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Frameworks for Research

       Patricia Liehr and Mary Jane Smith
From Practice to Research
       To be introduced to frameworks for research, put yourself in the shoes of Kate and thoughtfully
listen to her story by attending to the message it brings for the practicing nurse wishing to critique,
understand and do research. Kate works in a coronary care unit (CCU). She has worked in this unit for
nearly three years, since she graduated with a baccalaureate degree in nursing. She has grown more
comfortable over time and now believes that she can readily manage whatever comes her way with the
complexities of patient care in the CCU. Recently, she has been observing the pattern of blood pressure
(BP) change when healthcare providers enter a patient’s room. This observation began when Kate
noticed that one of her patients a 62 year old African-American woman who had continuous arterial
monitoring, had dramatic increases in BP, as much as 100%, each time the healthcare team made rounds
in the CCU. Furthermore, this elevated BP persisted after the team left her room and slowly decreased to
reach pre-round levels within the following hour. Conversely, the same patient, when visited by the
nurse manager on her usual daily rounds, engaged calmly in conversation and was often left with lower
BP when the nurse-manager moved on to the next patient. Kate thought about what was happening and
adjusted her work so that she could closely observe the details of this phenomenon over several days.
       Team rounds were led by the attending cardiologist and included nurses, pharmacists, social
workers, medical students and nursing students. The nurse-manager’s visit occurred one-on-one. During
team rounds the patient was discussed and occasionally, she was asked to respond to a question about
her history of heart disease or her current experience of chest discomfort. Participants took turns
listening to her heart and students responded to questions related to her case. During the nurse manager
conversation, the patient had the nurse’s attention. In fact, the nurse usually sat and spent time. Kate
noticed that the nurse manager was especially attentive to the patient’s experience. She spent time
talking to the patient about how her day was going, what she was thinking about while lying in bed and
what feelings were surfacing as she began to consider how life would be when she returned home.
       Kate decided to talk to the nurse manager about her observation. The nurse manager, Alison, was
pleased that Kate had noticed these BP changes associated with interaction. She told Kate that she, too,
noticed these change during her 8 year experience of working in CCU. Her observation led her to a
theory, which seemed applicable to the observation. As a first year Master’s student Alison learned the
theory, attentively embracing story (Smith & Liehr, 1999; Liehr & Smith, 2000). She was applying the
theory in practice and beginning plans to use the theory to guide her thesis research. Attentively
embracing story proposes that intentional nurse-client dialogue, which engages the human story, enables
connecting with self-in-relation to create ease (Figure 1). As depicted by the theory model, the central
concept of the theory is intentional dialogue. It is what Kate had first observed when she noticed Alison
interacting with the patient. Alison was there with full attention, following the patient’s lead and
pursuing what mattered most to the patient. Alison seemed to get a lot of information in a short time and
the patient seemed willing to share things, which she wasn’t sharing with other people.
       According to the theory, each of the three concepts, intentional dialogue, connecting with self-in-
relation, and creating ease are intricately connected. So, when Kate observed intentional dialogue, she
also observed connecting with self-in-relation as the patient reflected on her experience in the moment;
and, creating ease, when she saw lowered BP as the nurse-manager left the room. Alison and Kate
shared an understanding that there was a relationship between patient-health care provider interaction
and BP. They discussed several possible issues, which might be affecting this relationship. They
identified research questions related to each issue (Table 1). You may be able to think of other issues,
which could generate a research question contributing to understanding of the relationship between
patient-health care provider interaction and BP. The list developed by Kate and Allison only serves as a
reflection of the complexity of the relationship. The list highlights the fact that the relationship cannot be
understood with one study but a series of studies may enhance understanding and offer suggestions for
change. For instance, a thorough understanding may lead to testing of different approaches for
conducting team rounds.
       Practice-theory-research links
       There are several important aspects of frameworks for research embedded in the story of Kate
and Alison. First, it is important for the reader to notice the links between practice, theory and research.
Each is intricately connected with the other to create the knowledge base for the discipline of Nursing.
(Figure 2). Theory is a set of interrelated concepts, which provides a systematic view of a phenomenon.
Theory guides practice and research; practice enables testing of theory and generates questions for
research; research contributes to theory-building, and selecting practice guidelines. So, what is learned
through practice, theory and research interweaves to create the knowledge fabric of the discipline of
Nursing. From this perspective, each reader is in the process of contributing to the knowledge base of
the discipline. For instance, if you are practicing, you can use focused observation (Liehr, 1992) just as
Kate did, to consider the nuances of situations, which matter to patient health. Kate noticed the change
in BP occurring with interaction and systematically began to pay close attention to the effect of varying
interactions. This inductive process often generates the questions, which are most cogent for enhancing
patient well-being.
       Approach to science
       Another major theme of the story of Kate and Alison can be found in each nurse’s way of
approaching the phenomenon of the relationship between health care provider-patient interaction and
BP. Each nurse was using a different approach for looking at the situation, but both were systematically
evaluating what was observed. This is the essence of science…systematic collection, analysis and
interpretation of data. Kate was using inductive reasoning, a process of starting with details of
experience and moving to a general picture. Inductive reasoning involves the observation of a particular
set of instances that belong to and can be identified as part of a larger set. (Feldman, 1998). Alison told
Kate that she, too, had begun with inductive reasoning and now was using deductive reasoning, a
process of starting with the general picture, in this case the theory of attentively embracing story, and
moving to a specific direction for practice and research. Deductive reasoning uses two or more related
concepts, that when combined, enable suggestion of relationships between the concepts (Feldman,
1998). Inductive and deductive reasoning are basic to frameworks for research. Inductive reasoning is
the pattern of “figuring out what’s there” from the details of the nursing practice experience. Inductive
reasoning is the foundation for most qualitative inquiry (Chapter 9). Research questions related to the
issue of the meaning of experience for the patient (Table1) can be addressed with the inductive
reasoning of qualitative inquiry. Deductive reasoning begins with a structure, which guides one’s
searching for “what’s there”. All but the last two research questions listed in Table 1 would be addressed
with the deductive reasoning of quantitative inquiry.
       Given Alison’s use of deductive reasoning guided by the theory of attentively embracing story, it
can be assumed that she has read and critiqued the literature on theoretical frameworks, and has chosen
attentively embracing story as a theoretical framework to guide her Master’s thesis research. In order for
Kate to move on in her thinking about research to study the way changes in blood pressure are related to
healthcare provider-patient interaction, she needs to become well versed on the importance of theoretical
frameworks. As she reads the literature and reviews research studies, she will critique the theoretical
frameworks guiding those studies. In doing the critiquing of existing frameworks, she will develop the
knowledge and understanding needed to choose an appropriate framework for research. As a beginning,
Kate is reading this chapter, recognizing herself as a critiquer of nursing research.
HELPFUL HINT
Investigators may not always provide a detailed explicit statement of the observation(s) that led them to
their conclusion(s) when using inductive reasoning; likewise, you will not always find a clear picture of
the structure guiding the study when deductive reasoning has been used.


