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Equilibrium Crystal Shapes:
         free and supported
            nanoparticles



If the surface energy is isotropic (as for a liquid) the
  problem is simple to minimize the surface and the
                   solution is a sphere.
       In crystalline solids the surface energy is
   anisotropic and the energy-minimizing shape is
     found using the limiting planes of the lowest
                possible surface energy.



                           review : A8.Morphology of supported
                           nanoparticles_Henry, D2
For a crystal grown at equilibrium




                                     See D2
In 1901 Wullf introduced, withour proving, a theorem where he said: for an
equilibrium crystal there is a point in the interior such that its perpendicular
distance hi from the ith face is proportional to the surface energy γi




                                                                 Wulff Plot




                                                                              See D2
Theoretical Wulff shapes of TiO2

                                                         i ∈ {polyhedron facets}
                             1
Average surface energy: γ =                 ∑Aγ ,i   i
                            Atot             i




         rutile                     brookite                    anatase

<γ>= 1.1 J/m2                   <γ> = 0.7 J/m2               <γ> = 0.5 J/m2


Ramamoorthy, Vanderbilt, King-Smith, PRB 1994;
Lazzeri, Vittadini, Selloni, PRB 2001;   Gong & Selloni, PRB 2007
Different shapes can originate from different extension of the equivalent faces
Equilibrium shape at T= 0 K:
                  the surface energy anisotropy is maximal


FCC: truncated octahedron           BCC: rhombic dodecahedron
Equilibrium shape at T≠0 K:

                        Around (but below) their melting
                        temperatures, crystals tend to have
                        shapes which are pretty round: not a
                        complete sphere, but with no regions
                        which are flat (faceted). This is because
                        at high temperature the atoms on the
                        surface jiggle and wiggle more: they
                        don't care so much which places are
                        easier to sit because they have so
                        much energy to spare. The facets            T
                        appear at lower temperatures, as the
                        crystal is cooled: the first temperature
                        at which a facet occurs is called the
                        roughening temperature.

                        Crystals grown at T>Trough
                        do not form facets
                        (e.g. most nanoparticles
                        grown by solution methods at
                        high T are spherical)


Roughening Transition
Equilibrium shape in the
                             nanoworld

Several factors can change the
equilibrium shape when going to
nanometer size range:

♦First, both the surface energy and the
surface stress increase.

♦ Second, different structures (e.g.,
icosahedral structure) can become more
stable.

♦ Finally, the proportion of edges atoms
becomes no longer negligible. Even if the
crystal structure remains bulk-like, the
equilibrium shape can change.
This is the situation for naked nanoparticles


    What does it happen when they are
              supported ?
Solid-solid interfaces
Energia di adesione
Supported particles: Wullf-Kaichew construction

                         the thermodynamic approach

The space around the particles no more isotropic !!
with the hypothesis that there is no strain between particle and substrate.
                                                        i.e.: the more is the
aspect ratio:
                                                        Eadh, the more the
height/lateral size
                                                        particle is truncated


                                                          s
Deviations from Wullf-Kaichew previsions


               However, even for macroscopic supported crystals,
                several factors can modify the equilibrium shape:

                 -the adsorption on foreign atoms or molecules
              -the presence of strain at the interface due to a misfit
             between the lattices of the support and of the deposited
                                      crystal.

      For non-zero misfit, the height-to-width aspect ratio can change.
                As an example if there is a compressive strain,
                the particle grows faster in height than laterally.
     The equilibrium shape then deviates from the Wulff–Kaischew case,
                 giving larger aspect ratios (i.e., taller crystal).

Qualitatively, one can understand this evolution because the crystal is strained
 at the interface (it can relax more easily at the top), and therefore prefers to
                            decrease the interface area.
Kinetics effects

In practice, when we grow a crystal we are not at the equilibrium because the
supersaturation is larger than one.
The supersaturation S is equal to the ratio of the (actual) pressure around the growing
crystal and the equilibrium pressure at the same temperature.

If S is larger than one the crystal grows, and it evaporates if S is smaller than one.


In general (especially at large supersaturations) the shape of the
crystal depends on the growth rate of the different facets.

               See Struttura e dinamica delle Superfici
Conclusions:
         the morphology of nanocrystals depends on both kinetic (i.e.,
                  growth) and thermodynamic parameters.

           If the growth takes place far from equilibrium conditions
                           (i.e., large supersaturation)
                the growth shape is not unique and depends on
      many parameters, such as: flux of growing material, structure of the
                             support (if it is present),
       presence of defects (dislocations, twins), presence of impurities,
                       confinement (i.e., template effect).


