Presentation held by Sonja Vermeulen, CCAFS Head of Research, at the Governance & Institutions Across Scales in Climate Resilient Food Systems
Brussels Workshop 9-11 Sept 2014.
4. Flagship 4: Policies and
institutions for climate-resilient
food systems
1. Data, models and scenarios to understand impacts
of climate change
2. Decision support tools for targeting policy
development and making investment choices
3. Analysis of strengths and weaknesses of current
and emerging policy
4. Analysis and experimentation concerning novel
decision-making processes
5. Example 1. Nicaragua
National Adaptation
Strategy
STEP 1: CIAT: Impacts of climate change on coffee
STEP 2: Policy engagement processes
STEP 3: Nicaragua develops a national strategy using CIAT science
STEP 4: Nicaragua-IFAD develop $24 million investment plan in
coffee and cocoa using CIAT science
6. Example 2. Seasonal
weather forecasts in
Senegal
2 million farmers get forecasts
15 community radio stations
better food security outcomes
7. Example 3. East Africa Dairy Development Program
ICRAF & ILRI:
• Improved feed
• Science showing feed and
Heifer
International
179,000 families
$131 million in collective income
GHG connections
Heifer International adopts Climate
Smart Ag as program objective
8. Why research on governance in a climate
change, agriculture and food security
programme? Four reasons:
The big picture Issues for CCAFS
Being “climate smart” is about
behavioural change
CCAFS targets require behavioural
change at scale
Technologies & policy formulation
are not enough
CCAFS needs to question
assumptions in our ToC
Power differences determine
outcomes
Power dynamics in research on
gender & social inequality, global &
national policy
Challenges are multi-scale and
multi-stakeholder
Strategic boundaries for CCAFS in
research and partnerships
9. 1. Being “climate smart” is about behavioural change
Vermeulen 2014 summary of IPCC 2014 (Porter et al)
Who should be most responsible for tackling climate change?
33.5
31.8
28.8
4.1
Source: Stop Climate Chaos/nVision
Base: 4,800 Adults, UK, 2006 (excludes don’t knows)
1.8
Individuals Government Industry and
companies
All of these Someone Else
10. 1. CCAFS targets involve behavioural change at scale
Science on CSA informs 25
major development initiatives
& 15 incentive systems /
business models
15 major new climate-informed
services + 15 million
dollars of new investment,
with inputs from CCAFS
science
Equitable climate-smart food
system policies by 15
subnational/national
governments and 10
international bodies, informed
by CCAFS science
30 million additional
farmers, at least 12
million women, have
climate-smart practices
2019 intermediate
targets
Equitable institutional
investments in climate
smart food systems
increased by 50% in 20
national/ subnational
jurisdictions
Flagship 1:
Climate-smart
agricultural practices
Flagship 3:
Low-emissions
agricultural
development
2025 targets
30 million farmers, at
least 12 million women,
have higher adaptive
capacity via advisories
and safety nets
15% reduction of GHG
emission intensities
while enhancing food
security in at least 8
countries
8 low emission development
policies and 4 million hectares
for low emissions agriculture,
informed by CCAFS science
Flagship 2:
Climate information
services and climate-informed
safety nets
Flagship 4:
Policies and
institutions for
climate-resilient food
systems
Regional
impact
pathways
CGIAR
outcomes
11. 2. Technologies and policy formulation
Robins et al 2013
are not enough: big picture
12. Working with partners to collect the evidence
and to change opinions and worldviews
Capacity
Enhancement
Gender
IDO1: Enhanced food security
IDO2: Benefits to women and marginalised groups
IDO3: Enhanced adaptive capacity to climate risks
IDO5: Reduced GHGs and forest conversion
1. CSA Alliance, World Bank, IFAD, Climate Finance Orgs,
Ministries, CORAF, ASARECA…….
2. World Vision, National Meteorological Agencies,
Disaster Risk Agencies, Insurance Agencies…….
3. IIASA, FAO, Global Research Alliance for Agricultural
GHGs……..
4. Food security and climate adaptation agencies, GFAR,
CFS……..
