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How to Handle Cross-Appeals
D. Todd Smith September 13, 2013
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
2
TRAP 25.1(c)
• Since 1997, “a party who seeks to alter the trial
court’s judgment or other appealable order must
file a notice of appeal.”
• Sounds simple enough, right?
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
3
Why is TRAP 25.1(c) Significant?
• Under pre-1997 rules, a “cross-point” in
appellee’s brief was sufficient to assail the
judgment
• Now, it’s not—although still a valid way of
asserting independent grounds for affirmance
• To alter the judgment or increase appellee’s
relief, appellee must bring its own appeal
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
4
Why is TRAP 25.1(c) Significant?
Consequence of appellee’s failure to file its own
notice of appeal:
• Appellate court cannot give appellee more than
what it got in the trial court absent “just cause”
• Almost no cases find just cause—it’s just better
not to go there—and none explicate a standard
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
5
Overview
Assuming opposition has timely filed a notice of
appeal:
• Walk through what goes into the decision to
cross-appeal
• Identify some unique issues and problems TRAP
25.1(c) creates
• Look at possible solutions
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
6
Determining Whether to Cross-Appeal
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
7
Determining Whether to Cross-Appeal
• “Post-trial recap”—if result was less than a
complete victory—to determine whether to:
– file error-preserving motions
– file a request for FOF/COL
• Ask whether issues considered during recap
could be asserted in a stand-alone appeal
• If so, or if it’s a close call, best practice is to file a
notice of cross-appeal to preserve client’s rights
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
8
Determining Whether to Cross-Appeal
Close calls that should have gone the other way:
• Error in applying 4-year statute of limitations,
rather than 2-year statute, even though the
CtApps were split and SCOTX determined that a
2-year statute applied while appeal was pending
• Error in failing to rescind a 1/5 mineral interest
conveyed in general deed, although judgment
voided separate mineral deed.
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
9
Determining Whether to Cross-Appeal
Close calls that should have gone the other way:
• Failure to disqualify a law firm representing
another party in the case.
• Failure to grant a judgment notwithstanding the
verdict finding the appellant’s employee
negligent as a matter of law.
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
10
Determining Whether to Cross-Appeal
When?
• Can always file within ordinary NOA deadline
• Alternatively, within 14 days of another timely
NOA
• Implied-extension rule applies—cross-NOA may
be deemed timely if filed within 15 days of
deadline with reasonable explanation
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
11
Pursuing a Cross-Appeal Conditionally
• Why? Appellee likes the result for the most part,
but wants to preserve its arguments for a better
result just in case
• How? Include express language in notice of
cross-appeal conditioning review of cross-issues
on CtApp granting appellant relief in its appeal
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
12
Pursuing a Cross-Appeal Conditionally
• Although TRAPs don’t expressly authorize
conditional cross-appeals, CtApps generally
honor conditions without questioning
• But a few cases—only one post-1997—hold that
conditional cross-issues are not allowed
• This makes little sense because SCOTX allows
conditional cross-petitions for review without
express TRAP authority
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
13
Issues and Problems Arising in Cross-Appeals
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
14
Complications in Handling Cross-Appeals
• Some smaller ones and some bigger ones
• All tie back to the fact that TRAP 25.1(c) makes
every party an appellant and an appellee in the
same case
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
15
Complications in Handling Cross-Appeals
Does the cross-appellant have to pay a $175
docketing fee?
• Enabling statute says fee must be paid “for cases
appealed to and filed in the [CtApp]”
• Is a cross-appeal a “case”?
• Just pay it—like “just cause,” you don’t want to
have to litigate the issue to preserve a cross-
appeal
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
16
Complications in Handling Cross-Appeals
Does the cross-appellant have to file a docketing
statement?
• TRAP 32.1 says “the appellant” must file one
“promptly”
• Just file it—a cross-appellant is an appellant +
– helps make sure your cross-appeal is correctly noted
– though somewhat duplicative, tells the CtApp some
things about your cross-appeal
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
17
Complications in Handling Cross-Appeals
Does the cross-appellant have to pay for part of the
record?