Frameworks as structure for research
       Whether evaluating a qualitative or a quantitative study, it is wise to look for the framework,
which guided the study. Generally, when the researcher is using qualitative inquiry and inductive
reasoning methods, the critiquer will find the framework at the end of the manuscript in the discussion
section (See Chapter 9). From the findings of the study, the researcher builds a structure for moving
forward. In the study on bone marrow transplantation in the appendix C (Cohen & Ley, 2000), the
researchers obtained stories about what it was like to have a bone marrow transplant. These stories were
analyzed and the findings were synthesized at the theoretical level. The researchers moved from
particulars of the bone marrow transplant experience to a general structure of concepts, which included
fears, losses, hopes and a sense of transitioning through a life-altering event. These concepts were
described in the context of the subjects’ stories and relevant literature, creating a conceptual structure,
which could be modeled.
       A model is a symbolic representation of a set of concepts, which is created to depict
relationships. Figure 1 is the model of attentively embracing story. It represents the nurse-client
connection through the rhythmical symbol labeled intentional dialogue. The model depicts process by
linking the concepts through nurse-client dialogue with arrows, which link to each other. This model
could be the basis for deductive reasoning. An example of a deductive question, which could be derived
from the model, is:
What is the difference in salivary cortisol (an indicator of ease) for cancer patients who engage with
participants (connecting with self-in-relation) in a nurse-led (intentional dialogue) cancer support group?
       HELPFUL HINT

       When an investigator has used a deductive approach, the theoretical framework should
       be described to substantiate how the research question emerged.

