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Wednesday, 24 October 2012

   Panel 1: Intellectual
   Property, Licensing,
        Copyright


 What you can and
cannot do with data

    Dr. Mary Muldowney
Oral history in Ireland
Oral History Network of Ireland - 2010
Best practice in the collection, preservation and use of
recorded memories of the past

Interviews for my early oral history research:
 expand on archival sources
 find often hidden facts about the past
 access provided by individual experience
 Influences on the formation of collective memory
So far, so safe – and so arrogant?
Shared authority of the interviewee
 Evolution of my own oral history practice
 Ethical dilemmas and consent from research
  participants
 Always protect interviewees and honour their wishes
 Best practice in oral history research is based on trust
 Relationship between interviewer and interviewee is a
  collaborative one
Making recordings available for research and other use
should only happen within a legal and ethical framework
which protects the interests of the interviewees
Andrea Martin:
                               constitutional right to
                                 freedom of expression
                               constitutional right to
                                 privacy
                               law of confidentiality
                               image rights protection
                               copyright law
Collecting Oral Narratives:    performer’s rights
  Ethics, Best Practice        data protection legislation
       and the Law
                              Conscientious observation of
                              ethical norms …
                              www.oralhistorynetworkireland.ie
Paul Thompson’s Voice of the Past
One of the seminal manuals for the
practice of oral history. In the first
edition, published in 1978, Thompson’s
intention was to challenge the critics
of oral history, who came mainly from
the academic establishment, who
suggested that oral history was neither
legitimate nor reliable.
Oral history facilitates the social and
political purpose of recording history –
to understand the past in order to
make changes in the present.
Boston College and the Belfast Project
 Oral History Network of Ireland conference in Ennis
 Anthony McIntyre presentation
 Ed Moloney, Anthony McIntyre and Wilson McArthur:
  40+ interviewees
        … it was envisaged that the material
        would be of benefit not merely to
        historians but also to people involved in
        conflict resolution and policy making
        right across the board. If the causes of
        politically violent conflict can be better
        understood and anticipated in advance
                                                      The Pensive Quill
        then it stands to reason that the potential   http://thepensivequill.a
        for averting such conflict increases.         m/2012/10/the-belfast-
                                                      project-and-boston-
                                                      college.html
Voices from the Grave: Two Men’s War
in Ireland
             Interviews with the late IRA activist
              Brendan Hughes and the late David
              Ervine, Ulster Volunteer Force activist and
              leader of the Progressive Unionist Party
             The original agreement with participants
              - interview material held securely by
              Boston College until the interviewees
              died or gave permission for their
              interviews to be made public
             British government and Dolours Price
              interview
             Obligation of the researcher to be true to
              any guarantees offered to the research
              participant.
Pragmatically, pledging and maintaining strict confidentiality
provides the foundation of trust and rapport that allows
researchers to gather valid data to promote understanding of
the human condition, and provide the basis for rational social
policy. In some cases, information shared with a researcher
may be so sensitive – and its disclosure so potentially
damaging – that the fate of the individual may literally rest in
the researcher’s hands. In such situations, both the
researcher’s ethical obligations and the need for a solid bond
of trust are clear. If people do not trust researchers, they will
not share sensitive information, and the value of research to
society will diminish.
  Ted Palys and John Lowman, “Protecting Research Confidentiality: Towards a Research
Participant Shield Law” in Canadian Journal of Law and Society / Revue canadienne droit
                                        et société, Volume 21, no. 1, 2000, pp. 163-185.
                       http://www.sfu.ca/~palys/ProtectingResearchConfidentiality.pdf
