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Session 1.5
   Key findings from the
 Thematic Evaluation of EC
support to decentralisation
            EC advanced seminar on
support to decentralisation and local governance
  Presentation by Jorge Rodriguez, DEVCO D2
    Period covered:
     2000-2009;
    Desk phase (22
     countries);
    Field visits (10
     countries).
Coverage of selected country cases
If you want to know the details…


      Evaluation report;
      The minutes of the Seminar;
      Full length versions of some video
       interviews
  http://capacity4dev.ec.europa.eu/
     article/perspectives-evaluation-ec-
     support-decentralisation-processes
Evaluation questions
Conclusions & Recommendations
Policy Framework

 •  EU policy framework developed in a           •  Clarify and strengthen the EU’s
    positive manner but needs to underpin the       global role in support to
    framework with operational guidelines and       decentralisation by clearly anchoring
    strategic interventions that plainly embed      that support within partner countries’
    support for decentralization within             wider public sector reform agenda,
    broader public sector reform                    by acting proactively, and by clarifying
    approaches.                                     the comparative advantages of the
                                                    EU.
 •  The EU has a unique but unrealised
    potential for global support to              •  Develop and disseminate operational
    decentralisation, working locally,              guidance (Fiscal decentralization,
    worldwide, supporting international             Political economy…)
    networks and building on global
    experiences.
Response to specific country context

•    Alignment of EC support with partners             •  Deepen country analyses – including of the
     countries policies and priorities;                   “politics of reform”;
•    the EC has not yet gained sufficient insight      •  Deepen country dialogue beyond the
     into the “politics of reform”;                       relevant lead ministry;
•    The EC has been most successful in countries      •  Strengthen capacities of local actors to
     at the very initial stages of reform processes;      analyse and influence reform processes
•    EC support for decentralisation reforms has       •  Encourage partner countries efforts for
     contributed to improved local service delivery       comprehensive reform strategies;
     but less to improvements in the quality of        •  Identify relevant entry points for country
     services;                                            EC support:
•    The EC has been relatively active in supporting   •  Strengthen qualitative aspects of local
     institutional arrangements for decentralisation      government service delivery in EU support
     reform support co-ordination. However, these         for decentralisation reforms
     are yet to be fully partner-led.
Strategic focus

•  EC support for decentralisation has been most successful           •  Prioritise EU support for IGFT and LG fiscal
   when provided through national joint government-DP                    reforms.
   assisted programmes                                                •  Strengthen efforts for donor harmonisation
•  EC support through GBS and to various sectors (e.g. health,           in support of decentralisation in partner
   education) is supporting wider decentralisation reforms in            countries and globally.
   only a very limited way                                            •  Strengthen partner countries’ monitoring of
•  EC support for decentralisation reforms typically target only         decentralisation reforms:
   selected areas of reform, yet it is important to ensure that all      •  Policy progress:
   relevant areas of the decentralisation reform agenda                  •  Capacities at LG level:
   progress in a balanced way                                            •  Service delivery results;
•  EC support for the bottom-up demand for accountability has            •  Governance outcomes: citizen
   rarely been linked with wider systemic decentralisation                  participation, accountability
   reforms;                                                                 transparency,, etc.
•  Reforms of Intergovernmental Fiscal Transfer (IGFT)                   •  Use of peer review mechanisms and
   systems have, in general, proved successful entry points                 support relevant international databases
   both for systemic reform of how LGs are financed and as
   ways of capacity building and supporting immediate
   improvements of LG services.
Operational management


 •  EC specialist expertise in        •  Strengthen EU staff
    decentralisation reform is very      expertise on
    low compared to expertise in         decentralisation reforms.
    other development                 •  Strengthen EU
    organisations;                       monitoring and
 •  EC’s monitoring of its support       evaluation of
    for decentralisation has been        decentralisation support.
    weak.
Follow up…….
     Context has changed     Shift towards a
      more POLITICAL APPROACH TO
      DEVELOPMENT;
     DG DEVCO, merging Europe Aid and DG
      DEV to ensure :
          quality in the delivery of cooperation policies
           and programmes;
          policy-making responds better to field
           realities, and that ambitious EU policies are
           effectively implemented in the field
Context has changed (3)…..

  Accra, Busan,            Shift towards a more
   Agenda for             POLITICAL APPROACH
    Change…                 TO DEVELOPMENT
                   Underpin Donor interventions by solid and on-going
                   context analysis of the Political economy of partner's
                   countries;
 CHALLENGES        Use PEA insights to navigate trough implementation;
                   Policy Dialogue: Tool to ensure country ownership &
                   domestic accountability




            Diving in
            unclear waters?
DEVCO D2 Unit: Connecting Policy Making-Quality
         Support and Management of thematic line
Objective:                                                                    Objective:
Ensure follow up &                                                            Translate Busan &
feed international                                                            AfC principles into
donor debates                                                                 practice in day-to-
regarding LA:                                                                 day work of EUDs:
•  Coordination               Policy Formulation            Quality Support   •  Support to
   activities with MS                                                            decentralization;
   and international                                                          •  Integration of
   donors;                                                                       decentralization as
•  Strategic relations                                                           a mainstreamed
   with competent                                                                issue in sector/BS
   DEVCO Units;                                                                  support operations
•  Communication on                        Local Authorities
   LA




                         Objective:
                         Strategic relations & support with/to LA & ALA:
                         •  Management thematic line;
                         •  Policy Forum;
                         •  Decentralized cooperation…
Thank you!