Multiple local partners (e.g. CARE, Vi
Mediae, PROLINNOVA, National
Insurance Company of India,
NARES……)
IDO4: Policies supporting climate-resilient agriculture
Working with partners
to make it happen
Flagship 1: Climate –smart
agricultural practices
Flagship 2: Climate –
information services and
climate-informed safety nets
Flagship 3: Low emissions
development
Flagship 4: Policies and
institutions for climate
resilient food systems
Key
Regional
Strategies
Working with
partners to
understand what
works 1&3: CSA Alliance, World Bank, IFAD, Green Climate
Fund, PROLINNOVA, climate finance orgs, ministries
2: World Vision, National Meteorological Agencies,
Disaster Risk Agencies, Insurance Agencies, ………
2. CCAFS needs to question assumptions in our ToC
13. Comments on
CCAFS Phase 2 Proposal
“Flagship 4 – focus of which appears to have
shifted substantially since the inception
proposal – could better explain its research
hypotheses on policy and institutional change,
particularly mechanisms in varying contexts”
“The theories of change fail to document
evidence in support of the change mechanisms
and crucially, ignore the formulation of
testable hypotheses regarding those
mechanisms”
2. CCAFS needs to question assumptions in our ToC
14. Competition
Authority
Cooperation
3. Power
differences
determine
outcomes:
the big
picture
Roberts 2000. Wicked problems and network
approaches to resolution
15. 3. Power dynamics in gender & social inequality,
global & national policy
16. 4. Challenges are multi-scale
and multi-sector: big picture
Climate change leads to adjustments in relative trade advantages among countries and
Hertel et al 2010
among social groups within countries
17. 4. Drawing the most strategic boundaries
for research and partnerships
West et al 2014
18. In conclusion, we need:
hypothesis-based research on governance in CCAFS
The big picture Issues for CCAFS
Being “climate smart” is about
behavioral change
CCAFS targets require behavioral
change at scale
Technologies & policy formulation
are not enough
CCAFS needs to question
assumptions in our ToC
Power differences determine
outcomes
Power dynamics in research on
gender & social inequality, global &
national policy
Challenges are multi-scale and
multi-stakeholder
Strategic boundaries for CCAFS in
research and partnerships
which is strategic and of high quality
Hinweis der Redaktion
These are all the regions of the world where we work.
And in each region we have sites where we do the detailed work – shown by the green dots (we still have to select sites in LAM and SEA)
Although all the regional program leaders work for different centres, we do not have to follow the mandate of our centres – we must support work for crops, livestock, fish, policies, water, forests – whichever makes sense for climate change adaptation and mitigation.
This shows the new way of working in the CGIAR – as you probably know the CGIAR has undergone a radical reform in the past few years.
(At least for some elements of the CGIAR the reform is radical)
1. Delivering climate forecasts to smallholder farmers in 7 African countries. When CCAFS was initiated, research on climate information services became a new area of research for the CGIAR. As a result of research and capacity investments by CCAFS and partners, especially the International Research Institute for Climate and Society (IRI), University of Reading, the World Meteorological Organization (WMO), USAID, national meteorological services (NMS) and the regional service AGRHYMET, significant progress has been made. (a) The NMS in three countries and AGRHYMET now produce and disseminate historic and monitored climate information at a scale that is relevant to rural communities, with complete spatial coverage, by blending satellite and station data, using methods, tools and results from CCAFS. (b) There have been changes in the policies and activities of at least four NMS, as a result of improved understanding of farmers’ perceptions and information needs together with the design and implementation of methods for providing climate information services that better reflect smallholders’ requirements. WMO has endorsed the approach and is involved in further scaling up initiatives, while the major NGOs Oxfam, Farm Africa, Practical Action and World Vision have incorporated the approach into training materials and activities. (c) In Senegal, as an example, CCAFS has been working with the Senegal Meteorological Agency (ANACIM), Senegal NARES (ISRA), Department of Agriculture, local farmer associations and NGOs (World Vision, Red Cross), and rural radio networks. The detailed work, with attention to gender inequities, has been conducted in Kaffrine District where climate-informed advisories now reach 2000 farmers. CCAFS has stimulated the agricultural agencies and NMS to integrate activities for the benefit of farmers. Fifteen community-based radio stations in 4 administrative regions of Senegal now deliver seasonal forecasts to an estimated 3 million farmers, using CCAFS and ANACIM forecast and communication approaches