• TRAPs are silent, so—
– appellant who suspects a cross-appeal is forthcoming
may approach opposition about sharing record costs
– a cross-appellant might avoid paying by hanging back
until appellant’s record requests are in and paid for, as
long as the cross-notice is timely
• Might be addressed post-appeal by motion to
apportion costs stating good cause (TRAP 43.4)
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
18
Complications in Handling Cross-Appeals
Parallel briefing tracks
• Every cross-appeal will involve at least two
appellants who are not aligned
• Therefore, the default will be no less than two
independent sets of briefs in every cross-appeal
• As many as six briefs in a two-party case
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
19
Complications in Handling Cross-Appeals
Possible insufficiency of the new word-count limits
• As of 12/1/12—
– 15,000 for each principal brief (appellant/appellee)
– 7,500 for appellant’s reply brief
– 27,000 aggregate for each party
• Aggregate limit gives some breathing room, but
an additional 4,500 words may not be sufficient
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
20
Complications in Handling Cross-Appeals
Rebuttal at oral argument
• Under TRAP 39.2, “[t]he appellant must be
allowed to conclude the argument”
• CtApp may not automatically allocate rebuttal
time to cross-appellant
• But might if you file a motion or just ask for it
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
21
Potential Solutions to the
More Significant Problems
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
22
Potential Solutions
Short term = motion practice
• As mentioned, may work for oral argument time
and rebuttal
• Generally works very well for briefing issues 
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
23
Potential Solutions
Form briefing motion attached to paper as Exhibit B
• Agree to present cross-issues in appellee’s brief
• Agree to word counts and deadlines
• Benefits both sides because you cut the total
number of briefs from 6 to 4
• CtApps have been very receptive
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
24
Potential Solutions
Form briefing motion attached to paper as Exhibit B
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
25
Potential Solutions
Long term = TRAP amendment
• Impractical to think that all of these issues could
be addressed by rule changes
• But briefing and word-count issues should be
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
26
Possible Solutions
Templates already exist for resolving briefing and
word-count issues by rule change
• FRAP 28.1
• Dallas Court of Appeals, Local Rule 10
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
27
Possible Solutions
FRAP 28.1
• 1st party to file a NOA is “the appellant” for
briefing purposes
• Limits number of briefs in cross-appeals to 4
• Delineates them and sets type-volume (word
count) limits for each
• Builds in a briefing schedule
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
28
Possible Solutions
Dallas Court of Appeals, Local Rule 10
• Specifically identifies the 4 briefs to be filed
• Not yet amended to incorporate word counts, but
sets aggregate page limits higher than what
former TRAP 38.4 said (125 v. 90)
• Builds in a briefing schedule
9/14/2013 Copyright © 2013 Smith Law Group, P.C.
29
Conclusion
• Cross-appeals increase procedural complexity
and the resources expended
• CtApps are starting to take matters into their own
hands—14th is looking at a local rule
• FRAPs have long recognized the wisdom in a
rule that makes cross-appeals more efficient
• TRAPs should be amended to do the same
How to Handle Cross-Appeals
D. Todd Smith September 13, 2013

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Handle Cross-Appeals

  • 1. How to Handle Cross-Appeals D. Todd Smith September 13, 2013
  • 2. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 2 TRAP 25.1(c) • Since 1997, “a party who seeks to alter the trial court’s judgment or other appealable order must file a notice of appeal.” • Sounds simple enough, right?
  • 3. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 3 Why is TRAP 25.1(c) Significant? • Under pre-1997 rules, a “cross-point” in appellee’s brief was sufficient to assail the judgment • Now, it’s not—although still a valid way of asserting independent grounds for affirmance • To alter the judgment or increase appellee’s relief, appellee must bring its own appeal
  • 4. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 4 Why is TRAP 25.1(c) Significant? Consequence of appellee’s failure to file its own notice of appeal: • Appellate court cannot give appellee more than what it got in the trial court absent “just cause” • Almost no cases find just cause—it’s just better not to go there—and none explicate a standard
  • 5. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 5 Overview Assuming opposition has timely filed a notice of appeal: • Walk through what goes into the decision to cross-appeal • Identify some unique issues and problems TRAP 25.1(c) creates • Look at possible solutions
  • 6. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 6 Determining Whether to Cross-Appeal
  • 7. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 7 Determining Whether to Cross-Appeal • “Post-trial recap”—if result was less than a complete victory—to determine whether to: – file error-preserving motions – file a request for FOF/COL • Ask whether issues considered during recap could be asserted in a stand-alone appeal • If so, or if it’s a close call, best practice is to file a notice of cross-appeal to preserve client’s rights
  • 8. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 8 Determining Whether to Cross-Appeal Close calls that should have gone the other way: • Error in applying 4-year statute of limitations, rather than 2-year statute, even though the CtApps were split and SCOTX determined that a 2-year statute applied while appeal was pending • Error in failing to rescind a 1/5 mineral interest conveyed in general deed, although judgment voided separate mineral deed.
  • 9. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 9 Determining Whether to Cross-Appeal Close calls that should have gone the other way: • Failure to disqualify a law firm representing another party in the case. • Failure to grant a judgment notwithstanding the verdict finding the appellant’s employee negligent as a matter of law.
