it
Alcedo atthis (Acedinidae) and Ducula aenea                  is cranially projected.
(Columbidae), we observed that the clavicles meet            In the Galbulidae (Fig. 4: AA) and Bucconidae (Fig. 4:
medially to form the furcula. In a study of the anatomy      BB–DD), the scapula is more rectilinear in shape,
of the Columbidae, GARROD (1874) makes no refer-             although the caudal region is ventrally curved to a
ence to the absence of a furcula in any species. The         slight extent, and hence resembles some coraciiforms
absence of clavicles has been noted in the ratites and       such as Leptosomus, Upupa, Phoeniculus, Dacelo, and
also in Mesitornis (Mesitornithidae) (NEWTON 1896;           Tockus among others. No subacromial pneumatic
BEDDARD 1898).                                               foramina were found in either family, except for one
                                                             specimen of Nystalus chacuru which had a tiny fora-
                                                             men in the left scapula.
3.2. Scapula                                                 In Upupa epops (Fig. 4: EE; Upupidae) and in
The body of the scapula is a narrow, curved (or slightly     Phoeniculus purpureus, the scapula has an almost rec-
curved) blade-shaped bone, especially in the Passeri-        tilinear blade, similar to that of the Bucconidae, and a
formes, and also in the Picidae, Indicatoridae, Ram-         large subacromial pneumatic foramen. At the costal
phastidae and Capitonidae (Fig. 3). In the latter, the       margin, the acromion, which is of moderate size, forms
acromial process is relatively large with a truncated        at its base a ramification that gives rise to a second,
apex, giving the scapula an almost quadrangular shape.       ventromedially positioned, process (vp) which is artic-
In many passeriforms, however, the acromial process          ulated with the extremity of the procoracoid process of
is obliquely truncated, forming an apex with a more          the coracoid, as exemplified for Ceryle torquata in
pointed tip (Fig. 3: N, P, R).                               Fig. 8.
Shoulder Girdle in the Piciformes   203

In the Bucerotidae (Fig. 4: FF), the body of the scapula     In the Alcedinidae (Fig. 4: KK–OO), the cranial por-
is similar to that of Leptosomus discolor (Fig. 4: GG;       tion of the scapula is rectilinear, while the caudal
Leptosomidae) and also presents a ventromedial pro-          portion often forms sharp angles at various levels
cess (vp). In Aceros undulatus there are small subacro-      and has a ventrally directed apex. The ventromedial
mial pneumatic foramina, while in Tockus ery-                process is pronounced (vp – Fig. 8) in this group, as
throrhynchus there are none. Both the ventromedial           it is in the Momotidae (Fig. 4: QQ) and Todidae (Fig.
process and pneumatic foramina at the apex of the            4: PP). In the latter two families, the general appear-
acromion are found in Merops apiaster (Fig. 4: II;           ance of the scapula is similar to that of the Alce-
Meropidae) where the scapula is more curved.                 dinidae.




Fig. 4. Side view of the left scapula. AA – Galbula albirostris; BB – Malacoptila rufa; CC – Monasa nigifrons; DD – Nys-
talus chacuru; EE – Upupa epops; FF – Tockus erythrorhynchus; GG – Leptosomus discolor; HH – Eurystomus orientalis; II
– Merops apiaster; JJ – Colius striatus; KK – Dacelo novaeguineae; LL – Alcedo atthis; MM – Ceryle torquata; NN –
Chloroceryle amazona; OO – Chloroceryle americana; PP – Todus subulatus; QQ – Momotus momota; RR – Trogon surrucu-
ra; SS – Pharomachrus mocinno; TT – Nyctibius griseus; UU – Lurocalis semitorquatus; VV – Podargus strigoides; WW –
Ciccaba virgata.
204      E. HÖFLING and H. M. F. ALVARENGA


In the Trogonidae (Fig. 4: RR and SS), the scapula is             A large pneumatic foramen at the extremity of the
slightly curved throughout its length; the acromial pro-          acromion is found only in the Strigiformes.
cess is small and lacking in a ventromedial process.
In the Caprimulgiformes (Fig. 4: TT–VV) and Strigi-               3.3. Coracoid
formes (Fig. 4: WW), the body of the scapula tends
toward a flat or moderately curvaceous blade-like                 The third element of the scapular girdle, the coracoid,
shape, and the acromion lacks the ventromedial pro-               is the strongest bone in the entire structure. The omalis
cess that occurs in several groups of the Coraciiformes.          extremity presents a complex articular region compris-




Fig. 5. Ventral view of the left coracoid: ap – acrocoracoid process; eo – omalis extremity; es – sternal extremity; lp – lateral
process; ma – medial angle; pp – procoracoid process. A – Dendrocolaptes platyrostris; B –Grallaria varia; C – Turdus
rufiventris; D – Pitangus sulphuratus; E – Corvus brachyrhynchus; F – Indicator indicator; G – Jynx torquilla; H – Picumnus
cirratus; I – Campephilus robustus; J – Picoides major; K – Ramphastos tucanus; L – Pteroglossus castanotis; M –
Selenidera maculirostris; N – Baillonius baillonii; O – Capito niger; P – Semnornis ramphastinus; Q – Trachyphonus vaillan-
tii; R – Lybius bidentatus; S – Psilopogon pyrolophus; T – Megalaima haemacephala; U – Tricholaema hirsuta; V– Galbula
albirostris; X – Nystalus chacuru; Y – Monasa nigrifrons; Z – Notharchus macrorhynchus.
Shoulder Girdle in the Piciformes   205

ing the clavicula, scapula and humerus. The three              sal margin of the humerus. In many birds, only the pro-
bones of the scapular girdle are bound together by a           coracoid process and the scapula form the canal for
complex system of ligaments which also joins them to           this tendon, while in others this conduit is formed by
the fore limb.                                                 the procoracoid process alone (FÜRBRINGER 1888;
The coracoid has a procoracoid process (pp – Fig. 5:           BAUMEL et al. 1993). In the latter case, the procoracoid
D) near the omalis extremity. This process is the main         process merges with the medial region of the acrocora-
element in the formation of the triosseous canal, of           coid process (ap – Fig. 5: C), termed the brachial
which the scapula and clavicle also form part of the           tuberosity (bt – Fig. 9) by HOWARD (1929) and GILBERT
walls of this canal, permitting passage of the tendon of       et al. (1981), as can be observed in Tockus ery-
the supracoracoideus muscle which inserts on the dor-          throrhynchus (Fig. 6: FF), Upupa epops (Fig. 6: GG),




Fig. 6. Ventral view of the left coracoid: ap – acrocoracoid process; pp – procoracoid process. AA – Eurystomus orientalis;
BB – Brachypteracias leptosomus; CC – Leptosomus discolor; DD – Colius striatus; EE – Aceros undulatus; FF – Tockus
erythrorhynchus; GG – Upupa epops; HH – Alcedo atthis; II – Dacelo novaeguineae; JJ – Ceryle torquata; KK – Chloro-
ceryle amazona; LL – Chloroceryle americana; MM – Todus subulatus; NN – Momotus momota; OO – Merops apiaster; PP
– Trogon surrucura; QQ – Pharomachrus mocinno; RR – Streptoprocne zonaris; SS – Lurocalis semitorquatus; TT – Ciccaba
virgata; UU – Nyctibius griseus; VV – Podargus strigoides.
