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S E S S I O N S 4 & 5 : P R O J E C T C Y C L E
M A N A G E M E N T 2 : L O G F R A M E S
E M A N U E L S O U V A I R A N
M A R C H 2 0 1 4
Practical Approaches to Managing
International Development Projects in
the Face of Complexity
T H I S P R E S E N T A T I O N W I L L B E M A D E A V A I L A B L E T O S T U D E N T S V I A S L I D E S H A R E
T H E T Y P I C A L C O M P O N E N T S
• P R O J E C T I D E N T I F I C A T I O N
• S T A K E H O L D E R A N A L Y S I S
• A S S E S S M E N T S T A G E ( R E S E A R C H )
• P R O B L E M A N D S O L U T I O N A N A L Y S I S
• L O G I C A L F R A M E W O R K A P P R O A C H
• A C T I V I T Y P L A N N I N G
• I M P L E M E N T A T I O N
• M O N I T O R I N G
• E V A L U A T I O N
Project cycle management
T H E T Y P I C A L C O M P O N E N T S
• P R O J E C T I D E N T I F I C A T I O N
• S T A K E H O L D E R A N A L Y S I S
• A S S E S S M E N T S T A G E ( R E S E A R C H )
• P R O B L E M A N D S O L U T I O N A N A L Y S I S
• L O G I C A L F R A M E W O R K A P P R O A C H
• A C T I V I T Y P L A N N I N G
• I M P L E M E N T A T I O N
• M O N I T O R I N G
• E V A L U A T I O N
Project cycle management
Logframes
Logframe Jargon
Logframes: but what do the
words mean?
Causation
Causation?
1 . W H A T I S T H E C O N C E R N ? T H I S I S T H E P R O B L E M O R O P P O R T U N I T Y T H A T L I E S
B E H I N D T H E P R O J E C T / P R O G R A M M E . I T I S W H A T L E A D S U S T O B E L I E V E T H A T
„ S O M E T H I N G N E E D S T O B E D O N E ‟ .
2 . W H A T I S T H E T A S K ? I T I S W H A T W E I N T E N D T O D O T O A D D R E S S T H E C O N C E R N .
W E N E E D T O H A V E C L A R I T Y A S T O T H E B O U N D A R I E S O F W H A T W I L L B E D O N E I N
T E R M S O F T I M E , M O N E Y A N D P E O P L E .
3 . W H A T I S T H E P U R P O S E O F T H E P R O J E C T ? T H I S I S T H E B E N E F I T O F
A D D R E S S I N G T H E C O N C E R N . T H E A N S W E R U S U A L L Y B E G I N S W I T H T H E W O R D S … I N
O R D E R T O …
4 . W H O I S T H E E N D U S E R ? T H I S I D E N T I F I E S W H O W I L L M A K E U S E O F T H E P R O J E C T
O U T C O M E S .
5 . W H A T W I L L B E T H E E N D R E S U L T ? T H I S I S T H E „ W H E N ‟ A N D T H E „ W H A T ‟ ; T H E
T A N G I B L E T H I N G S T H A T T H E S U C C E S S F U L P R O J E C T W I L L D E L I V E R . W E N E E D T O
S P E C I F Y T H E E N D R E S U L T A N D J U D G E W H E T H E R I T ‟ S C O N G R U E N T W I T H T H E
C O N C E R N , T A S K A N D P U R P O S E .
6 . W H A T A R E T H E S U C C E S S C R I T E R I A ? T H E S E A R E T H E T H I N G S W H I C H A R E
M E A S U R A B L E A N D E N A B L E U S T O D E M O N S T R A T E T H A T T H E P R O J E C T H A S
A C H I E V E D I T S I N T E N D E D O U T C O M E S A N D B E E N C O N D U C T E D W I T H I N T H E
R E S O U R C E S I N T E N D E D . U S U A L L Y T H E C R I T E R I A W I L L R E L A T E T O B O T H T H E
Q U A L I T Y / Q U A N T I T Y O F T H E O U T P U T S A N D T O W H E T H E R W E K E P T T O T I M E A N D
B U D G E T , A N D T O T H E O U T C O M E S A C H I E V E D A N D T H E L O N G E R - T E R M I M P A C T .
