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STERILIZATION AND 
DISINFECTION 
Prof. Avinash Kale 
K.A.A.N.M.S. Arts, Commerce and Science College 
Satana, Dis. Nashik
TOPICS FOR STUDY 
1) Physical agents: 
 Heat, Radiation, Filtration. 
2) Chemical Agents 
Aldehydes, HalogensHeavy Metals, Alcohol, Dyes, 
Detergents, and Ethylene Oxide. 
3) Characteristics of Ideal disinfectent 
4) Checking efficiency of sterilization – Biological 
and Chemical Indicators 
5) Checking efficiency of Disinfection Phenol 
coefficient
WHY STERILIZATION IS NEEDED? 
 As we know that microbes are invisible 
things , present everywhere around us. They 
enter unknowingly in food, body, water, 
different pharmacological preparations, and 
industrial products. 
 They spoils these things or interfere with 
organisms of interest or cause infection to 
human being. 
 This is called as ‘contamination’ 
 Sterilization removes these contaminants 
completely or keeps their number under such a 
controlled level so that no more hazards they 
cause.
DEFINITIONS 
 Sterilization 
A physical or chemical process that completely destroys or removes 
all microbial life, including spores. 
 The terms sterile, sterilize and sterilization refers to complete absence 
or destruction of all microbes. 
 Infection 
 Presence of living multiplying microbes in host tissues (often 
pathogenic) 
 Disinfection 
It is killing or removing of harmful microorganisms 
 Disinfectant 
Products used to kill microorganisms on inanimate objects or surfaces. 
Disinfectants are not necessarily sporicidal, but may be sporostatic, 
inhibiting germination or outgrowth 
 Antiseptic 
A product that destroys or inhibits the growth of microorganisms in or on 
living tissue.
 Bacteriocide 
 kill microbes 
 also germicide, fungicide, virucide 
 Bacteriostatic 
 Prevents or stops microbial growth 
 also fungistatic, virustatic 
 Aseptic(Asepsis) 
 Prevent contamination of person or object by 
microbes 
 Sanitize 
 Removal of pathogens from inanimate objects 
 Mechanical or chemical cleaning 
 need not sterilize of disinfect
METHODS OF STERILIZATION 
1. Physical methods 
Heat 
Dry 
Moist 
Radiation 
U.V. light 
Ionizing radiation 
Filtration 
2. Chemical Methods
STERILIZATION BY HEAT 
 Two Types of Heats 
1) Moist Heat 
2) Dry Heat
1) MOIST HEAT 
 Heat saturated with steam (Water vapours) 
 Effective quickly against most pathogens 
 60-70% in 10 min 
 Pasteurization 60-70 oC Sanitizes 
 Hot water 60-100 oC Disinfects 
 Steam 15 psi 121oC Sterilizes 
 Endospores resist boiling for hours!!
MECHANISM OF ACTION OF HEAT 
 Inactivation of enzymes 
 Structural changes 
 coagulation of proteins 
 Oxidation 
 membrane disruption
1) PASTEURIZATION 
 Liquids 
 Minimal heat 
 145 oF (62.9 oC) - 30 min 
 162 oF (71.6 oC) - 15-30 sec 
Advantages 
 Flavour of drink preserved 
 Kills non spore forming pathogens 
 TB. Brucella, Salmonella, Streptococcus 
 Kills spoilage bacteria 
Lactobacillus, Streptococcus
FLASH” PASTEURIZATION 
 72 oC - 15 sec 
 88 oC - 1 sec 
 90 oC 0.5 sec 
 96 oC 0.05 sec
2)BOILING WATER 
 100 oC (212 oF) 10- 30 min 
 Acting as a Disinfectant 
 spores & some viruses are resistant 
 Safe for clean instruments that DO NOT 
penetrate the tissue 
 Soiled items -add detergent
3) STEAM UNDER PRESSURE 
(AUTOCLAVING) 
 The Autoclave works under the same principle 
as the pressure cooker where water boils at 
increased atmospheric pressure i.e. because 
of increased pressure the boiling point of 
water is >100°C. 
 The autoclave is a tough double walled 
chamber in which air is replaced by pure 
saturated steam under pressure.
 The air in the chamber is evacuated and filled 
with saturated steam. The chamber is closed 
tightly the steam keeps on filling into it and 
the pressure gradually increases. 
