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Climate-Smart Agriculture:
A Global Outlook
A reductive interpretation of Climate Smart Agriculture
limits its positive effects
Alex De Pinto, Senior Research Fellow
with Nicola Cenacchi, Ho Young Kwon, Jawoo Koo, Shahnila Dunston
Environment and Production Technology Division,
International Food Policy Research Institute
International Conference on Agricultural GHG Emissions
and Food Security , Berlin 2018
Purpose of the work and a spoiler
• Given the substantial amount of resources mobilized to promote
CSA globally, we need to understand the effects of widescale
adoption of CSA.
• An “uneasy” feeling about the message that comes across: it just a
matter of having more farmers adopt CSA practices
• We show that, if applied formulaically and if the CSA approach
does not permeate the food production system, it is likely that
the emission reductions will be small to negligible
BACKGROUND
 Studies have consistently found that under most scenarios significant negative
effects should be expected worldwide (Lobell and Gourdji, 2012; Wiebe et al. 2015;
Mora et al., 2015; Pugh et al. 2016).
 Underdeveloped economic regions where food security is already problematic and
populations are vulnerable to shocks are expected to suffer the worst consequences
(Morton, 2007, World Bank, 2009; Rosegrant et al., 2014).
 When the interaction with other land uses is considered, anthropogenic land
activities contribute more than a quarter of annual GHG emissions, the equivalent of
10 to 12 Gt CO2 e per year, three fourths of which are estimated to originate in the
developing world (Smith et al., 2014).
 Wollenberg et al. (2016) find that the agricultural sector should reduce emissions by
some 1 Gt CO2e per year to meet the goal of remaining below the 2 °C global
warming.
Climate Change: Agriculture as part of the
problem
Climate Smart Agriculture
CSA is an umbrella term that includes many approaches, built
upon geographically-specific solutions and characterized by a
continuum of choices all aiming at making the agricultural
sector better suited to handle the challenges of a new climate.
Three objectives:
 Sustainably increasing agricultural productivity to
support equitable increases in farm incomes, food security
and development;
 Adapting and building resilience of food systems and
farming livelihoods to climate change at multiple levels;
and
 Reducing greenhouse gas emissions from agriculture,
where possible.
Climate Smart Agriculture
 Operational aspects of CSA are still under investigation. Local contexts
determine the enabling environment, trade-offs, and synergies between
productivity, adaptation, and mitigation (Below et al., 2012, FAO 2017).
 Farmers must identify what is climate-smart for the biophysical, agricultural,
and socio-economic context of a given place. As a consequence, CSA
approach is knowledge-intensive and can require considerable institutional
support (Neufeldt et al., 2013; Mccarthy et al. 2011).
 The frequent result is that, even when farmers, agrarian organizations, large
scale farmers, and policy maker have embraced the concept of CSA, they
struggle with implementation and tend to look for simple protocols to
follow, which often correspond to a menu of practices and technologies
from which to choose.
CSA is widely promoted but….
 A substantial amount of resources has been mobilized to promote CSA and
make sure that CSA is implemented at a scale sufficient to have an impact
globally.
 This can be observed in the number of coalitions, alliances, partnerships and
investments that have been initiated globally, regionally, and nationally
(Dinesh et al., 2017), 31 countries make specific mention of CSA in their NDCs
 While a significant amount of the literature has focused on the agronomic
aspects of CSA, on economic benefits to farmers, on barriers to its adoption,
to our knowledge, no study has analyzed the global effects of widespread
adoption of CSA.
MODELING
SETTING
Ex-ante Analysis of Global Adoption of
Selected CSA Practices for Food-crop Production
▪ Simulations using IFPRI’s IMPACT system of models and
DSSAT crop model: 2010-2050
• A suite of global water models (i.e.
hydrology, water basin management,
and water stress)
• The DSSAT cropping system model to
estimate crop yield responses under
varying management systems and
environmental conditions.
• A global partial equilibrium, multi-
market food supply and demand
projection model
Robinson et al, 2015
Simulation steps
Spatial Production
Allocation Model (SPAM)
Decision Support System for
Agrotechnology Transfer (DSSAT)
Location of crop production
Yields and
Yield changes
GHG emission Changes
International Model for Policy Analysis of
Agricultural Commodities and Trade
(IMPACT)
Changes in total production
Changes in prices
Changes in calorie availability
Global Adoption of Selected CSA Practices
▪ Maize, Wheat, and Rice (~41% of global harvested area; 64%
of GHG emissions from crop production)
▪ Practices: No-till; Integrated soil fertility management;
Alternate wetting and drying; Nitrogen Use Efficiency
deep placement
▪ Two climate models: GFDL and HadGEM, SSP2; RCP 8.5
▪Two adoption rules. All farmers adopt if:
▪ the alternative technology or practice must return a yield gain compared to BAU
and that farmers choose the technology that generates the highest gain.