       When the researcher is using quantitative inquiry and deductive reasoning methods, the critiquer
will find the framework at the beginning of the paper before a discussion of study methods. In the study
of a model for discharge planning for elders with heart failure in the appendix of this book, Bull,
Hansen and Gross (2000) present a model, which they have derived from a broader evaluation
perspective. Their model, which depicts inputs, process and outputs, is a framework for structuring the
research questions and accompanying hypotheses. The inputs they identify are elder and family-
caregiver characteristics. The process is the partnership model, which proposes that discharge planning
be a collaborative interaction between professionals, patients and family caregivers. The partnership
model is the intervention administered to the experimental group in their research. The outputs or
outcomes they measure are: health status satisfaction, perception of care continuity, difficulties of
managing care and resource use for both the elderly patient and the family caregiver. The researchers
have identified questionnaires or medical record sources, which will bring these outcomes to a
measurable level. Their model and the related literature lead Bull, Hansen and Gross (2000) to
hypothesize that (p.20):


1. scores on perceived health will be different for clients in the intervention and control cohorts;


2. client satisfaction with discharge planning, perceptions of care continuity, preparedness and
   difficulties managing care will differ for the intervention and the control cohorts;


3. caregiver’s response to care-giving will be different for the experimental and control cohorts; and,


4. resource use will be different for the control and intervention cohorts.


The researchers have used deductive reasoning to move from their model, which they substantiated with
literature, to the hypotheses (See Chapter 3), or best guesses about what they will find. Their model has
provided a framework to guide their research from theory to hypotheses. They have moved from the
abstract to the concrete, in contrast to Cohen and Ley’s (2000) movement from the concrete experience
of bone marrow transplant to the abstract structure of the concepts.


       The ladder of abstraction


       The ladder of abstraction is a way for the critiquer to gain a perspective when reading and
thinking about frameworks for research. When critiquing the framework of a study, imagine a ladder
(Figure 3). The highest level on the ladder includes beliefs, assumptions, what is sometimes called the
worldview of the researcher. Although the worldview is not always explicitly stated in a manuscript, it is
there. In the study on outcomes of anger (Mahon, Yarcheski & Yarcheski, 2000) (See appendix B), the
researchers hold beliefs that there is a relationship between mind and body, and that emotions do indeed
influence health. The middle level on the ladder includes the frameworks, theories and concepts the
researcher uses to articulate the problem, purpose and structure for research. Mahon, Yarcheski and
Yarcheski (2000) study the problem of positive and negative outcomes of anger in early adolescents.
The purposes described by the authors were to examine symptom patterns and diminished well-being as
negative outcomes of trait and state anger; and vigor and willingness to change as positive outcomes of
trait and state anger. Using the literature they create frameworks of the positive and negative outcomes
of state and trait anger. These frameworks, which are presented as models, guide their research study
and are based on Spielberger’s theory of anger. The negative outcomes framework depicts relationships
between the concepts of state anger, trait anger, diminished well-being and symptom patterns. The
positive outcomes framework outlines links between state anger, trait anger, vigor and willingness to
change. These frameworks were derived from the literature and constructed by the researchers in order
for them to logically structure their study.


       This “middle of the ladder” position of frameworks, theories and concepts moves to a lower rung
where the empirical is located. The empirical is about that which can be observed through the senses.
The empirical includes the variables, which are measured and described in quantitative research studies
and the story that is described in qualitative studies. Table 2 outlines the concepts with their conceptual
definitions and the accompanying variables with their operational definitions from the Mahon,
Yarcheski and Yarcheski (2000) study.


       A conceptual definition is much like a dictionary definition, conveying the general meaning of
the concept. However, the conceptual definition goes beyond the general language meaning found in the
dictionary by defining the concept as it is rooted in the theoretical literature. The operational definition
specifies how the concept will be measured….what instruments will be used to capture the variable. In
looking closely at the language used to describe conceptual and operational definitions (Table 2), the
critiquer will notice that operational definitions are lower on the ladder of abstraction than conceptual
definitions. The language of the operational definition is closer to the ground.

