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© Dr Azmi Mohd Tamil, 2012




                   Calculate Your Own
                   Sample Size – Part 6
                             Cohort Study




                                            1
© Dr Azmi Mohd Tamil, 2012




                             Cohort
              In a cohort study, you identify those who are
              currently disease-free. Among them, you
              identify those with and without the
              exposure/risk factor. Then this cohort is
              followed up for a pre-determined amount of
              time to identify those who developed the
              disease and those who didn’t.
              For example you want to prove that
              overweight adults have higher risk of diabetes
              mellitus compared to normal weight adults.

                                                               2
© Dr Azmi Mohd Tamil, 2012




              Example – overweight
              have higher risk of DM
         From literature review, identify the rate of disease
           among those with & without the risk factor.
           Ratio of unexposed vs exposed; 1:1
           Proportion of sample from no-risk (Normal)
           population = 50%
           Proportion of sample from at-risk (Overweight)
           population = 50%
           P1=true proportion of DM in no-risk (Normal)
           population = 7%
           P2=true proportion of DM in at-risk (Overweight)
           population =32%



                                                                3
© Dr Azmi Mohd Tamil, 2012




           From Literature Review:
            Obesity & Diabetes M.
                                                                                            DM + (32%)

                                       Overweight

                                        Sample                                              DM - (68%)
                                        ratio
                                        (1:1)                                                 DM + (7%)

                                         Normal

                                                                                            DM - (93%)
   Rifas-Shiman SL et al, 2008.Diabetes and lipid screening among patients in primary care: A cohort study. BMC Health Services Research.
                                                                                                                                      4
© Dr Azmi Mohd Tamil, 2012


                    Calculate Manually
  Calculate using these formulas (Fleiss JL. 1981. pp. 44-45)




  m=n1=size of sample from population 1               n2=size of sample from population 2
  P1=proportion of disease in population 1 P2=proportion of disease in population 2
  α= "Significance” = 0.05                            β=chance of not detecting a difference = 0.2
  1-β = Power = 0.8                                   r = n2/n1 = ratio of cases to controls
  P = (P1+rP2)/(r+1)                         Q = 1-P.
  n1 = m                                               n2 = rm
  From table A.2 in Fleiss;
      If 1- α is 0.95 then cα/2 is 1.960
      If 1- β is 0.80 then c1-beta is -0.842
                                                                                                 5
© Dr Azmi Mohd Tamil, 2012


                    Calculate Manually




                                         6
Or Use StatCalc
© Dr Azmi Mohd Tamil, 2012




       So you’ll need
       a sample size
       of 46 each for
       both groups.
       Total of 92.




                                               7
© Dr Azmi Mohd Tamil, 2012




                             Or use PS2
           So the sample
           size required
           for each group
           is 38. Total of
           76
           StatCalc = 92
           vs PS2 = 76


                                          8
© Dr Azmi Mohd Tamil, 2012




                                    PS2
              We are planning a study of independent cases and
              controls with 1 control(s) per case. Prior data
              indicate that the failure rate among controls is 0.07.
              If the true failure rate for experimental subjects is
              0.32, we will need to study 38 experimental subjects
              and 38 control subjects to be able to reject the null
              hypothesis that the failure rates for experimental and
              control subjects are equal with probability (power)
              0.8. The Type I error probability associated with this
              test of this null hypothesis is 0.05. We will use an
              uncorrected chi-squared statistic to evaluate this null
              hypothesis.

                                                                        9
© Dr Azmi Mohd Tamil, 2012




                             PS2 (translated)
              We are planning a cohort study with a ratio of 1
              unexposed to 1 exposed. According to a previous
              study (Rifas-Shiman SL et al, 2008) indicate that the
              rate of DM among normal weight subjects is 7%. The
              rate for overweight subjects is 32%. Therefore we will
              need to study 38 overweight subjects and 38 normal
              weight subjects to be able to reject the null
              hypothesis that the DM rates for overweight and
              normal weight subjects are equal with probability
              (power) 0.8. The Type I error probability associated
              with this test of this null hypothesis is 0.05. We will
              use an uncorrected chi-squared statistic to evaluate
              this null hypothesis.


                                                                        10
© Dr Azmi Mohd Tamil, 2012




                  What If There Is
                No Prior Information?
              Instead of saying "Sample sizes are not
              provided because there is no prior
              information on which to base them“, do
              this instead;
                Find  previously published information
                Conduct small pre-study
                If a very preliminary pilot study, sample
                 size calculations not usually necessary


                                                             11
© Dr Azmi Mohd Tamil, 2012




                             Conclusion
              You can calculate your own sample size.
              Tools are available and most of them are
              free.
              Decide what is your study design and choose
              the appropriate method to calculate the
              sample size.
              If despite following ALL these notes
              fastidiously, your proposal is still rejected by
              the committee due to sample size, kindly SEE
              THEM, not us.


