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MICROBAL
SPOILAGE
Microbial Spoilage
Microbial spoilage is defined as “deterioration of pharmaceutical
products by the contaminant microbe.
Preservation
Inhibiting or minimizing preferably during the storage and multi-
dose application the risk of microbial contamination of
pharmaceutical products
MICRO-ORGANISMS INVOLVED IN THE
SPOILAGE OF PHARMACEUTICALS
1.Pseudomonas aeruginosa
2.Salmonella cavaban
3.Escherichia coli
4.Staphylcoccus aureus
5.Clostridium botulinum
6.Clostridim perfingens
7.Streptococcus faecalis
8.Proteus sp
9.Pseudomonas sp
10.Gram negatives can be isolated
in many pharmaceutical products
as contaminants(e.g.Pseudomonas,
Serratia, Klebsiella)
SOURCE OF CONTAMINATION
In manufacture
raw materials (water and materials with natural
origin) microbiological quality
pharmaceutical industry environment-
wet sites, cleaning equipment
packaging e.g. cardboard,corks,papers are
unsuitable packaging materials
containers that are frequently re-used
contamination of disinfectants due to re-used
containers
repackaging of products purchased in bulk into
smaller containers
processing
storage
transportation
PH
The intensity of acidity of a food is expressed by its pH
value. The pH of a food is one of several important factors
that determine the survival and growth of
microorganisms during processing, storage and
distribution. Consequently, food processors are interested
in determining the pH of foods and in maintaining pH at
certain levels to control microbial growth and prevent
product deterioration and spoilage. Every microorganism
has a minimum, an optimum and a maximum pH for
growth. Most microorganisms grow best at pH values
around 7.0 while only a few grow below pH 4.0. Yeasts
and molds are generally more acid tolerant than bacteria
and can grow at lower pH values. Foods with pH values
below 4.5 are usually not easily spoiled by bacteria but
are more susceptible to spoilage by yeasts and molds.
Microorganisms can grow in wide pH ranges and these
ranges are probably the difference between different
bacterial strains, types of food or growth medium and the
type of acid or base used to adjust pH.
Microbial growth is the reason water activity began to be used in the food
industry. Before the discovery that water activity controls microbial growth, food
producers never knew why some batches molded and others didn't. They
suspected it had something to do with water, but everyone knows that high-
moisture salt pork doesn't mold, while low moisture nuts still do. Water activity
better predicts the growth of microorganisms because microorganisms can only
use "available" water, which differs considerably depending on the solute. On
average, ions bind the most water, whereas polymers bind the least water; sugars
and peptides fall into an intermediate position. At the same molecular
concentration, salt lowers the water activity more than sugar.
When a substance is added to lower water activity, the result can be complicated.
Ideally, an inert material could be added which would decrease water activity
without any other effects such as increased ionic strength and decreased surface
tension. In reality, the choice of substance can have a profound effect. For
instance, salt could be added to one reaction mixture and sugar to another. The
amounts can be controlled so that the resulting compounds have identical water
activity. But the results of the reaction will differ because of the differing
influences of salt and sugar on biological reactions. Salt and sugar form different
additional hurdles.
Water Activity
Redox potential
This is the ratio of the total oxidizing (electron
accepting) power to the total reducing
(electron donating) power of a substance.
Eh is a measurement of the ease by which a
substance gains or losses electrons.
Eh is measured in millivolts (mV)
The more oxidized substances, the higher the
Eh; the more reduced substances, the lower the
Eh.
Microorganisms that grow at:
 high Eh or +ve Eh (require oxygen) –
Aerobes
 low Eh or –ve Eh (oxygen is toxic)-
Anaerobes
 high and low Eh (+ve /-ve Eh) – Facultative
anaerobes
relative low Eh values – Micro-aerophilic
Microorganisms require
A. Energy source such as carbohydrates, amino acids, proteins,
organic acids and alcohol.
B. Nitrogen source such as amino acids,peptides,nucleotides,urea,
proteins and ammonia.
C. Carbon source
D. Minerals such as phosphorus, iron, manganese,magnesium,calcium
and potassium.
E. Vitamins and other growth factors
Nutrient Content
Anti-microbial
Antimicrobials prevent microbial spoilage.Some
products cannot be easily attacked by micro
organisms due to presence of naturally occurring
substances having anti-microbial activity.
