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A Standards-based Approach to Development
of Clinical Registries -
Initial Lessons Learnt from the Gestational Diabetes Registry
Dr. Koray Atalag MD, PhD, FACHI (National Institute for Health Innovation)
Aleksandar Zivaljevic, PhD candidate (Univ. Of Auckland)
Dr. Carl Eagleton MBChB, FRACP (Counties Manukau District Health Board)
Karen Pickering (Diabetes Projects Trust)
Registry defined
An organised system that
uses observational study methods
to collect uniform data(clinical and other)
to evaluate specified outcomes for a population
defined by a particular disease, condition, or exposure,
and that serves a predetermined scientific, clinical or
policy purpose(s).
GliklichR, Dreyer Ne. Registries for Evaluating Patient Outcomes: A User's Guide Prepared by Outcome DEcIDECenter[Outcome Science, Inc.
dbaOutcome] under Contract No. HHSA290200500351TO1). Rockville, MD: Agency for Healthcare Research and Quality, 2007; Publication No.
07-EHC001-
Clinical Registries
 Register / Registry
 Clinical (+quality) / disease / patient / incidence / screening etc.
Repository of individuals with certain conditions/characteristics
Ease of access to important info
Track clinical processes & (risk adjusted) outcomes
Longitudinal history of correspondences & interventions
Prompt / feedback to participants and providers
Data linkages & advanced analytics & reporting
 Supporting clinical practice
◦ Screening, risk prediction, intervention/recall, safety monitoring
 Clinical quality improvement
◦ Organisations, clinicians, policy makers
 Research & education
Why do we need them?
 Because we don’t have the mighty EHR!
 Registries are a ‘quick fix’ to some ‘can’t wait’ type
problems / for ‘quick wins’; capturing
◦ observations, diagnoses, procedures, clinical processes and
most importantly outcomes
 Provide an infrastructure on which intervention studies
can be established with relative ease.
 Who get’s a registry?
◦ Those with funding of course!
 Clinical significance / popularity (eg. CVD, diabetes)
 Well established network/specialised (e.g. Spina Bifida)
 national/intl policies (MoH / WHO – cancer etc.)
 leadership / persistence / charisma / luck (GDM?)
Around the world & NZ
 A lot of them!
 Overarching principles / regulations /
minimal standards
 Shared resources (hosted by dedicated
organisations / infrastructure)
 A growing number of them
 All go own ways – (under privacy rules)
 Hosted/curated by source groups with limited
technical/data management resources
 Some hosted offshore (e.g. Oz)
GDM Registry
* A recently deployed pilot project to test the
feasibility of a registry to support targeted
interventions. Led and supported by CMH & DPT.
NIHI has undertaken health informatics research
and the technical development.
AIMS:
 100% successful screening of women for type 2 diabetes
(T2DM) within 3 months after a pregnancy with GDM
 Annual screening of all women for new onset T2DM
 Early warning to healthcare providers (GPs, Maori/Pacific
Health, others) about GDM history in subsequent
pregnancies
Motivation for the GDM Registry
 Long term consequences can be prevented by regular
screening for early detection of T2DM or high CVD risk
◦ CMDHB found 20% of women with a history of GDM were not
follow-up tested in a 4 year period; (37% for 2 year period)
◦ Sending out reminders improve adherence / better compliance
with screening recommendations
 Risk of developing T2DM can be substantially reduced
by early identification of women at high risk + targeted
lifestyle & pharmacological interventions
 Registry can also be used to drive clinical quality
improvement and enhance patient safety
◦ by identifying variations in processes and clinical outcomes.
GDM Registry Pathway
Entry
• Referral from primary care with a diagnosis of GDM
Education
• Attendance at Group Session
• Registry information supplied
Consent
• Attendance at DiP Clinic
• Consent obtained and entry into the registry
Postpartum
• 6 week OGTT request or 3 month HbA1c
• GP & Patient advised of results
Annual
• Annual HbA1c with copy to primary care
• GP & Patient advised of results
Next time
• Positive pregnancy test detected in Testsafe
• Requesting healthcare provider advised of Diabetes history by the Registry
RegistryDirected
Golden principle: Minimal data entry, Maximal reuse!
Health Informatics @ Work
 Used an international (and HISO) standard:
◦ Consistent dataset
◦ Interoperability / integration
◦ Manage change over time
 Used a Web-based data set development tool to
review & finalise
 Automatically converted dataset into “software
code” [domain objects]
 Built on NIHI’s data management framework
If the Banks Can Do It,
Why Can’t Health?