 The items to be sterilized get completely 
surrounded by saturated steam (moist heat) 
which on contact with the surface of material 
to be sterilized condenses to release its 
latent heat of condensation which adds to 
already raised temperature of steam so that 
eventually all the microorganisms in what ever 
form –are killed.
 The usual temperature achieved is 121°C at a 
pressure of 15ppsi. at exposure time of only 
15-20 mins. By increasing the temperature, 
the time for sterilizing is further reduced.
Advantages of Autoclave 
 Temperature is > 100°C therefore spores are 
killed. 
 Condensation of steam generates extra heat 
(latent heat of condensation). 
 The condensation also allows the steam to 
penetrate rapidly into porous materials. 
 Note: that autoclavable items must be steam 
permeable. Can not be used for items that 
are lacking water.
4)TYNDALLIZATION (NAMED AFTER JOHN 
TYNDALL) 
 The process involves boiling for a period 
(typically 20 minutes) at atmospheric pressure, 
cooling, incubating for a day, boiling, cooling, 
incubating for a day, boiling, cooling, incubating 
for a day, and finally boiling again. 
 The three incubation periods are to allow heat-resistant 
spores surviving the previous boiling 
period to germinate to form the heat-sensitive 
vegetative (growing) stage, which can be killed 
by the next boiling step. 
 The procedure only works for media that can 
support bacterial growth - it will not sterilize 
plain water.
MONITORING OF AUTOCLAVES 
 Physical- use of thermocouple to 
measure accurately the 
temperature. 
 Chemical- it consists of heat 
sensitive chemical that changes 
color at the right temperature and 
exposure time. 
 Autoclave tape 
 Browne’s tube. 
 Biological – where a spore-bearing 
organism is added during the 
sterilization process and then 
cultured later to ensure that it has 
been killed.
DRY HEAT 
 a) flaming 
 Simplest method is 
exposing the item to 
be sterilized to the 
naked flame e.g. 
Bunsen burner- for 
sterilizing 
bacteriological loops, 
knives, blades.
 b) Incineration: 
 8700C – 9800c temp. 
 Complete burning in 
to ashesh 
 Used for soiled 
dressings, animal 
carcasses, 
pathological materials 
 Disposable bedding 
etc.
 c) Hot air oven 
 Expose items to 160°C 
for 1 hour. It has electric 
element in the chamber as 
source of heat plus a fan 
to circulate air for even 
distribution of heat in 
chamber. Oven without 
fan is dangerous. 
 Used for Metals, 
Glassware, Ointment, 
Oils, Waxes, Powders i.e. 
items that are lacking 
water
3) STERILIZATION BY FILTRATION 
 Aqueous fluids may be sterilized by forced 
passage through a filter of porosity small 
enough to retain any microorganism present in 
them. 
 Used to sterilize serum, carbohydrate 
solution, filtrate of toxins and bacteriophages
 Types of Filters 
 a) Earthen ware candles 
 Unglazed ceramic and diatomaceous earth filters 
 eg. Chemberland and Doultons filters.
 b) asbestos Filters 
 Eg. Seitz, Carlson 
filters 
 Used in large scale 
filtration of media, 
water etc.
 Sintered Glass 
Filters
 c) Membrane Filters 
 Cellulose nitrate, 
Cellulose acetate, 
 Polycarbonate, polyester 
filters 
 Pore size 
 bacteria 0.22mm 0.45 
mm 
 viruses 0.01 mm 
 Sterilize heat or energy 
sensitive materials 
 bacterial media 
 drug solutions
 HEPA filters 
High Efficiency Particulate Air 
filter 
Remove airborne microbes 
Filters particles >0.3 mm 
Operating rooms 
“Clean rooms” instrument assembly 
Burn patients
RADIATION STERILIZATION 
1) Ionizing Radiation 
2) Non ionizing (Ultraviolet) Radiation
 1) Sterilization by Ionizing Radiation 
 Gamma Rays 
 Food 
 Plastics 
 Electron Beams 
 Pharmaceuticals 
Mechanism: 
 Creates free radicals 
 Causes breaks in two DNA strands 
Results in deletions 
Results in translocations
 2) Sterilization by non ionizing radiation 
 i) infrared ray ; Used for sterilization of 
syringes, needles etc. 
 ii) Ultra violet Radiation – Wavelength ( 200- 
400nm) 
 Circulating air,Surfaces (benchtops), Small 
samples of liquid
 Effect of UV radiations 
Pyrimidine dimers 
errors during repair 
Peroxides, Free radicals 
Direct molecular damage 
intense exposure
STERILIZATION BY CHEMICAL METHODS 
 Useful for heat sensitive materials e.g. plastics 
and lensed instruments endoscopes). 