       HELPFUL HINT

       Some reports of research embed conceptual definitions in the literature review. It is wise for the
       critiquer to seek and find the conceptual definitions so that the logical fit between the conceptual
       and operational definitions can be determined.
The middle of the ladder: Frameworks, theories and concepts


       It is important to consider the middle of the ladder of abstraction, where concepts, theories and
frameworks are located. Pretend to look at the middle section through a magnifying glass so that what is
located there can be distinguished and clarified. Concepts, theories and frameworks can be compared to
each other from the perspective of abstraction, concepts being the lowest on the ladder and frameworks
highest. However, some concepts are closer to the ground than others. The same is true for theories and
frameworks. For instance, the concept of pain relief is closer to the ground than the concept of caring.
The idea of varying levels of abstraction within the middle of the ladder will be emphasized in the
section addressing theories but it has relevance for concepts and frameworks as well.


       Concepts


       A concept is an image or symbolic representation of an abstract idea. Chinn and Kramer (1999)
define a concept as a “complex mental formulation of experience”. Concepts are the major components
of theory and convey the abstract ideas within a theory” (p. 252). Already, the reader has been
introduced to several concepts, such as trait and state anger, well-being and vigor. The concepts of the
theory of attentively embracing story, intentional dialogue, connecting with self-in relation and creating
ease, have been defined and their relationship has been modeled for the reader. Each concept creates a
mental image, which is explained further through the conceptual definition. For instance, pain is a
concept and when it comes to mind, it means something based on experience. The experiential meaning
of the concept is different for the child who had just fallen off a bike, or the elderly person with
rheumatoid arthritis or the doctorally prepared nurse who is studying pain mechanisms using an animal
model. These definitions and associated images of the concept of pain incorporate different experiential
and knowledge components…all with the same label, pain. Therefore, it is important to know the
meaning of the concept for the person. In the case of the critiquer, it is important to know the meaning
that the researcher gives to the concepts in a research study. As outlined in Table 2, Mahon, Yarcheski
and Yarchesi (2000) very clearly defined the concepts of interest in their study.


       Theories


       A theory is a set of interrelated concepts, which structure a systematic view of phenomena for
the purpose of explaining or predicting. A theory is like a blueprint, a guide for modeling a structure. A
blueprint depicts the elements of a structure and the relation of each element to the other, just as a theory
depicts the concepts, which compose it and the relation of concepts with each other. Chinn and Kramer
(1999) define a theory as an “expression of knowledge….a creative and rigorous structuring of ideas that
project a tentative, purposeful, and systematic view of phenomena.” (p. 258). Theories are located on the
ladder of abstraction relative to their scope. An often-used label in nursing is Grand Theory, which
suggests a broad scope, covering major areas of importance to the discipline. Grand theories arose at a
time when nursing was addressing its nature, mission and goals (Im & Meleis, 1999). Therefore, it is
historically important. However, the importance of grand theory extends beyond history to have
implications for guiding the discipline today and in the future. For the purpose of introducing the
critiquer to theory as a framework for nursing research, grand theory, midrange theory and micro-range
theory will be discussed. As is suggested by the names of these theory categories, grand theories are
highest and micro-range theories are lowest in level of abstraction.