             If we grow particles close to the thermodynamic equilibrium
(i.e., low growth rate, high temperature,but not too high to avoid Ostwald ripening)
     we can approach the equilibrium shape of the crystalline particles, which is
                     unique for defined thermodynamic conditions.
 In the case of supported crystals the equilibrium shape is truncated in proportion
     to the adhesion energy (i.e., deposit/substrate interaction). Thus, choosing
    substrates with stronger adhesion energy will result in particles with smaller
                           aspect ratios (height/lateral size).
Equilibrium shapes of nanoparticles

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Equilibrium shapes of nanoparticles

  • 1. Equilibrium Crystal Shapes: free and supported nanoparticles If the surface energy is isotropic (as for a liquid) the problem is simple to minimize the surface and the solution is a sphere. In crystalline solids the surface energy is anisotropic and the energy-minimizing shape is found using the limiting planes of the lowest possible surface energy. review : A8.Morphology of supported nanoparticles_Henry, D2
  • 2. For a crystal grown at equilibrium See D2
  • 3. In 1901 Wullf introduced, withour proving, a theorem where he said: for an equilibrium crystal there is a point in the interior such that its perpendicular distance hi from the ith face is proportional to the surface energy γi Wulff Plot See D2
  • 4. Theoretical Wulff shapes of TiO2 i ∈ {polyhedron facets} 1 Average surface energy: γ = ∑Aγ ,i i Atot i rutile brookite anatase <γ>= 1.1 J/m2 <γ> = 0.7 J/m2 <γ> = 0.5 J/m2 Ramamoorthy, Vanderbilt, King-Smith, PRB 1994; Lazzeri, Vittadini, Selloni, PRB 2001; Gong & Selloni, PRB 2007
  • 5. Different shapes can originate from different extension of the equivalent faces
  • 6. Equilibrium shape at T= 0 K: the surface energy anisotropy is maximal FCC: truncated octahedron BCC: rhombic dodecahedron
  • 7. Equilibrium shape at T≠0 K: Around (but below) their melting temperatures, crystals tend to have shapes which are pretty round: not a complete sphere, but with no regions which are flat (faceted). This is because at high temperature the atoms on the surface jiggle and wiggle more: they don't care so much which places are easier to sit because they have so much energy to spare. The facets T appear at lower temperatures, as the crystal is cooled: the first temperature at which a facet occurs is called the roughening temperature. Crystals grown at T>Trough do not form facets (e.g. most nanoparticles grown by solution methods at high T are spherical) Roughening Transition
  • 8. Equilibrium shape in the nanoworld Several factors can change the equilibrium shape when going to nanometer size range: ♦First, both the surface energy and the surface stress increase. ♦ Second, different structures (e.g., icosahedral structure) can become more stable. ♦ Finally, the proportion of edges atoms becomes no longer negligible. Even if the crystal structure remains bulk-like, the equilibrium shape can change.
  • 9. This is the situation for naked nanoparticles What does it happen when they are supported ?
  • 12. Supported particles: Wullf-Kaichew construction the thermodynamic approach The space around the particles no more isotropic !! with the hypothesis that there is no strain between particle and substrate. i.e.: the more is the aspect ratio: Eadh, the more the height/lateral size particle is truncated s
  • 13.
  • 14. Deviations from Wullf-Kaichew previsions However, even for macroscopic supported crystals, several factors can modify the equilibrium shape: -the adsorption on foreign atoms or molecules -the presence of strain at the interface due to a misfit between the lattices of the support and of the deposited crystal. For non-zero misfit, the height-to-width aspect ratio can change. As an example if there is a compressive strain, the particle grows faster in height than laterally. The equilibrium shape then deviates from the Wulff–Kaischew case, giving larger aspect ratios (i.e., taller crystal). Qualitatively, one can understand this evolution because the crystal is strained at the interface (it can relax more easily at the top), and therefore prefers to decrease the interface area.
  • 15. Kinetics effects In practice, when we grow a crystal we are not at the equilibrium because the supersaturation is larger than one. The supersaturation S is equal to the ratio of the (actual) pressure around the growing crystal and the equilibrium pressure at the same temperature. If S is larger than one the crystal grows, and it evaporates if S is smaller than one. In general (especially at large supersaturations) the shape of the crystal depends on the growth rate of the different facets. See Struttura e dinamica delle Superfici
  • 16.
  • 17. Conclusions: the morphology of nanocrystals depends on both kinetic (i.e., growth) and thermodynamic parameters. If the growth takes place far from equilibrium conditions (i.e., large supersaturation) the growth shape is not unique and depends on many parameters, such as: flux of growing material, structure of the support (if it is present), presence of defects (dislocations, twins), presence of impurities, confinement (i.e., template effect). If we grow particles close to the thermodynamic equilibrium (i.e., low growth rate, high temperature,but not too high to avoid Ostwald ripening) we can approach the equilibrium shape of the crystalline particles, which is unique for defined thermodynamic conditions. In the case of supported crystals the equilibrium shape is truncated in proportion to the adhesion energy (i.e., deposit/substrate interaction). Thus, choosing substrates with stronger adhesion energy will result in particles with smaller aspect ratios (height/lateral size).