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INFRARED 
SPECTROSCOPY 
PRESENTED BY 
UTTAM PRASAD PANIGRAHY 
M.PHARM
CONTENTS 
1. INTRODUCTION 
2.PRINCIPLE 
3. THEORY-MOLECULAR 
VIBRATION 
4. INSTRUMENTATION 
5.IMPORTANT FEATURES 
6.APPLICATIONS
Definition: 
● It is the study of absorption of infrared radiation 
which results in vibrational transitions. 
● IR spectrum is an important record which gives 
sufficient information about the structure of a 
compound and also determine the functional group. 
IR spectroscopy is an useful tool to 
identify functional groups in organic molecules 
IR spectroscopy is a result of molecular vibrational 
transitions that occur when light interacts with matter 
Molecules are always vibrating For a molecule to be IR 
active, the vibrations should give rise to a net change 
in dipole moment Infrared spectroscopy
The absorption of IR radiations can be expressed either 
in terms of wavelength() or in wave number ( ). 
Relationship between wavelength() and wave number 
( ). 
wave number( )= 1/ wavelength() in cm 
suppose wavelength() is 2.5  = 2.5× 10-4 cm, then 
wave number( )= 1/ 2.5× 10-4 cm=4000 2.5× 10-4 cm 
1m = 10-6 m ; 
cm-1 = no. of waves per cm of path 
= 1/[ (cm)] 
 energy of wave 
E = h = hc
Infrared region 
LIMIT OF RED LIGHT: 800 nm, 0.8 m, 
12500 cm-1 
NEAR INFRARED: 0.8 -2.5 m, 12500 - 4000 
cm-1 
MID INFRARED: 2.5 - 25 m, 4000 - 400 cm-1 
FAR INFRARED: 25 - 1000 m, 400 - 10 cm-1
Principle: 
IR radiation does not have enough energy to induce 
electronic transitions as seen with UV. 
Absorption of IR is restricted 
to compounds with small energy differences in the 
possible vibrational and rotational states. For a molecule 
to absorb IR, the vibrations or rotations within a 
molecule must cause a net change in the dipole moment 
of the molecule. 
The alternating electrical field 
of the radiation (remember that electromagnetic 
radiation consists of an oscillating electrical field and an 
oscillating magnetic field, perpendicular to each other) 
interacts with fluctuations in the dipole moment of the 
molecule. If the frequency of the radiation matches the 
vibrational frequency of the molecule then radiation will 
be absorbed, causing a change in the amplitude of 
molecular vibration.
Theory of infra red absorption 
IR radiation does not have enough energy to induce electronic 
transitions as seen with UV. Absorption of IR is restricted to 
compounds with small energy differences in the possible 
vibrational and rotational states. For a molecule to absorb IR, 
the vibrations or rotations within a molecule must cause a net 
change in the dipole moment of the molecule. 
The alternating electrical field of the radiation (remember that 
electromagnetic radiation consists of an oscillating electrical field 
and an oscillating magnetic field, perpendicular to each other) 
interacts with fluctuations in the dipole moment of the molecule. 
If the frequency of the radiation matches the vibrational 
frequency of the molecule then radiation will be absorbed, 
causing a change in the amplitude of molecular vibration.
Molecular rotations 
Rotational transitions are of little use to the spectroscopist. Rotational levels 
are quantized, and absorption of IR by gases yields line spectra. However, in 
liquids or solids, these lines broaden into a continuum due to molecular 
collisions and other interactions. 
Molecular vibrations 
The positions of atoms in a molecules are not fixed; they are subject to a 
number of different vibrations. Vibrations fall into the two main catagories of 
stretching and bending. 