Defining the Project: The Big
Six Questions
1 . I S T H E T A S K C A P A B L E O F D E L I V E R I N G T H E P U R P O S E ?
2 . I F T H E P U R P O S E I S A C H I E V E D W I L L I T S O L V E ( O R
L A R G E L Y S O L V E ) T H E C O N C E R N ?
I F N O T O E I T H E R Q U E S T I O N T H E N L O G I C A L L Y ( I N T E R M S O F
T H E P R O J E C T ‟ S O W N I N T E R N A L V A L I D I T Y ) T H E P R O J E C T
W I L L F A I L !
I F T H I S I S T H E C A S E , T H E N E I T H E R T H E P R O J E C T H A S G O T
T O S T R E N G T H E N T H E T A S K I N T E R M S O F T I M E , M O N E Y O R
P E O P L E ( A N D I N M O S T S I T U A T I O N S I T W I L L N O T B E
P O S S I B L E T O G E T M O R E R E S O U R C E S ) O R R E - E X A M I N E T H E
C O N C E R N A N D S E E I F A L E S S A M B I T I O U S C O N C E R N S T I L L
M A K E S F O R A W O R T H W H I L E P R O J E C T - O N E W H E R E A N
A C H I E V A B L E P U R P O S E ( T H A T C A N B E D E L I V E R E D B Y T H E
T A S K ) W I L L S O L V E T H I S L E S S A M B I T I O U S C O N C E R N .
Testing the Concern, Task And
Purpose
Completing a log frame
I D E N T I F Y T H E R I S K S B Y :
1 . L O O K I N G A T T H E V A R I O U S A N A L Y S E S T H A T H A V E B E E N C A R R I E D
O U T , F O R E X A M P L E , S T A K E H O L D E R , E C O N O M I C ,
E N V I R O N M E N T A L , S O C I A L , P R O B L E M
2 . G O I N G B A C K T O T H E O B J E C T I V E S T R E E A N D C O N S I D E R I N G T H E
C O N S T R A I N T S
3 . L O O K I N G A T E A C H O B J E C T I V E I N T H E L O G F R A M E A N D
B R A I N S T O R M I N G T H E A S S U M P T I O N S T H A T H A V E T O B E M A D E I N
O R D E R F O R T H E H I G H E R O B J E C T I V E T O B E A C H I E V E D .
A U S E F U L S E R I E S O F Q U E S T I O N S T O A S K I S :
• I F W E D O T H E S E A C T I V I T I E S , W H A T C A N S T O P U S F R O M
D E L I V E R I N G T H E S E O U T P U T S ?
• I F W E A R E S U C C E S S F U L I N D E L I V E R I N G T H E S E O U T P U T S ,
W H A T C A N S T O P U S F R O M A C H I E V I N G T H I S P U R P O S E ?
• I F T H E P U R P O S E I S A C H I E V E D , W H A T W O U L D S T O P I T
C O N T R I B U T I N G T O T H E G O A L ?
Assumptions
L I S T A L L T H E R I S K S A N D N U M B E R T H E M . T H E N C O N S I D E R H O W L I K E L Y I T I S T H A T E A C H
O N E W I L L H A P P E N ( P R O B A B I L I T Y ) A N D W H A T T H E I M P A C T O F E A C H R I S K H A P P E N I N G
M I G H T B E . T H I N K O F T H E I M P A C T O N P R O J E C T S U C C E S S A N D A L S O T H E I M P A C T O N T H E
B E N E F I C I A R I E S . P L A C E T H E N U M B E R S I N T H E M A T R I X .
F O R E X A M P L E , I N A P R O J E C T T O I M P R O V E Y I E L D S , T H E F I R S T R I S K I D E N T I F I E D I S T H A T
F A R M E R S M I G H T N O T A D O P T N E W V A R I E T I E S O F S E E D . T H E P R O B A B I L I T Y O F T H I S
H A P P E N I N G I S C O N S I D E R E D T O B E M E D I U M A N D T H E I M P A C T O N T H E P R O J E C T I F T H I S
R I S K H A P P E N S I S H I G H . S O A „ 1 ‟ I S P L A C E D I N T H E R E L E V A N T B O X .