Increasing incomes and reducing GHG emissions in the dairy sector. CCAFS has played a role in putting CSA on the global agenda, together with key partners, e.g. World Bank, FAO. This work is complemented by national policy engagement and action research on CSA technologies in about 20 countries. One example of action research is the contribution by CCAFS to the East African Dairy Development (EADD) program of Heifer International. ICRAF and ILRI are partners in this program, supporting EADD in the animal fodder, husbandry and extension components, and thus helping Heifer reach 179,000 families and increasing their earnings by a collective $131 million. Heifer focused on improving milk production and quality, and access to markets through the formation of Dairy Farmer Business Associations. The science underpinning the use of improved feed to reduce GHG emissions has been documented by ILRI, while ICRAF have worked at one of the EADD sites in Kenya, together with FAO, estimating GHG emissions and productivity. For CGIAR, this is part of a cross-Center effort – “Standard Assessment of Mitigation Potential and Livelihoods in Smallholder Systems (SAMPLES)” – to develop methods for GHG accounting in smallholder systems. EADD has now adopted CSA as a program objective, partly based on engagement with CCAFS, and the mounting evidence that better feeding/manure management can contribute to GHG reduction and improved income for farmers. http://www.heifer.org/join-the-conversation/blog/2014/January/heifer-launches-eadd-ii.html
Thornton PK, Herrero M. 2010. Potential for reduced methane and carbon dioxide emissions from livestock and pasture management in the tropics. Proceedings of the National Academy of Sciences 107(46):19667-19672.
See Theme 3 2013 Technical Report: https://cgspace.cgiar.org/bitstream/item/36322/T3_2013_technical_report.pdf?sequence=19
Proliferation of policy but little impact on emissions
Work of Prof Nancy Roberts – works in conflict countries, leading academic
Key consideration is how power is dispersed among the stakeholders. Three possible strategies – all have pros and cons and all are used in the climate change arena.
Authoritative strategies. These give the problem to some group (or an individual), who take on the problem-solving process while others agree to abide by its decisions. E.g. Here is President Arroyo signing the Philippines Climate Change Act in 2009.
– Key advantages include efficiency and timeliness.
– Key disadvantages are one-dimensional, inflexible response; lack of buy-in and broad behaviour change
2. Competitive strategies. Central to the pursuit of such strategies is the search for power, influence and market share—stakeholders following this strategy generally assume a
win-lose outcome. E.g. Carbon market
– Key advantages include the creation of new ideas and innovation and the provision of choice
Key disadvantages are that participants use more resources on competing than on problem-solving
3. Collaborative strategies. These are supported by the bulk of the literature (including by Professor Roberts) as being the most effective in dealing with wicked problems
that have many stakeholders amongst whom power is dispersed. It is particularly relevant where part of the solution to the problem involves sustained behavioural change by many
stakeholders and/or citizens. At the core of collaboration is enough commonality to agree to act – not necessarily complete eye-to-eye view. E.g. Grassroots organisations such as 350.org
– Key advantages include higher stakeholder commitment, more comprehensive and effective solutions, and fewer resources having to be used by any one stakeholder.
– Key disadvantages include increased transaction costs (these costs can be significant – have you seen the UNFCCC recently!) and unequal outcomes for those around the table, depending on their bargaining power. In worst cases collaboration can end poorly—dialogue can turn into conflict, hardened positions and stalemate.
CCAFS committed to spending 15% of budget addressing social inequalities particularly around gender
Some work that considers power at international level e.g. forthcoming white paper on agriculture in the negotiations
Pre-existing relationships with national government can limit scope of work on governance at national level; regarded as threatening
For example, where to focus work on low emissions development
(1) climate-based methods and tools for seasonal agricultural prediction and early warning; (2) knowledge and methods for designing and implementing equitable climate information and advisory services for smallholder communities; (3) food security safety nets and policy interventions for dealing with impacts of climate-related shocks; (4) knowledge and methods to design and target equitable weather-related insurance programs that benefit smallholder communities (in collaboration with PIM).