Ethical dilemmas in oral history/social
 science interviews
 Threats to researcher’s freedom or safety
 If the researcher can not be certain to meet the
  conditions set by the interviewee then he/she
  should not proceed with the interview
 Power imbalances can divide interviewers from
  their interviewees
 Social realities can work against honest and
  open disclosure by interviewees talking about
  their lives
Ethical dilemmas
 While the recent outcome of the Belfast Project has
  been difficult - to put it mildly - it need not suggest
  that oral history and social science interviewing is
  fraught with ethical and/or legal difficulties that
  cannot be overcome
 Being an academic researcher does not put you
  beyond the possibility of conducting respectful and
  informative interviews with people from all sorts of
  backgrounds
Advantages of interviewing
 Allows the practitioner to get past the inadequacies
    of some of the conventional historical sources,
    particularly in investigating the lives of so-called
    ‘ordinary’ people
   Good oral history interviewers “work with narrators
    to create a record worthy of preservation that is of
    value not only to scholars but also to society’s
    collective understanding of the past” [Linda Shopes]
   “Sure I wouldn’t have anything interesting to say”
   Tea and cake revelations
   Consent
Born digital data and ethical
   standards
 If we are creating an archive of interviews as a digital
  dataset does the absence of such input undermine the
  value of the research?
 If I anonymise what I was told and include it is that a
  breach of the trust shown by the interviewee?
 How valid is my interpretation of what was said since I
  cannot check the record to be sure I am making an
  accurate representation of the interviewee’s
  viewpoint, particularly if my interpretation is based on
  post factum notes?
Born digital data and ethical
   standards
 How do we ensure that the researcher
  behaves honestly and what kind of penalties
  should be imposed and by whom if there are
  no clear guidelines or legal constraints on
  how the interviews are conducted?
 Is it desirable to have a one size fits all
  approach?
Public dissemination of data + consent
 Verbatim transcripts
 Print dissemination
 Websites
 Hundred or thousands v. millions?
 Digitisation of pre-Internet interviews and
  consent
 Audience could be very frightening to a person
  who is trusting an individual interviewer but
  would be very uncomfortable with the
  considerably larger one made possible by the
  Web
Informed consent
 Interviewees pre-deceasing digitisation
 Ownership of the interview
 The issue of authority in the research relationship
  and how it is shared in oral history practice is a very
  important one and relates to the question of how we
  disseminate the data that we obtain from interviews
 No easy answer
 Best practice in oral history involves the researcher
  doing as much as possible to be certain that the
  interviewee is fully informed about how and where
  the interview will be made public
Confidentiality
 Guarantees of anonymity may be appropriate
  but generally would be considered on a case by
  case basis
 The key consideration of a case-by-case analysis
  is whether confidentiality is essential to the
  achievement of the research objectives
 Can confidentiality actually be delivered if the
  law can be used to force the release of data that
  was not intended for public disclosure within a
  certain time frame?
Extension of protective obligations
 Not just for interviewee – anyone mentioned in
  interview
 Dolours Price and press interviews – strengthened
  UK government’s case in US courts – Gerry Adams
   and Jean McConville
 Whether or not this material was defamatory is not the         Dolours Price
  point at issue here although it is a salutary lesson in the
  dangers of using interview data out of context. Brendan
  Hughes wanted to tell his story but he is no longer
  around to be questioned about the accuracy of his
  recollections
                             There is a strong argument for securing all
                             legacy interviews for a sufficient length of
                             time to guard against their being used in an
                             unbalanced way to suit particular agendas
Lessons from Boston College?
 Does not mean we should not engage in
  interviews that are potentially controversial
  or even dangerous
 We need protective mechanisms to ensure
  that the data from such research cannot be
  used in ways that were unintended by the
  researchers or the participants
 Code of Practice for the DRI
Academics are not police and if
they are enlisted in the service of
policing activity they will soon lose
the cooperation of interviewees
whose personal stories may have
much value for public learning.