Impact/Probability matrix
The „If-Then‟ test
When we have filled in the objectives for each level, we must make sure the statements are logically linked to each other.
To do this, use the „If-Then‟ test:
1. Look at the activities. If we carry out all of the activities, then will they result in the outputs?
2. Look at the outputs. If the outputs are produced, then will they achieve the purpose?
3. If the purpose is achieved, then will it contribute towards the goal?
For example:
• If we train members of the community to maintain and repair hand pumps (activities), then sources of safe water will
be improved (output).
• If sources of safe water are improved (output), then access to safe water will be improved (purpose).
• If access to safe water is improved (purpose), then the incidence and impact of diarrhoeal disease will decrease (goal).
T O S E T A N I N D I C A T O R , S I M P L Y A S K : “ W H A T W O U L D W E S E E ? ”
I N D I C A T O R S N E E D T O B E :
• S P E C I F I C
• M E A S U R A B L E
• A T T A I N A B L E
• R E S U L T - O R I E N T E D A N D R E L E V A N T
• T I M E - B O U N D
Setting S.M.A.R.T. Indicators
I F A N I N D I C A T O R R E Q U I R E S U S T O A S K “ W H A T W O U L D
W E S E E ? ” , F O R E V I D E N C E / M E A N S O F V E R I F I C A T I O N
W E N E E D T O A S K “ W H E R E W O U L D W E S E E T H I S ? ”
F O R E X A M P L E , B O D Y T E M P E R A T U R E I S A N I N D I C A T O R
O F H E A L T H . A T H E R M O M E T E R P R O V I D E S T H E
E V I D E N C E .
A N I N D I C A T O R A N D T H E E V I D E N C E N E E D S T O B E
O B J E C T I V E L Y V E R I F I A B L E
Sources of Evidence/
Means of Verification

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Practical Approaches to Managing International Development Projects in the Face of Complexity: Sessions 4&5. Project Cycle Management 2, Logical Frameworks

  • 1. S E S S I O N S 4 & 5 : P R O J E C T C Y C L E M A N A G E M E N T 2 : L O G F R A M E S E M A N U E L S O U V A I R A N M A R C H 2 0 1 4 Practical Approaches to Managing International Development Projects in the Face of Complexity T H I S P R E S E N T A T I O N W I L L B E M A D E A V A I L A B L E T O S T U D E N T S V I A S L I D E S H A R E
  • 2. T H E T Y P I C A L C O M P O N E N T S • P R O J E C T I D E N T I F I C A T I O N • S T A K E H O L D E R A N A L Y S I S • A S S E S S M E N T S T A G E ( R E S E A R C H ) • P R O B L E M A N D S O L U T I O N A N A L Y S I S • L O G I C A L F R A M E W O R K A P P R O A C H • A C T I V I T Y P L A N N I N G • I M P L E M E N T A T I O N • M O N I T O R I N G • E V A L U A T I O N Project cycle management
  • 3. T H E T Y P I C A L C O M P O N E N T S • P R O J E C T I D E N T I F I C A T I O N • S T A K E H O L D E R A N A L Y S I S • A S S E S S M E N T S T A G E ( R E S E A R C H ) • P R O B L E M A N D S O L U T I O N A N A L Y S I S • L O G I C A L F R A M E W O R K A P P R O A C H • A C T I V I T Y P L A N N I N G • I M P L E M E N T A T I O N • M O N I T O R I N G • E V A L U A T I O N Project cycle management
  • 6. Logframes: but what do the words mean?