▪ alternatives generate higher yields than current practices but choose the technology
that decreases emission intensity the most .
RESULTS
Percent change in production - compared to
business-as-usual
Other effects – compared to business-as-usual
 Fewer people at risk of hunger: 23 to 40 million.
 Decrease in undernourished children: ~ 2,000,000 children.
 Benefits for soil fertility, sustainability, and potentially to resilience in general:
soil organic carbon concentration to grow 0.06 - 0.13 t ha-1 yr-1
 Decrease in harvested areas estimated to be between 8 million and 13 million
hectares
Scenario Maize
(GFDL / HADGEM)
Wheat
(GFDL / HADGEM)
Rice
(GFDL / HADGEM)
Adoption of CSA practices
dependent on increased yields -7.7% / -8.8% -9.1% / -12.3% -27.1% / -27.5%
Adoption of CSA practices
dependent on reduction of
emission intensity and increased
yields
-5.3% / -6.3% -6.6% / -9.6% -25.8% / -26.4%
Percent change in 2050 world prices compared to business-as-usual
 For comparison
purposes:
 Maize, wheat and
rice gains expressed
in dry matter and
added.
 Cumulative
abatement of GHG
emissions.
 Recall:
100%adoption
GHG emissions abatement
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 Mt
Emission reduction: 44 Mt CO2e
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 Mt
Emission reduction: 100 Mt CO2e
~ 10% of 1 Gt CO2e goal.
 ~ 2M hectares more of Soybeans, Vegetables, Sugarcane, temperate
fruits which, depending on how they are grown can emit more than the
crops they are replacing.
 Reduced price of grains reduces the price of livestock feed and
increases the number of animals that can be supported globally. The
indirect effects on the cattle industry are such that emissions from cattle
may increase by approximately 3 - 6 Mt yr-1 CO2e by 2050.
 A handful of countries see their total emissions increase even when
they “enforce” a reduction of emission intensity
GHG emissions abatement
 More plausible
adoption rates
Sensitivity analysis
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 Mt
Emission reduction: 44 Mt CO2e
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
Rosegrant et al (2014)
adoption rates.
Production: + 60 Mt
Emission reduction: 13 Mt
CO2e
~ 1.5% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 Mt
Emission reduction: 100 Mt CO2e
~ 10% of 1 Gt CO2e goal.
 More plausible
adoption rates
 Reduction in
production costs
from reduce used of
water in AWD
Sensitivity analysis
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Reduction in production costs for AWD
Production: + 88 Mt
Emission reduction: 105 Mt CO2e
~ 10% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 Mt
Emission reduction: 44 Mt CO2e
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
Rosegrant et al (2014)
adoption rates.
Production: + 60 Mt
Emission reduction: 13 Mt
CO2e
~ 1.5% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 Mt
Emission reduction: 100 Mt CO2e
~ 10% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Reduction in production costs for AWD
Production: + 88 M tons
Emission reduction: 100 M tons
~ 10% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 M tons
Emission reduction: 44 M tons
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
Rosegrant et al (2014)
adoption rates.
Production: + 60 M tons
Emission reduction: 13 M
tons
~ 1.5% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 M tons
Emission reduction: 105 M tons
~ 10% of 1 Gt CO2e goal.
 Simulations of
policy options.
Intervention on
increasing adoption
and on enforcing
reduction of emission
intensity.
The role of policies
Role of policies that promote
adoption:
extension, information,
credit, etc.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Reduction in production costs for AWD
Production: + 88 M tons
Emission reduction: 100 M tons
~ 10% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 M tons
Emission reduction: 44 M tons
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
Rosegrant et al (2014)
adoption rates.
Production: + 60 M tons
Emission reduction: 13 M
tons
~ 1.5% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 M tons
Emission reduction: 105 M tons
~ 10% of 1 Gt CO2e goal.
 Simulations of
policy options.
Intervention on
increasing adoption
and on enforcing
reduction of emission
intensity.
