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AJCC
CANCER STAGING
   MANUAL
    Seventh Edition
EDITORIAL BOARD

  STEPHEN B. EDGE, m.d., f.a.c.s., Editor
      Roswell Park Cancer Institute
          Buffalo, New York

      DAVID R. BYRD, m.d., f.a.c.s.,
University of Washington School of Medicine
             Seattle, Washington

   CAROLYN C. COMPTON, m.d., ph.d.
       National Cancer Institute
         Bethesda, Maryland

      APRIL G. FRITZ, r.h.i.t., c.t.r.
         A. Fritz and Associates
             Reno, Nevada

   FREDERICK L. GREENE, m.d., f.a.c.s.
        Carolinas Medical Center
       Charlotte, North Carolina

        ANDY TROTTI, III, m.d.
       H. Lee Moffitt Cancer Center
              Tampa, Florida
AJCC
CANCER STAGING
   MANUAL
                              Seventh Edition

                AMERICAN JOINT COMMITTEE ON CANCER
                            Executive Office
                       633 North Saint Clair Street
                         Chicago, IL 60611-3211




This manual was prepared and published through the support of the American Cancer Society, the
American College of Surgeons, the American Society of Clinical Oncology, the Centers for
Disease Control and Prevention, and the International Union Against Cancer.




                                        CD-ROM
                                        Included
American Joint Committee on Cancer
Executive Office
633 North Saint Clair Street
Chicago, IL 60611-3211

Editors
Stephen B. Edge, m.d., f.a.c.s.                              April G. Fritz, r.h.i.t., c.t.r.
Roswell Park Cancer Institute                                A. Fritz and Associates
Buffalo, NY, USA                                             Reno, NV, USA

David R. Byrd, m.d., f.a.c.s.                                Frederick L. Greene, m.d., f.a.c.s.
University of Washington School of Medicine                  Carolinas Medical Center
Seattle, WA, USA                                             Charlotte, NC, USA

Carolyn C. Compton, m.d., ph.d.                              Andy Trotti, III, m.d.
National Cancer Institute                                    H. Lee Moffitt Cancer Center
Bethesda, MD, USA                                            Tampa, FL, USA




ISBN 978-0-387-88440-0
Springer New York Dordrecht Heidelberg London
Library of Congress Control Number: 2009930462

First to Fifth Editions of the AJCC Cancer Staging Manual, published by Lippincott Raven Publishers, Philadelphia.
PA.

Sixth Edition of the AJCC Cancer Staging Manual, published by Springer-Verlag, New York, NY.

Seventh Edition © 2010 American Joint Committee on Cancer. All rights reserved. The AJCC Cancer Staging
Manual is the Official Publication of the American Joint Committee on Cancer.

This book consists of a printed book and a CD-ROM packaged with the book, both of which are protected by
federal copy-right law and international treaty. The book, except for the Staging Forms, may not be translated or
copied in whole or in part without the written permission of the publisher (Springer Science + Business Media
LLC, 233 Spring Street, New York, NY 10013, USA), or the copyright holder, except for brief excerpts in connection
with reviews or scholarly analysis. For copyright information regarding the CD-ROM, please consult the printed
information packaged with the CD-ROM in the back of this publication. Use in connection with any form of
information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodo-
logy now known or hereafter developed is forbidden.

Materials appearing in this book prepared by individuals as part of their official duties as U.S. Government
employees are not covered by the above-mentioned copyright.

The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not
identified as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary
rights.

While the advice and information in this book are believed to be true and accurate at the date of going to press,
neither the authors nor the editors nor the publisher nor the AJCC can accept any legal responsibility for any
errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the
material contained therein.

Printed on acid-free paper

Springer is part of Springer Science+Business Media (www.springer.com)
SEVENTH EDITION
                                               Dedicated to Irvin D. Fleming, m.d.
                                                         SIXTH EDITION
                                                Dedicated to Robert V. P. Hutter, m.d.

                                                          FIFTH EDITION
                                               Dedicated to Oliver Howard Beahrs, m.d.

                                                         FOURTH EDITION
                                            Dedicated to the memory of Harvey Baker, m.d.

                                                      THIRD EDITION
                                     Dedicated to the memory of W. A. D. Anderson, m.d.
                                                     Marvin Pollard, m.d.
                                                      Paul Sherlock, m.d.
                                                    SECOND EDITION
                                   Dedicated to the memory of Murray M. Copeland, m.d.




                                              Seventh Edition Dedication

This seventh edition of the AJCC Cancer Staging Manual is           on Cancer, the National Cancer Registrars Association, and
dedicated to Irvin D. Fleming. Dr. Fleming is a past Chair          the North American Association of Central Cancer Registries.
of the AJCC and a giant in American oncology. The major             Dr. Fleming’s influence on cancer care and commitment to
changes in cancer staging being introduced with this edition        patients extends well beyond the AJCC as evidenced by his
are largely the outgrowth of Dr. Fleming’s vision in estab-         leadership in many organizations, including service as Presi-
lishing a landmark collaboration between the AJCC and               dent of the American Cancer Society. For his vision, leader-
the National Cancer Institute SEER Program, the National            ship, friendship, and support, we dedicate this Manual in his
Program for Cancer Registries of the CDC, the Commission            honor.