  • 9. 1 . W H A T I S T H E C O N C E R N ? T H I S I S T H E P R O B L E M O R O P P O R T U N I T Y T H A T L I E S B E H I N D T H E P R O J E C T / P R O G R A M M E . I T I S W H A T L E A D S U S T O B E L I E V E T H A T „ S O M E T H I N G N E E D S T O B E D O N E ‟ . 2 . W H A T I S T H E T A S K ? I T I S W H A T W E I N T E N D T O D O T O A D D R E S S T H E C O N C E R N . W E N E E D T O H A V E C L A R I T Y A S T O T H E B O U N D A R I E S O F W H A T W I L L B E D O N E I N T E R M S O F T I M E , M O N E Y A N D P E O P L E . 3 . W H A T I S T H E P U R P O S E O F T H E P R O J E C T ? T H I S I S T H E B E N E F I T O F A D D R E S S I N G T H E C O N C E R N . T H E A N S W E R U S U A L L Y B E G I N S W I T H T H E W O R D S … I N O R D E R T O … 4 . W H O I S T H E E N D U S E R ? T H I S I D E N T I F I E S W H O W I L L M A K E U S E O F T H E P R O J E C T O U T C O M E S . 5 . W H A T W I L L B E T H E E N D R E S U L T ? T H I S I S T H E „ W H E N ‟ A N D T H E „ W H A T ‟ ; T H E T A N G I B L E T H I N G S T H A T T H E S U C C E S S F U L P R O J E C T W I L L D E L I V E R . W E N E E D T O S P E C I F Y T H E E N D R E S U L T A N D J U D G E W H E T H E R I T ‟ S C O N G R U E N T W I T H T H E C O N C E R N , T A S K A N D P U R P O S E . 6 . W H A T A R E T H E S U C C E S S C R I T E R I A ? T H E S E A R E T H E T H I N G S W H I C H A R E M E A S U R A B L E A N D E N A B L E U S T O D E M O N S T R A T E T H A T T H E P R O J E C T H A S A C H I E V E D I T S I N T E N D E D O U T C O M E S A N D B E E N C O N D U C T E D W I T H I N T H E R E S O U R C E S I N T E N D E D . U S U A L L Y T H E C R I T E R I A W I L L R E L A T E T O B O T H T H E Q U A L I T Y / Q U A N T I T Y O F T H E O U T P U T S A N D T O W H E T H E R W E K E P T T O T I M E A N D B U D G E T , A N D T O T H E O U T C O M E S A C H I E V E D A N D T H E L O N G E R - T E R M I M P A C T . Defining the Project: The Big Six Questions
  • 10. 1 . I S T H E T A S K C A P A B L E O F D E L I V E R I N G T H E P U R P O S E ? 2 . I F T H E P U R P O S E I S A C H I E V E D W I L L I T S O L V E ( O R L A R G E L Y S O L V E ) T H E C O N C E R N ? I F N O T O E I T H E R Q U E S T I O N T H E N L O G I C A L L Y ( I N T E R M S O F T H E P R O J E C T ‟ S O W N I N T E R N A L V A L I D I T Y ) T H E P R O J E C T W I L L F A I L ! I F T H I S I S T H E C A S E , T H E N E I T H E R T H E P R O J E C T H A S G O T T O S T R E N G T H E N T H E T A S K I N T E R M S O F T I M E , M O N E Y O R P E O P L E ( A N D I N M O S T S I T U A T I O N S I T W I L L N O T B E P O S S I B L E T O G E T M O R E R E S O U R C E S ) O R R E - E X A M I N E T H E C O N C E R N A N D S E E I F A L E S S A M B I T I O U S C O N C E R N S T I L L M A K E S F O R A W O R T H W H I L E P R O J E C T - O N E W H E R E A N A C H I E V A B L E P U R P O S E ( T H A T C A N B E D E L I V E R E D B Y T H E T A S K ) W I L L S O L V E T H I S L E S S A M B I T I O U S C O N C E R N . Testing the Concern, Task And Purpose