206     E. HÖFLING and H. M. F. ALVARENGA


Phoeniculus purpureus and Alcedo atthis (Fig. 6: HH).            oped. In the Indicatoridae (Fig. 5: F) and Picidae
In the Ramphastidae, the coracoid is characterized by a          (Fig. 5: G–J), the coracoid is somewhat more elongat-
narrow, elongated body (Fig. 5: K–N), with an elongat-           ed. At the sternal extremity the medial angle and lateral
ed acrocoracoid process that forms a discreet angle              process are more discreet and do not project ventrally.
with the axis of the body. The procoracoid process is            In the Passeriformes (Fig. 5: A–E), which also have a
very small; the sternal extremity of the coracoid pre-           coracoid with an elongated body, the procoracoid pro-
sents a strongly curvaceous articular margin, accentu-           cess is somewhat more pronounced and the sternal
ated by the medial angle (ma – Fig. 5) and the lateral           extremity more expanded; the most conspicuous char-
process (lp – Fig. 5: L), both of which expand ventrally         acteristic is the medial portion of the elongated acroco-
toward the sternum.                                              racoid process on the side of the procoracoid process.
In the Capitonidae (Fig. 5: O–U), the coracoid has the           In the Galbulidae (Fig. 5: V) and Bucconidae (Fig. 5:
same configuration as that found in the Ramphastidae,            X–Z), the coracoid differs from those of other Pici-
but the lateral process is usually somewhat more devel-          formes by having a more expanded sternal extremity,
                                                                 forming a large lateral process; the omalis extremity
                                                                 forms a medial expansion ventrally skewed toward the
                                                                 procoracoid process, as in the Passeriformes (Fig. 5:
                                                                 A–E), and this latter process is far broader and more
                                                                 developed.
                                                                 In general, the Coraciiformes (Fig. 6: AA–OO), Trogo-
                                                                 niformes (Fig. 6: PP–QQ), Apodiformes (Fig. 6: RR),
                                                                 Caprimulgiformes (Fig. 6: SS, UU, VV) and Strigi-
                                                                 formes (Fig. 6: TT), have an elongated procoracoid
                                                                 process developed similar to that found in the Buc-
                                                                 conidae and Galbulidae.
                                                                 A noteworthy characteristic is the absence of the cora-
                                                                 coid foramen in all the Piciformes, Passeriformes,
                                                                 Coraciiformes, Trogoniformes and Coliiformes,
                                                                 whereas this foramen is apparently present in most
                                                                 orders of birds. Indeed, this may be a common charac-
                                                                 ter in these groups; however, in Leptosomus discolor
                                                                 (Coraciiformes), this foramen is evident. On the other
                                                                 hand, the coracoid foramen is not found in other dis-
                                                                 crete groups such as the Galliformes (HOLMAN 1964)
                                                                 and Ardeidae (pers. obs.).

                                                                 4. CONCLUSIONS
                                                                 A number of homologous characters found in the three
                                                                 osseous elements of the shoulder girdle, that support
                                                                 some assertions of relantionship between the piciforms
                                                                 and related groups; these are: 1) the shape of the both
                                                                 extremities of the clavicle and coracoid; 2) the pres-
                                                                 ence of the furcula and hipocleideum; 3) the shape of
                                                                 the scapular lamina; 4) the presence of the ventromedi-
                                                                 al process of the scapula; 5) the development of the
                                                                 procoracoid process and 6) the presence of the cora-
                                                                 coid foramen. The analysed characters allowed the fol-
                                                                 lowing conclusions:
                                                                 a) The monophyly of the Pici. The Picidae, Indicatori-
                                                                 dae, Capitonidae, and Ramphastidae form a fairly
Figs. 7–9. Right scapulo-coracoid articulation, medial view:     homogeneous group that must be monophyletic, and
7. Ramphastos dicolorus. 8. Ceryle torquata. 9. Notarchus        constitute the “genuine” representatives of the order
macrorhychos: a – acromion; ap – acrocoracoid process; bt –      Piciformes. The analysis also shows that the Ram-
brachial tuberosity; c – coracoid; pp – procoracoid process; s   phastidae are closely akin to the Capitonidae, while the
– scapula; vp – ventromedial process of the acromion.            Indicatoridae are directly related to the Picidae.
Shoulder Girdle in the Piciformes   207

In the Ramphastidae and Capitonidae, the sternal           tinctly truncated at the apex, and (3) with relatively
extremities of the clavicles are short and slender and     abundant pneumatic foramina; (4) a very slender and
do not meet to form a furcula; however, in some Asian      elongated coracoid, almost rounded in transversal sec-
and African Capitonidae the two clavicles are joined       tion at the middle, with a (5) much reduced procora-
by a slightly curved bone called the “metaclavicle”        coid process; (6) the general morphology of the scapu-
(PRUM, 1988), which seems to be a structure worthy of      la, even though not contributing much in the present
further ontogenetic study and understanding as to its      study, is much the same in the two groups.
phylogenetic value. The general morphology of the          f) Monophyly of the Coraciiformes. Most of the
clavicle, scapula and coracoid is very similar between     Coraciiformes share a scapula with a very rectilinear
the members of these two families.                         cranial half, besides a ventromedial process which is
On the other hand, the Picidae and Indicatoridae pre-      articulated to the extremity of the procoracoid process
sent complete clavicles, which meet at the sternum         of the coracoid. In the clavicles of the Coraciiformes,
forming a furcula. The general format of the clavicle is   the apex of the omalis extremity is usually rounded
very similar in the two families, differing from that of   off. The more typical structure of the coracoid of the
the Ramphastidae and Capitonidae, not only due to the      Coraciiformes appears to be: at the sternal extremity,
furcula but also by the cranial expansion in the omalis    the procoracoid process is wide and flat forming
extremity being much more proeminent. The coracoid         together with the main part of the coracoid a groove
morphology of the Indicatoridae also brings them clos-     for the tendon of the supracoracoid muscle; this
er to the Picidae.                                         description of the coracoid can be especially applied
b) Monophyly of the Bucconidae and the Galbulidae.         to the Brachypteraciidae, Coraciidae, Meropidae,
The clavicles with the apex of the omalis extremity        Upupidae, and also Alcedo atthis amongst the Alce-
rounded off and the proeminent crest forming the cora-     dinidae. In the remaining Alcedinidae, Momotidae,
coid process, besides the straight scapula and the cora-   Todidae and Bucerotidae this basic architecture
coid with the procoracoidal process expanded into a        appears to have become modified through a
laminar form and a pointed lateral process, are some of    lenghthening of the coracoid and a reduction of the
the characters which bring these two families close        procoracoid process.
together, thus supporting the monophyletic hypothesis.     g) Non-relationship between the Trogonidae and
c) Non-relationship between the Pici and the Galbu-        Coraciiformes. The scapula of the Trogonidae does not
loidea. The traditional concept whereby the order Pici-    present a rectilinear cranial part as it is found in the
formes is composed of the suborders Pici and Galbu-        Coraciiformes. The ventromedial process is also
loidea has no foundation when based on the morpholo-       absent. The omalis extremity of the Trogonidae clavi-
gy of the shoulder girdle. On the contrary, in the pre-    cle is almost always expanded which is not so in the
sent study, these two groups do not present any charac-    Coraciiformes. The procoracoidal process of the Tro-
teristic which suggests this relationship.                 gonidae coracoid is not laminar and wide as in the
d) Relationship of the Galbuloidea to the Coraci-          Coraciiformes. In the sternal extremity of the coracoid,
iformes. The characters observed on the shoulder gir-      the lateral and medial process are expanded and round-
dle of the Galbulidae and Bucconidae, show a pro-          ed off in the Trogonidae, different from what we
nounced similarity to those in the Brachypteraciidae,      observed in the Coraciiformes. Such characters sepa-
Coraciidae and Meropidae. The similarity of the cora-      rate very well the Trogonidae from the Coraciiformes,
coid of the Bucconidae, Brachypteraciidae and Coraci-      opposit to the opinions of MAURER & RAIKOW (1981)
idae, is especially outstanding, as OLSON (1983) had       and CRACRAFT (1981), and this leads us to accept this
already noted. It appears to us evident that the Galbu-    family as being placed in its own order, the Trogoni-
loidea should be included amongst the Coraciiformes        formes.