  • 10. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 10 Determining Whether to Cross-Appeal When? • Can always file within ordinary NOA deadline • Alternatively, within 14 days of another timely NOA • Implied-extension rule applies—cross-NOA may be deemed timely if filed within 15 days of deadline with reasonable explanation
  • 11. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 11 Pursuing a Cross-Appeal Conditionally • Why? Appellee likes the result for the most part, but wants to preserve its arguments for a better result just in case • How? Include express language in notice of cross-appeal conditioning review of cross-issues on CtApp granting appellant relief in its appeal
  • 12. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 12 Pursuing a Cross-Appeal Conditionally • Although TRAPs don’t expressly authorize conditional cross-appeals, CtApps generally honor conditions without questioning • But a few cases—only one post-1997—hold that conditional cross-issues are not allowed • This makes little sense because SCOTX allows conditional cross-petitions for review without express TRAP authority
  • 13. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 13 Issues and Problems Arising in Cross-Appeals
  • 14. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 14 Complications in Handling Cross-Appeals • Some smaller ones and some bigger ones • All tie back to the fact that TRAP 25.1(c) makes every party an appellant and an appellee in the same case
  • 15. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 15 Complications in Handling Cross-Appeals Does the cross-appellant have to pay a $175 docketing fee? • Enabling statute says fee must be paid “for cases appealed to and filed in the [CtApp]” • Is a cross-appeal a “case”? • Just pay it—like “just cause,” you don’t want to have to litigate the issue to preserve a cross- appeal
  • 16. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 16 Complications in Handling Cross-Appeals Does the cross-appellant have to file a docketing statement? • TRAP 32.1 says “the appellant” must file one “promptly” • Just file it—a cross-appellant is an appellant + – helps make sure your cross-appeal is correctly noted – though somewhat duplicative, tells the CtApp some things about your cross-appeal
  • 17. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 17 Complications in Handling Cross-Appeals Does the cross-appellant have to pay for part of the record? • TRAPs are silent, so— – appellant who suspects a cross-appeal is forthcoming may approach opposition about sharing record costs – a cross-appellant might avoid paying by hanging back until appellant’s record requests are in and paid for, as long as the cross-notice is timely • Might be addressed post-appeal by motion to apportion costs stating good cause (TRAP 43.4)
  • 18. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 18 Complications in Handling Cross-Appeals Parallel briefing tracks • Every cross-appeal will involve at least two appellants who are not aligned • Therefore, the default will be no less than two independent sets of briefs in every cross-appeal • As many as six briefs in a two-party case
  • 19. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 19 Complications in Handling Cross-Appeals Possible insufficiency of the new word-count limits • As of 12/1/12— – 15,000 for each principal brief (appellant/appellee) – 7,500 for appellant’s reply brief – 27,000 aggregate for each party • Aggregate limit gives some breathing room, but an additional 4,500 words may not be sufficient
  • 20. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 20 Complications in Handling Cross-Appeals Rebuttal at oral argument • Under TRAP 39.2, “[t]he appellant must be allowed to conclude the argument” • CtApp may not automatically allocate rebuttal time to cross-appellant • But might if you file a motion or just ask for it
  • 21. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 21 Potential Solutions to the More Significant Problems
  • 22. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 22 Potential Solutions Short term = motion practice • As mentioned, may work for oral argument time and rebuttal • Generally works very well for briefing issues 
  • 23. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 23 Potential Solutions Form briefing motion attached to paper as Exhibit B • Agree to present cross-issues in appellee’s brief • Agree to word counts and deadlines • Benefits both sides because you cut the total number of briefs from 6 to 4 • CtApps have been very receptive
  • 24. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 24 Potential Solutions Form briefing motion attached to paper as Exhibit B
  • 25. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 25 Potential Solutions Long term = TRAP amendment • Impractical to think that all of these issues could be addressed by rule changes • But briefing and word-count issues should be
  • 26. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 26 Possible Solutions Templates already exist for resolving briefing and word-count issues by rule change • FRAP 28.1 • Dallas Court of Appeals, Local Rule 10
  • 27. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 27 Possible Solutions FRAP 28.1 • 1st party to file a NOA is “the appellant” for briefing purposes • Limits number of briefs in cross-appeals to 4 • Delineates them and sets type-volume (word count) limits for each • Builds in a briefing schedule
  • 28. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 28 Possible Solutions Dallas Court of Appeals, Local Rule 10 • Specifically identifies the 4 briefs to be filed • Not yet amended to incorporate word counts, but sets aggregate page limits higher than what former TRAP 38.4 said (125 v. 90) • Builds in a briefing schedule
  • 29. 9/14/2013 Copyright © 2013 Smith Law Group, P.C. 29 Conclusion • Cross-appeals increase procedural complexity and the resources expended • CtApps are starting to take matters into their own hands—14th is looking at a local rule • FRAPs have long recognized the wisdom in a rule that makes cross-appeals more efficient • TRAPs should be amended to do the same
  • 30. How to Handle Cross-Appeals D. Todd Smith September 13, 2013