       Grand Theory

       Theories unique to nursing help the discipline define how it is different from other disciplines.
Nursing theories reflect particular views of person, health, environment and other concepts that
contribute to the development of a body of knowledge specific to nursing’s concerns (Feldman, 1998).
Grand theories are all-inclusive conceptual structures, which tend to include views on person, health
and environment to create a perspective of nursing. This most abstract level of theory has established a
knowledge base for the discipline and is critical for further knowledge development in the discipline.
       There are several well-known nursing theorists whose grand theories have served as a basis for
practice and research. Among these theories are Rogers’ (1990; 1992) science of irreducible human
beings; Orem’s (1995) theory of self-care deficit; Neuman’s theory of health as expanding
consciousness (1997); Roy’s adaptation theory (1991); Leininger’s culture care diversity and
universality theory (1996); King’s goal attainment theory (1997); and, Parse’s theory of human
becoming (1997). Each of these grand theories addresses the phenomena of concern to nursing from a
different perspective. For example, Rogers views the person and the environment as energy fields
coextensive with the universe. So, she recognizes the person-environment unity as a mutual process. In
contrast, King (1997) distinguishes the personal system, from the interpersonal and social systems,
focusing on the interaction between the systems, and the interaction of the systems with the
environment. So, for King, person and environment are interacting as separate entities. This is different
than the person-environment mutual process described by Rogers.
       If a researcher is using Roger’s theory to guide plans for a study, the research question will
reflect different values than if the researcher is using King. The researcher using Roger’s theory might
study the relationship of therapeutic touch, to other phenomena which reflect a valuing for energy fields
and pattern appreciation, while the one using King might study outcomes related to nurse-patient shared
goals or other phenomena related to interacting systems. It is important for the critiquer to realize that
one grand theory is not better than another. Rather, these varying perspectives allow the nurse-researcher
to select a framework for research, which facilitates movement of concepts of interest down the ladder
of abstraction to the empirical level, where they can be measured as study variables. What is most
important about the use of theoretical frameworks for research is the logical connection of the theory to
the research question and the study design.
       Midrange Theory
       Mid-range theory is a focused conceptual structure, which synthesizes practice-research into
ideas central to the discipline. Merton (1968), who has been the original source for much of Nursing’s
description of mid-range theory, says that mid-range theory lie between everyday working hypotheses
and all-inclusive grand theories. The critiquer might notice that Merton’s view of the “middle” allows
for a great deal of space…between grand theories and hypotheses. This expansive view of the “middle”
has been noted and efforts have been made to more clearly articulate the middle, as well as distinguish
the characteristics of midrange theory. Liehr and Smith (1999), in a ten year review of nursing literature
using specific criteria, identified 22 midrange theories. Following the suggestion of Lenz (1996), they
considered the scope of the 22 midrange theories and grouped the 22 into high-middle, middle-middle
and low-middle categories using the theory names (Table 3). The critiquer will recognize that the
groupings move from a higher to a lower level of abstraction. Because midrange theories are lower in
level of abstraction than grand theories, they offer a more direct application to research and practice. As
the level of abstraction decreases, translation into practice and research simplifies. In their conclusion,
Liehr and Smith (1999) recommend that nurses thoughtfully construct midrange theory weaving practice
and research threads to create a whole fabric, which is meaningful for the discipline. Hamric, Spross and
Hanson (2000) in their text on advanced nursing practice call midrange theories to the attention of
advanced practice nurses:
       “Middle-range theories address the experiences of particular patient populations or a cohort of
       people who are dealing with a particular health or illness issue……Because middle range
       theories are more specific in what they explain, practitioners often find them more directly
applicable…” (p. 159).
     The theory of attentively embracing story, introduced in the beginning of this chapter as one,
     which Kate was using to guide her practice and research, is a middle range theory. The theory
     was generated from nursing practice and research experience (Smith & Liehr, 1999).
     Micro-range theory
            Micro-range theory is a linking of concrete concepts into a statement that can be
     examined in practice and research. Higgins and Moore (2000) distinguish two levels of micro-
     range theory, one of higher level abstraction than the other. Micro-range theory at the higher
     level of abstraction, they suggest, is closely related to midrange theory, comprised of a limited
     number of concepts and applicable to a narrow issue or event (Higgins & Moore, 2000) The low-
     middle theory in Table 3 may fit this category. Hypotheses are an example of low abstraction
     micro-range theories. The critiquer will recall that a hypothesis is a best guess or prediction
     about what one expects to find. Chinn and Kramer (1999) define a hypothesis as a “tentative
     statement of relationship between two or more variables that can be empirically tested” (p. 254).
     Higgins and Moore (2000) emphasize the value of micro-range theory, noting that the
     “particularlistic approach is invaluable for scientists and practitioners as they work to describe,
     organize and test their ideas” (p 181).
            As you read this text, you could articulate a micro-range theory at the level of a
     hypothesis. In the beginning of the Chapter, Kate formulated a hypothesis about the relationship
     between patient-health care provider interaction and blood pressure. Although Kate didn’t label
     her idea as a hypothesis, it was a best guess based on observation. If you would take a minute to
     think about it, some experience from nursing practice, which has provoked confusion, could be
     stated as a hypothesis. A mismatch between what is known or commonly accepted as fact and
     what one experiences creates a hypothesis-generating moment. Every nurse has hypothesis-
     generating moments. Cultivating these moments requires noticing them, focusing observation to
     untangle details, and allowing time for creative thinking and dialogue (Liehr, 1992), leading to
     possibilities for creating low level micro-range theory…. or hypotheses.