 1) Ethylene Oxide : 
 Ethylene oxide alkylates DNA molecules and thereby 
inactivates microorganisms. 
 Ethylene oxide may cause explosion if used pure so it 
is mixed with an inert gas e.g. Neon, Freon at a 
ratio of 10:90 
 It requires high humidity and is used at relative 
humidity 50-60% Temperature : 55-60°C and 
exposure period 4-6 hours.
DISINFECTANTS 
 Hypochlorites and Glutaraldehyde are more 
active against hepatitis viruses than most other 
disinfectants. 
3) Phenol and phenolics 
 Phenol (carbolic acid) is seldom used today. 
Derivatives of the phenol molecule, however, are 
widely used. 
 Phenolics injure plasma membrane, inactivate 
enzymes, or denature proteins. They are stable, 
persistent, and are not sensitive to organic 
matter. 
O-Phenylphenol 
 It is the main ingredient in most formulations of 
Lysol.
DISINFECTANTS 
4) Hexachlorophene 
 It is main ingredient of a prescription lotion, 
isoHex, used in nurseries and for surgical and 
hospital microbial control procedures to control 
gram positive skin bacteria such as staphylococci 
and streptococci. 
 Excessive use can cause neurological damage. 
Triclosan 
 It is a widely used found in many household 
products. It has broad spectrum of activity, 
especially against gram positive bacteria. It is 
also effective against gram negative bacteria 
and fungi.
Biguanides 
 Chlorhexidine, a member of the biguanide group, is not a phenol, but 
its structure and applications resemble hexachlorophene. It is 
frequently used for surgical skin preparation and surgical hand 
scrubs. 
Halogens 
 Iodine is effective against all kinds of bacteria, many endospores, 
fungi, and some viruses. Its mechanism of activity may be its 
combination with the amino acid tyrosine in enzyme and cellular 
proteins. 
 An iodophore is a combination of iodine and an organic molecule. 
Iodophores do not stain and are less irritating than iodine. Examples 
are Isodine and Betadine. 
 Chlorine is used as a gas or in combination with other chemicals. 
Chlorine gas is used for disinfecting municipal water supplies, 
swimming pools, and sewage. Sodium hypochlorite – ordinary 
household bleach- is good disinfectant. 
 Chloramines consist of chlorine and ammonia. They are more stable 
than most chlorine. The U.S. military uses tablets for field 
disinfection of water. 
 Chlorine dioxide in gaseous form is used for area disinfection, most 
notably to kill endospores of anthrax bacteria.
Alcohols 
 Both ethanol and isopropanol (rubbing alcohol) 
are widely used, normally at a concentration of 
about 70%. 
 Concentrations of 60% to 95% are effective. 
 They are bactericidal and fungicidal but are not 
effective against endospores or non-enveloped 
viruses. 
 Alcohols enhance the effectiveness of other 
chemical agents.
Heavy metals and their compounds 
 Tiny amount of heavy metals (e.g. silver and copper) are effective antimicrobials. 
A silver coin on an inoculated nutrient medium will inhibit growth for some 
distance. 
 This is called as oligodynamic action 
 1% silver nitrate solution has been used to prevent gonorrheal 
ophthalmia neonatorum, which the infants might have contracted 
as they passed through the birth canal (recently been replaced 
by antibiotics). 
 Silver-sulfadiazine is used in wound dressings. Available as 
topical cream for use on burns. 
 Mercuric chloride is highly bactericidal, but is toxic and corrosive and is 
inactivated by organic matter. Organic mercury compounds such as 
Mercurochrome are less irritating and less toxic than inorganic mercury. 
 Copper sulfate is often used to destroy green algae in reservoirs 
or other water. 