                                                                 12
© Dr Azmi Mohd Tamil, 2012




               References (incl. for StatCalc)
             Fleiss JL. Statistical methods for rates and proportions. New
             York: John Wiley and Sons, 1981.
             Gehan EA. Clinical Trials in Cancer Research. Environmental
             Health Perspectives Vol. 32, pp. 3148, 1979.
             Jones SR, Carley S & Harrison M. An introduction to power and
             sample size estimation. Emergency Medical Journal
             2003;20;453-458. 2003
             Kish L. Survey sampling. John Wiley & Sons, N.Y., 1965.
             Krejcie, R.V. & Morgan, D.W. (1970). Determining sample size
             for research activities. Educational & Psychological
             Measurement, 30, 607-610.
             Snedecor GW, Cochran WG. 1989. Statistical Methods. 8th Ed.
             Ames: Iowa State Press.


                                                                             13
© Dr Azmi Mohd Tamil, 2012




                         References (PS2)
              Dupont WD, Plummer WD, Jr: Power and Sample Size Calculations: A Review
              and Computer Program. Controlled Clinical Trials 11:116-128, 1990
              Dupont WD, Plummer WD, Jr: Power and Sample Size Calculations for Studies
              Involving Linear Regression. Controlled Clinical Trials 19:589-601, 1998
              Schoenfeld DA, Richter JR: Nomograms for calculating the number of patients
              needed for a clinical trial with survival as an endpoint. Biometrics 38:163-170,
              1982
              Pearson ES, Hartley HO: Biometrika Tables for Statisticians Vol. I 3rd Ed.
              Cambridge: Cambridge University Press, 1970
              Schlesselman JJ: Case-Control Studies: Design, Conduct, Analysis. New York:
              Oxford University Press, 1982
              Casagrande JT, Pike MC, Smith PG: An improved approximate formula for
              calculating sample sizes for comparing two binomial distributions. Biometrics
              34:483-486, 1978
              Dupont WD: Power calculations for matched case-control studies. Biometrics
              44:1157-1168, 1988
              Fleiss JL. Statistical methods for rates and proportions. New York: John Wiley
              and Sons, 1981.



                                                                                                 14
© Dr Azmi Mohd Tamil, 2012




                             THANK
                              YOU


                                     15

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6. Calculate samplesize for cohort studies

