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Risk Assessment 
By 
Dr. I.M. Mishra 
Professor, Dept. of Chemical Engineering 
Dean, Saharanpur Campus 
Indian Institute of Technology, Roorkee
Risk Assessment 
Introduction 
 Risk assessment is the qualitative and quantitative assessment 
of the hazards which could cause a high death toll. 
 A full assessment involves the estimation of the frequency and 
consequences of a range of hazards scenarios and the damages 
expected. 
 Damages include injury and loss of life, damage to the 
environment and equipment, loss of work, and finally also 
economic loss to the plant. 
Typical Sequences of Events in a Risk assessment 
A. Flammable Release 
Emission-. vaporisation (if any) - air j entertainment-gas 
dispersion ignition-flash fire or vapour cloud explosion. 
B. Toxic Release 
Emission- vaporisation-air entrainment -gas dispersion.
Risk Assessment of a Process Plant
Interaction Between Process Equipment/Instruments or Units 
 Series Systems
 Parallel System
 Availability and Unavailability
 Probability of-Coincidence
Risk Assessment Methods 
Fault Tree Method 
Fussel (1976) notes that the fault tree analysis is of major value in 
 Directing the analyst to ferret out failures deductively 
 Pointing out the aspects of the system important in respect of the 
failure of Interest 
 Providing a graphical aid giving visibility to those in system 
management who are removed from system design changes 
 Providing options for qualitative on quantitative system reliability 
analysis 
 Allowing the analyst to concentrate on one particular system failure at 
a time 
 Providing the analyst with genuina insight into system behaviour.
Basic Rules For Fault Tree Construction 
Ground Rule 1 
Write the statements that are entered in the event boxes as 
faults; state precisely what the fault is and when it occurs. 
Ground rule 2 
If the answer to the question, "Can this fault consist of a 
component failure?" is "Yes, classify the event as a "stat-of-component 
fault". If the answer is "No”. Classify the event as a 
"state-of-system fault". 
No Miracles Rule 
If the normal functioning of a component propagates a fault 
sequence, then it is assumed that the component functions 
normally. 
Complete-the-Gate rule: All inputs to a particular gate should 
be completely defined before further 'analysis of anyone of 
them is undertaken. 
No Gate-to-Gate Rule 
Gate inputs should be properly defined fault events, and 
gates should not be directly connected to other gates,
Event Tree Method 
Typical steps in an event tree analysis 
 Identify an initiating event of interest. 
 Identify the safety functions designed to deal with the 
initiating event. 
 Construct the event tree, and 
 Describe the resulting accident event sequences.
 Cause-Consequence Diagrams 
 Hazards Estimation & Report Presentation 
Forms of Presentation of Results of a Risk 
Assessment 
A. Risk to workforce 
Annual risk 
Fatal Accident Rate (FAR) 
Osha incidence rate (IR) 
B. Risk to Public 
Physical effects. 
e.g. contours on the site map 
Individual Risk 
e.g. contours on the site map, or 
annual risk at fixed location 
Societal Risk 
FN Table 
FN curbe 
Equivalent annual fatalities
Acceptable Societal Risk 
Fatality, Statistics for common industrial and non-industrial activities
General Risk Criteria Adopted
Risk assesment

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Risk assesment

  • 1. Risk Assessment By Dr. I.M. Mishra Professor, Dept. of Chemical Engineering Dean, Saharanpur Campus Indian Institute of Technology, Roorkee
  • 2. Risk Assessment Introduction  Risk assessment is the qualitative and quantitative assessment of the hazards which could cause a high death toll.  A full assessment involves the estimation of the frequency and consequences of a range of hazards scenarios and the damages expected.  Damages include injury and loss of life, damage to the environment and equipment, loss of work, and finally also economic loss to the plant. Typical Sequences of Events in a Risk assessment A. Flammable Release Emission-. vaporisation (if any) - air j entertainment-gas dispersion ignition-flash fire or vapour cloud explosion. B. Toxic Release Emission- vaporisation-air entrainment -gas dispersion.
  • 3. Risk Assessment of a Process Plant
  • 4.
  • 5. Interaction Between Process Equipment/Instruments or Units  Series Systems
  • 7.  Availability and Unavailability
  • 9. Risk Assessment Methods Fault Tree Method Fussel (1976) notes that the fault tree analysis is of major value in  Directing the analyst to ferret out failures deductively  Pointing out the aspects of the system important in respect of the failure of Interest  Providing a graphical aid giving visibility to those in system management who are removed from system design changes  Providing options for qualitative on quantitative system reliability analysis  Allowing the analyst to concentrate on one particular system failure at a time  Providing the analyst with genuina insight into system behaviour.
  • 10. Basic Rules For Fault Tree Construction Ground Rule 1 Write the statements that are entered in the event boxes as faults; state precisely what the fault is and when it occurs. Ground rule 2 If the answer to the question, "Can this fault consist of a component failure?" is "Yes, classify the event as a "stat-of-component fault". If the answer is "No”. Classify the event as a "state-of-system fault". No Miracles Rule If the normal functioning of a component propagates a fault sequence, then it is assumed that the component functions normally. Complete-the-Gate rule: All inputs to a particular gate should be completely defined before further 'analysis of anyone of them is undertaken. No Gate-to-Gate Rule Gate inputs should be properly defined fault events, and gates should not be directly connected to other gates,
  • 11. Event Tree Method Typical steps in an event tree analysis  Identify an initiating event of interest.  Identify the safety functions designed to deal with the initiating event.  Construct the event tree, and  Describe the resulting accident event sequences.
  • 12.  Cause-Consequence Diagrams  Hazards Estimation & Report Presentation Forms of Presentation of Results of a Risk Assessment A. Risk to workforce Annual risk Fatal Accident Rate (FAR) Osha incidence rate (IR) B. Risk to Public Physical effects. e.g. contours on the site map Individual Risk e.g. contours on the site map, or annual risk at fixed location Societal Risk FN Table FN curbe Equivalent annual fatalities
  • 13. Acceptable Societal Risk Fatality, Statistics for common industrial and non-industrial activities