 Zinc chloride is used in mouthwashes, and zinc oxide is used in 
paints as antifungal.
CRITERIA FOR AN IDEAL 
DISINFECTANT 
 Solubility : It should be soluble in water and 
other solvents. 
 Homogenety: Should be in uniform composition. 
 Stable to heat light or other environmental 
factors. 
 Broad spectrum. 
 Toxic at room temp. against microorganisms. 
 Nontixic, irritating, or non corrosive to human. 
 Fast acting. 
 Should not have unpleasant odor. 
 Should not have affinity to extraneous material 
otherwise its ineffective 
 Easily available and inexpensive

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Sterilization and disinfection
 

Sterilization and disinfection final

  • 1. STERILIZATION AND DISINFECTION Prof. Avinash Kale K.A.A.N.M.S. Arts, Commerce and Science College Satana, Dis. Nashik
  • 2. TOPICS FOR STUDY 1) Physical agents:  Heat, Radiation, Filtration. 2) Chemical Agents Aldehydes, HalogensHeavy Metals, Alcohol, Dyes, Detergents, and Ethylene Oxide. 3) Characteristics of Ideal disinfectent 4) Checking efficiency of sterilization – Biological and Chemical Indicators 5) Checking efficiency of Disinfection Phenol coefficient
  • 3. WHY STERILIZATION IS NEEDED?  As we know that microbes are invisible things , present everywhere around us. They enter unknowingly in food, body, water, different pharmacological preparations, and industrial products.  They spoils these things or interfere with organisms of interest or cause infection to human being.  This is called as ‘contamination’  Sterilization removes these contaminants completely or keeps their number under such a controlled level so that no more hazards they cause.
  • 4. DEFINITIONS  Sterilization A physical or chemical process that completely destroys or removes all microbial life, including spores.  The terms sterile, sterilize and sterilization refers to complete absence or destruction of all microbes.  Infection  Presence of living multiplying microbes in host tissues (often pathogenic)  Disinfection It is killing or removing of harmful microorganisms  Disinfectant Products used to kill microorganisms on inanimate objects or surfaces. Disinfectants are not necessarily sporicidal, but may be sporostatic, inhibiting germination or outgrowth  Antiseptic A product that destroys or inhibits the growth of microorganisms in or on living tissue.
  • 5.  Bacteriocide  kill microbes  also germicide, fungicide, virucide  Bacteriostatic  Prevents or stops microbial growth  also fungistatic, virustatic  Aseptic(Asepsis)  Prevent contamination of person or object by microbes  Sanitize  Removal of pathogens from inanimate objects  Mechanical or chemical cleaning  need not sterilize of disinfect
  • 6. METHODS OF STERILIZATION 1. Physical methods Heat Dry Moist Radiation U.V. light Ionizing radiation Filtration 2. Chemical Methods
  • 7. STERILIZATION BY HEAT  Two Types of Heats 1) Moist Heat 2) Dry Heat
  • 8. 1) MOIST HEAT  Heat saturated with steam (Water vapours)  Effective quickly against most pathogens  60-70% in 10 min  Pasteurization 60-70 oC Sanitizes  Hot water 60-100 oC Disinfects  Steam 15 psi 121oC Sterilizes  Endospores resist boiling for hours!!
  • 9. MECHANISM OF ACTION OF HEAT  Inactivation of enzymes  Structural changes  coagulation of proteins  Oxidation  membrane disruption
  • 10. 1) PASTEURIZATION  Liquids  Minimal heat  145 oF (62.9 oC) - 30 min  162 oF (71.6 oC) - 15-30 sec Advantages  Flavour of drink preserved  Kills non spore forming pathogens  TB. Brucella, Salmonella, Streptococcus  Kills spoilage bacteria Lactobacillus, Streptococcus
  • 11. FLASH” PASTEURIZATION  72 oC - 15 sec  88 oC - 1 sec  90 oC 0.5 sec  96 oC 0.05 sec
  • 12. 2)BOILING WATER  100 oC (212 oF) 10- 30 min  Acting as a Disinfectant  spores & some viruses are resistant  Safe for clean instruments that DO NOT penetrate the tissue  Soiled items -add detergent
  • 13. 3) STEAM UNDER PRESSURE (AUTOCLAVING)  The Autoclave works under the same principle as the pressure cooker where water boils at increased atmospheric pressure i.e. because of increased pressure the boiling point of water is >100°C.  The autoclave is a tough double walled chamber in which air is replaced by pure saturated steam under pressure.