Examples:
1.Eggs have lysozymes along with conalbumin
which provides fresh eggs with a efficient anti
microbial system.
2.Fruits,vegetables,tea contain hydroxycinnamic
acid which shows an anti-microbial activity.
3.Natural constituents of foods which affect
microbial growth are:
 Lysozyme e.g. Eggs
 Lactoferrin e.g. Milk
 Lactoperoxidase e.g. Cow’s milk
 Conglutinin e.g. Cow’s milk
 Essential oils e.g. Spices and vegetables
Preservatives such as benzoic acid, sorbic acid.
Temprature
• Individual groups of micro organisms grow over a wide
range of temperature requirements for growth,
microorganisms can be placed in three different groups.
• Psychrotrouphs: Are those organisms that grow well at
or below 7 degree celsius and their optimum
temperature between 20 to 70 degree celsius.
• Mesophiles: Those organisms that grow well between
20 -45 degree celsius with optimum temperature
between 30-40 degree celsius.
• Thermophiles: Those micro organisms that grow well at
and above 45 degree celsius with optima between 55
degree celsius and 65 degree celsius.
Related humidity of environment
• When foods with low Aw values are placed in
environments of high R.H the foods pick up
moisture until equilibrium has been established.
Foods that undergo surface spoilage from
moulds,yeasts and certain bacteria should be
stored under condition of low R.H. Improperly
meats such as whole chickens and beef cuts tend
to suffer much spoilage in the refrigerator before
deep spoilage occurs. This due to high R.H of the
refrigerator and the fact that meat spoilage
microorganisms are aerobic in nature.
Susceptibility of pharmaceutical
Ingredients to microbial degradation .
• Organic polymers
• pectin, cellulose, dextran
• microbial depolymerisation by a number of extracellular enzymes
• agar-agar
• inert polymer
• PEG
• easily degraded
• synthetic polymers (nylon, polystyrene, polyester)
• extremely resistant
• Preservatives And Disinfectants
• Many preservative & disinfectants can be metabolized by a wide variety of gram
negative bacteria but at concentration below their effective use levels.
• Pseudomonas has outstanding degradative capacity
• Surface active agents
VISIBLE
SIGNS OF MICROBIALDEGRADATION
• loss of viscosity and sedimentation due to depolymerisation of
• suspending agents
• pH change
• gas production
• Unpleasant smelling & tasting metabolites such as “sour” fattyacids,
“fishy” amines, “bad eggs” bitter, earth or sticky taste or
• smell indicates the spoilage.
• Products may become unappealingly discolored by microbial pigments of
various shades.
• Microbial polymerization of sugars & surfactant molecules can produce
shiny, viscous masses in syrups, shampoos & creams & fungal growth in
creams has produced gritty textures.
• Metabolism of surfactant in o/w emulsions reduce stability & accelerate
creaming of the oil globules. Release of fatty acids lower
• pH & encourage coalescence of oil globules & cracking of emulsion
FACTORS AFFECTING MICROBIAL SPOILAGEOF
PHARMACEUTICAL PRODUCTS
• 1. Types and size of contaminant innoculum
• 2. Nutritional factors
• 3. Moisture content
• (water activity)
• 4. Redox potential
• 5. Storage temperature
• 6. pH
• 7. Packaging design
• 8. Protection of microorganisms within
• pharmaceutical products
HAZARD OF
MICROBIALCONTAMINATION TO HEALTH
•
since the early part of the 20th century -increasing number of documented medicament-
related infections; significant decrease in only 1960s and 70s
• In 1989, poorly contaminated Chloroquine syrup killed several children in U.N.T.H,
• Enugu in the early „80s of which there is no statistics, partly because many of the
• deaths were not even reported.
• In 2003 fake cardiac stimulant (Adrenalin) contributed to the death of three children during
open-heart surgery at UNTH, Enugu. Further investigations by NAFDAC revealed that even
the muscle relaxant used was substandard and the infusion was not sterile.
• CJD; human growth hormone derived from human pituitary glands. These particles are
considered responsible for such diseases as scrapie, bovine spongiform encephalopathy,
kuru, and Creutzfeldt-Jakob disease.
• microbial toxins
• bacterial endotoxin (LPS), bacterial exotoxins (food poisoning),aflatoxin.
• In 1990, the “Paracetamol syrup disaster” occurred when 109 children died in Ibadan
• and Jos, after taking paracetamol syrup produced with the toxic ethylene glycol solvent
instead of propylene glycol. This tragedy occurred more than fifty years after that of the
U.S.A.