Stretching: Change in inter-atomic distance along bond axis
Bending: Change in angle between two bonds. There are four types of 
bend: 
•Rocking 
•Scissoring 
•Wagging 
•Twisting
Vibrational coupling 
In addition to the vibrations mentioned above, interaction between 
vibrations can occur (coupling) if the vibrating bonds are joined to a 
single, central atom. Vibrational coupling is influenced by a number of 
factors; 
1.Strong coupling of stretching vibrations occurs when there is a 
common atom between the two vibrating bonds 
2.Coupling of bending vibrations occurs when there is a common bond 
between vibrating groups 
3.Coupling between a stretching vibration and a bending vibration occurs 
if the stretching bond is one side of an angle varied by bending vibration 
4.Coupling is greatest when the coupled groups have approximately 
equal energies 
5.No coupling is seen between groups separated by two or more bonds
Factors Affecting Frequency of Absorption 
Bond strength 
C=O stretching (1700 cm-1) vs C-O stretching (1200 cm-1) 
C=C stretching (1650 cm-1) vs C-C stretching (1200 cm-1) 
It takes more IR energy to stretch short strong bonds than it 
does to stretch long weak bonds 
It also takes more energy to stretch a bond between two heavy 
atoms 
than it does if the atoms are less massive 
Atomic Size 
C-H (3000 cm-1) 
C-C (1200 cm-1) 
C-Cl (800 cm-1) 
C-Br (550 cm-1) 
Bigger masses vibrate at lower energy
♦ As a bond stretches, the atoms are moved 
apart from each other 
♦ If the bond elongation changes the net 
dipole moment of the molecule, an IR peak 
is manifested 
Examples of large and small peaks 
♦ Large peaks are observed for C=O bonds 
♦ Small peaks are observed for C=C bonds 
♦ If the atoms that stretch have different 
electro negativities, you are likely to see 
larger peaks
Ranges are broad, not exact 
• Peaks are generally broad, not sharp 
• Exact frequency depends upon 
– conjugation 
– proximity effects
Simplified Infrared Spectrophotometer 
Detection Electronics 
and Computer 
Infrared 
Source 
Determines Frequencies 
of Infrared Absorbed and 
plots them on a chart 
Sample 
NaCl 
plates 
Absorption 
“peaks” 
Infrared 
Spectrum 
frequency 
intensity of 
absorption 
(decreasing) 
focusing 
mirror
Sources 
• Tungsten incandescent lamp – black body source for 
measurements in NIR 
• Nichrome (or rhodium) wire – Coiled, heated by resistance to 
incandescence. 
Black oxide layer forms on surface. Temperature 1100°C. Requires little 
maintenance and no cooling required. Emits in Mid-IR but less power 
than other 
sources. Cheaper instruments 
• Nernst Glower (rare earth oxides) – More intense emitted 
radiation. 
Constructed from mixture of fused oxides of Zr, Th and Cs. Non-conducting 
at ambient temperatures but at temperatures >800 °C it is 
electrically conducting, maintains high temperature by resistive heating. 
Good energy output (intensity 2x nichrome wire or globar) 
• Globar – A rod of silicon carbide 6-8 mm in diameter. 
Characteristics between 
nichrome wire and Nernst Glower. Self starting and operates at 1300 
°C. Globar 
must be water cooled – brass jacket surrounds globar. 
• Carbon Dioxide Laser – Useful for narrow radiation bands
Instrumentation-Components 
♦ Sample Cells and Preparation 
• Solids 
• Mull - suspend ground solid in oil of similar refractive index 
(Nujol, perfluorocarbon) 
• KBr Pellet - few mg sample + 0.5 to 1 g dry KBr ground + 
compressed at very high pressure 
• Disposable polyethylene film strips (dissolve solid in volatile 
solvent, 
“paint” on the film or on a salt plate) 
• Liquids 
• Gases 
♦Optics - dessicated salts such as NaCl, CsBr, LiF, KBr and front 
surface mirrors. Glass and quartz lenses cannot be used because 
they absorb IR radiation 
♦Chopper (modulation and tuned amplifier)
Most flexible system for analyzing all 3 states 
of matter (solid, liquid, gas) 
“Neat” (analysis of liquids/oils) 
Pellet (analysis of solids) 
Thin Cell (analysis of dissolved solid samples - 
solutions) 
Long Cell (analysis of gases)
Preparing a “Neat” IR Sample
Preparing a KBr Disk
Apparatus for KBr Disk
Sample cells 
To obtain an IR spectrum, the sample must be placed in a 
“container "or cell that is transparent in the IR region of 
the spectrum. Sodium chloride or salt plates are a 
common means of placing the sample in the light beam 
of the instrument. 
These plates are made of salt (NaCl or KBr) and must be 
stored in a water free environment
b) Nernst glower 
ceramic holder 
aux. 
heater 
2 - 5 cm 
1 - 3 mm dia. 
Has - temp coefficient. 
of resistance. 
Y2O3, 
ThO2, 
ZrO2 
heated up 
to 1500oC 
Pt leads 
cement
c) Globar 
5 cm 
6 - 8 mm dia. 