     HELPFUL HINT

The critiquer of research will find mixed messages about levels and placement of theory. While one
author labels a particular theory “grand”, another author will label the same theory “midrange”. The
critiquer can read the theory carefully and place it on the ladder of abstraction. If the theory is at the
more concrete level on the ladder, then it falls into micro-theory.


Frameworks for research
The critical thinking decision path (Figure 4) takes the critiquer through the thinking of a researcher
who is about to begin doing research. It is reasonable for the critiquer to expect to find some but not
all of the phases of decision-making addressed in a research manuscript. Beginning with the view of
the world, the highest rung on the ladder of abstraction, the researcher is inclined to approach a
research problem from a perspective of inductive or deductive reasoning. If going in the direction of
inductive reasoning, the researcher will generally not present a framework before beginning
discussion of the methods. This is not to say that literature will not be reviewed before introducing
methods. As an example, consider the Cohen and Ley (2000) manuscript in Appendix C. The authors
provide a brief overview of the increasing prevalence of bone marrow transplant as a treatment for
cancer and they describe several studies which examined dimensions of life for persons undergoing
transplant. The point of their literature review is to establish a case for doing the research they are
reporting. They do not provide a framework for the study because they are planning an inductive
approach to study the problem. Their intent is to be free of the structures, which may limit what they
learn; and, to be open to the experience of the person who is living through a bone marrow transplant.
     Referring back to Figure 4, if one’s view of the world guides deductive reasoning, the researcher
will go in one of two directions; a choice will be made between a conceptual or a theoretical
framework. The critiquer will notice when reading the theory literature that these terms are used
interchangeably (Chinn & Kramer, 1999). However, in this case, each term is being distinguished
from the other on the basis of whether the researcher is creating the structure or whether the structure
has already been created by someone else. Generally, each of these terms refers to a structure, which
will provide guidance for research. If it is a conceptual framework, it is a structure of concepts
and/or theories which are pulled together as a map for the study. If it is a theoretical framework, it is
structure of concepts which exists in the literature, a ready-made map for the study
     To better understand these differences, refer to the manuscript by Mahon, Yarcheski and
Yarcheski (2000) in Appendix B. These authors create a conceptual framework for their study
incorporating Spielberger’s anger theory with the four concepts, well-being, symptom patterns, vigor,
and willingness to change. This framework is shared as a model and the critiquer is able to follow the
logic of the study by referring to the conceptual framework. In contrast, the manuscript by LoBiondo-
Wood, Williams and Kouzekanani (2000) (Appendix D) uses a theoretical framework to guide their
research, the Double ABC-X Model of Family Adaptation. Although not a nursing theory, the Model
  of Family Adaptation is a tested structure, which some would label a midrange theory. The authors
  focus on one piece of the Model, the post-crisis period, which includes the five concepts, pile-up,
  existing new resources, coping, perception of stressor and adaptation. Each of these concepts is
  presented with clear indication of how it was measured in this sample of mothers of transplant
  children. The Double ABC-X Model of Family Adaptation logically guides the choice of variables
  and measures. Instead of creating a structure, these authors used a theoretical framework, which
  already existed in the literature.
  HELPFUL HINT

When researchers use conceptual frameworks to guide their studies, you can expect to find a system of
ideas, synthesized for the purpose of organizing thinking and providing study direction.