American Joint Committee on Cancer • 2010                                                                                      v
Preface




Cancer staging plays a pivotal role in the battle on cancer. It               The level of data supporting the staging systems var-
forms the basis for understanding the changes in population              ies among disease sites. For some diseases, particularly less
cancer incidence, extent of disease at initial presentation, and         common cancers, there are few outcome data available. These
the overall impact of improvements in cancer treatment. Stag-            staging systems are based on what limited data are avail-
ing forms the base for defining groups for inclusion in clinical          able, supplemented by expert consensus. Though potentially
trials. Most importantly, staging provides those with cancer and         imperfect, these disease schemas are critical to allow the col-
their physicians the critical benchmark for defining prognosis            lection of standardized data to support clinical care and for
and the likelihood of overcoming the cancer and for determin-            future evaluation and refinement of the staging system.
ing the best treatment approach for their cases.                              Increasingly, the disease teams of the AJCC and UICC use
     Refining these standards to provide the best possible                existing data sets or establish the necessary collaborations to
staging system is a never-ending process. Toward this end,               develop new large data sets to provide high-level evidence
the American Joint Committee on Cancer (AJCC) has led                    to support changes in the staging system. Examples of this
these efforts in the USA since 1959. A collaborative effort              include the work in melanoma that led to changes in the sixth
between the AJCC and the International Union for Cancer                  edition and their refinement in this seventh edition, use of
Control (UICC) maintains the system that is used worldwide.              the National Cancer Data Base and Surveillance Epidemiol-
This system classifies the extent of disease based mostly on              ogy and End Results (SEER) data base for evaluation of the
anatomic information on the extent of the primary tumor,                 colorectal staging system, and the use of existing data sets
regional lymph nodes, and distant metastases. This classifica-            from the USA, Europe, and Asia in gastric cancer. In addition,
tion was developed in the 1940s by Pierre Denoix of France               groups have been established to collect very large interna-
and formalized by the UICC in the 1950s with the formation               tional data sets to refine staging. In addition to the melanoma
of the Committee on Clinical Stage Classification and Applied             collaborative, the best examples in refining staging for the
Statistics. The AJCC was founded in 1959 to complement this              seventh edition are the collaborative group of the Interna-
work. The AJCC published its first cancer staging manual in               tional Association for the Study of Lung Cancer (IASLC) and
1977. Since the 1980s, the work of the UICC and AJCC has                 the Worldwide Esophageal Cancer Collaborative (WECC).
been coordinated, resulting in the simultaneous publication                   A major challenge to TNM staging is the rapid evolu-
of the TNM Classification of Malignant Tumours by the UICC                tion of understanding in cancer biology and the availability
and the AJCC Cancer Staging Manual. The revision cycle is                of biologic factors that predict cancer outcome and response
6–8 years, a time frame that provides for accommodation of               to treatment with better accuracy than purely anatomically
advances in cancer care while allowing cancer registry systems           based staging. This has led some cancer experts to conclude
to maintain stable operations.                                           that TNM is obsolete. Although such statements are mis-
     The work of the AJCC is made possible by the dedicated              guided, the reality is that the anatomic extent of disease only
volunteer effort of hundreds, and perhaps thousands, of com-             tells part of the story for many cancer patients.
mitted health professionals including physicians, nurses, popu-               The question of including nonanatomic prognostic fac-
lation scientists, statisticians, cancer registrars, supporting staff,   tors in staging has led to intense debate about the purpose and
and others. These volunteers, representing all relevant disci-           structure of staging. Beginning with the sixth edition of the
plines, are organized into disease teams chaired by leading cli-         AJCC Cancer Staging Manual, there was judicious addition of
nicians. These teams make recommendations for change in the              nonanatomic factors to the classifications that modified stage
staging system based on available evidence supplemented with             groups. This shift away from purely anatomic information
expert consensus. Supporting these teams is a panel of expert            has been extended in the current edition. Relevant markers
statisticians who provide critical support in evaluation of exist-       that are of such importance that they are required for clini-
ing data and in analysis of new data when this is available.             cians to make clear treatment decisions have been included



American Joint Committee on Cancer • 2010                                                                                           vii
in groupings. Examples include the mitotic rate in staging           manual were adopted for application to cases diagnosed on or
gastrointestinal stromal tumors and prostate-specific antigen         after January 1, 2010.
and Gleason score in staging prostate cancer. In the future, the         This work involved many professionals in all fields in
discovery of new markers will make it necessary to include           the clinical oncology, cancer registry, population surveil-
these markers in staging and will likely require the develop-        lance, and statistical communities. It is hard to single out
ment of new strategies beyond the current grouping systems.          individuals, but certain people were central to this effort.
    That said, it must also be clearly stated that it is critical    Irvin Fleming, to whom we dedicate this Manual, showed
to maintain the anatomic base to cancer staging. Anatomic            the leadership and the vision over a decade ago that led to
extent of disease remains the key prognostic factor in most          the development of the Collaborative Stage Data Collection
diseases. In addition, it is necessary to have clear links to past   System. Frederick Greene, as senior editor of the sixth edi-
data to assess trends in cancer incidence and the impact of          tion, paved the way for this work, developed the extremely
advances in screening and treatment and to be able to apply          popular and useful AJCC Cancer Staging Atlas, and did the
stage and compare stage worldwide in situations where new            legwork to enhance the collaboration between the UICC
nonanatomic factors are not or cannot be collected. There-           and AJCC. The work of our publisher Springer provided the
fore, the staging algorithms in this edition of the AJCC Cancer      resources to support this work and the patience needed as
Staging Manual using nonanatomic factors only use them as            the Task Forces and editors finished their work. The many
modifiers of anatomic groupings. These factors are not used           cancer registrars and the Collaborative Stage Version 2 Work
to define the T, N, and M components, which remain purely             Group who worked on the disease teams kept us all properly
anatomic. Where they are used to define groupings, there is           focused. And the AJCC staff, most notably Donna Gress,
always a convention for assigning a group without the non-           Karen Pollitt, and Connie Bura provided the glue and the
anatomic factor. These conventions have been established and         sweat to keep us all together.
defined in collaboration with the UICC.                                   We believe that this, the seventh edition of the AJCC
    The work for the seventh edition of the AJCC Cancer              Cancer Staging Manual, and the electronic and print products
Staging Manual began immediately on publication of the               built on this manual, will provide strong support to patients
sixth edition. Under the leadership of the Prognostic Fac-           and physicians alike as they face the battle with cancer, and we
tors Task Force of the UICC, an ongoing review of literature         hope that it provides the concepts and the foundation for the
relevant to staging was performed and updated annually. A            future of cancer staging as we move to the era of personalized
new data collection system that allows capture of nonana-            molecular oncology.
tomic information in conjunction with anatomic staging data
was developed and implemented in the USA. A number of
working groups continued data collection and analysis with                                           Stephen B. Edge, Buffalo, NY
the plan to advise AJCC Task Forces. The AJCC provided a                                               David R. Byrd, Seattle, WA
competitive grant program to support work to lead to stag-                                    Carolyn C. Compton, Bethesda, MD
ing revision. An enhanced statistical task force was empan-                                               April G. Fritz, Reno, NV
elled. Finally, in 2006, the disease task forces were convened                                 Frederick L. Greene, Charlotte, NC
to review available evidence and recommend changes to                                                      Andy Trotti, Tampa, FL
TNM. After review by the UICC, the changes reflected in this