or, as concluded by SIBLEY & AHLQUIST (1990), in a
distinct order, the Galbuliformes.
e) Relationship of the Piciformes to the Passeriformes.    Acknowledgements. The authors acknowledge the support
The above presented conclusions based on shoulder          of Conselho Nacional de Desenvolvimento Científico e Tec-
girdle morphology are quite close to the conclusions of    nológico (CNPq), which awarded E. Höfling a research
                                                           grant; and Coordenadoria de Apoio à Pesquisa e Ensino
SIBLEY & AHLQUIST (1990) which are centered on
                                                           Superior (CAPES), which gave to H. Alvarenga a grant for
DNA hybridization. However, as to their phylogeneti-       his doctoral research. Special thanks are due to S. Olson and
cally placing the Passeriformes quite apart from the       R. Heyer of the United States National Museum of Natural
Piciformes, we herein note some characters shared by       History, Smithsonian Institution, for authorizing examination
these two orders which appear to suggest the opposite.     of the osteological material in their collection and for the
Representatives of both orders possess: (1) the triangu-   loan of some of the skeletons utilized in this study. Finnally,
lar shaped omalis extremity of the clavicle, (2) dis-      to W. Bock for his critical lecture of the manuscript.
208     E. HÖFLING and H. M. F. ALVARENGA


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Osteology of the shoulder girdle in the piciformes, passeriformes and related groups of birds

  • 1. Zool. Anz. 240 (2001): 196–208 © by Urban & Fischer Verlag http://www.urbanfischer.de/journals/zoolanz Osteology of the Shoulder Girdle in the Piciformes, Passeriformes and Related Groups of Birds Elizabeth HÖFLING and Herculano M. F. ALVARENGA Department of Zoology, Institute of Biosciences, University of São Paulo, Brazil Abstract. A comparative study of the bones of the shoulder girdle in the Piciformes, Passeriformes and Coracii- formes, and also in related orders of birds such as the Trogoniformes, Coliiformes, Apodiformes, Strigiformes and Caprimulgiformes, is presented and discussed. A number of observed characters justify inclusion only the families Indicatoridae, Picidae, Capitonidae and Ramphastidae in the order Piciformes, while also demonstrating a close resemblance with the Passeriformes that suggests a monophyletic origin for these two orders. On the other hand, although the closely related Bucconidae and Galbulidae are not included in the Piciformes they more closely resemble the Coraciiformes, particularly the Meropidae, Coraciidae and Brachypteraciidae. Among the Coracii- formes, it was observed that the Upupidae closely resemble the Phoeniculidae and, to a lesser extent, the Buceroti- dae (particularly Tockus). For other coraciiforms, observation of shoulder girdle osteology alone did not provide sufficient evidence to justify a family grouping or a clearer definition of the boundaries of this order. Key words. Birds, comparative anatomy, clavicle, scapula, coracoid. 1. INTRODUCTION Bucconidae do not present the same pattern, and nei- ther do the Coraciiformes. Many systematic groupings of recent birds have been PRUM (1988) conducted a phylogenetic analysis of the proposed by countless authors since the publication of capitonids and compared the findings with the DNA- Sistema Naturae by LINNAEUS (1758), and many of DNA hybridization data published in SIBLEY et al. them differ in their views about the groups comprised (1988), concluding that the capitonids are a polyphylet- in the traditional orders Piciformes and Coraciiformes. ic group and proposing their separation into six sub- The Ramphastidae (toucans) and Capitonidae (barbets) families (Trachyphonidae, Calorhamphidae, Lybiidae, are generally included in the order Piciformes, subor- Megalaimidae, Capitoninae and Semnorninae), which der Picoidea (or Pici), together with the families Pici- together with the Ramphastinae would form the family dae (woodpeckers) and Indicatoriae (honey-guides); Ramphastidae. LANYON & HALL (1994) also concluded while the Galbulidae (jacamars) and Bucconidae (puff- that the Capitonidae are polyphyletic, with the New birds) are classed in the suborder Galbuloidea (or Gal- World barbets being a sister group of the toucans. bulae). This traditional view of the Piciformes is adopt- SIBLEY & AHLQUIST (1972, 1990), OLSON (1982, ed by several authors (STRESEMANN 1934; STEINBACH- 1983), BURTON (1984), LANYON & ZINK (1987) and ER 1935; STEINBACHER 1937; VERHEYEN 1955; SWIER- SIBLEY et al. (1988) aver that the Galbulidae and Buc- CZEWSKY & RAIKOW 1981; SIMPSON & CRACRAFT conidae are more closely related phylogenetically with 1981; CRACRAFT 1981; RAIKOW & CRACRAFT 1983). the Coraciiformes than the Piciformes. Thus SIBLEY et The isozymic pattern found by AVISE & AQUADRO al. (1988), SIBLEY & AHLQUIST (1990), SIBLEY & MON- (1987) for malate dehydrogenase (S-MDH) is a char- ROE JR. (1990) and MONROE JR. & SIBLEY (1993) pro- acter of the group that includes the Ramphastidae, pose the order Galbuliformes, classifying Galbulidae Capitonidae, Indicatoridae and Picidae, suggesting that and Bucconidae in the superorder Galbulimorphae, this is a monophyletic group. However, Galbulidae and parvclass Coraciae. 0044-5231/01/240/02-196 $ 15.00/0
  • 2. Shoulder Girdle in the Piciformes 197 Thus is it possible to identify two separate viewpoints, passeriform groups, and that the Passeriformes are one which postulates inclusion of the Galbulidae and phylogenetically more related to the Coliidae and Bucconidae among the Piciformes, and another which Alcedinidae. excludes them in order to classify them among the FEDUCCIA (1977) argues against monophyly of the Coraciiformes or in a group of their own. Passeriformes and for creation of the order Tyranni- Just as it is for the Piciformes, the monophyletic origin formes encompassing the families that are characteris- of the Coraciiformes is also questioned by several tic of the New World (“suboscines”). However, bear- authors. BURTON (1984) includes the Galbulidae and ing in mind the organization of spermatozoids in the Bucconidae with the Leptosomidae, Coraciidae and testicles of “oscines” (HENLEY et al. 1978), FEDUCCIA Brachypteraciidae in the suborder Coracii, order (1979) found that “suboscines” also possess this Coraciiformes, while placing the Bucerotidae, Upupi- derived character, which is unique to vertebrates. dae and Phoeniculidae in a separate order, the Upupi- Moreover, examination of the columella under a scan- formes. ning microscope evidenced differences that had not MAURER & RAIKOW (1981) include the family Trogo- been observed previously (FEDUCCIA 1977), leading to nidae in the order Coraciiformes and