Clinical data is wicked:
◦ Size (breadth, depth) and complexity
◦ >300,000 concepts, 1.4m relationships in SNOMED
◦ Variability of practice
◦ Diversity in concepts and language
◦ Conflicting evidence
◦ Longevity
◦ Links to others (e.g. family)
◦ Peculiarities in privacy and security
◦ Medico-legal issues
It IS critical…
 Open source specs & software for representing
health information and person-centric records
◦ Based on 18+ years of international implementation experience
including Good European Health Record Project
◦ Superset of ISO/CEN 13606 EHR standard
◦ Underpins HISO Interop Reference Architecture standard (NZ)
 Not-for-profit organisation - established in 2001
www.openEHR.org
 Extensively used in research
 Separation of clinical
and technical worlds
 Big international community
The Dataset
Online dataset development - CKM
Formal
Domain
Model
Automatic technical conversion – C# Class
EHR Providing a Canonical Representation
so we know what kind of info goes into which bucket!
Demographics
ClinicalEncounter
VitalSigns
Medications
Diagnoses
DiagnosticTests
Interventions
FamilyHistory
PastHistory
PhysicalExam
Genetics
LifeStyle
etc.etc.etc.
Subject A
Subject B
Person-Centric Record Organisation
NZ Address
Ethicity1,2.
Whanau
USAddress
State
Next of kin
GP visit
Flu-like
PHO enrolm.
Hospital adm.
Diabetes
Priv insurance
BP 130/90
HR 90
T: 38.5 C
BP 120/70
(24 hour avg)
HR 70
T: 37 C
Rx A
Dispense
Administer
Rx B
Dispense
Administer
Dx 1
Dx 2
etc.
Diabetes Dx
-Type
-Severity
-Course etc.
Routine Blood
Urine
X-Ray
Specific blood test
Urine culture
Genomic assay
Retinography
Rx
Fluid Tx
Insuline inj
Infection Tx
Psychologic
N/A
Pedigree
N/A
Chronic
Routine
Detailed
Foot and
eyes
N/A N/A
DNA
Seq.
Assays
Low
sugar
Exercise
Shared Archetypes
Each finding usually depends on other – clinical context matters!
Benefits of Approach Taken
We may not have EHR now....but
by using openEHR to represent our clinical information
we are leveraging some of the benefits of EHR today,
including
◦ Expressivity, clinical context, meta-data support
◦ Interoperability
◦ Semantic querying (easy + fast)
◦ Tooling support and international content
◦ Standards compliance
and future-proofing registry data!
Atalag K, Yang HY, Tempero E, Warren JR. Evaluation of software maintainability with
openEHR – a comparison of architectures. International Journal of Medical Informatics.
2014 Nov;83(11):849–59.
Conclusions
 No need for Regional Ethics Approval if ‘part of
clinical service’
 Model based Dataset development
◦ Very effective and easy to engage clinicians but require
tooling and editorial effort & skills
 Fully-fledged EHR underpinning Registry
◦ Standards based, scientific rigour in data representation
 Getting ‘information right’ is crucial!
◦ Invest in defining dataset properly, change is costly
◦ Alignment is hard and there’s no formal guidance  There
is no single organisation or mechanism to ensure the
Sector’s datasets are to be aligned 
What’s Next
 Obtain funding for next stage
 Further Enhancements
 Prepare for scaling up & further testing of the Software
 New data points & features (e.g. Smart phone App for women for bi-
directional support)
 Integration with key systems (e.g. PAS, Maternity System)
 Deployment in CMH catchment area
◦ Attain enough numbers to for meaningful formal evaluation
 Seek wider Sector support & funding
◦ National Diabetes Registry?
 NIHI has implemented other Registries (NZ Cardiac registry)
and providing stewardship to research databases (Growing
Up in NZ, SPARX + 100s of own trials). Current
infrastructure and expertise will be leveraged.