viii                                                                                            American Joint Committee on Cancer • 2010
Part I.....................................................................          1
                                            General Information on Cancer Staging
                Brief Contents              and End-Results Reporting / 1

                    by Part                 Part II ...................................................................          2
                                            Head and Neck / 21


                                            Part III ..................................................................          3
                                            Digestive System / 101


                                            Part IV...................................................................           4
                                            Thorax / 251


                                            Part V ....................................................................          5
                                            Musculoskeletal Sites / 279


                                            Part VI...................................................................           6
                                            Skin / 299


                                            Part VII..................................................................           7
                                            Breast / 345


                                            Part VIII ................................................................           8
                                            Gynecologic Sites / 377


                                            Part IX ...................................................................          9
                                            Genitourinary Sites / 445


                                            Part X ....................................................................          10
                                            Ophthalmic Sites / 521


                                            Part XI ...................................................................          11
                                            Central Nervous System / 591


                                            Part XII .........................................................................   12
                                            Lymphoid Neoplasms / 599


                                            Part XIII ........................................................................   13
                                            Personnel and Contributors / 629


American Joint Committee on Cancer • 2010                                                                                  ix
Contents




Dedication .....................................................................v      16. Gastrointestinal Stromal Tumor..........................175
Preface ........................................................................ vii   17. Neuroendocrine Tumors .....................................181
Brief Contents by Part .................................................ix
                                                                                       18. Liver (Excluding intrahepatic bile ducts) ..............191
Introduction and Historical Overview ................... xiii
                                                                                       19. Intrahepatic Bile Ducts ........................................201
Part I ...................................................................1            20. Gallbladder ...........................................................211
General Information on Cancer Staging                                                  21. Perihilar Bile Ducts ..............................................219
and End-Results Reporting
                                                                                       22. Distal Bile Duct ....................................................227
 1. Purposes and Principles of Cancer Staging ............3
                                                                                       23. Ampulla of Vater ..................................................235
 2. Cancer Survival Analysis ........................................15
                                                                                       24. Exocrine and Endocrine Pancreas .......................241
Part II ................................................................21
Head and Neck                                                                          Part IV.............................................................251
      Introduction and General Rules ..........................21                      Thorax
 3. Lip and Oral Cavity ................................................29             25. Lung ......................................................................253
 4. Pharynx (Including base of tongue,                                                 26. Pleural Mesothelioma ..........................................271
    soft palate, and uvula).............................................41
 5. Larynx .....................................................................57
                                                                                       Part V..............................................................279
 6. Nasal Cavity and Paranasal Sinuses.......................69                        Musculoskeletal Sites
 7. Major Salivary Glands                                                              27. Bone ......................................................................281
    (Parotid, submandibular, and sublingual)..............79
                                                                                       28. Soft Tissue Sarcoma .............................................291
 8. Thyroid ...................................................................87
 9. Mucosal Melanoma of the Head and Neck...........97
                                                                                       Part VI.............................................................299
                                                                                       Skin
Part III .............................................................101
                                                                                       29. Cutaneous Squamous Cell Carcinoma
Digestive System
                                                                                           and Other Cutaneous Carcinomas ......................301
10. Esophagus and Esophagogastric Junction ..........103
                                                                                       30. Merkel Cell Carcinoma ........................................315
11. Stomach ................................................................117
                                                                                       31. Melanoma of the Skin ..........................................325
12. Small Intestine ......................................................127
13. Appendix ..............................................................133
                                                                                       Part VII ............................................................. 345
14. Colon and Rectum ...............................................143                Breast
15. Anus ......................................................................165     32. Breast ....................................................................347



American Joint Committee on Cancer • 2010                                                                                                                            xi
Part VIII ..........................................................377               Part X ..............................................................521
Gynecologic Sites                                                                     Ophthalmic Sites
      Introduction .......................................................377         48. Carcinoma of the Eyelid ......................................523
33. Vulva .....................................................................379    49. Carcinoma of the Conjunctiva ............................531
34. Vagina ...................................................................387     50. Malignant Melanoma of the Conjunctiva ..........539
35. Cervix Uteri ..........................................................395        51. Malignant Melanoma of the Uvea.......................547
36. Corpus Uteri .........................................................403         52. Retinoblastoma.....................................................561
37. Ovary and Primary Peritoneal                                                      53. Carcinoma of the Lacrimal Gland.......................569
    Carcinoma ............................................................419
                                                                                      54. Sarcoma of the Orbit............................................577
38. Fallopian Tube ......................................................429
                                                                                      55. Ocular Adnexal Lymphoma.................................583
39. Gestational Trophoblastic Tumors ......................437
                                                                                      Part XI .............................................................591
                                                                                      Central Nervous System
Part IX .............................................................445              56. Brain and Spinal Cord .........................................593
Genitourinary Sites
40. Penis ......................................................................447   Part XII............................................................599
                                                                                      Lymphoid Neoplasms
41. Prostate .................................................................457
                                                                                      57. Lymphoid Neoplasms (A. Hodgkin and Non-Hodgkin
42. Testis......................................................................469       Lymphomas, B. Primary Cutaneous Lymphomas,
43. Kidney ...................................................................479         C. Multiple Myeloma and Plasma Cell Disorders,
                                                                                          and D. Pediatric Lymphoid Malignancy) .............605
44. Renal Pelvis and Ureter ........................................491
45. Urinary Bladder....................................................497            Part XIII...........................................................629
                                                                                      Personnel and Contributors
46. Urethra ..................................................................507
47. Adrenal..................................................................515      Index ..........................................................................643




xii                                                                                                                       American Joint Committee on Cancer • 2010
Introduction
                                            and Historical Overview