argue for mono- reconsideration of monophyly of the Passeriformes. phyly on the basis of the hypothesis put forward by After reviewing the 18 characters of the Passeri- GADOW (1896) regarding the evolution of plantar ten- formes, RAIKOW (1982) accepted that this order is dons in birds. They therefore propose a classification monophyletic. of the Coraciiformes that includes the family Trogo- The present paper analyzes the osteology of the shoul- nidae, and in this they are followed by CRACRAFT der girdle in the Piciformes, Passeriformes and other (1981). The group is traditionally considered an inde- bird groups, as a contribution to an enhanced systemat- pendent order (Trogoniformes). ic grouping of birds. In light of DNA-DNA hybridization, SIBLEY et al. (1988) propose the creation of the parvclass Coraciae to include the orders Galbuliformes (Galbulidae and 2. MATERIALS AND METHODS Bucconidae), Bucerotiformes (Bucerotidae and Bucorvidae), Upupiformes (Upupidae, Phoeniculidae The study was based on an examination of 109 main skele- and Rhinopomastidae), Trogoniformes (Trogonidae), tons belonging to 83 different bird species, 31 families of the and Coraciiformes, with two suborders: Coracii orders Strigiformes, Caprimulgiformes, Apodiformes, Coli- (Coraciidae, Brachypteraciidae and Leptosomidae), iformes, Trogoniformes, Coraciiformes, Piciformes and and Alcedini (Momotidae, Todidae, Alcedinidae, Passeriformes, although skeletons of all other orders of birds, Dacelonidae, Cerylidae and Meropidae). SIBLEY et al. almost all families of non-passeriform birds and most fami- (op. cit.) accept the proposal advanced by CRACRAFT lies of Passeriformes were also examined. (1971) to group Coraciidae and Brachypteraciidae The osteological material belonged to the National Museum together in the superfamily Coracioidea, and classify of Natural History’s Smithsonian Institution, Washington, the Leptosomidae in the superfamily Leptosomoidea, USA (USNM), and the private collection of Herculano Alvarenga, Taubaté, Brazil (HA), as detailed below: both of which would belong to the suborder Coracii. Strigidae – Ciccaba virgata (Cassin, 1848): 1 (HA: 1230). This classification is maintained in SIBLEY & AHLQUIST Podargidae – Podargus strigoides (Latham, 1801): 1 (HA: (1990), SIBLEY & MONROE JR. (1990), and MONROE JR. 1209). Nyctibiidae – Nyctibius griseus (Gmelin, 1789): 2 & SIBLEY (1993). (HA: 118, 682). Caprimulgidae – Lurocalis semitorquatus With regard to the Passeriformes, LOWE (1946) argues (Gmelin, 1788): 1 (HA: 1270). Apodidae – Streptoprocne for inclusion of the families Indicatoridae, Picidae, zonaris (Shaw, 1796): 1 indetermined (HA: 249). Coliidae – Ramphastidae and Capitonidae in the suborder Pici, Colius striatus (Gmelin, 1789): 1 indetermined (HA: 124). order Passeriformes, and of the traditional Passeri- Trogonidae – Pharomachrus mocinno de la Llave, 1832: 1 formes in the suborder Passeres. In a study of cranial (HA: 554). Priotelus temnurus (Temminck, 1825): 1 (HA: and appendicular anatomy in the family Picidae, 559). Trogon viridis Linnaeus, 1766: 1 (HA: 263). T. surru- SHUFELDT (1900) suggests that woodpeckers are more cura Vieillot, 1817: 1 (HA:1337). Alcedinidae – Ceryle akin to the Passeriformes. MAYR & AMADON (1951) torquata (Linnaeus, 1766): 1 (HA: 127). Chloroceryle amazona (Latham, 1790): 1 (HA: 306). C. americana also suggest that the Pici (= Piciformes) seem to be (Gmelin, 1788): 1 (HA: 767). Alcedo atthis Linnaeus, closer to the Passeriformes, phylogenetically speak- 1758: 1 indetermined (HA: 128). Dacelo novaeguineae (Her- ing. However, on the basis of an analysis of DNA- mann, 1783): 1 indetermined (HA: 126). Todidae – Todus DNA hybridization BLEIWEISS et al. (1994) rebut the subulatus Gray, 1847: 1 indetermined (HA: 129). Momoti- suggestion that the Piciformes and Passeriformes are dae – Momotus momota (Linnaeus, 1766): 1 (HA: 393); 1 closely related, suggesting instead that the Piciformes indetermined (HA: 1356). Meropidae – Merops apiaster are located on the first branch of radiation in non- Linnaeus, 1758: 1 (HA: 131); 1 indetermined (HA: 1356).
  • 3. 198 E. HÖFLING and H. M. F. ALVARENGA Coraciidae – Coracias caudata Linnnaeus, 1766: 1 indeter- Phlegopsis nigromaculata (Lafresnaye & d’Orbigny, 1837): mined (HA: 1551). Eurystomus orientalis (Linnaeus, 1766): 1 (HA: 1290). Furnariidae – Philydor leucophrus (Jardine 1 (HA: 133). Brachypteraciidae – Brachypteracias lepto- & Selby, 1830): 1 (HA: 1112). Cotingidae – Tijuca atra somus (Lesson, 1832): 1 indetermined (USNM: 223863). Férussac, 1829: 1 (HA: 1338). Pyroderus scutatus (Shaw, Leptosomidae – Leptosomus discolor (Hermann, 1783): 1 1792): 1 (HA: 726). Formicariidae – Chamaeza ruficauda indetermined (USNM: 291845). Upupidae – Upupa epops (Cabanis & Heine, 1859): 1 (HA: 1449). Grallaria varia Linnaeus, 1758: 1 indetermined (HA: 135). Phoeniculidae – (Boddaert, 1783): 1 (HA: 1079). Hylopezus nattereri Phoeniculus purpureus (Miller, 1784): 1 indetermined (Pinto, 1937): 1 (HA: 1320). Tyrannidae – Pitangus sul- (USNM: 320948). Bucerotidae – Tockus erythrorhynchus phuratus (Linnaeus, 1766): 1 (HA: 1108); 1 indetermined (Temminck, 1823): 1 (HA: 137). Aceros undulatus (Shaw, (HA: 522). Myiarchus ferox (Gmelin, 1789): 1 (HA: 167). 1811): 1 indetermined (HA: 138). Galbulidae – Galbula Muscicapidae – Turdus rufiventris Vieillot, 1818: 1 (HA: albirostris Latham, 1790: 1 indetermined (HA: 1226). 1127). Corvidae – Corvus brachyrhynchus Brehm, 1822: G. ruficauda Cuvier, 1817: 1 (HA: 293). Bucconidae – 1 (HA: 442). Notharchus macrorhynchos (Sclater, 1855): 1 (HA: 508). The bones of the shoulder girdle were analyzed using a Wild Nystalus chacuru (Vieillot, 1816): 1 (HA: 1312); 1 (HA: M3 (9.6×–60×) stereoscopic microscope. Drawings were 1335). Malacoptila rufa (Spix, 1824): 1 indetermined (HA: made only of those considered most interesting because they 1225). Monasa nigrifrons (Spix, 1824): 1 (HA: 140); 1 are not yet found in the literature or illustrate details relevant (HA: 298). Capitonidae – Capito niger (Müller, 1776): 1 to the present study. (HA: 1364). Semnornis ramphastinus (Jardine, 1855): 1 The nomenclature used is based on MORONY et al. (1975), indetermined (HA: 145). Psilopogon pyrolophus Müller, with modifications. Bone terminology is basically that used 1835: 1 (USNM: 343420). Megalaima asiatica (Latham, by BAUMEL et al. (1993), supplemented by HOWARD (1929) 1790): 1 (HA: 1525); 1 (HA: 1527). M. haemacephala and GILBERT et al. (1981). (Müller, 1776): 1 (HA: 146). Tricholaema hirsuta (Swain- son, 1821): 1 (USNM: 322560). Lybius bidentatus (Shaw, 1798): 1 (USNM: 291092). L. dubius (Gmelin, 1788): 1 3. RESULTS AND DISCUSSION (HA: 1550). Trachyphonus vaillantii Ranzani, 1935: 1 (USNM: 558564). Indicatoridae – Indicator indicator 3.1. Clavicle (Sparrman, 1777): 1 USNM: 430329). I. minor Stephens, 1815: 1 (USNM: 558565). Ramphastidae – Pteroglossus The omalis extremity (Fig. 1: oe) of the clavicle in the inscriptus (Swainson, 1822). 