  • 12. I D E N T I F Y T H E R I S K S B Y : 1 . L O O K I N G A T T H E V A R I O U S A N A L Y S E S T H A T H A V E B E E N C A R R I E D O U T , F O R E X A M P L E , S T A K E H O L D E R , E C O N O M I C , E N V I R O N M E N T A L , S O C I A L , P R O B L E M 2 . G O I N G B A C K T O T H E O B J E C T I V E S T R E E A N D C O N S I D E R I N G T H E C O N S T R A I N T S 3 . L O O K I N G A T E A C H O B J E C T I V E I N T H E L O G F R A M E A N D B R A I N S T O R M I N G T H E A S S U M P T I O N S T H A T H A V E T O B E M A D E I N O R D E R F O R T H E H I G H E R O B J E C T I V E T O B E A C H I E V E D . A U S E F U L S E R I E S O F Q U E S T I O N S T O A S K I S : • I F W E D O T H E S E A C T I V I T I E S , W H A T C A N S T O P U S F R O M D E L I V E R I N G T H E S E O U T P U T S ? • I F W E A R E S U C C E S S F U L I N D E L I V E R I N G T H E S E O U T P U T S , W H A T C A N S T O P U S F R O M A C H I E V I N G T H I S P U R P O S E ? • I F T H E P U R P O S E I S A C H I E V E D , W H A T W O U L D S T O P I T C O N T R I B U T I N G T O T H E G O A L ? Assumptions
  • 13. L I S T A L L T H E R I S K S A N D N U M B E R T H E M . T H E N C O N S I D E R H O W L I K E L Y I T I S T H A T E A C H O N E W I L L H A P P E N ( P R O B A B I L I T Y ) A N D W H A T T H E I M P A C T O F E A C H R I S K H A P P E N I N G M I G H T B E . T H I N K O F T H E I M P A C T O N P R O J E C T S U C C E S S A N D A L S O T H E I M P A C T O N T H E B E N E F I C I A R I E S . P L A C E T H E N U M B E R S I N T H E M A T R I X . F O R E X A M P L E , I N A P R O J E C T T O I M P R O V E Y I E L D S , T H E F I R S T R I S K I D E N T I F I E D I S T H A T F A R M E R S M I G H T N O T A D O P T N E W V A R I E T I E S O F S E E D . T H E P R O B A B I L I T Y O F T H I S H A P P E N I N G I S C O N S I D E R E D T O B E M E D I U M A N D T H E I M P A C T O N T H E P R O J E C T I F T H I S R I S K H A P P E N S I S H I G H . S O A „ 1 ‟ I S P L A C E D I N T H E R E L E V A N T B O X . Impact/Probability matrix
  • 14. The „If-Then‟ test When we have filled in the objectives for each level, we must make sure the statements are logically linked to each other. To do this, use the „If-Then‟ test: 1. Look at the activities. If we carry out all of the activities, then will they result in the outputs? 2. Look at the outputs. If the outputs are produced, then will they achieve the purpose? 3. If the purpose is achieved, then will it contribute towards the goal? For example: • If we train members of the community to maintain and repair hand pumps (activities), then sources of safe water will be improved (output). • If sources of safe water are improved (output), then access to safe water will be improved (purpose). • If access to safe water is improved (purpose), then the incidence and impact of diarrhoeal disease will decrease (goal).
  • 15. T O S E T A N I N D I C A T O R , S I M P L Y A S K : “ W H A T W O U L D W E S E E ? ” I N D I C A T O R S N E E D T O B E : • S P E C I F I C • M E A S U R A B L E • A T T A I N A B L E • R E S U L T - O R I E N T E D A N D R E L E V A N T • T I M E - B O U N D Setting S.M.A.R.T. Indicators
  • 16. I F A N I N D I C A T O R R E Q U I R E S U S T O A S K “ W H A T W O U L D W E S E E ? ” , F O R E V I D E N C E / M E A N S O F V E R I F I C A T I O N W E N E E D T O A S K “ W H E R E W O U L D W E S E E T H I S ? ” F O R E X A M P L E , B O D Y T E M P E R A T U R E I S A N I N D I C A T O R O F H E A L T H . A T H E R M O M E T E R P R O V I D E S T H E E V I D E N C E . A N I N D I C A T O R A N D T H E E V I D E N C E N E E D S T O B E O B J E C T I V E L Y V E R I F I A B L E Sources of Evidence/ Means of Verification