The seventh edition of the AJCC Cancer Staging Manual is            review scholarly material related to cancer staging and make
a compendium of all currently available information on the          recommendations to the AJCC regarding potential changes in
staging of cancer for most clinically important anatomic sites.     the staging taxonomy.
It has been developed by the American Joint Committee on                During the last 50 years of activity related to the AJCC,
Cancer (AJCC) in cooperation with the TNM Committee of              a large group of consultants and liaison organization repre-
the International Union Against Cancer (UICC). The two              sentatives have worked with the AJCC leadership. These rep-
organizations have worked together at every level to create a       resentatives have been selected by the American Society of
staging schema that remains uniform throughout. The cur-            Clinical Oncology, the Centers for Disease Control and Pre-
rent climate that allows for consistency of staging worldwide       vention, the American Urological Association, the Association
has been made possible by the mutual respect and diligence          of American Cancer Institutes, the National Cancer Registrars
of those working in the staging area for both the AJCC and          Association, the Society of Gynecologic Oncologists, the Soci-
the UICC.                                                           ety of Urologic Oncology, the National Cancer Institute and
    Classification and staging of cancer enable the physician        the SEER Program, the North American Association of Cen-
and cancer registrar to stratify patients, which leads to better    tral Cancer Registries (NAACCR), and the American Society
treatment decisions and the development of a common lan-            of Colon and Rectal Surgeons.
guage that aids in the creation of clinical trials for the future       Chairing the AJCC have been Murray Copeland, M.D.
testing of cancer treatment strategies. A common language of        (1959–1969), W.A.D. Anderson, M.D. (1969–1974), Oliver H.
cancer staging is mandatory in order to realize the important       Beahrs, M.D. (1974–1979), David T. Carr, M.D. (1979–1982),
contributions from many institutions throughout the world.          Harvey W. Baker, M.D. (1982–1985), Robert V. P. Hutter, M.D.
This need for appropriate nomenclature was the driving force        (1985–1990), Donald E. Henson, M.D. (1990–1995), Irvin
that led to clinical classification of cancer by the League of       D. Fleming, M.D. (1995–2000), Frederick L. Greene, M.D.
Nations Health Organization in 1929 and later by the UICC           (2000–2004), David L. Page, M.D. (2004–2005), Stephen B.
and its TNM Committee.                                              Edge, M.D. (2005–2008), and currently Carolyn C. Compton,
    The AJCC was first organized on January 9, 1959, as              M.D., Ph.D.
the American Joint Committee for Cancer Staging and End                 The initial work on the clinical classification of cancer
Results Reporting (AJC). The driving force behind the organi-       was instituted by the League of Nations Health Organiza-
zation of this body was a desire to develop a system of clinical    tion (1929), the International Commission on Stage Group-
staging for cancer that was acceptable to the American medi-        ing and Presentation of Results (ICPR) of the International
cal profession. The founding organizations of the AJCC are          Congress of Radiology (1953), and the International Union
the American College of Surgeons, the American College of           Against Cancer (UICC). The latter organization became most
Radiology, the College of American Pathologists, the Ameri-         active in the field through its Committee on Clinical Stage
can College of Physicians, the American Cancer Society, and         Classification and Applied Statistics (1954). This committee
the National Cancer Institute. The governance of the AJCC is        was later known as the UICC TNM Committee, which now
overseen by designees from the founding organizations and           includes the Chair of the AJCC.
representatives of the sponsoring organizations including               Since its inception, the AJCC has embraced the TNM sys-
the American Society of Clinical Oncology and the Centers           tem in order to describe the anatomic extent of cancer at the
for Disease Control and Prevention. The Medical Director of         time of initial diagnosis and before the application of defini-
the Commission on Cancer functions as the Executive Direc-          tive treatment. In addition, a classification of the stages of
tor of the AJCC. Fostering the work of the AJCC has been            cancer was utilized as a guide for treatment and prognosis
undertaken by committees called task forces, which have been        and for comparison of the end results of cancer management.
established for specific anatomic sites of cancer. In prepara-       In 1976 the AJCC sponsored a National Cancer Conference
tion for each new edition of the AJCC Cancer Staging Manual,        on Classification and Staging. The deliberation at this confer-
the task forces are convened and serve as consensus panels to       ence led directly to the development of the first edition of the



American Joint Committee on Cancer • 2010                                                                                     xiii
Cancer Staging Manual, which was published in 1977. With          of Surgical Oncology and the British Association of Surgical
the publication of the first edition, the AJCC broadened its       Oncology in London in 1987.
scope by recognizing its leadership role in the staging of can-       During the 1990s, the importance of TNM staging of
cer for American physicians and registrars. The second edi-       cancer in the USA was heightened by the mandatory require-
tion of this manual (1983) updated the earlier edition and        ment that Commission on Cancer–approved hospitals use
included additional sites. This edition also served to enhance    the AJCC-TNM system as the major language for cancer
conformity with the staging espoused by the TNM Commit-           reporting. This requirement has stimulated education of all
tee of the UICC.                                                  physicians and registrars in the use of the TNM system, and
    The expanding role of the American Joint Committee in         credit goes to the Approvals Program of the Commission on
a variety of cancer classifications suggested that the original    Cancer for this insightful recognition. The AJCC recognizes
name was no longer applicable. In June 1980 the new name,         that, with this seventh edition of the AJCC Cancer Staging
the American Joint Committee on Cancer, was selected.             Manual, the education of medical students, resident physi-
Since the early 1980s, the close collaboration of the AJCC        cians, physicians in practice, and cancer registrars is para-
and the UICC has resulted in uniform and identical defini-         mount. As the twenty-first century unfolds, new methods of
tions and stage groupings of cancers for all anatomic sites       education will complement the seventh edition of the AJCC
so that a universal system is now available. This worldwide       Cancer Staging Manual and will ensure that all those who
system was espoused by Robert V. P. Hutter, M.D., in his          care for cancer patients will be trained in the language of
Presidential Address at the combined meeting of the Society       cancer staging.