2 (HA: 304, 615). P. bitor- Passeriformes (Fig. 1: A–E), Picidae (Fig.1: H–K), quatus Vigors, 1826: 1 (HA: 1141). P. aracari (Linnaeus, Indicatoridae (Fig. 1: F, G), Ramphastidae (Fig. 1: 1758): 1 (HA: 143). P. castanotis Gould, 1833: 1 (HA: L–O) and Capitonidae (Fig. 1: T–Z) is triangular in 400); 2 (HA: 413, 1229). P. torquatus (Gmelin, 1788): 1 shape and distinctly truncated at the apex, with a large indetermined (HA: 551). Selenidera maculirostris (Lichten- cranial expansion; the adjacent portion of diaphysis is stein, 1823): 1 (HA: 738); 1 (HA: 416). S. gouldii (Nat- rectilinear or slightly curved cranially. In these groups terer, 1837): 2 (HA: 144, 1212). Baillonius baillonii (Vieil- the above-mentioned cranial expansion is articulated lot, 1819): 1 (HA: 839); 2 (HA: 394, 1297); 1 indeter- with the acrocoracoid process (ap – Fig. 7) of the cora- mined (HA: 1365). Ramphastos dicolorus Linnaeus, 1766: 2 (HA: 599, 1288). R. vitellinus Lichenstein, 1823: 2 coid bone; this expansion is particularly well-devel- (HA: 303, 350); 3 (HA: 352, 713, 799). R. sulfuratus Les- oped in Indicatoridae (Fig. 1: F, G) and in such Picinae son, 1830: 1 (HA: 531). R. toco Müller, 1776: 1 (HA: as Picoides major and Campephilus robustus (Fig. 1: 1014); 1 indetermined (HA: 142). R. tucanus Linnaeus, H, I). Pneumatic foramina are relatively abundant in 1758: 2 (HA: 254, 1238). Picidae – Jynx torquilla Lin- these groups, albeit often absent in smaller species. naeus, 1758: 1 indetermined (HA: 148). Picumnus cirratus In the Ramphastidae the lateral face of the omalis Temminck, 1825: 1 (HA: 1071); 3 (HA: 149, 1032, extremity is almost flat and contains a variable number 1326). P. aurifrons Hargitt, 1889: 1 indetermined (HA: 506). of pneumatic foramina, mainly located in the cranial Picoides major Linnaeus, 1758: 1 indetermined (HA: 1359). portion. This number may vary in a single exemplar, as Piculus flavigula (Boddaert, 1783): 1 (HA: 376). Melaner- observed in the case of Ramphastos toco, where the pes flavifrons Veillot, 1818: 1 (HA: 762). Veniliornis spilo- left clavicle has seven foramina and the right clavicle gaster (Wagler, 1827): 1 (HA: 817). V. passerinus Lin- has four. The size of these foramina also varies, but naeus, 1766: 1 (HA: 694). Colaptes campestris (Vieillot, generally speaking they are larger in the larger species. 1818): 2 (HA: 486, 1010). Celeus flavescens Gmelin, 1788: 1 (HA: 226). Dryocopus lineatus Linnaeus, 1766: 1 (HA: For example, a specimen of R. tucanus was found to 459). Campephilus robustus (Lichtenstein, 1823): 1 (HA: have one large foramen, while species of a smaller 1123). Dendrocolaptidae – Nasica longirostris (Vieillot, size, such as Baillonius baillonii, may not have any 1818): 1 (HA: 632). Dendrocolaptes platyrostris Spix, pneumatic foramina at all. No pneumatic foramina 1825: 1 (HA: 1115). Campilorhamphus falcularius (Vieil- were found in the Capitonidae. lot, 1822): 1 (HA: 1078). Thamnophilidae – Pneumatic foramina located at the omalis extremity of Thamnophilus ruficapillus Vieillot, 1816: 1 (HA: 1052). the clavicle were observed not only in the Ramphasti-
  • 4. Shoulder Girdle in the Piciformes 199 dae, but also in the Picidae (except the genus Picum- ed at the apex, the pneumatic foramina are relatively nus), Indicator indicator and the Passeriformes. They rare, and the adjacent portion of diaphysis is almost are also present in Eurystomus orientalis (Coraciidae), always caudally curved. The Galbulidae and Buc- the Momotidae and Trogonidae. conidae present a strikingly distinct coracoid process In the Bucconidae (Fig. 1: Q–S), Galbulidae (Fig. 1: (Fig. 1: cp), situated obliquely as in the Meropidae P), Coraciiformes (sensu lato) (Fig. 2: AA–OO), (Fig. 2: FF). A cranial projection (small and secondary) Apodiformes (Fig. 2: PP), Caprimulgiformes (Fig. 2: can be observed only in the Coliidae (Fig. 2: DD), QQ–SS) and Strigiformes (Fig. 2: TT), in contrast with Meropidae (FF), some cerylines (Fig. 2: GG–II) and the previous group, the omalis extremity is not truncat- the Todidae. In Chloroceryle amazona (Fig. 2: JJ) and Fig. 1. Side view of the left clavicle: af – apophysis of the furcula; cp – coracoid process; eo – omalis extremity; es – sternal extremity; fp – pneumatic foramen;. A – Dendrocolaptes platyrostris; B – Grallaria varia; C – Pitangus sulphuratus; D – Tur- dus rufiventris; E – Corvus brachyrhynchus; F – Indicator minor; G – Indicator indicator; H – Picoides major; I – Campephilus robustus; J – Jynx torquilla; K – Picumnus cirratus; L – Baillonius baillonii; M – Selenidera maculirostris; N – Pteroglossus castanotis; O – Ramphastos tucanus; P – Galbula albirostris; Q – Nystalus chacuru; R – Monasa nigrifrons; S – Notharchus macrorhynchus; T – Capito niger; U – Semnornis ramphastinus; V – Trachyphonus vaillantii; W – Lybius biden- tatus; X – Tricholaema hirsuta; Y – Psilopogon pyrolophus; Z – Megalaima haemacephala.
  • 5. 200 E. HÖFLING and H. M. F. ALVARENGA Ceryle torquata (Fig. 2: KK), which are also alce- ysis of the furcula (hypocleideum) in the Passeriformes dinids, the cranial projection is smaller. In the Momoti- (Fig. 1: A–E) and Bucconidae (Fig. 1: Q–S), especially dae (Fig. 2: MM), Trogonidae (Fig. 2: NN–OO) [clas- Monasa nigrifrons (Fig. 1: R) and Notharchus sified as Coraciiformes by some authors: MAURER & macrorhynchus (Fig. 1: S). A small hypocleideum can RAIKOW (1981); CRACRAFT (1981)], in the orders be seen in the Trogonidae (Fig. 2: NN, OO), Apodiformes (Fig. 2: PP), Caprimulgiformes (Fig. 2: Caprimulgiformes (Fig. 2: QQ–SS) and Strigiformes QQ–SS), Strigiformes (Fig. 2: TT) and others not rep- (Fig. 2: TT). In the Picidae (Fig. 1: H–K), Indicatori- resented here, the omalis extremity of the clavicle dae (Fig. 1: F–G), Galbulidae (Fig. 1: P) and Coraci- tends to be slim, i.e. not craniocaudally expanded. iformes (sensu lato – Fig. 2: AA–MM), the sternal The sternal extremity (extremitas sternalis Fig. 1: es) extremity is tenuous and there is no hypocleideum. In of the clavicle is relatively strong, with a large apoph- Jynx torquilla (Fig. 1: J) the sternal extremity is very Fig. 2. Side view of the left clavicle: cp – coracoid process. AA – Aceros undulatus; BB – Tockus erythrorhynchus; CC – Upupa epops; DD – Colius striatus; EE – Eurystomus orientalis; FF – Merops apiaster; GG – Alcedo atthis; HH – Dacelo novaeguineae; II – Chloroceryle americana; JJ – Chloroceryle amazona; KK – Ceryle torquata; LL – Todus subulatus; MM – Momotus momota; NN – Trogon surrucura; OO – Pharomachrus mocinno; PP – Streptoprocne zonaris; QQ – Lurocalis semi- torquatus; RR – Nyctibius griseus; SS – Podargus strigoides; TT – Ciccaba virgata.