Improved
Health
Outcomes
Education
Research
Reduce
Disparities
Collaboration
Koray Atalag MD, PhD, FACHI
k.atalag@auckland.ac.nz
Vice Chair HL7 New Zealand
openEHR Localisation Program Leader
Health Information Standards Organisation (HISO) Committee Member
NHITB Sector Architects Group Member

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A Standards-based Approach to Development of Clinical Registries - Initial Lessons Learnt from the Gestational Diabetes Registry

  • 1. A Standards-based Approach to Development of Clinical Registries - Initial Lessons Learnt from the Gestational Diabetes Registry Dr. Koray Atalag MD, PhD, FACHI (National Institute for Health Innovation) Aleksandar Zivaljevic, PhD candidate (Univ. Of Auckland) Dr. Carl Eagleton MBChB, FRACP (Counties Manukau District Health Board) Karen Pickering (Diabetes Projects Trust)
  • 2. Registry defined An organised system that uses observational study methods to collect uniform data(clinical and other) to evaluate specified outcomes for a population defined by a particular disease, condition, or exposure, and that serves a predetermined scientific, clinical or policy purpose(s). GliklichR, Dreyer Ne. Registries for Evaluating Patient Outcomes: A User's Guide Prepared by Outcome DEcIDECenter[Outcome Science, Inc. dbaOutcome] under Contract No. HHSA290200500351TO1). Rockville, MD: Agency for Healthcare Research and Quality, 2007; Publication No. 07-EHC001-
  • 3. Clinical Registries  Register / Registry  Clinical (+quality) / disease / patient / incidence / screening etc. Repository of individuals with certain conditions/characteristics Ease of access to important info Track clinical processes & (risk adjusted) outcomes Longitudinal history of correspondences & interventions Prompt / feedback to participants and providers Data linkages & advanced analytics & reporting  Supporting clinical practice ◦ Screening, risk prediction, intervention/recall, safety monitoring  Clinical quality improvement ◦ Organisations, clinicians, policy makers  Research & education
  • 4. Why do we need them?  Because we don’t have the mighty EHR!  Registries are a ‘quick fix’ to some ‘can’t wait’ type problems / for ‘quick wins’; capturing ◦ observations, diagnoses, procedures, clinical processes and most importantly outcomes  Provide an infrastructure on which intervention studies can be established with relative ease.  Who get’s a registry? ◦ Those with funding of course!  Clinical significance / popularity (eg. CVD, diabetes)  Well established network/specialised (e.g. Spina Bifida)  national/intl policies (MoH / WHO – cancer etc.)  leadership / persistence / charisma / luck (GDM?)
  • 5. Around the world & NZ  A lot of them!  Overarching principles / regulations / minimal standards  Shared resources (hosted by dedicated organisations / infrastructure)  A growing number of them  All go own ways – (under privacy rules)  Hosted/curated by source groups with limited technical/data management resources  Some hosted offshore (e.g. Oz)
  • 6. GDM Registry * A recently deployed pilot project to test the feasibility of a registry to support targeted interventions. Led and supported by CMH & DPT. NIHI has undertaken health informatics research and the technical development. AIMS:  100% successful screening of women for type 2 diabetes (T2DM) within 3 months after a pregnancy with GDM  Annual screening of all women for new onset T2DM  Early warning to healthcare providers (GPs, Maori/Pacific Health, others) about GDM history in subsequent pregnancies
  • 7. Motivation for the GDM Registry  Long term consequences can be prevented by regular screening for early detection of T2DM or high CVD risk ◦ CMDHB found 20% of women with a history of GDM were not follow-up tested in a 4 year period; (37% for 2 year period) ◦ Sending out reminders improve adherence / better compliance with screening recommendations  Risk of developing T2DM can be substantially reduced by early identification of women at high risk + targeted lifestyle & pharmacological interventions  Registry can also be used to drive clinical quality improvement and enhance patient safety ◦ by identifying variations in processes and clinical outcomes.
  • 8. GDM Registry Pathway Entry • Referral from primary care with a diagnosis of GDM Education • Attendance at Group Session • Registry information supplied Consent • Attendance at DiP Clinic • Consent obtained and entry into the registry Postpartum • 6 week OGTT request or 3 month HbA1c • GP & Patient advised of results Annual • Annual HbA1c with copy to primary care • GP & Patient advised of results Next time • Positive pregnancy test detected in Testsafe • Requesting healthcare provider advised of Diabetes history by the Registry RegistryDirected
  • 9. Golden principle: Minimal data entry, Maximal reuse! Health Informatics @ Work  Used an international (and HISO) standard: ◦ Consistent dataset ◦ Interoperability / integration ◦ Manage change over time  Used a Web-based data set development tool to review & finalise  Automatically converted dataset into “software code” [domain objects]  Built on NIHI’s data management framework
  • 10. If the Banks Can Do It, Why Can’t Health? Clinical data is wicked: ◦ Size (breadth, depth) and complexity ◦ >300,000 concepts, 1.4m relationships in SNOMED ◦ Variability of practice ◦ Diversity in concepts and language ◦ Conflicting evidence ◦ Longevity ◦ Links to others (e.g. family) ◦ Peculiarities in privacy and security ◦ Medico-legal issues It IS critical…
  • 11.  Open source specs & software for representing health information and person-centric records ◦ Based on 18+ years of international implementation experience including Good European Health Record Project ◦ Superset of ISO/CEN 13606 EHR standard ◦ Underpins HISO Interop Reference Architecture standard (NZ)  Not-for-profit organisation - established in 2001 www.openEHR.org  Extensively used in research  Separation of clinical and technical worlds  Big international community
  • 14.