xiv                                                                                         American Joint Committee on Cancer • 2010
AMERICAN JOINT COMMITTEE ON CANCER




    AJCC
CANCER STAGING
   MANUAL
          Seventh Edition

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  • 1. AJCC CANCER STAGING MANUAL Seventh Edition
  • 2. EDITORIAL BOARD STEPHEN B. EDGE, m.d., f.a.c.s., Editor Roswell Park Cancer Institute Buffalo, New York DAVID R. BYRD, m.d., f.a.c.s., University of Washington School of Medicine Seattle, Washington CAROLYN C. COMPTON, m.d., ph.d. National Cancer Institute Bethesda, Maryland APRIL G. FRITZ, r.h.i.t., c.t.r. A. Fritz and Associates Reno, Nevada FREDERICK L. GREENE, m.d., f.a.c.s. Carolinas Medical Center Charlotte, North Carolina ANDY TROTTI, III, m.d. H. Lee Moffitt Cancer Center Tampa, Florida
  • 3. AJCC CANCER STAGING MANUAL Seventh Edition AMERICAN JOINT COMMITTEE ON CANCER Executive Office 633 North Saint Clair Street Chicago, IL 60611-3211 This manual was prepared and published through the support of the American Cancer Society, the American College of Surgeons, the American Society of Clinical Oncology, the Centers for Disease Control and Prevention, and the International Union Against Cancer. CD-ROM Included
  • 4. American Joint Committee on Cancer Executive Office 633 North Saint Clair Street Chicago, IL 60611-3211 Editors Stephen B. Edge, m.d., f.a.c.s. April G. Fritz, r.h.i.t., c.t.r. Roswell Park Cancer Institute A. Fritz and Associates Buffalo, NY, USA Reno, NV, USA David R. Byrd, m.d., f.a.c.s. Frederick L. Greene, m.d., f.a.c.s. University of Washington School of Medicine Carolinas Medical Center Seattle, WA, USA Charlotte, NC, USA Carolyn C. Compton, m.d., ph.d. Andy Trotti, III, m.d. National Cancer Institute H. Lee Moffitt Cancer Center Bethesda, MD, USA Tampa, FL, USA ISBN 978-0-387-88440-0 Springer New York Dordrecht Heidelberg London Library of Congress Control Number: 2009930462 First to Fifth Editions of the AJCC Cancer Staging Manual, published by Lippincott Raven Publishers, Philadelphia. PA. Sixth Edition of the AJCC Cancer Staging Manual, published by Springer-Verlag, New York, NY. Seventh Edition © 2010 American Joint Committee on Cancer. All rights reserved. The AJCC Cancer Staging Manual is the Official Publication of the American Joint Committee on Cancer. This book consists of a printed book and a CD-ROM packaged with the book, both of which are protected by federal copy-right law and international treaty. The book, except for the Staging Forms, may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science + Business Media LLC, 233 Spring Street, New York, NY 10013, USA), or the copyright holder, except for brief excerpts in connection with reviews or scholarly analysis. For copyright information regarding the CD-ROM, please consult the printed information packaged with the CD-ROM in the back of this publication. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodo- logy now known or hereafter developed is forbidden. Materials appearing in this book prepared by individuals as part of their official duties as U.S. Government employees are not covered by the above-mentioned copyright. The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identified as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights. While the advice and information in this book are believed to be true and accurate at the date of going to press, neither the authors nor the editors nor the publisher nor the AJCC can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained therein. Printed on acid-free paper Springer is part of Springer Science+Business Media (www.springer.com)
  • 5. SEVENTH EDITION Dedicated to Irvin D. Fleming, m.d. SIXTH EDITION Dedicated to Robert V. P. Hutter, m.d. FIFTH EDITION Dedicated to Oliver Howard Beahrs, m.d. FOURTH EDITION Dedicated to the memory of Harvey Baker, m.d. THIRD EDITION Dedicated to the memory of W. A. D. Anderson, m.d. Marvin Pollard, m.d. Paul Sherlock, m.d. SECOND EDITION Dedicated to the memory of Murray M. Copeland, m.d. Seventh Edition Dedication This seventh edition of the AJCC Cancer Staging Manual is on Cancer, the National Cancer Registrars Association, and dedicated to Irvin D. Fleming. Dr. Fleming is a past Chair the North American Association of Central Cancer Registries. of the AJCC and a giant in American oncology. The major Dr. Fleming’s influence on cancer care and commitment to changes in cancer staging being introduced with this edition patients extends well beyond the AJCC as evidenced by his are largely the outgrowth of Dr. Fleming’s vision in estab- leadership in many organizations, including service as Presi- lishing a landmark collaboration between the AJCC and dent of the American Cancer Society. For his vision, leader- the National Cancer Institute SEER Program, the National ship, friendship, and support, we dedicate this Manual in his Program for Cancer Registries of the CDC, the Commission honor. American Joint Committee on Cancer • 2010 v
  • 6. Preface Cancer staging plays a pivotal role in the battle on cancer. It The level of data supporting the staging systems var- forms the basis for understanding the changes in population ies among disease sites. For some diseases, particularly less cancer incidence, extent of disease at initial presentation, and common cancers, there are few outcome data available. These the overall impact of improvements in cancer treatment. Stag- staging systems are based on what limited data are avail- ing forms the base for defining groups for inclusion in clinical able, supplemented by expert consensus. Though potentially trials. Most importantly, staging provides those with cancer and imperfect, these disease schemas are critical to allow the col- their physicians the critical benchmark for defining prognosis lection of standardized data to support clinical care and for and the likelihood of overcoming the cancer and for determin- future evaluation and refinement of the staging system. ing the best treatment approach for their cases. Increasingly, the disease teams of the AJCC and UICC use Refining these standards to provide the best possible existing data sets or establish the necessary collaborations to staging system is a never-ending process. Toward this end, develop new large data sets to provide high-level evidence the American Joint Committee on Cancer (AJCC) has led to support changes in the staging system. Examples of this these efforts in the USA since 1959. A collaborative effort include the work in melanoma that led to changes in the sixth between the AJCC and the International Union for Cancer edition and their refinement in this seventh edition, use of Control (UICC) maintains the system that is used worldwide. the National Cancer Data Base and Surveillance Epidemiol- This system classifies the extent of disease based mostly on ogy and End Results (SEER) data base for evaluation of the anatomic information on the extent of the primary tumor, colorectal staging system, and the use of existing data sets regional lymph nodes, and distant metastases. This classifica- from the USA, Europe, and