•
Preservatives
• inhibit or minimize preferably
during the storage and multi-
dose application the risk of
microbial contamination of
pharmaceutical products.
• The inclusion of preservatives
may be unnecessary in case of
tablets, powders and capsules.
• Preservatives should never be
added to mask poor
manufacturing process
The ideal preservative:
• The Ideal Preservative
• Is free of toxic or irritant effects at the concentrations used.
• Is effective in preventing the growth of micro-organisms most
likelyto contaminate the preparation.
• Is sufficiently soluble in water to achieve adequate concentrations
inthe aqueous phase of a system of two or more phases.
• Has adequate stability to heat and prolonged storage, with no
chemical decomposition or volatilisation during the desired shelf-
life.
• Is chemically compatibility with all other formulation components
andretains the undissociated form at the pH of the preparation.
• Is not adversely affected by the product‟s container or closure.
• Has an acceptable odour and colour.
• Is cheap!
Methods of Preservation of
Pharmaceutical Products
• The five basic methods of
preservation are as follows:
• physical protection
• preservative coating only
• waterproof protection
• Watervapor proof protection
• Watervapor proof
protection with desiccant
SAFETY PRECAUTIONS
• QA = quality assurance; encompasses a scheme of
management which embraces all the procedures
necessary to provide a high probability that
pharmaceutical product will conform consistently to a
specified description of quality
• R&D = formulation design and development
• GPMP = Good Pharmaceutical Manufacturing Practice
• QC = quality control; controlling the
totalmanufacturing process in each step
• post-marketing surveillance
• contamination risk assessment
GPMP = Good Pharmaceutical Manufacturing
Practices
• GMP is a part of a quality system covering the manufacture
and testing of active pharmaceutical
ingredients,diagnostics, pharmaceutical products,
and medical devices. It includes the following,
• 1.Precautions must be taken to prevent unauthorized
persons from entering storage areas.
• 2. Storage areas should be designed or adapted to ensure
good storage conditions. In particular, they should be clean
and dry and maintained within acceptable temperature
limits. Where special storage conditions are required on the
label (e.g. temperature, relative humidity), these should be
provided.
• 3. Storage areas should be clean, and free from
accumulated waste and vermin.
Microbal spoilage

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Microbal spoilage

  • 2. Microbial Spoilage Microbial spoilage is defined as “deterioration of pharmaceutical products by the contaminant microbe. Preservation Inhibiting or minimizing preferably during the storage and multi- dose application the risk of microbial contamination of pharmaceutical products
  • 3. MICRO-ORGANISMS INVOLVED IN THE SPOILAGE OF PHARMACEUTICALS 1.Pseudomonas aeruginosa 2.Salmonella cavaban 3.Escherichia coli 4.Staphylcoccus aureus 5.Clostridium botulinum 6.Clostridim perfingens 7.Streptococcus faecalis 8.Proteus sp 9.Pseudomonas sp 10.Gram negatives can be isolated in many pharmaceutical products as contaminants(e.g.Pseudomonas, Serratia, Klebsiella)
  • 4. SOURCE OF CONTAMINATION In manufacture raw materials (water and materials with natural origin) microbiological quality pharmaceutical industry environment- wet sites, cleaning equipment packaging e.g. cardboard,corks,papers are unsuitable packaging materials containers that are frequently re-used contamination of disinfectants due to re-used containers repackaging of products purchased in bulk into smaller containers processing storage transportation
  • 5.
  • 6.
  • 7. PH
  • 8. The intensity of acidity of a food is expressed by its pH value. The pH of a food is one of several important factors that determine the survival and growth of microorganisms during processing, storage and distribution. Consequently, food processors are interested in determining the pH of foods and in maintaining pH at certain levels to control microbial growth and prevent product deterioration and spoilage. Every microorganism has a minimum, an optimum and a maximum pH for growth. Most microorganisms grow best at pH values around 7.0 while only a few grow below pH 4.0. Yeasts and molds are generally more acid tolerant than bacteria and can grow at lower pH values. Foods with pH values below 4.5 are usually not easily spoiled by bacteria but are more susceptible to spoilage by yeasts and molds. Microorganisms can grow in wide pH ranges and these ranges are probably the difference between different bacterial strains, types of food or growth medium and the type of acid or base used to adjust pH.