  • 6. Shoulder Girdle in the Piciformes 201 thin, as it also is in Picumnus cirratus; no furcula was skewed caudally. The two clavicles are distinctly sepa- observed in the specimen examined, probably owing to rate and do not form a furcula. damage during preparation. OWEN (1854) is probably the first to have noticed that STEINBACHER (1937) also observes a difference the clavicles in the toucans do not form a furcula and between the Galbulidae and Bucconidae as regards the are attached to the sternum solely by collagenous liga- presence of the apophysis of the furcula only in the lat- ments. Later authors also mention this aspect of the ter family, and SHUFELDT (1891) had earlier noticed the clavicles (NEWTON 1896; BEDDARD 1898; STRESEMANN absence of this apophysis in the Picidae. 1934; STEINBACHER 1937; VERHEYEN 1955; PRUM The sternal extremity (extremitas sternalis – es) of the 1988). clavicle in the Ramphastidae (Fig. 1: L–O) and Capi- In the Capitonidae (Fig. 1: T–Z), the shape of the clavi- tonidae (Fig. 1: T–Z) is small, and the apex is slightly cle is similar to that of the Ramphastidae. VERHEYEN Fig. 3. Side view of the left scapula. A – Baillonius baillonii; B – Selenidera maculirostris; C – Pteroglossus castanotis; D – Ramphastos tucanus ; E – Semnornis ramphastinus; F – Capito niger; G – Trachyphonus vaillantii; H – Lybius bidentatus; I – Tricholaema hirsuta; J – Psilopogon pyrolophus; K – Megalaima haemacephala; L – Dendrocolaptes platyrostris; M – Gral- laria varia; N – Tijuca atra; O – Pyroderus scutatus; P – Turdus rufiventris; Q – Philydor leucophrus; R – Chamaeza ruficau- da; S – Picoides major; T – Piculus flavigula; U – Colaptes campestris; V – Campephilus robustus; W – Picumnus cirratus; X – Jynx torquilla; Y – Indicator indicator; Z – Indicator minor.
  • 7. 202 E. HÖFLING and H. M. F. ALVARENGA (1955) reports that in some Old World capitonids, the In the Ramphastidae, the acromial process is large and two clavicles are connected ventrally by a slightly slightly skewed toward the dorsum (Fig. 3: A–D). The curved bone to form a furcula; even in adult individu- cranial extremity of this process is articulated with the als of a certain age, the junctions of this bone with the clavicle, which (as mentioned above) presents a cranial two clavicles remain distinct. VERHEYEN (op. cit.) also expansion at the omalis extremity. The subacromial refers to the fact that in the genera Megalaima, Pogoni- region (between the acromion and the facies articu- ulus, and probably Lybius, the clavicles are similar to laris humeralis) in the Ramphastidae is almost always those of the Ramphastidae, i.e. short and shaped like a perforated by pneumatic foramina. stiletto. PRUM (1988) observes the presence of this In the Capitonidae the scapula is similar to that of the interclavicular bone in Lybius torquatus, calling it a Ramphastidae, except that the caudal region of the “metaclavicle” and suggesting that it may be a “neo- blade is more markedly curved (Fig. 3: E–K), and most morphic character”. PRUM (op. cit.) also says there is species do not have pneumatic foramina. Subacromial no “metaclavicle” in the Neotropical Capitonidae, in pneumatic foramina were found only in Semnornis the oriental genera Megalaima and Psilopogon, and in ramphastinus. the Ethiopian genera Buccanodon and Pogoniulus. In both species of the Indicatoridae examined (Fig. 3: Among the capitonids examined for the present study, Y–Z), the scapula is also similar to that of the Ram- the “metaclavicle” was observed only in Lybius phastidae, with the addition of subacromial pneumatic dubius; in some specimens, it may have been lost dur- foramina in Indicator indicator. However, the acromial ing preparation. process lacks the dorsal projection found in the Ram- STEINBACHER (1937) notes that the clavicles in the phastidae and is more cranially projected. Capitonidae present a weaker connection or are smaller In the Picidae, including Picumnus (Fig. 3: S–W), the in size, corresponding to only half that of the coracoids, caudal portion of the scapula is sharply curved (nearly with a membranous formation which extends as far as 90º), suggesting a shared character in the family, while the sterno-clavicular ligament. STRESEMANN (1934) in Jynx (Fig. 3: X) it is shaped like those of the Indica- refers to this aspect in connection with Capito sp. toridae (Fig. 3: Y, Z) and other piciforms. In recent birds, besides the Ramphastidae and some Subacromial pneumatic foramina were found in eight Capitonidae, NEWTON (1896) reports the clavicles genera of woodpeckers examined (Campephilus, being united by cartilage or fibrous tissue in Ocydro- Celeus, Picoides, Veniliornis, Piculus, Colaptes, mus (= Gallirallus), Cariama, Didus (= Raphus), Car- pophaga (= Ducula), many Psittacidae and Strigidae, Melanerpes and Dryocopus); they were absent in Jynx the Musophagidae, Buceros and Alcedo. In small torquilla and Picumnus cirratus. According to BEL- LAIRS & JENKIN (1960), small birds such as these two psittacids of the genera Agapornis and Neophema (FÜRBRINGER 1888; BEDDARD 1898; BELLAIRS & species are less pneumatized than large ones. The acro- JENKIN 1960; pers. obs.), the clavicle is confined to the mial process in the Picidae is developed, as it is in the omalis extremity. In Cariama cristata (Cariamidae), Ramphastidae, but in several genera, especially Jynx, it Alcedo atthis (Acedinidae) and Ducula aenea is cranially projected. (Columbidae), we observed that the clavicles meet In the Galbulidae (Fig. 4: AA) and Bucconidae (Fig. 4: medially to form the furcula. In a study of the anatomy BB–DD), the scapula is more rectilinear in shape, of the Columbidae, GARROD (1874) makes no refer- although the caudal region is ventrally curved to a ence to the absence of a furcula in any species. The slight extent, and hence resembles some coraciiforms absence of clavicles has been noted in the ratites and such as Leptosomus, Upupa, Phoeniculus, Dacelo, and also in Mesitornis (Mesitornithidae) (NEWTON 1896; Tockus among others. No subacromial pneumatic BEDDARD 1898). foramina were found in either family, except for one specimen of Nystalus chacuru which had a tiny fora- men in the left scapula. 3.2. Scapula In Upupa epops (Fig. 4: EE; Upupidae) and in The body of the scapula is a narrow, curved (or slightly Phoeniculus purpureus, the scapula has an almost rec- curved) blade-shaped bone, especially in the Passeri- tilinear blade, similar to that of the Bucconidae, and a formes, and also in the Picidae, Indicatoridae, Ram- large subacromial pneumatic foramen. At the costal phastidae and Capitonidae (Fig. 3). In the latter, the margin, the acromion, which is of moderate size, forms acromial process is relatively large with a truncated at its base a ramification that gives rise to a second, apex, giving the scapula an almost quadrangular shape. ventromedially positioned, process (vp) which is artic- In many passeriforms, however, the acromial process ulated with the extremity of the procoracoid process of is obliquely truncated, forming an apex with a more the coracoid, as exemplified for Ceryle torquata in pointed tip (Fig. 3: N, P, R). Fig. 8.