Asia in gastric cancer. In addition, tion was developed in the 1940s by Pierre Denoix of France groups have been established to collect very large interna- and formalized by the UICC in the 1950s with the formation tional data sets to refine staging. In addition to the melanoma of the Committee on Clinical Stage Classification and Applied collaborative, the best examples in refining staging for the Statistics. The AJCC was founded in 1959 to complement this seventh edition are the collaborative group of the Interna- work. The AJCC published its first cancer staging manual in tional Association for the Study of Lung Cancer (IASLC) and 1977. Since the 1980s, the work of the UICC and AJCC has the Worldwide Esophageal Cancer Collaborative (WECC). been coordinated, resulting in the simultaneous publication A major challenge to TNM staging is the rapid evolu- of the TNM Classification of Malignant Tumours by the UICC tion of understanding in cancer biology and the availability and the AJCC Cancer Staging Manual. The revision cycle is of biologic factors that predict cancer outcome and response 6–8 years, a time frame that provides for accommodation of to treatment with better accuracy than purely anatomically advances in cancer care while allowing cancer registry systems based staging. This has led some cancer experts to conclude to maintain stable operations. that TNM is obsolete. Although such statements are mis- The work of the AJCC is made possible by the dedicated guided, the reality is that the anatomic extent of disease only volunteer effort of hundreds, and perhaps thousands, of com- tells part of the story for many cancer patients. mitted health professionals including physicians, nurses, popu- The question of including nonanatomic prognostic fac- lation scientists, statisticians, cancer registrars, supporting staff, tors in staging has led to intense debate about the purpose and and others. These volunteers, representing all relevant disci- structure of staging. Beginning with the sixth edition of the plines, are organized into disease teams chaired by leading cli- AJCC Cancer Staging Manual, there was judicious addition of nicians. These teams make recommendations for change in the nonanatomic factors to the classifications that modified stage staging system based on available evidence supplemented with groups. This shift away from purely anatomic information expert consensus. Supporting these teams is a panel of expert has been extended in the current edition. Relevant markers statisticians who provide critical support in evaluation of exist- that are of such importance that they are required for clini- ing data and in analysis of new data when this is available. cians to make clear treatment decisions have been included American Joint Committee on Cancer • 2010 vii
  • 7. in groupings. Examples include the mitotic rate in staging manual were adopted for application to cases diagnosed on or gastrointestinal stromal tumors and prostate-specific antigen after January 1, 2010. and Gleason score in staging prostate cancer. In the future, the This work involved many professionals in all fields in discovery of new markers will make it necessary to include the clinical oncology, cancer registry, population surveil- these markers in staging and will likely require the develop- lance, and statistical communities. It is hard to single out ment of new strategies beyond the current grouping systems. individuals, but certain people were central to this effort. That said, it must also be clearly stated that it is critical Irvin Fleming, to whom we dedicate this Manual, showed to maintain the anatomic base to cancer staging. Anatomic the leadership and the vision over a decade ago that led to extent of disease remains the key prognostic factor in most the development of the Collaborative Stage Data Collection diseases. In addition, it is necessary to have clear links to past System. Frederick Greene, as senior editor of the sixth edi- data to assess trends in cancer incidence and the impact of tion, paved the way for this work, developed the extremely advances in screening and treatment and to be able to apply popular and useful AJCC Cancer Staging Atlas, and did the stage and compare stage worldwide in situations where new legwork to enhance the collaboration between the UICC nonanatomic factors are not or cannot be collected. There- and AJCC. The work of our publisher Springer provided the fore, the staging algorithms in this edition of the AJCC Cancer resources to support this work and the patience needed as Staging Manual using nonanatomic factors only use them as the Task Forces and editors finished their work. The many modifiers of anatomic groupings. These factors are not used cancer registrars and the Collaborative Stage Version 2 Work to define the T, N, and M components, which remain purely Group who worked on the disease teams kept us all properly anatomic. Where they are used to define groupings, there is focused. And the AJCC staff, most notably Donna Gress, always a convention for assigning a group without the non- Karen Pollitt, and Connie Bura provided the glue and the anatomic factor. These conventions have been established and sweat to keep us all together. defined in collaboration with the UICC. We believe that this, the seventh edition of the AJCC The work for the seventh edition of the AJCC Cancer Cancer Staging Manual, and the electronic and print products Staging Manual began immediately on publication of the built on this manual, will provide strong support to patients sixth edition. Under the leadership of the Prognostic Fac- and physicians alike as they face the battle with cancer, and we tors Task Force of the UICC, an ongoing review of literature hope that it provides the concepts and the foundation for the relevant to staging was performed and updated annually. A future of cancer staging as we move to the era of personalized new data collection system that allows capture of nonana- molecular oncology. tomic information in conjunction with anatomic staging data was developed and implemented in the USA. A number of working groups continued data collection and analysis with Stephen B. Edge, Buffalo, NY the plan to advise AJCC Task Forces. The AJCC provided a David R. Byrd, Seattle, WA competitive grant program to support work to lead to stag- Carolyn C. Compton, Bethesda, MD ing revision. An enhanced statistical task force was empan- April G. Fritz, Reno, NV elled. Finally, in 2006, the disease task forces were convened Frederick L. Greene, Charlotte, NC to review available evidence and recommend changes to Andy Trotti, Tampa, FL TNM. After review by the UICC, the changes reflected in this viii American Joint Committee on Cancer • 2010