The role of policies
Role of incentives for reduction
of emission intensity:
policies that promote efficient
pricing of inputs (i.e. water)
price of carbon
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Reduction in production costs for AWD
Production: + 88 M tons
Emission reduction: 100 M tons
~ 10% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
100% adoption.
Production: + 109 M tons
Emission reduction: 44 M tons
~ 4% of 1 Gt CO2e goal.
Adoption criterion:
increase in yields.
Rosegrant et al (2014)
adoption rates.
Production: + 60 M tons
Emission reduction: 13 M
tons
~ 1.5% of 1 Gt CO2e goal.
Adoption criterion:
reduction of emission intensity
and increase in yields.
100% adoption.
Production: + 88 M tons
Emission reduction: 105 M tons
~ 10% of 1 Gt CO2e goal.
 Simulations of
policy options.
Intervention on
increasing adoption
and on enforcing
reduction of emission
intensity.
The role of policies
Tradeoffs between
productivity and
reduction of GHG emissions
CONCLUSION
Some takeaway messages
New technologies, considered typical CSA technologies, appear to be
good on several metrics. It is possible to increase productivity and
reduce GHG emissions
If the CSA approach does not permeate the food production system it is
likely that the emission reductions will be small to negligible
Some unintended effect are possible (we must have an idea of what they
might be and have contingency plans)
Some takeaway messages
Fundamental role of policies to make CSA relevant
Must consider interactions between crops, livestock, and other land uses.
These interactions can be crucial in sustainable intensification,
diversification and risk management.
CSA reinforce the importance of a multi-objective approach to
agricultural development and facilitate the necessary dialogs across
ministries that favor the development of coherent policies.
Thank you
a.depinto@cgiar.org
▪Dr. Ho-Young Kwon - Research Fellow
▪DR. Jawoo Koo – Senior Research Fellow
▪Mr. Nicola Cenacchi - Research Analyst
▪Ms. Shahnila Dunston - Research Analyst

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Climate-Smart Agriculture Yields Modest GHG Reductions

  • 1. Climate-Smart Agriculture: A Global Outlook A reductive interpretation of Climate Smart Agriculture limits its positive effects Alex De Pinto, Senior Research Fellow with Nicola Cenacchi, Ho Young Kwon, Jawoo Koo, Shahnila Dunston Environment and Production Technology Division, International Food Policy Research Institute International Conference on Agricultural GHG Emissions and Food Security , Berlin 2018
  • 2. Purpose of the work and a spoiler • Given the substantial amount of resources mobilized to promote CSA globally, we need to understand the effects of widescale adoption of CSA. • An “uneasy” feeling about the message that comes across: it just a matter of having more farmers adopt CSA practices • We show that, if applied formulaically and if the CSA approach does not permeate the food production system, it is likely that the emission reductions will be small to negligible
  • 4.  Studies have consistently found that under most scenarios significant negative effects should be expected worldwide (Lobell and Gourdji, 2012; Wiebe et al. 2015; Mora et al., 2015; Pugh et al. 2016).  Underdeveloped economic regions where food security is already problematic and populations are vulnerable to shocks are expected to suffer the worst consequences (Morton, 2007, World Bank, 2009; Rosegrant et al., 2014).  When the interaction with other land uses is considered, anthropogenic land activities contribute more than a quarter of annual GHG emissions, the equivalent of 10 to 12 Gt CO2 e per year, three fourths of which are estimated to originate in the developing world (Smith et al., 2014).  Wollenberg et al. (2016) find that the agricultural sector should reduce emissions by some 1 Gt CO2e per year to meet the goal of remaining below the 2 °C global warming. Climate Change: Agriculture as part of the problem
  • 5. Climate Smart Agriculture CSA is an umbrella term that includes many approaches, built upon geographically-specific solutions and characterized by a continuum of choices all aiming at making the agricultural sector better suited to handle the challenges of a new climate. Three objectives:  Sustainably increasing agricultural productivity to support equitable increases in farm incomes, food security and development;  Adapting and building resilience of food systems and farming livelihoods to climate change at multiple levels; and  Reducing greenhouse gas emissions from agriculture, where possible.