  • 14.  The air in the chamber is evacuated and filled with saturated steam. The chamber is closed tightly the steam keeps on filling into it and the pressure gradually increases.  The items to be sterilized get completely surrounded by saturated steam (moist heat) which on contact with the surface of material to be sterilized condenses to release its latent heat of condensation which adds to already raised temperature of steam so that eventually all the microorganisms in what ever form –are killed.
  • 15.  The usual temperature achieved is 121°C at a pressure of 15ppsi. at exposure time of only 15-20 mins. By increasing the temperature, the time for sterilizing is further reduced.
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  • 17. Advantages of Autoclave  Temperature is > 100°C therefore spores are killed.  Condensation of steam generates extra heat (latent heat of condensation).  The condensation also allows the steam to penetrate rapidly into porous materials.  Note: that autoclavable items must be steam permeable. Can not be used for items that are lacking water.
  • 18. 4)TYNDALLIZATION (NAMED AFTER JOHN TYNDALL)  The process involves boiling for a period (typically 20 minutes) at atmospheric pressure, cooling, incubating for a day, boiling, cooling, incubating for a day, boiling, cooling, incubating for a day, and finally boiling again.  The three incubation periods are to allow heat-resistant spores surviving the previous boiling period to germinate to form the heat-sensitive vegetative (growing) stage, which can be killed by the next boiling step.  The procedure only works for media that can support bacterial growth - it will not sterilize plain water.
  • 19. MONITORING OF AUTOCLAVES  Physical- use of thermocouple to measure accurately the temperature.  Chemical- it consists of heat sensitive chemical that changes color at the right temperature and exposure time.  Autoclave tape  Browne’s tube.  Biological – where a spore-bearing organism is added during the sterilization process and then cultured later to ensure that it has been killed.
  • 20. DRY HEAT  a) flaming  Simplest method is exposing the item to be sterilized to the naked flame e.g. Bunsen burner- for sterilizing bacteriological loops, knives, blades.
  • 21.  b) Incineration:  8700C – 9800c temp.  Complete burning in to ashesh  Used for soiled dressings, animal carcasses, pathological materials  Disposable bedding etc.
  • 22.  c) Hot air oven  Expose items to 160°C for 1 hour. It has electric element in the chamber as source of heat plus a fan to circulate air for even distribution of heat in chamber. Oven without fan is dangerous.  Used for Metals, Glassware, Ointment, Oils, Waxes, Powders i.e. items that are lacking water
  • 23. 3) STERILIZATION BY FILTRATION  Aqueous fluids may be sterilized by forced passage through a filter of porosity small enough to retain any microorganism present in them.  Used to sterilize serum, carbohydrate solution, filtrate of toxins and bacteriophages
  • 24.  Types of Filters  a) Earthen ware candles  Unglazed ceramic and diatomaceous earth filters  eg. Chemberland and Doultons filters.
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  • 26.  b) asbestos Filters  Eg. Seitz, Carlson filters  Used in large scale filtration of media, water etc.
  • 28.  c) Membrane Filters  Cellulose nitrate, Cellulose acetate,  Polycarbonate, polyester filters  Pore size  bacteria 0.22mm 0.45 mm  viruses 0.01 mm  Sterilize heat or energy sensitive materials  bacterial media  drug solutions
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  • 30.  HEPA filters High Efficiency Particulate Air filter Remove airborne microbes Filters particles >0.3 mm Operating rooms “Clean rooms” instrument assembly Burn patients
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  • 32. RADIATION STERILIZATION 1) Ionizing Radiation 2) Non ionizing (Ultraviolet) Radiation
  • 33.  1) Sterilization by Ionizing Radiation  Gamma Rays  Food  Plastics  Electron Beams  Pharmaceuticals Mechanism:  Creates free radicals  Causes breaks in two DNA strands Results in deletions Results in translocations
  • 34.  2) Sterilization by non ionizing radiation  i) infrared ray ; Used for sterilization of syringes, needles etc.  ii) Ultra violet Radiation – Wavelength ( 200- 400nm)  Circulating air,Surfaces (benchtops), Small samples of liquid
  • 35.  Effect of UV radiations Pyrimidine dimers errors during repair Peroxides, Free radicals Direct molecular damage intense exposure
  • 36. STERILIZATION BY CHEMICAL METHODS  Useful for heat sensitive materials e.g. plastics and lensed instruments endoscopes).  1) Ethylene Oxide :  Ethylene oxide alkylates DNA molecules and thereby inactivates microorganisms.  Ethylene oxide may cause explosion if used pure so it is mixed with an inert gas e.g. Neon, Freon at a ratio of 10:90  It requires high humidity and is used at relative humidity 50-60% Temperature : 55-60°C and exposure period 4-6 hours.