SiC rod 
heated 
to 
1300oC 
water-cooled 
brass 
tube 
with slot 
+ temp 
coeff. of 
resistance 
G 15 m 
650 cm-1 
NG 
G 
10 m 
1000 cm-1 
NG 1 m 
10000 cm-1
e - promoted from va lenc e band 
to unf illed conduc t ion band, 
c aus ing e- hole pa ir forma t ion. 
No. of pa irs depends on light 
intens ity. 
photovolta ic : 
p d ca u se d b y se p a ra tio n o f e-h 
o le p a irs b e twe e n n , p la ye r . 
photoconduc t ive : 
R ch a n g e s with ra d ia tio n p owe r , 
fo r semico n d u cto r . 
photoe le c tromagne t ic : 
u tilise Ha ll Effe ct in 
semico n d u cto r . 
http://www.chem.vt.edu/chem-ed/scidex.html 
Photon detectors
 Look for C=O peak (1820-1660 cm-1) 
 If C=O check for OH (3400-2400 cm-1) 
◦ indicates carboxylic acid 
 If C=O check for NH (3500 cm-1) 
◦ indicates amide 
 If C=O check for C-O (1300-1000 cm-1) 
◦ indicates ester 
 If no OH, NH or C-O then ketone 
Analyzing IR Spectra
Analyzing IR Spectra 
 If no C=O check for OH (3600-3300 cm-1) 
◦ indicates alcohol 
 If no C=O check for NH (3500 cm-1) 
◦ indicates amine 
 If no C=O & no OH check C-O (1300 cm-1) 
◦ indicates ether 
 Look for C=C (1650-1450 cm-1) then 
aromatic
IR Characteristic Vibrations
A - CO-OH stretch (3000) 
B - CH stretch (2800) 
C - C=O ester (1757) 
D - C=O carboxy (1690) 
E - C=C aromatic (1608) 
F - C=C aromatic (1460) 
Sample IR Spectrum #1
Sample IR Spectrum #2 
A 
B 
C 
O 
C CH3 
Acetophenone 
A) C=O (1730) B) C=C aromatic (1590) C) C-H aromatic (3050)
Applications 
 Qualitative “fingerprint” check for 
identification of drugs 
 Used for screening compounds and 
rapid identification of C=O groups 
 Can be used to characterize samples in 
solid states (creams and tablets) 
 Can detect different crystal isoforms 
(polymorphs) 
 Water content measurement
Applications 
 Analysis of urine and other biofluids 
(urea, creatinine, protein)
Applications 
 Used in non-invasive measurement of 
glucose
 Quality control of pharmaceutical 
formulations 
 Determination of particle size 
 Determination of blend uniformity 
 Determination or identification of 
polymorphic drugs 
Applications of Near IR (NIR)

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IR spectroscopy

  • 1. INFRARED SPECTROSCOPY PRESENTED BY UTTAM PRASAD PANIGRAHY M.PHARM
  • 2. CONTENTS 1. INTRODUCTION 2.PRINCIPLE 3. THEORY-MOLECULAR VIBRATION 4. INSTRUMENTATION 5.IMPORTANT FEATURES 6.APPLICATIONS
  • 3. Definition: ● It is the study of absorption of infrared radiation which results in vibrational transitions. ● IR spectrum is an important record which gives sufficient information about the structure of a compound and also determine the functional group. IR spectroscopy is an useful tool to identify functional groups in organic molecules IR spectroscopy is a result of molecular vibrational transitions that occur when light interacts with matter Molecules are always vibrating For a molecule to be IR active, the vibrations should give rise to a net change in dipole moment Infrared spectroscopy
  • 4. The absorption of IR radiations can be expressed either in terms of wavelength() or in wave number ( ). Relationship between wavelength() and wave number ( ). wave number( )= 1/ wavelength() in cm suppose wavelength() is 2.5  = 2.5× 10-4 cm, then wave number( )= 1/ 2.5× 10-4 cm=4000 2.5× 10-4 cm 1m = 10-6 m ; cm-1 = no. of waves per cm of path = 1/[ (cm)]  energy of wave E = h = hc
  • 5. Infrared region LIMIT OF RED LIGHT: 800 nm, 0.8 m, 12500 cm-1 NEAR INFRARED: 0.8 -2.5 m, 12500 - 4000 cm-1 MID INFRARED: 2.5 - 25 m, 4000 - 400 cm-1 FAR INFRARED: 25 - 1000 m, 400 - 10 cm-1
  • 6.