  • 6. Climate Smart Agriculture  Operational aspects of CSA are still under investigation. Local contexts determine the enabling environment, trade-offs, and synergies between productivity, adaptation, and mitigation (Below et al., 2012, FAO 2017).  Farmers must identify what is climate-smart for the biophysical, agricultural, and socio-economic context of a given place. As a consequence, CSA approach is knowledge-intensive and can require considerable institutional support (Neufeldt et al., 2013; Mccarthy et al. 2011).  The frequent result is that, even when farmers, agrarian organizations, large scale farmers, and policy maker have embraced the concept of CSA, they struggle with implementation and tend to look for simple protocols to follow, which often correspond to a menu of practices and technologies from which to choose.
  • 7. CSA is widely promoted but….  A substantial amount of resources has been mobilized to promote CSA and make sure that CSA is implemented at a scale sufficient to have an impact globally.  This can be observed in the number of coalitions, alliances, partnerships and investments that have been initiated globally, regionally, and nationally (Dinesh et al., 2017), 31 countries make specific mention of CSA in their NDCs  While a significant amount of the literature has focused on the agronomic aspects of CSA, on economic benefits to farmers, on barriers to its adoption, to our knowledge, no study has analyzed the global effects of widespread adoption of CSA.
  • 9. Ex-ante Analysis of Global Adoption of Selected CSA Practices for Food-crop Production ▪ Simulations using IFPRI’s IMPACT system of models and DSSAT crop model: 2010-2050 • A suite of global water models (i.e. hydrology, water basin management, and water stress) • The DSSAT cropping system model to estimate crop yield responses under varying management systems and environmental conditions. • A global partial equilibrium, multi- market food supply and demand projection model Robinson et al, 2015
  • 10. Simulation steps Spatial Production Allocation Model (SPAM) Decision Support System for Agrotechnology Transfer (DSSAT) Location of crop production Yields and Yield changes GHG emission Changes International Model for Policy Analysis of Agricultural Commodities and Trade (IMPACT) Changes in total production Changes in prices Changes in calorie availability
  • 11. Global Adoption of Selected CSA Practices ▪ Maize, Wheat, and Rice (~41% of global harvested area; 64% of GHG emissions from crop production) ▪ Practices: No-till; Integrated soil fertility management; Alternate wetting and drying; Nitrogen Use Efficiency deep placement ▪ Two climate models: GFDL and HadGEM, SSP2; RCP 8.5 ▪Two adoption rules. All farmers adopt if: ▪ the alternative technology or practice must return a yield gain compared to BAU and that farmers choose the technology that generates the highest gain. ▪ alternatives generate higher yields than current practices but choose the technology that decreases emission intensity the most .
  • 13. Percent change in production - compared to business-as-usual
  • 14. Other effects – compared to business-as-usual  Fewer people at risk of hunger: 23 to 40 million.  Decrease in undernourished children: ~ 2,000,000 children.  Benefits for soil fertility, sustainability, and potentially to resilience in general: soil organic carbon concentration to grow 0.06 - 0.13 t ha-1 yr-1  Decrease in harvested areas estimated to be between 8 million and 13 million hectares Scenario Maize (GFDL / HADGEM) Wheat (GFDL / HADGEM) Rice (GFDL / HADGEM) Adoption of CSA practices dependent on increased yields -7.7% / -8.8% -9.1% / -12.3% -27.1% / -27.5% Adoption of CSA practices dependent on reduction of emission intensity and increased yields -5.3% / -6.3% -6.6% / -9.6% -25.8% / -26.4% Percent change in 2050 world prices compared to business-as-usual
  • 15.  For comparison purposes:  Maize, wheat and rice gains expressed in dry matter and added.  Cumulative abatement of GHG emissions.  Recall: 100%adoption GHG emissions abatement Adoption criterion: increase in yields. 100% adoption. Production: + 109 Mt Emission reduction: 44 Mt CO2e ~ 4% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 Mt Emission reduction: 100 Mt CO2e ~ 10% of 1 Gt CO2e goal.
  • 16.  ~ 2M hectares more of Soybeans, Vegetables, Sugarcane, temperate fruits which, depending on how they are grown can emit more than the crops they are replacing.  Reduced price of grains reduces the price of livestock feed and increases the number of animals that can be supported globally. The indirect effects on the cattle industry are such that emissions from cattle may increase by approximately 3 - 6 Mt yr-1 CO2e by 2050.  A handful of countries see their total emissions increase even when they “enforce” a reduction of emission intensity GHG emissions abatement
  • 17.  More plausible adoption rates Sensitivity analysis Adoption criterion: increase in yields. 100% adoption. Production: + 109 Mt Emission reduction: 44 Mt CO2e ~ 4% of 1 Gt CO2e goal. Adoption criterion: increase in yields. Rosegrant et al (2014) adoption rates. Production: + 60 Mt Emission reduction: 13 Mt CO2e ~ 1.5% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 Mt Emission reduction: 100 Mt CO2e ~ 10% of 1 Gt CO2e goal.