  • 8. Shoulder Girdle in the Piciformes 203 In the Bucerotidae (Fig. 4: FF), the body of the scapula In the Alcedinidae (Fig. 4: KK–OO), the cranial por- is similar to that of Leptosomus discolor (Fig. 4: GG; tion of the scapula is rectilinear, while the caudal Leptosomidae) and also presents a ventromedial pro- portion often forms sharp angles at various levels cess (vp). In Aceros undulatus there are small subacro- and has a ventrally directed apex. The ventromedial mial pneumatic foramina, while in Tockus ery- process is pronounced (vp – Fig. 8) in this group, as throrhynchus there are none. Both the ventromedial it is in the Momotidae (Fig. 4: QQ) and Todidae (Fig. process and pneumatic foramina at the apex of the 4: PP). In the latter two families, the general appear- acromion are found in Merops apiaster (Fig. 4: II; ance of the scapula is similar to that of the Alce- Meropidae) where the scapula is more curved. dinidae. Fig. 4. Side view of the left scapula. AA – Galbula albirostris; BB – Malacoptila rufa; CC – Monasa nigifrons; DD – Nys- talus chacuru; EE – Upupa epops; FF – Tockus erythrorhynchus; GG – Leptosomus discolor; HH – Eurystomus orientalis; II – Merops apiaster; JJ – Colius striatus; KK – Dacelo novaeguineae; LL – Alcedo atthis; MM – Ceryle torquata; NN – Chloroceryle amazona; OO – Chloroceryle americana; PP – Todus subulatus; QQ – Momotus momota; RR – Trogon surrucu- ra; SS – Pharomachrus mocinno; TT – Nyctibius griseus; UU – Lurocalis semitorquatus; VV – Podargus strigoides; WW – Ciccaba virgata.
  • 9. 204 E. HÖFLING and H. M. F. ALVARENGA In the Trogonidae (Fig. 4: RR and SS), the scapula is A large pneumatic foramen at the extremity of the slightly curved throughout its length; the acromial pro- acromion is found only in the Strigiformes. cess is small and lacking in a ventromedial process. In the Caprimulgiformes (Fig. 4: TT–VV) and Strigi- 3.3. Coracoid formes (Fig. 4: WW), the body of the scapula tends toward a flat or moderately curvaceous blade-like The third element of the scapular girdle, the coracoid, shape, and the acromion lacks the ventromedial pro- is the strongest bone in the entire structure. The omalis cess that occurs in several groups of the Coraciiformes. extremity presents a complex articular region compris- Fig. 5. Ventral view of the left coracoid: ap – acrocoracoid process; eo – omalis extremity; es – sternal extremity; lp – lateral process; ma – medial angle; pp – procoracoid process. A – Dendrocolaptes platyrostris; B –Grallaria varia; C – Turdus rufiventris; D – Pitangus sulphuratus; E – Corvus brachyrhynchus; F – Indicator indicator; G – Jynx torquilla; H – Picumnus cirratus; I – Campephilus robustus; J – Picoides major; K – Ramphastos tucanus; L – Pteroglossus castanotis; M – Selenidera maculirostris; N – Baillonius baillonii; O – Capito niger; P – Semnornis ramphastinus; Q – Trachyphonus vaillan- tii; R – Lybius bidentatus; S – Psilopogon pyrolophus; T – Megalaima haemacephala; U – Tricholaema hirsuta; V– Galbula albirostris; X – Nystalus chacuru; Y – Monasa nigrifrons; Z – Notharchus macrorhynchus.
  • 10. Shoulder Girdle in the Piciformes 205 ing the clavicula, scapula and humerus. The three sal margin of the humerus. In many birds, only the pro- bones of the scapular girdle are bound together by a coracoid process and the scapula form the canal for complex system of ligaments which also joins them to this tendon, while in others this conduit is formed by the fore limb. the procoracoid process alone (FÜRBRINGER 1888; The coracoid has a procoracoid process (pp – Fig. 5: BAUMEL et al. 1993). In the latter case, the procoracoid D) near the omalis extremity. This process is the main process merges with the medial region of the acrocora- element in the formation of the triosseous canal, of coid process (ap – Fig. 5: C), termed the brachial which the scapula and clavicle also form part of the tuberosity (bt – Fig. 9) by HOWARD (1929) and GILBERT walls of this canal, permitting passage of the tendon of et al. (1981), as can be observed in Tockus ery- the supracoracoideus muscle which inserts on the dor- throrhynchus (Fig. 6: FF), Upupa epops (Fig. 6: GG), Fig. 6. Ventral view of the left coracoid: ap – acrocoracoid process; pp – procoracoid process. AA – Eurystomus orientalis; BB – Brachypteracias leptosomus; CC – Leptosomus discolor; DD – Colius striatus; EE – Aceros undulatus; FF – Tockus erythrorhynchus; GG – Upupa epops; HH – Alcedo atthis; II – Dacelo novaeguineae; JJ – Ceryle torquata; KK – Chloro- ceryle amazona; LL – Chloroceryle americana; MM – Todus subulatus; NN – Momotus momota; OO – Merops apiaster; PP – Trogon surrucura; QQ – Pharomachrus mocinno; RR – Streptoprocne zonaris; SS – Lurocalis semitorquatus; TT – Ciccaba virgata; UU – Nyctibius griseus; VV – Podargus strigoides.