  • 7. Principle: IR radiation does not have enough energy to induce electronic transitions as seen with UV. Absorption of IR is restricted to compounds with small energy differences in the possible vibrational and rotational states. For a molecule to absorb IR, the vibrations or rotations within a molecule must cause a net change in the dipole moment of the molecule. The alternating electrical field of the radiation (remember that electromagnetic radiation consists of an oscillating electrical field and an oscillating magnetic field, perpendicular to each other) interacts with fluctuations in the dipole moment of the molecule. If the frequency of the radiation matches the vibrational frequency of the molecule then radiation will be absorbed, causing a change in the amplitude of molecular vibration.
  • 8. Theory of infra red absorption IR radiation does not have enough energy to induce electronic transitions as seen with UV. Absorption of IR is restricted to compounds with small energy differences in the possible vibrational and rotational states. For a molecule to absorb IR, the vibrations or rotations within a molecule must cause a net change in the dipole moment of the molecule. The alternating electrical field of the radiation (remember that electromagnetic radiation consists of an oscillating electrical field and an oscillating magnetic field, perpendicular to each other) interacts with fluctuations in the dipole moment of the molecule. If the frequency of the radiation matches the vibrational frequency of the molecule then radiation will be absorbed, causing a change in the amplitude of molecular vibration.
  • 9. Molecular rotations Rotational transitions are of little use to the spectroscopist. Rotational levels are quantized, and absorption of IR by gases yields line spectra. However, in liquids or solids, these lines broaden into a continuum due to molecular collisions and other interactions. Molecular vibrations The positions of atoms in a molecules are not fixed; they are subject to a number of different vibrations. Vibrations fall into the two main catagories of stretching and bending. Stretching: Change in inter-atomic distance along bond axis
  • 10. Bending: Change in angle between two bonds. There are four types of bend: •Rocking •Scissoring •Wagging •Twisting
  • 11. Vibrational coupling In addition to the vibrations mentioned above, interaction between vibrations can occur (coupling) if the vibrating bonds are joined to a single, central atom. Vibrational coupling is influenced by a number of factors; 1.Strong coupling of stretching vibrations occurs when there is a common atom between the two vibrating bonds 2.Coupling of bending vibrations occurs when there is a common bond between vibrating groups 3.Coupling between a stretching vibration and a bending vibration occurs if the stretching bond is one side of an angle varied by bending vibration 4.Coupling is greatest when the coupled groups have approximately equal energies 5.No coupling is seen between groups separated by two or more bonds
  • 12. Factors Affecting Frequency of Absorption Bond strength C=O stretching (1700 cm-1) vs C-O stretching (1200 cm-1) C=C stretching (1650 cm-1) vs C-C stretching (1200 cm-1) It takes more IR energy to stretch short strong bonds than it does to stretch long weak bonds It also takes more energy to stretch a bond between two heavy atoms than it does if the atoms are less massive Atomic Size C-H (3000 cm-1) C-C (1200 cm-1) C-Cl (800 cm-1) C-Br (550 cm-1) Bigger masses vibrate at lower energy
  • 13. ♦ As a bond stretches, the atoms are moved apart from each other ♦ If the bond elongation changes the net dipole moment of the molecule, an IR peak is manifested Examples of large and small peaks ♦ Large peaks are observed for C=O bonds ♦ Small peaks are observed for C=C bonds ♦ If the atoms that stretch have different electro negativities, you are likely to see larger peaks
  • 14.
  • 15. Ranges are broad, not exact • Peaks are generally broad, not sharp • Exact frequency depends upon – conjugation – proximity effects
  • 16.
  • 17. Simplified Infrared Spectrophotometer Detection Electronics and Computer Infrared Source Determines Frequencies of Infrared Absorbed and plots them on a chart Sample NaCl plates Absorption “peaks” Infrared Spectrum frequency intensity of absorption (decreasing) focusing mirror
  • 18. Sources • Tungsten incandescent lamp – black body source for measurements in NIR • Nichrome (or rhodium) wire – Coiled, heated by resistance to incandescence. Black oxide layer forms on surface. Temperature 1100°C. Requires little maintenance and no cooling required. Emits in Mid-IR but less power than other sources. Cheaper instruments • Nernst Glower (rare earth oxides) – More intense emitted radiation. Constructed from mixture of fused oxides of Zr, Th and Cs. Non-conducting at ambient temperatures but at temperatures >800 °C it is electrically conducting, maintains high temperature by resistive heating. Good energy output (intensity 2x nichrome wire or globar) • Globar – A rod of silicon carbide 6-8 mm in diameter. Characteristics between nichrome wire and Nernst Glower. Self starting and operates at 1300 °C. Globar must be water cooled – brass jacket surrounds globar. • Carbon Dioxide Laser – Useful for narrow radiation bands
  • 19.