  From the perspective of the critical thinking decision path outlined in Figure 4, theoretical
frameworks can be grand, midrange or micro-range theories. Whether the researcher is using a
conceptual or theoretical framework, conceptual and then operational definitions will emerge from the
framework. The decision path (Figure 4) moves down the ladder of abstraction from the philosophical
to the empirical level, tracking thinking from the most abstract to the least abstract for the purposes of
planning a research study.
       Critiquing the framework
       The framework for research provides guidance for the researcher as study questions are fine-
tuned, methods for measuring variables are selected and analyses are planned. Once data are collected
and analyzed, the framework is used as a base of comparison. Did the findings coincide with the
framework? If there were discrepancies, is there a way to explain them using the framework? The
critiquer of research needs to know how to critically appraise a framework for research (Framework
Critiquing Criteria box-end of chapter).
       The first question posed is whether a framework is presented. Sometimes, there may be a
structure guiding the research but a diagrammed model is not included in the manuscript. The reader
must then look for the study structure in the narrative description of the study concepts. When the
framework is identified, it is important to consider its relevance for nursing. The framework doesn’t
have to be one created by a nurse but the importance of its content for nursing should be clear. The
question of how the framework depicts a structure congruent with nursing should be addressed. For
instance, although the Double ABC-X Model was not created by a nurse, it is clearly related to nursing
practice with families. Sometimes, frameworks from very different disciplines, such as physics or art,
may be relevant. It is the responsibility of the author to clearly articulate the meaning of the framework
for the study and to link the framework to nursing.
       Once the meaning and nursing-relatedness are articulated, the critiquer will be able to determine
whether the framework is appropriate to guide the research. For instance, if a researcher is studying
students’ response to the stress of being in the clinical setting for the first time and presents a framework
of stress related to recovery from chronic illness….something is the matter. This is a blatant mismatch,
which generally won’t occur. However, subtle versions of mismatch will occur. So, the critiquer will
want to look closely at the framework to determine if it is “on target” and the “best fit” for the research
question and proposed study design.
       Next, focus on the concepts being studied. Does the reader know which concepts are being
studied, how they are defined and translated into measurable variables? Is there literature to support the
choice of concepts? Concepts should clearly reflect the area of study; for example, using the general
concept of stress when anxiety is more appropriate to the research focus creates difficulties in defining
variables and determining methods of measurement. These issues have to do with the logical
consistency between the framework, the concepts being studied and the methods of measurement. All
along the way, from view of the world to operational definitions (Figure 4), the critiquer is evaluating
fit. Consider once more the paper by LoBiondo-Wood, Williams and Kouzekanani (2000) (Appendix
D). The authors provide a logically consistent link between the Double ABC-X Model of Family
Adaptation; the concepts diagrammed in the post-crisis phase of the model; and, the measures used to
address each concept. Finally, the critiquer will expect to find a discussion of the findings as they relate
to the model. This final point enables evaluation of the framework for use in further research. It may
suggest necessary changes to enhance the relevance of the framework for continuing work. So, it is a
place for letting others know where one will go from here.
       Evaluating frameworks for research requires skill, which can only be acquired through repeated
critique and discussion with others who have critiqued the same manuscript. The novice critiquer of
research must be patient as these skills are developed. With continuing education and a broader
knowledge of potential frameworks, one builds a repertoire of knowledge to judge the foundation of a
research study….the framework for research.


nREFERENCES

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planning with elders, Applied Nursing Research 13:19-28, 2000.
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Mosby.
        Cohen, MZ & Ley, CD: Bone marrow transplantation: The battle for hope in the face of fear.
Oncology Nursing Forum, In press.
        Hamric, AB,     Spross, JA & Hanson CM:Advanced Nursing Practice, Philadelphia, 2000,
Saunders.
        Higgins, PA & Moore, SM: Levels of theoretical thinking in nursing, Nursing Outlook
48(4):179-183, 2000.
        Im E. & Meleis AI: Situation-specific theories: Philosophical roots, properties and approach.
Advances in Nursing Science 22(2):11-24, 1999.
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Table 1: Issues affecting BP change and related research questions

Issues                                              Research questions

Number of people in patient’s room                   Is there a difference in BP for patients in CCU
                                                     when interacting with one person as compared to
                                                     interacting with two people or a group of three or
                                                     more people?

Involvement of patient                               For the patient in CCU, what is the relationship
                                                     between BP and the amount of time spent listening
                                                     to the healthcare team’s discussion of personal
                                                     qualities during routine rounds?

                                                     What is the effect of nurse-patient intentional
                                                     dialogue on BP within the hour after the dialogue?

Continuing effect of experience on BP over the       What is the BP pattern of patients in CCU from the
next hour                                            beginning of routine healthcare rounds until 1 hour
                                                     after the completion of rounds?

Content of dialogue                                  What is the relationship between issues discussed
                                                     during intentional dialogue and BP?