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Presentation of the key findings from the thematic evaluation of ec support to decentralisation by jorge rodriguez (d2)

  • 1. Session 1.5 Key findings from the Thematic Evaluation of EC support to decentralisation EC advanced seminar on support to decentralisation and local governance Presentation by Jorge Rodriguez, DEVCO D2
  • 2.   Period covered: 2000-2009;   Desk phase (22 countries);   Field visits (10 countries).
  • 3. Coverage of selected country cases
  • 4. If you want to know the details…   Evaluation report;   The minutes of the Seminar;   Full length versions of some video interviews http://capacity4dev.ec.europa.eu/ article/perspectives-evaluation-ec- support-decentralisation-processes
  • 7. Policy Framework •  EU policy framework developed in a •  Clarify and strengthen the EU’s positive manner but needs to underpin the global role in support to framework with operational guidelines and decentralisation by clearly anchoring strategic interventions that plainly embed that support within partner countries’ support for decentralization within wider public sector reform agenda, broader public sector reform by acting proactively, and by clarifying approaches. the comparative advantages of the EU. •  The EU has a unique but unrealised potential for global support to •  Develop and disseminate operational decentralisation, working locally, guidance (Fiscal decentralization, worldwide, supporting international Political economy…) networks and building on global experiences.
  • 8. Response to specific country context •  Alignment of EC support with partners •  Deepen country analyses – including of the countries policies and priorities; “politics of reform”; •  the EC has not yet gained sufficient insight •  Deepen country dialogue beyond the into the “politics of reform”; relevant lead ministry; •  The EC has been most successful in countries •  Strengthen capacities of local actors to at the very initial stages of reform processes; analyse and influence reform processes •  EC support for decentralisation reforms has •  Encourage partner countries efforts for contributed to improved local service delivery comprehensive reform strategies; but less to improvements in the quality of •  Identify relevant entry points for country services; EC support: •  The EC has been relatively active in supporting •  Strengthen qualitative aspects of local institutional arrangements for decentralisation government service delivery in EU support reform support co-ordination. However, these for decentralisation reforms are yet to be fully partner-led.
  • 9. Strategic focus •  EC support for decentralisation has been most successful •  Prioritise EU support for IGFT and LG fiscal when provided through national joint government-DP reforms. assisted programmes •  Strengthen efforts for donor harmonisation •  EC support through GBS and to various sectors (e.g. health, in support of decentralisation in partner education) is supporting wider decentralisation reforms in countries and globally. only a very limited way •  Strengthen partner countries’ monitoring of •  EC support for decentralisation reforms typically target only decentralisation reforms: selected areas of reform, yet it is important to ensure that all •  Policy progress: relevant areas of the decentralisation reform agenda •  Capacities at LG level: progress in a balanced way •  Service delivery results; •  EC support for the bottom-up demand for accountability has •  Governance outcomes: citizen rarely been linked with wider systemic decentralisation participation, accountability reforms; transparency,, etc. •  Reforms of Intergovernmental Fiscal Transfer (IGFT) •  Use of peer review mechanisms and systems have, in general, proved successful entry points support relevant international databases both for systemic reform of how LGs are financed and as ways of capacity building and supporting immediate improvements of LG services.
  • 10. Operational management •  EC specialist expertise in •  Strengthen EU staff decentralisation reform is very expertise on low compared to expertise in decentralisation reforms. other development •  Strengthen EU organisations; monitoring and •  EC’s monitoring of its support evaluation of for decentralisation has been decentralisation support. weak.
  • 11. Follow up…….   Context has changed Shift towards a more POLITICAL APPROACH TO DEVELOPMENT;   DG DEVCO, merging Europe Aid and DG DEV to ensure :   quality in the delivery of cooperation policies and programmes;   policy-making responds better to field realities, and that ambitious EU policies are effectively implemented in the field
  • 12. Context has changed (3)….. Accra, Busan, Shift towards a more Agenda for POLITICAL APPROACH Change… TO DEVELOPMENT Underpin Donor interventions by solid and on-going context analysis of the Political economy of partner's countries; CHALLENGES Use PEA insights to navigate trough implementation; Policy Dialogue: Tool to ensure country ownership & domestic accountability Diving in unclear waters?
  • 13. DEVCO D2 Unit: Connecting Policy Making-Quality Support and Management of thematic line Objective: Objective: Ensure follow up & Translate Busan & feed international AfC principles into donor debates practice in day-to- regarding LA: day work of EUDs: •  Coordination Policy Formulation Quality Support •  Support to activities with MS decentralization; and international •  Integration of donors; decentralization as •  Strategic relations a mainstreamed with competent issue in sector/BS DEVCO Units; support operations •  Communication on Local Authorities LA Objective: Strategic relations & support with/to LA & ALA: •  Management thematic line; •  Policy Forum; •  Decentralized cooperation…