  • 20. Instrumentation-Components ♦ Sample Cells and Preparation • Solids • Mull - suspend ground solid in oil of similar refractive index (Nujol, perfluorocarbon) • KBr Pellet - few mg sample + 0.5 to 1 g dry KBr ground + compressed at very high pressure • Disposable polyethylene film strips (dissolve solid in volatile solvent, “paint” on the film or on a salt plate) • Liquids • Gases ♦Optics - dessicated salts such as NaCl, CsBr, LiF, KBr and front surface mirrors. Glass and quartz lenses cannot be used because they absorb IR radiation ♦Chopper (modulation and tuned amplifier)
  • 21. Most flexible system for analyzing all 3 states of matter (solid, liquid, gas) “Neat” (analysis of liquids/oils) Pellet (analysis of solids) Thin Cell (analysis of dissolved solid samples - solutions) Long Cell (analysis of gases)
  • 25. Sample cells To obtain an IR spectrum, the sample must be placed in a “container "or cell that is transparent in the IR region of the spectrum. Sodium chloride or salt plates are a common means of placing the sample in the light beam of the instrument. These plates are made of salt (NaCl or KBr) and must be stored in a water free environment
  • 26.
  • 27.
  • 28.
  • 29. b) Nernst glower ceramic holder aux. heater 2 - 5 cm 1 - 3 mm dia. Has - temp coefficient. of resistance. Y2O3, ThO2, ZrO2 heated up to 1500oC Pt leads cement
  • 30. c) Globar 5 cm 6 - 8 mm dia. SiC rod heated to 1300oC water-cooled brass tube with slot + temp coeff. of resistance G 15 m 650 cm-1 NG G 10 m 1000 cm-1 NG 1 m 10000 cm-1
  • 31. e - promoted from va lenc e band to unf illed conduc t ion band, c aus ing e- hole pa ir forma t ion. No. of pa irs depends on light intens ity. photovolta ic : p d ca u se d b y se p a ra tio n o f e-h o le p a irs b e twe e n n , p la ye r . photoconduc t ive : R ch a n g e s with ra d ia tio n p owe r , fo r semico n d u cto r . photoe le c tromagne t ic : u tilise Ha ll Effe ct in semico n d u cto r . http://www.chem.vt.edu/chem-ed/scidex.html Photon detectors
  • 32.  Look for C=O peak (1820-1660 cm-1)  If C=O check for OH (3400-2400 cm-1) ◦ indicates carboxylic acid  If C=O check for NH (3500 cm-1) ◦ indicates amide  If C=O check for C-O (1300-1000 cm-1) ◦ indicates ester  If no OH, NH or C-O then ketone Analyzing IR Spectra
  • 33. Analyzing IR Spectra  If no C=O check for OH (3600-3300 cm-1) ◦ indicates alcohol  If no C=O check for NH (3500 cm-1) ◦ indicates amine  If no C=O & no OH check C-O (1300 cm-1) ◦ indicates ether  Look for C=C (1650-1450 cm-1) then aromatic
  • 35. A - CO-OH stretch (3000) B - CH stretch (2800) C - C=O ester (1757) D - C=O carboxy (1690) E - C=C aromatic (1608) F - C=C aromatic (1460) Sample IR Spectrum #1
  • 36. Sample IR Spectrum #2 A B C O C CH3 Acetophenone A) C=O (1730) B) C=C aromatic (1590) C) C-H aromatic (3050)
  • 37. Applications  Qualitative “fingerprint” check for identification of drugs  Used for screening compounds and rapid identification of C=O groups  Can be used to characterize samples in solid states (creams and tablets)  Can detect different crystal isoforms (polymorphs)  Water content measurement
  • 38. Applications  Analysis of urine and other biofluids (urea, creatinine, protein)
  • 39. Applications  Used in non-invasive measurement of glucose
  • 40.  Quality control of pharmaceutical formulations  Determination of particle size  Determination of blend uniformity  Determination or identification of polymorphic drugs Applications of Near IR (NIR)