  • 9. Microbial growth is the reason water activity began to be used in the food industry. Before the discovery that water activity controls microbial growth, food producers never knew why some batches molded and others didn't. They suspected it had something to do with water, but everyone knows that high- moisture salt pork doesn't mold, while low moisture nuts still do. Water activity better predicts the growth of microorganisms because microorganisms can only use "available" water, which differs considerably depending on the solute. On average, ions bind the most water, whereas polymers bind the least water; sugars and peptides fall into an intermediate position. At the same molecular concentration, salt lowers the water activity more than sugar. When a substance is added to lower water activity, the result can be complicated. Ideally, an inert material could be added which would decrease water activity without any other effects such as increased ionic strength and decreased surface tension. In reality, the choice of substance can have a profound effect. For instance, salt could be added to one reaction mixture and sugar to another. The amounts can be controlled so that the resulting compounds have identical water activity. But the results of the reaction will differ because of the differing influences of salt and sugar on biological reactions. Salt and sugar form different additional hurdles. Water Activity
  • 10.
  • 11. Redox potential This is the ratio of the total oxidizing (electron accepting) power to the total reducing (electron donating) power of a substance. Eh is a measurement of the ease by which a substance gains or losses electrons. Eh is measured in millivolts (mV) The more oxidized substances, the higher the Eh; the more reduced substances, the lower the Eh. Microorganisms that grow at:  high Eh or +ve Eh (require oxygen) – Aerobes  low Eh or –ve Eh (oxygen is toxic)- Anaerobes  high and low Eh (+ve /-ve Eh) – Facultative anaerobes relative low Eh values – Micro-aerophilic
  • 12.
  • 13. Microorganisms require A. Energy source such as carbohydrates, amino acids, proteins, organic acids and alcohol. B. Nitrogen source such as amino acids,peptides,nucleotides,urea, proteins and ammonia. C. Carbon source D. Minerals such as phosphorus, iron, manganese,magnesium,calcium and potassium. E. Vitamins and other growth factors Nutrient Content
  • 14. Anti-microbial Antimicrobials prevent microbial spoilage.Some products cannot be easily attacked by micro organisms due to presence of naturally occurring substances having anti-microbial activity. Examples: 1.Eggs have lysozymes along with conalbumin which provides fresh eggs with a efficient anti microbial system. 2.Fruits,vegetables,tea contain hydroxycinnamic acid which shows an anti-microbial activity. 3.Natural constituents of foods which affect microbial growth are:  Lysozyme e.g. Eggs  Lactoferrin e.g. Milk  Lactoperoxidase e.g. Cow’s milk  Conglutinin e.g. Cow’s milk  Essential oils e.g. Spices and vegetables Preservatives such as benzoic acid, sorbic acid.
  • 15.
  • 16.
  • 17. Temprature • Individual groups of micro organisms grow over a wide range of temperature requirements for growth, microorganisms can be placed in three different groups. • Psychrotrouphs: Are those organisms that grow well at or below 7 degree celsius and their optimum temperature between 20 to 70 degree celsius. • Mesophiles: Those organisms that grow well between 20 -45 degree celsius with optimum temperature between 30-40 degree celsius. • Thermophiles: Those micro organisms that grow well at and above 45 degree celsius with optima between 55 degree celsius and 65 degree celsius.
  • 18.
  • 19. Related humidity of environment • When foods with low Aw values are placed in environments of high R.H the foods pick up moisture until equilibrium has been established. Foods that undergo surface spoilage from moulds,yeasts and certain bacteria should be stored under condition of low R.H. Improperly meats such as whole chickens and beef cuts tend to suffer much spoilage in the refrigerator before deep spoilage occurs. This due to high R.H of the refrigerator and the fact that meat spoilage microorganisms are aerobic in nature.
  • 20.
  • 21.