  • 8. Part I..................................................................... 1 General Information on Cancer Staging Brief Contents and End-Results Reporting / 1 by Part Part II ................................................................... 2 Head and Neck / 21 Part III .................................................................. 3 Digestive System / 101 Part IV................................................................... 4 Thorax / 251 Part V .................................................................... 5 Musculoskeletal Sites / 279 Part VI................................................................... 6 Skin / 299 Part VII.................................................................. 7 Breast / 345 Part VIII ................................................................ 8 Gynecologic Sites / 377 Part IX ................................................................... 9 Genitourinary Sites / 445 Part X .................................................................... 10 Ophthalmic Sites / 521 Part XI ................................................................... 11 Central Nervous System / 591 Part XII ......................................................................... 12 Lymphoid Neoplasms / 599 Part XIII ........................................................................ 13 Personnel and Contributors / 629 American Joint Committee on Cancer • 2010 ix
  • 9. Contents Dedication .....................................................................v 16. Gastrointestinal Stromal Tumor..........................175 Preface ........................................................................ vii 17. Neuroendocrine Tumors .....................................181 Brief Contents by Part .................................................ix 18. Liver (Excluding intrahepatic bile ducts) ..............191 Introduction and Historical Overview ................... xiii 19. Intrahepatic Bile Ducts ........................................201 Part I ...................................................................1 20. Gallbladder ...........................................................211 General Information on Cancer Staging 21. Perihilar Bile Ducts ..............................................219 and End-Results Reporting 22. Distal Bile Duct ....................................................227 1. Purposes and Principles of Cancer Staging ............3 23. Ampulla of Vater ..................................................235 2. Cancer Survival Analysis ........................................15 24. Exocrine and Endocrine Pancreas .......................241 Part II ................................................................21 Head and Neck Part IV.............................................................251 Introduction and General Rules ..........................21 Thorax 3. Lip and Oral Cavity ................................................29 25. Lung ......................................................................253 4. Pharynx (Including base of tongue, 26. Pleural Mesothelioma ..........................................271 soft palate, and uvula).............................................41 5. Larynx .....................................................................57 Part V..............................................................279 6. Nasal Cavity and Paranasal Sinuses.......................69 Musculoskeletal Sites 7. Major Salivary Glands 27. Bone ......................................................................281 (Parotid, submandibular, and sublingual)..............79 28. Soft Tissue Sarcoma .............................................291 8. Thyroid ...................................................................87 9. Mucosal Melanoma of the Head and Neck...........97 Part VI.............................................................299 Skin Part III .............................................................101 29. Cutaneous Squamous Cell Carcinoma Digestive System and Other Cutaneous Carcinomas ......................301 10. Esophagus and Esophagogastric Junction ..........103 30. Merkel Cell Carcinoma ........................................315 11. Stomach ................................................................117 31. Melanoma of the Skin ..........................................325 12. Small Intestine ......................................................127 13. Appendix ..............................................................133 Part VII ............................................................. 345 14. Colon and Rectum ...............................................143 Breast 15. Anus ......................................................................165 32. Breast ....................................................................347 American Joint Committee on Cancer • 2010 xi
  • 10. Part VIII ..........................................................377 Part X ..............................................................521 Gynecologic Sites Ophthalmic Sites Introduction .......................................................377 48. Carcinoma of the Eyelid ......................................523 33. Vulva .....................................................................379 49. Carcinoma of the Conjunctiva ............................531 34. Vagina ...................................................................387 50. Malignant Melanoma of the Conjunctiva ..........539 35. Cervix Uteri ..........................................................395 51. Malignant Melanoma of the Uvea.......................547 36. Corpus Uteri .........................................................403 52. Retinoblastoma.....................................................561 37. Ovary and Primary Peritoneal 53. Carcinoma of the Lacrimal Gland.......................569 Carcinoma ............................................................419 54. Sarcoma of the Orbit............................................577 38. Fallopian Tube ......................................................429 55. Ocular Adnexal Lymphoma.................................583 39. Gestational Trophoblastic Tumors ......................437 Part XI .............................................................591 Central Nervous System Part IX .............................................................445 56. Brain and Spinal Cord .........................................593 Genitourinary Sites 40. Penis ......................................................................447 Part XII............................................................599 Lymphoid Neoplasms 41. Prostate .................................................................457 57. Lymphoid Neoplasms (A. Hodgkin and Non-Hodgkin 42. Testis......................................................................469 Lymphomas, B. Primary Cutaneous Lymphomas, 43. Kidney ...................................................................479 C. Multiple Myeloma and Plasma Cell Disorders, and D. Pediatric Lymphoid Malignancy) .............605 44. Renal Pelvis and Ureter ........................................491 45. Urinary Bladder....................................................497 Part XIII...........................................................629 Personnel and Contributors 46. Urethra ..................................................................507 47. Adrenal..................................................................515 Index ..........................................................................643 xii American Joint Committee on Cancer • 2010