  • 11. 206 E. HÖFLING and H. M. F. ALVARENGA Phoeniculus purpureus and Alcedo atthis (Fig. 6: HH). oped. In the Indicatoridae (Fig. 5: F) and Picidae In the Ramphastidae, the coracoid is characterized by a (Fig. 5: G–J), the coracoid is somewhat more elongat- narrow, elongated body (Fig. 5: K–N), with an elongat- ed. At the sternal extremity the medial angle and lateral ed acrocoracoid process that forms a discreet angle process are more discreet and do not project ventrally. with the axis of the body. The procoracoid process is In the Passeriformes (Fig. 5: A–E), which also have a very small; the sternal extremity of the coracoid pre- coracoid with an elongated body, the procoracoid pro- sents a strongly curvaceous articular margin, accentu- cess is somewhat more pronounced and the sternal ated by the medial angle (ma – Fig. 5) and the lateral extremity more expanded; the most conspicuous char- process (lp – Fig. 5: L), both of which expand ventrally acteristic is the medial portion of the elongated acroco- toward the sternum. racoid process on the side of the procoracoid process. In the Capitonidae (Fig. 5: O–U), the coracoid has the In the Galbulidae (Fig. 5: V) and Bucconidae (Fig. 5: same configuration as that found in the Ramphastidae, X–Z), the coracoid differs from those of other Pici- but the lateral process is usually somewhat more devel- formes by having a more expanded sternal extremity, forming a large lateral process; the omalis extremity forms a medial expansion ventrally skewed toward the procoracoid process, as in the Passeriformes (Fig. 5: A–E), and this latter process is far broader and more developed. In general, the Coraciiformes (Fig. 6: AA–OO), Trogo- niformes (Fig. 6: PP–QQ), Apodiformes (Fig. 6: RR), Caprimulgiformes (Fig. 6: SS, UU, VV) and Strigi- formes (Fig. 6: TT), have an elongated procoracoid process developed similar to that found in the Buc- conidae and Galbulidae. A noteworthy characteristic is the absence of the cora- coid foramen in all the Piciformes, Passeriformes, Coraciiformes, Trogoniformes and Coliiformes, whereas this foramen is apparently present in most orders of birds. Indeed, this may be a common charac- ter in these groups; however, in Leptosomus discolor (Coraciiformes), this foramen is evident. On the other hand, the coracoid foramen is not found in other dis- crete groups such as the Galliformes (HOLMAN 1964) and Ardeidae (pers. obs.). 4. CONCLUSIONS A number of homologous characters found in the three osseous elements of the shoulder girdle, that support some assertions of relantionship between the piciforms and related groups; these are: 1) the shape of the both extremities of the clavicle and coracoid; 2) the pres- ence of the furcula and hipocleideum; 3) the shape of the scapular lamina; 4) the presence of the ventromedi- al process of the scapula; 5) the development of the procoracoid process and 6) the presence of the cora- coid foramen. The analysed characters allowed the fol- lowing conclusions: a) The monophyly of the Pici. The Picidae, Indicatori- dae, Capitonidae, and Ramphastidae form a fairly Figs. 7–9. Right scapulo-coracoid articulation, medial view: homogeneous group that must be monophyletic, and 7. Ramphastos dicolorus. 8. Ceryle torquata. 9. Notarchus constitute the “genuine” representatives of the order macrorhychos: a – acromion; ap – acrocoracoid process; bt – Piciformes. The analysis also shows that the Ram- brachial tuberosity; c – coracoid; pp – procoracoid process; s phastidae are closely akin to the Capitonidae, while the – scapula; vp – ventromedial process of the acromion. Indicatoridae are directly related to the Picidae.
  • 12. Shoulder Girdle in the Piciformes 207 In the Ramphastidae and Capitonidae, the sternal tinctly truncated at the apex, and (3) with relatively extremities of the clavicles are short and slender and abundant pneumatic foramina; (4) a very slender and do not meet to form a furcula; however, in some Asian elongated coracoid, almost rounded in transversal sec- and African Capitonidae the two clavicles are joined tion at the middle, with a (5) much reduced procora- by a slightly curved bone called the “metaclavicle” coid process; (6) the general morphology of the scapu- (PRUM, 1988), which seems to be a structure worthy of la, even though not contributing much in the present further ontogenetic study and understanding as to its study, is much the same in the two groups. phylogenetic value. The general morphology of the f) Monophyly of the Coraciiformes. Most of the clavicle, scapula and coracoid is very similar between Coraciiformes share a scapula with a very rectilinear the members of these two families. cranial half, besides a ventromedial process which is On the other hand, the Picidae and Indicatoridae pre- articulated to the extremity of the procoracoid process sent complete clavicles, which meet at the sternum of the coracoid. In the clavicles of the Coraciiformes, forming a furcula. The general format of the clavicle is the apex of the omalis extremity is usually rounded very similar in the two families, differing from that of off. The more typical structure of the coracoid of the the Ramphastidae and Capitonidae, not only due to the Coraciiformes appears to be: at the sternal extremity, furcula but also by the cranial expansion in the omalis the procoracoid process is wide and flat forming extremity being much more proeminent. The coracoid together with the main part of the coracoid a groove morphology of the Indicatoridae also brings them clos- for the tendon of the supracoracoid muscle; this er to the Picidae. description of the coracoid can be especially applied b) Monophyly of the Bucconidae and the Galbulidae. to the Brachypteraciidae, Coraciidae, Meropidae, The clavicles with the apex of the omalis extremity Upupidae, and also Alcedo atthis amongst the Alce- rounded off and the proeminent crest forming the cora- dinidae. In the remaining Alcedinidae, Momotidae, coid process, besides the straight scapula and the cora- Todidae and Bucerotidae this basic architecture coid with the procoracoidal process expanded into a appears to have become modified through a laminar form and a pointed lateral process, are some of lenghthening of the coracoid and a reduction of the the characters which bring these two families close procoracoid process. together, thus supporting the monophyletic hypothesis. g) Non-relationship between the Trogonidae and c) Non-relationship between the Pici and the Galbu- Coraciiformes. The scapula of the Trogonidae does not loidea. The traditional concept whereby the order Pici- present a rectilinear cranial part as it is found in the formes is composed of the suborders Pici and Galbu- Coraciiformes. The ventromedial process is also loidea has no foundation when based on the morpholo- absent. The omalis extremity of the Trogonidae clavi- gy of the shoulder girdle. On the contrary, in the pre- cle is almost always expanded which is not so in the sent study, these two groups do not present any charac- Coraciiformes. The procoracoidal process of the Tro- teristic which suggests this relationship. gonidae coracoid is not laminar and wide as in the d) Relationship of the Galbuloidea to the Coraci- Coraciiformes. In the sternal extremity of the coracoid, iformes. The characters observed on the shoulder gir- the lateral and medial process are expanded and round- dle of the Galbulidae and Bucconidae, show a pro- ed off in the Trogonidae, different from what we nounced similarity to those in the Brachypteraciidae, observed in the Coraciiformes. Such characters sepa- Coraciidae and Meropidae. The similarity of the cora- rate very well the Trogonidae from the Coraciiformes, coid of the Bucconidae, Brachypteraciidae and Coraci- opposit to the opinions of MAURER & RAIKOW (1981) idae, is especially outstanding, as OLSON (1983) had and CRACRAFT (1981), and this leads us to accept this already noted. It appears to us evident that the Galbu- family as being placed in its own order, the Trogoni- loidea should be included amongst the Coraciiformes formes. or, as concluded by SIBLEY & AHLQUIST (1990), in a distinct order, the Galbuliformes. e) Relationship of the Piciformes to the Passeriformes. Acknowledgements. The authors acknowledge the support The above presented conclusions based on shoulder of Conselho Nacional de Desenvolvimento Científico e Tec- girdle morphology are quite close to the conclusions of nológico (CNPq), which awarded E. Höfling a research grant; and Coordenadoria de Apoio à Pesquisa e Ensino SIBLEY & AHLQUIST (1990) which are centered on Superior (CAPES), which gave to H. Alvarenga a grant for DNA hybridization. However, as to their phylogeneti- his doctoral research. Special thanks are due to S. Olson and cally placing the Passeriformes quite apart from the R. Heyer of the United States National Museum of Natural Piciformes, we herein note some characters shared by History, Smithsonian Institution, for authorizing examination these two orders which appear to suggest the opposite. of the osteological material in their collection and for the Representatives of both orders possess: (1) the triangu- loan of some of the skeletons utilized in this study. Finnally, lar shaped omalis extremity of the clavicle, (2) dis- to W. Bock for his critical lecture of the manuscript.
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(1981): Appendicular myol- ciências, Universidade de São Paulo, C.P. 11 461, CEP ogy, phylogeny, and classification of the avian order 05422-970, São Paulo, Brazil; e-mail: ehofling@ib.usp.br Coraciiformes (including Trogoniformes). Ann. Carneg. Mus. 50: 417–434. Received: 10. 11. 1997 MAYR, E. & AMADON, D. (1951): A classification of recent Accepted: 02. 06. 2000 birds. Am. Mus. Novit. 1494: 1–42. Corresponding Editor: W. BOCK