  • 18.  More plausible adoption rates  Reduction in production costs from reduce used of water in AWD Sensitivity analysis Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Reduction in production costs for AWD Production: + 88 Mt Emission reduction: 105 Mt CO2e ~ 10% of 1 Gt CO2e goal. Adoption criterion: increase in yields. 100% adoption. Production: + 109 Mt Emission reduction: 44 Mt CO2e ~ 4% of 1 Gt CO2e goal. Adoption criterion: increase in yields. Rosegrant et al (2014) adoption rates. Production: + 60 Mt Emission reduction: 13 Mt CO2e ~ 1.5% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 Mt Emission reduction: 100 Mt CO2e ~ 10% of 1 Gt CO2e goal.
  • 19. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Reduction in production costs for AWD Production: + 88 M tons Emission reduction: 100 M tons ~ 10% of 1 Gt CO2e goal. Adoption criterion: increase in yields. 100% adoption. Production: + 109 M tons Emission reduction: 44 M tons ~ 4% of 1 Gt CO2e goal. Adoption criterion: increase in yields. Rosegrant et al (2014) adoption rates. Production: + 60 M tons Emission reduction: 13 M tons ~ 1.5% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 M tons Emission reduction: 105 M tons ~ 10% of 1 Gt CO2e goal.  Simulations of policy options. Intervention on increasing adoption and on enforcing reduction of emission intensity. The role of policies Role of policies that promote adoption: extension, information, credit, etc.
  • 20. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Reduction in production costs for AWD Production: + 88 M tons Emission reduction: 100 M tons ~ 10% of 1 Gt CO2e goal. Adoption criterion: increase in yields. 100% adoption. Production: + 109 M tons Emission reduction: 44 M tons ~ 4% of 1 Gt CO2e goal. Adoption criterion: increase in yields. Rosegrant et al (2014) adoption rates. Production: + 60 M tons Emission reduction: 13 M tons ~ 1.5% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 M tons Emission reduction: 105 M tons ~ 10% of 1 Gt CO2e goal.  Simulations of policy options. Intervention on increasing adoption and on enforcing reduction of emission intensity. The role of policies Role of incentives for reduction of emission intensity: policies that promote efficient pricing of inputs (i.e. water) price of carbon
  • 21. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Reduction in production costs for AWD Production: + 88 M tons Emission reduction: 100 M tons ~ 10% of 1 Gt CO2e goal. Adoption criterion: increase in yields. 100% adoption. Production: + 109 M tons Emission reduction: 44 M tons ~ 4% of 1 Gt CO2e goal. Adoption criterion: increase in yields. Rosegrant et al (2014) adoption rates. Production: + 60 M tons Emission reduction: 13 M tons ~ 1.5% of 1 Gt CO2e goal. Adoption criterion: reduction of emission intensity and increase in yields. 100% adoption. Production: + 88 M tons Emission reduction: 105 M tons ~ 10% of 1 Gt CO2e goal.  Simulations of policy options. Intervention on increasing adoption and on enforcing reduction of emission intensity. The role of policies Tradeoffs between productivity and reduction of GHG emissions
  • 23. Some takeaway messages New technologies, considered typical CSA technologies, appear to be good on several metrics. It is possible to increase productivity and reduce GHG emissions If the CSA approach does not permeate the food production system it is likely that the emission reductions will be small to negligible Some unintended effect are possible (we must have an idea of what they might be and have contingency plans)
  • 24. Some takeaway messages Fundamental role of policies to make CSA relevant Must consider interactions between crops, livestock, and other land uses. These interactions can be crucial in sustainable intensification, diversification and risk management. CSA reinforce the importance of a multi-objective approach to agricultural development and facilitate the necessary dialogs across ministries that favor the development of coherent policies.
  • 25. Thank you a.depinto@cgiar.org ▪Dr. Ho-Young Kwon - Research Fellow ▪DR. Jawoo Koo – Senior Research Fellow ▪Mr. Nicola Cenacchi - Research Analyst ▪Ms. Shahnila Dunston - Research Analyst