  • 11. Introduction and Historical Overview The seventh edition of the AJCC Cancer Staging Manual is review scholarly material related to cancer staging and make a compendium of all currently available information on the recommendations to the AJCC regarding potential changes in staging of cancer for most clinically important anatomic sites. the staging taxonomy. It has been developed by the American Joint Committee on During the last 50 years of activity related to the AJCC, Cancer (AJCC) in cooperation with the TNM Committee of a large group of consultants and liaison organization repre- the International Union Against Cancer (UICC). The two sentatives have worked with the AJCC leadership. These rep- organizations have worked together at every level to create a resentatives have been selected by the American Society of staging schema that remains uniform throughout. The cur- Clinical Oncology, the Centers for Disease Control and Pre- rent climate that allows for consistency of staging worldwide vention, the American Urological Association, the Association has been made possible by the mutual respect and diligence of American Cancer Institutes, the National Cancer Registrars of those working in the staging area for both the AJCC and Association, the Society of Gynecologic Oncologists, the Soci- the UICC. ety of Urologic Oncology, the National Cancer Institute and Classification and staging of cancer enable the physician the SEER Program, the North American Association of Cen- and cancer registrar to stratify patients, which leads to better tral Cancer Registries (NAACCR), and the American Society treatment decisions and the development of a common lan- of Colon and Rectal Surgeons. guage that aids in the creation of clinical trials for the future Chairing the AJCC have been Murray Copeland, M.D. testing of cancer treatment strategies. A common language of (1959–1969), W.A.D. Anderson, M.D. (1969–1974), Oliver H. cancer staging is mandatory in order to realize the important Beahrs, M.D. (1974–1979), David T. Carr, M.D. (1979–1982), contributions from many institutions throughout the world. Harvey W. Baker, M.D. (1982–1985), Robert V. P. Hutter, M.D. This need for appropriate nomenclature was the driving force (1985–1990), Donald E. Henson, M.D. (1990–1995), Irvin that led to clinical classification of cancer by the League of D. Fleming, M.D. (1995–2000), Frederick L. Greene, M.D. Nations Health Organization in 1929 and later by the UICC (2000–2004), David L. Page, M.D. (2004–2005), Stephen B. and its TNM Committee. Edge, M.D. (2005–2008), and currently Carolyn C. Compton, The AJCC was first organized on January 9, 1959, as M.D., Ph.D. the American Joint Committee for Cancer Staging and End The initial work on the clinical classification of cancer Results Reporting (AJC). The driving force behind the organi- was instituted by the League of Nations Health Organiza- zation of this body was a desire to develop a system of clinical tion (1929), the International Commission on Stage Group- staging for cancer that was acceptable to the American medi- ing and Presentation of Results (ICPR) of the International cal profession. The founding organizations of the AJCC are Congress of Radiology (1953), and the International Union the American College of Surgeons, the American College of Against Cancer (UICC). The latter organization became most Radiology, the College of American Pathologists, the Ameri- active in the field through its Committee on Clinical Stage can College of Physicians, the American Cancer Society, and Classification and Applied Statistics (1954). This committee the National Cancer Institute. The governance of the AJCC is was later known as the UICC TNM Committee, which now overseen by designees from the founding organizations and includes the Chair of the AJCC. representatives of the sponsoring organizations including Since its inception, the AJCC has embraced the TNM sys- the American Society of Clinical Oncology and the Centers tem in order to describe the anatomic extent of cancer at the for Disease Control and Prevention. The Medical Director of time of initial diagnosis and before the application of defini- the Commission on Cancer functions as the Executive Direc- tive treatment. In addition, a classification of the stages of tor of the AJCC. Fostering the work of the AJCC has been cancer was utilized as a guide for treatment and prognosis undertaken by committees called task forces, which have been and for comparison of the end results of cancer management. established for specific anatomic sites of cancer. In prepara- In 1976 the AJCC sponsored a National Cancer Conference tion for each new edition of the AJCC Cancer Staging Manual, on Classification and Staging. The deliberation at this confer- the task forces are convened and serve as consensus panels to ence led directly to the development of the first edition of the American Joint Committee on Cancer • 2010 xiii
  • 12. Cancer Staging Manual, which was published in 1977. With of Surgical Oncology and the British Association of Surgical the publication of the first edition, the AJCC broadened its Oncology in London in 1987. scope by recognizing its leadership role in the staging of can- During the 1990s, the importance of TNM staging of cer for American physicians and registrars. The second edi- cancer in the USA was heightened by the mandatory require- tion of this manual (1983) updated the earlier edition and ment that Commission on Cancer–approved hospitals use included additional sites. This edition also served to enhance the AJCC-TNM system as the major language for cancer conformity with the staging espoused by the TNM Commit- reporting. This requirement has stimulated education of all tee of the UICC. physicians and registrars in the use of the TNM system, and The expanding role of the American Joint Committee in credit goes to the Approvals Program of the Commission on a variety of cancer classifications suggested that the original Cancer for this insightful recognition. The AJCC recognizes name was no longer applicable. In June 1980 the new name, that, with this seventh edition of the AJCC Cancer Staging the American Joint Committee on Cancer, was selected. Manual, the education of medical students, resident physi- Since the early 1980s, the close collaboration of the AJCC cians, physicians in practice, and cancer registrars is para- and the UICC has resulted in uniform and identical defini- mount. As the twenty-first century unfolds, new methods of tions and stage groupings of cancers for all anatomic sites education will complement the seventh edition of the AJCC so that a universal system is now available. This worldwide Cancer Staging Manual and will ensure that all those who system was espoused by Robert V. P. Hutter, M.D., in his care for cancer patients will be trained in the language of Presidential Address at the combined meeting of the Society cancer staging. xiv American Joint Committee on Cancer • 2010
  • 13. AMERICAN JOINT COMMITTEE ON CANCER AJCC CANCER STAGING MANUAL Seventh Edition