  • 22. Susceptibility of pharmaceutical Ingredients to microbial degradation . • Organic polymers • pectin, cellulose, dextran • microbial depolymerisation by a number of extracellular enzymes • agar-agar • inert polymer • PEG • easily degraded • synthetic polymers (nylon, polystyrene, polyester) • extremely resistant • Preservatives And Disinfectants • Many preservative & disinfectants can be metabolized by a wide variety of gram negative bacteria but at concentration below their effective use levels. • Pseudomonas has outstanding degradative capacity • Surface active agents
  • 23. VISIBLE SIGNS OF MICROBIALDEGRADATION • loss of viscosity and sedimentation due to depolymerisation of • suspending agents • pH change • gas production • Unpleasant smelling & tasting metabolites such as “sour” fattyacids, “fishy” amines, “bad eggs” bitter, earth or sticky taste or • smell indicates the spoilage. • Products may become unappealingly discolored by microbial pigments of various shades. • Microbial polymerization of sugars & surfactant molecules can produce shiny, viscous masses in syrups, shampoos & creams & fungal growth in creams has produced gritty textures. • Metabolism of surfactant in o/w emulsions reduce stability & accelerate creaming of the oil globules. Release of fatty acids lower • pH & encourage coalescence of oil globules & cracking of emulsion
  • 24. FACTORS AFFECTING MICROBIAL SPOILAGEOF PHARMACEUTICAL PRODUCTS • 1. Types and size of contaminant innoculum • 2. Nutritional factors • 3. Moisture content • (water activity) • 4. Redox potential • 5. Storage temperature • 6. pH • 7. Packaging design • 8. Protection of microorganisms within • pharmaceutical products
  • 25. HAZARD OF MICROBIALCONTAMINATION TO HEALTH • since the early part of the 20th century -increasing number of documented medicament- related infections; significant decrease in only 1960s and 70s • In 1989, poorly contaminated Chloroquine syrup killed several children in U.N.T.H, • Enugu in the early „80s of which there is no statistics, partly because many of the • deaths were not even reported. • In 2003 fake cardiac stimulant (Adrenalin) contributed to the death of three children during open-heart surgery at UNTH, Enugu. Further investigations by NAFDAC revealed that even the muscle relaxant used was substandard and the infusion was not sterile. • CJD; human growth hormone derived from human pituitary glands. These particles are considered responsible for such diseases as scrapie, bovine spongiform encephalopathy, kuru, and Creutzfeldt-Jakob disease. • microbial toxins • bacterial endotoxin (LPS), bacterial exotoxins (food poisoning),aflatoxin. • In 1990, the “Paracetamol syrup disaster” occurred when 109 children died in Ibadan • and Jos, after taking paracetamol syrup produced with the toxic ethylene glycol solvent instead of propylene glycol. This tragedy occurred more than fifty years after that of the U.S.A. •
  • 26. Preservatives • inhibit or minimize preferably during the storage and multi- dose application the risk of microbial contamination of pharmaceutical products. • The inclusion of preservatives may be unnecessary in case of tablets, powders and capsules. • Preservatives should never be added to mask poor manufacturing process
  • 27. The ideal preservative: • The Ideal Preservative • Is free of toxic or irritant effects at the concentrations used. • Is effective in preventing the growth of micro-organisms most likelyto contaminate the preparation. • Is sufficiently soluble in water to achieve adequate concentrations inthe aqueous phase of a system of two or more phases. • Has adequate stability to heat and prolonged storage, with no chemical decomposition or volatilisation during the desired shelf- life. • Is chemically compatibility with all other formulation components andretains the undissociated form at the pH of the preparation. • Is not adversely affected by the product‟s container or closure. • Has an acceptable odour and colour. • Is cheap!
  • 28. Methods of Preservation of Pharmaceutical Products • The five basic methods of preservation are as follows: • physical protection • preservative coating only • waterproof protection • Watervapor proof protection • Watervapor proof protection with desiccant
  • 29. SAFETY PRECAUTIONS • QA = quality assurance; encompasses a scheme of management which embraces all the procedures necessary to provide a high probability that pharmaceutical product will conform consistently to a specified description of quality • R&D = formulation design and development • GPMP = Good Pharmaceutical Manufacturing Practice • QC = quality control; controlling the totalmanufacturing process in each step • post-marketing surveillance • contamination risk assessment
  • 30. GPMP = Good Pharmaceutical Manufacturing Practices • GMP is a part of a quality system covering the manufacture and testing of active pharmaceutical ingredients,diagnostics, pharmaceutical products, and medical devices. It includes the following, • 1.Precautions must be taken to prevent unauthorized persons from entering storage areas. • 2. Storage areas should be designed or adapted to ensure good storage conditions. In particular, they should be clean and dry and maintained within acceptable temperature limits. Where special storage conditions are required on the label (e.g. temperature, relative humidity), these should be provided. • 3. Storage areas should be clean, and free from accumulated waste and vermin.