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Mary Muldowney

  • 1. Wednesday, 24 October 2012 Panel 1: Intellectual Property, Licensing, Copyright What you can and cannot do with data Dr. Mary Muldowney
  • 2. Oral history in Ireland Oral History Network of Ireland - 2010 Best practice in the collection, preservation and use of recorded memories of the past Interviews for my early oral history research:  expand on archival sources  find often hidden facts about the past  access provided by individual experience  Influences on the formation of collective memory So far, so safe – and so arrogant?
  • 3. Shared authority of the interviewee  Evolution of my own oral history practice  Ethical dilemmas and consent from research participants  Always protect interviewees and honour their wishes  Best practice in oral history research is based on trust  Relationship between interviewer and interviewee is a collaborative one Making recordings available for research and other use should only happen within a legal and ethical framework which protects the interests of the interviewees
  • 4. Andrea Martin:  constitutional right to freedom of expression  constitutional right to privacy  law of confidentiality  image rights protection  copyright law Collecting Oral Narratives:  performer’s rights Ethics, Best Practice  data protection legislation and the Law Conscientious observation of ethical norms … www.oralhistorynetworkireland.ie
  • 5. Paul Thompson’s Voice of the Past One of the seminal manuals for the practice of oral history. In the first edition, published in 1978, Thompson’s intention was to challenge the critics of oral history, who came mainly from the academic establishment, who suggested that oral history was neither legitimate nor reliable. Oral history facilitates the social and political purpose of recording history – to understand the past in order to make changes in the present.
  • 6. Boston College and the Belfast Project  Oral History Network of Ireland conference in Ennis  Anthony McIntyre presentation  Ed Moloney, Anthony McIntyre and Wilson McArthur: 40+ interviewees … it was envisaged that the material would be of benefit not merely to historians but also to people involved in conflict resolution and policy making right across the board. If the causes of politically violent conflict can be better understood and anticipated in advance The Pensive Quill then it stands to reason that the potential http://thepensivequill.a for averting such conflict increases. m/2012/10/the-belfast- project-and-boston- college.html
  • 7. Voices from the Grave: Two Men’s War in Ireland  Interviews with the late IRA activist Brendan Hughes and the late David Ervine, Ulster Volunteer Force activist and leader of the Progressive Unionist Party  The original agreement with participants - interview material held securely by Boston College until the interviewees died or gave permission for their interviews to be made public  British government and Dolours Price interview  Obligation of the researcher to be true to any guarantees offered to the research participant.
  • 8. Pragmatically, pledging and maintaining strict confidentiality provides the foundation of trust and rapport that allows researchers to gather valid data to promote understanding of the human condition, and provide the basis for rational social policy. In some cases, information shared with a researcher may be so sensitive – and its disclosure so potentially damaging – that the fate of the individual may literally rest in the researcher’s hands. In such situations, both the researcher’s ethical obligations and the need for a solid bond of trust are clear. If people do not trust researchers, they will not share sensitive information, and the value of research to society will diminish. Ted Palys and John Lowman, “Protecting Research Confidentiality: Towards a Research Participant Shield Law” in Canadian Journal of Law and Society / Revue canadienne droit et société, Volume 21, no. 1, 2000, pp. 163-185. http://www.sfu.ca/~palys/ProtectingResearchConfidentiality.pdf
  • 9. Ethical dilemmas in oral history/social science interviews  Threats to researcher’s freedom or safety  If the researcher can not be certain to meet the conditions set by the interviewee then he/she should not proceed with the interview  Power imbalances can divide interviewers from their interviewees  Social realities can work against honest and open disclosure by interviewees talking about their lives
  • 10. Ethical dilemmas  While the recent outcome of the Belfast Project has been difficult - to put it mildly - it need not suggest that oral history and social science interviewing is fraught with ethical and/or legal difficulties that cannot be overcome  Being an academic researcher does not put you beyond the possibility of conducting respectful and informative interviews with people from all sorts of backgrounds
  • 11. Advantages of interviewing  Allows the practitioner to get past the inadequacies of some of the conventional historical sources, particularly in investigating the lives of so-called ‘ordinary’ people  Good oral history interviewers “work with narrators to create a record worthy of preservation that is of value not only to scholars but also to society’s collective understanding of the past” [Linda Shopes]  “Sure I wouldn’t have anything interesting to say”  Tea and cake revelations  Consent
  • 12. Born digital data and ethical standards  If we are creating an archive of interviews as a digital dataset does the absence of such input undermine the value of the research?  If I anonymise what I was told and include it is that a breach of the trust shown by the interviewee?  How valid is my interpretation of what was said since I cannot check the record to be sure I am making an accurate representation of the interviewee’s viewpoint, particularly if my interpretation is based on post factum notes?
  • 13. Born digital data and ethical standards  How do we ensure that the researcher behaves honestly and what kind of penalties should be imposed and by whom if there are no clear guidelines or legal constraints on how the interviews are conducted?  Is it desirable to have a one size fits all approach?
  • 14. Public dissemination of data + consent  Verbatim transcripts  Print dissemination  Websites  Hundred or thousands v. millions?  Digitisation of pre-Internet interviews and consent  Audience could be very frightening to a person who is trusting an individual interviewer but would be very uncomfortable with the considerably larger one made possible by the Web
  • 15. Informed consent  Interviewees pre-deceasing digitisation  Ownership of the interview  The issue of authority in the research relationship and how it is shared in oral history practice is a very important one and relates to the question of how we disseminate the data that we obtain from interviews  No easy answer  Best practice in oral history involves the researcher doing as much as possible to be certain that the interviewee is fully informed about how and where the interview will be made public
  • 16. Confidentiality  Guarantees of anonymity may be appropriate but generally would be considered on a case by case basis  The key consideration of a case-by-case analysis is whether confidentiality is essential to the achievement of the research objectives  Can confidentiality actually be delivered if the law can be used to force the release of data that was not intended for public disclosure within a certain time frame?
  • 17. Extension of protective obligations  Not just for interviewee – anyone mentioned in interview  Dolours Price and press interviews – strengthened UK government’s case in US courts – Gerry Adams and Jean McConville  Whether or not this material was defamatory is not the Dolours Price point at issue here although it is a salutary lesson in the dangers of using interview data out of context. Brendan Hughes wanted to tell his story but he is no longer around to be questioned about the accuracy of his recollections There is a strong argument for securing all legacy interviews for a sufficient length of time to guard against their being used in an unbalanced way to suit particular agendas
  • 18. Lessons from Boston College?  Does not mean we should not engage in interviews that are potentially controversial or even dangerous  We need protective mechanisms to ensure that the data from such research cannot be used in ways that were unintended by the researchers or the participants  Code of Practice for the DRI
  • 19. Academics are not police and if they are enlisted in the service of policing activity they will soon lose the cooperation of interviewees whose personal stories may have much value for public learning.