  • 37. DISINFECTANTS  Hypochlorites and Glutaraldehyde are more active against hepatitis viruses than most other disinfectants. 3) Phenol and phenolics  Phenol (carbolic acid) is seldom used today. Derivatives of the phenol molecule, however, are widely used.  Phenolics injure plasma membrane, inactivate enzymes, or denature proteins. They are stable, persistent, and are not sensitive to organic matter. O-Phenylphenol  It is the main ingredient in most formulations of Lysol.
  • 38. DISINFECTANTS 4) Hexachlorophene  It is main ingredient of a prescription lotion, isoHex, used in nurseries and for surgical and hospital microbial control procedures to control gram positive skin bacteria such as staphylococci and streptococci.  Excessive use can cause neurological damage. Triclosan  It is a widely used found in many household products. It has broad spectrum of activity, especially against gram positive bacteria. It is also effective against gram negative bacteria and fungi.
  • 39. Biguanides  Chlorhexidine, a member of the biguanide group, is not a phenol, but its structure and applications resemble hexachlorophene. It is frequently used for surgical skin preparation and surgical hand scrubs. Halogens  Iodine is effective against all kinds of bacteria, many endospores, fungi, and some viruses. Its mechanism of activity may be its combination with the amino acid tyrosine in enzyme and cellular proteins.  An iodophore is a combination of iodine and an organic molecule. Iodophores do not stain and are less irritating than iodine. Examples are Isodine and Betadine.  Chlorine is used as a gas or in combination with other chemicals. Chlorine gas is used for disinfecting municipal water supplies, swimming pools, and sewage. Sodium hypochlorite – ordinary household bleach- is good disinfectant.  Chloramines consist of chlorine and ammonia. They are more stable than most chlorine. The U.S. military uses tablets for field disinfection of water.  Chlorine dioxide in gaseous form is used for area disinfection, most notably to kill endospores of anthrax bacteria.
  • 40. Alcohols  Both ethanol and isopropanol (rubbing alcohol) are widely used, normally at a concentration of about 70%.  Concentrations of 60% to 95% are effective.  They are bactericidal and fungicidal but are not effective against endospores or non-enveloped viruses.  Alcohols enhance the effectiveness of other chemical agents.
  • 41. Heavy metals and their compounds  Tiny amount of heavy metals (e.g. silver and copper) are effective antimicrobials. A silver coin on an inoculated nutrient medium will inhibit growth for some distance.  This is called as oligodynamic action  1% silver nitrate solution has been used to prevent gonorrheal ophthalmia neonatorum, which the infants might have contracted as they passed through the birth canal (recently been replaced by antibiotics).  Silver-sulfadiazine is used in wound dressings. Available as topical cream for use on burns.  Mercuric chloride is highly bactericidal, but is toxic and corrosive and is inactivated by organic matter. Organic mercury compounds such as Mercurochrome are less irritating and less toxic than inorganic mercury.  Copper sulfate is often used to destroy green algae in reservoirs or other water.  Zinc chloride is used in mouthwashes, and zinc oxide is used in paints as antifungal.
  • 42. CRITERIA FOR AN IDEAL DISINFECTANT  Solubility : It should be soluble in water and other solvents.  Homogenety: Should be in uniform composition.  Stable to heat light or other environmental factors.  Broad spectrum.  Toxic at room temp. against microorganisms.  Nontixic, irritating, or non corrosive to human.  Fast acting.  Should not have unpleasant odor.  Should not have affinity to extraneous material otherwise its ineffective  Easily available and inexpensive