  • 1. © Dr Azmi Mohd Tamil, 2012 Calculate Your Own Sample Size – Part 6 Cohort Study 1
  • 2. © Dr Azmi Mohd Tamil, 2012 Cohort In a cohort study, you identify those who are currently disease-free. Among them, you identify those with and without the exposure/risk factor. Then this cohort is followed up for a pre-determined amount of time to identify those who developed the disease and those who didn’t. For example you want to prove that overweight adults have higher risk of diabetes mellitus compared to normal weight adults. 2
  • 3. © Dr Azmi Mohd Tamil, 2012 Example – overweight have higher risk of DM From literature review, identify the rate of disease among those with & without the risk factor. Ratio of unexposed vs exposed; 1:1 Proportion of sample from no-risk (Normal) population = 50% Proportion of sample from at-risk (Overweight) population = 50% P1=true proportion of DM in no-risk (Normal) population = 7% P2=true proportion of DM in at-risk (Overweight) population =32% 3
  • 4. © Dr Azmi Mohd Tamil, 2012 From Literature Review: Obesity & Diabetes M. DM + (32%) Overweight Sample DM - (68%) ratio (1:1) DM + (7%) Normal DM - (93%) Rifas-Shiman SL et al, 2008.Diabetes and lipid screening among patients in primary care: A cohort study. BMC Health Services Research. 4
  • 5. © Dr Azmi Mohd Tamil, 2012 Calculate Manually Calculate using these formulas (Fleiss JL. 1981. pp. 44-45) m=n1=size of sample from population 1 n2=size of sample from population 2 P1=proportion of disease in population 1 P2=proportion of disease in population 2 α= "Significance” = 0.05 β=chance of not detecting a difference = 0.2 1-β = Power = 0.8 r = n2/n1 = ratio of cases to controls P = (P1+rP2)/(r+1) Q = 1-P. n1 = m n2 = rm From table A.2 in Fleiss; If 1- α is 0.95 then cα/2 is 1.960 If 1- β is 0.80 then c1-beta is -0.842 5
  • 6. © Dr Azmi Mohd Tamil, 2012 Calculate Manually 6
  • 7. Or Use StatCalc © Dr Azmi Mohd Tamil, 2012 So you’ll need a sample size of 46 each for both groups. Total of 92. 7
  • 8. © Dr Azmi Mohd Tamil, 2012 Or use PS2 So the sample size required for each group is 38. Total of 76 StatCalc = 92 vs PS2 = 76 8
  • 9. © Dr Azmi Mohd Tamil, 2012 PS2 We are planning a study of independent cases and controls with 1 control(s) per case. Prior data indicate that the failure rate among controls is 0.07. If the true failure rate for experimental subjects is 0.32, we will need to study 38 experimental subjects and 38 control subjects to be able to reject the null hypothesis that the failure rates for experimental and control subjects are equal with probability (power) 0.8. The Type I error probability associated with this test of this null hypothesis is 0.05. We will use an uncorrected chi-squared statistic to evaluate this null hypothesis. 9
  • 10. © Dr Azmi Mohd Tamil, 2012 PS2 (translated) We are planning a cohort study with a ratio of 1 unexposed to 1 exposed. According to a previous study (Rifas-Shiman SL et al, 2008) indicate that the rate of DM among normal weight subjects is 7%. The rate for overweight subjects is 32%. Therefore we will need to study 38 overweight subjects and 38 normal weight subjects to be able to reject the null hypothesis that the DM rates for overweight and normal weight subjects are equal with probability (power) 0.8. The Type I error probability associated with this test of this null hypothesis is 0.05. We will use an uncorrected chi-squared statistic to evaluate this null hypothesis. 10
  • 11. © Dr Azmi Mohd Tamil, 2012 What If There Is No Prior Information? Instead of saying "Sample sizes are not provided because there is no prior information on which to base them“, do this instead;  Find previously published information  Conduct small pre-study  If a very preliminary pilot study, sample size calculations not usually necessary 11
  • 12. © Dr Azmi Mohd Tamil, 2012 Conclusion You can calculate your own sample size. Tools are available and most of them are free. Decide what is your study design and choose the appropriate method to calculate the sample size. If despite following ALL these notes fastidiously, your proposal is still rejected by the committee due to sample size, kindly SEE THEM, not us. 12
  • 13. © Dr Azmi Mohd Tamil, 2012 References (incl. for StatCalc) Fleiss JL. Statistical methods for rates and proportions. New York: John Wiley and Sons, 1981. Gehan EA. Clinical Trials in Cancer Research. Environmental Health Perspectives Vol. 32, pp. 3148, 1979. Jones SR, Carley S & Harrison M. An introduction to power and sample size estimation. Emergency Medical Journal 2003;20;453-458. 2003 Kish L. Survey sampling. John Wiley & Sons, N.Y., 1965. Krejcie, R.V. & Morgan, D.W. (1970). Determining sample size for research activities. Educational & Psychological Measurement, 30, 607-610. Snedecor GW, Cochran WG. 1989. Statistical Methods. 8th Ed. Ames: Iowa State Press. 13
  • 14. © Dr Azmi Mohd Tamil, 2012 References (PS2) Dupont WD, Plummer WD, Jr: Power and Sample Size Calculations: A Review and Computer Program. Controlled Clinical Trials 11:116-128, 1990 Dupont WD, Plummer WD, Jr: Power and Sample Size Calculations for Studies Involving Linear Regression. Controlled Clinical Trials 19:589-601, 1998 Schoenfeld DA, Richter JR: Nomograms for calculating the number of patients needed for a clinical trial with survival as an endpoint. Biometrics 38:163-170, 1982 Pearson ES, Hartley HO: Biometrika Tables for Statisticians Vol. I 3rd Ed. Cambridge: Cambridge University Press, 1970 Schlesselman JJ: Case-Control Studies: Design, Conduct, Analysis. New York: Oxford University Press, 1982 Casagrande JT, Pike MC, Smith PG: An improved approximate formula for calculating sample sizes for comparing two binomial distributions. Biometrics 34:483-486, 1978 Dupont WD: Power calculations for matched case-control studies. Biometrics 44:1157-1168, 1988 Fleiss JL. Statistical methods for rates and proportions. New York: John Wiley and Sons, 1981. 14
  • 15. © Dr Azmi Mohd Tamil, 2012 THANK YOU 15