  • 15.
  • 18.
  • 19. EHR Providing a Canonical Representation so we know what kind of info goes into which bucket! Demographics ClinicalEncounter VitalSigns Medications Diagnoses DiagnosticTests Interventions FamilyHistory PastHistory PhysicalExam Genetics LifeStyle etc.etc.etc. Subject A Subject B Person-Centric Record Organisation NZ Address Ethicity1,2. Whanau USAddress State Next of kin GP visit Flu-like PHO enrolm. Hospital adm. Diabetes Priv insurance BP 130/90 HR 90 T: 38.5 C BP 120/70 (24 hour avg) HR 70 T: 37 C Rx A Dispense Administer Rx B Dispense Administer Dx 1 Dx 2 etc. Diabetes Dx -Type -Severity -Course etc. Routine Blood Urine X-Ray Specific blood test Urine culture Genomic assay Retinography Rx Fluid Tx Insuline inj Infection Tx Psychologic N/A Pedigree N/A Chronic Routine Detailed Foot and eyes N/A N/A DNA Seq. Assays Low sugar Exercise Shared Archetypes Each finding usually depends on other – clinical context matters!
  • 20. Benefits of Approach Taken We may not have EHR now....but by using openEHR to represent our clinical information we are leveraging some of the benefits of EHR today, including ◦ Expressivity, clinical context, meta-data support ◦ Interoperability ◦ Semantic querying (easy + fast) ◦ Tooling support and international content ◦ Standards compliance and future-proofing registry data! Atalag K, Yang HY, Tempero E, Warren JR. Evaluation of software maintainability with openEHR – a comparison of architectures. International Journal of Medical Informatics. 2014 Nov;83(11):849–59.
  • 21. Conclusions  No need for Regional Ethics Approval if ‘part of clinical service’  Model based Dataset development ◦ Very effective and easy to engage clinicians but require tooling and editorial effort & skills  Fully-fledged EHR underpinning Registry ◦ Standards based, scientific rigour in data representation  Getting ‘information right’ is crucial! ◦ Invest in defining dataset properly, change is costly ◦ Alignment is hard and there’s no formal guidance  There is no single organisation or mechanism to ensure the Sector’s datasets are to be aligned 
  • 22. What’s Next  Obtain funding for next stage  Further Enhancements  Prepare for scaling up & further testing of the Software  New data points & features (e.g. Smart phone App for women for bi- directional support)  Integration with key systems (e.g. PAS, Maternity System)  Deployment in CMH catchment area ◦ Attain enough numbers to for meaningful formal evaluation  Seek wider Sector support & funding ◦ National Diabetes Registry?  NIHI has implemented other Registries (NZ Cardiac registry) and providing stewardship to research databases (Growing Up in NZ, SPARX + 100s of own trials). Current infrastructure and expertise will be leveraged.
  • 23. Improved Health Outcomes Education Research Reduce Disparities Collaboration Koray Atalag MD, PhD, FACHI k.atalag@auckland.ac.nz Vice Chair HL7 New Zealand openEHR Localisation Program Leader Health Information Standards Organisation (HISO) Committee Member NHITB Sector Architects Group Member

Hinweis der Redaktion

  1. These capture observations, diagnoses, procedures, clinical processes and most importantly outcomes and for example may include patients treated with a particular drug, device or surgical procedure (e.g. joint replacement), with a particular illness (diabetes), and utilising a specific healthcare resource (e.g. treated in ICU).
  2. Better utilisation of health information is a necessity for delivering on the pressing requirements of modern clinical practice to provide the best available medical care for individuals, yet equitable and sustainable for the society over time. While the ultimate aim is to have the longitudinal and lifelong electronic health record that is accessible whenever and wherever needed, because it doesn’t exist, clinical registries are established to collect information about individuals in areas where improvement in practice is of high importance. These capture observations, diagnoses, procedures, clinical processes and most importantly outcomes and for example may include patients treated with a particular drug, device or surgical procedure (e.g. joint replacement), with a particular illness (diabetes), and utilising a specific healthcare resource (e.g. treated in ICU).