Meaning of experience for the patient                What is the patient experience of being the object
                                                     of routine healthcare rounds?

                                                     What is the patient experience of sharing what
                                                     matters with a nurse while in the CCU?



BP: blood pressure

CCU: coronary care unit



Table 2 Concepts and Variables: Conceptual and Operational Definitions

Concept          Conceptual                         Variable         Operational
                 Definition                                          Definition
Trait anger       Disposition of individuals to      Trait anger      Spielberger Trait anger scale
                  perceive a wide range of
                  situations as frustrating or
                  annoying, tending to respond to                     10 items that assesses how angry
                  such situations with elevations                     one generally feels
                  in state anger. (p. 17)
State anger       Emotional state marked by          State anger      Spielberger State anger scale
                  subjective feelings that vary in
                  intensity from mild annoyance                       10 items that assesses how angry
                  or irritation to intense fury and                   one is feeling right now
                  range (p. 17)
General           Holistic, multidimensional         General          Short version of Adolescent
well-being        construct incorporating              well-being   General Well-Being
                  mental/psychological, physical                    questionnaire
                  and social dimensions (p. 18)
                                                                    39 items that assess the social,
                                                                    physical, and mental dimensions
                                                                    of well-being
Symptom           Physical, psychological and          Symptom      Symptom Pattern Scale
patterns          psychosomatic patterns (p.18)        patterns
                                                                    17 items that measure physical,
                                                                    psychological and psychosomatic
                                                                    manifestations of psychological
                                                                    distress
Vigor             Mood or vigorousness,                Vigor-       Vigor-activity subscale of the
                  ebullience and high energy (p.       activity     Profile of Moods States
                  19)
                                                                    8 item adjective checklist used to
                                                                    measure vigor
Inclination to   Seeking new and different             Change       Change subscale of the
change           experiences, readily changing                      Personality Research Form-E
                 opinions or values in different
                 circumstances, and adapting                        16 true-false items assessing
                 readily to changes in the                          inclination to change
                 environment (p. 19)
Mahon, Yarcheski & Yarcheski, 2000


Table 3: Middle range theory by level of abstraction

High middle                        Middle middle                    Low middle
Caring                             Uncertainty in illness            Hazardous secrets and reluctantly
                                                                     taking charge
Facilitating growth and             Unpleasant symptoms              Affiliated individuation as a
development                                                          mediator of stress
Interpersonal perceptual            Chronic sorrow                   Women’s anger
awareness
Self-transcendence                  Peaceful end of life             Nurse-midwifery care
Resilience                          Negotiating partnerships         Acute pain management
Psychological adaptation            Cultural brokering               Balance between analgesia and
                                                                     side effects
                                    Nurse expressed empathy and      Homelessness-helplessness
                                    patient distress
                                                                     Individualized music
                                                                     intervention for agitation
                                                                     Chronotherapeutic intervention
                                                                     for post-surgical pain
Liehr & Smith, 1999
Figure 4: Critical Thinking Decision Path
      Guided by a view of the world the researcher uses:                highest level
                                                                        of discourse
   Deductive reasoning          or         Inductive reasoning


to create a structure    to identify a structure          to begin to piece
to guide research        to guide research                together data to address
Conceptual               Theoretical Framework            a research question
Framework

                         Grand theory
                         Midrange theory
                         Micro-range theory


  The researcher poses the research question
  & the conceptual definitions of study variables
                                     and                                lowest level
                           uses operational definitions to articulate   of discourse
                           measurement of the study variables
Figure 1 Attentively Embracing Story


       Connecting with Self-in-Relation
                               personal history
                    reflective awareness


             Intentional Dialogue
Nurse                       true presence
                         querying emergence       Person

             Creating Ease
         re-membering disjointed story moments
            flow in the midst of anchoring

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Liehr class

  • 1. Frameworks for Research Patricia Liehr and Mary Jane Smith From Practice to Research To be introduced to frameworks for research, put yourself in the shoes of Kate and thoughtfully listen to her story by attending to the message it brings for the practicing nurse wishing to critique, understand and do research. Kate works in a coronary care unit (CCU). She has worked in this unit for nearly three years, since she graduated with a baccalaureate degree in nursing. She has grown more comfortable over time and now believes that she can readily manage whatever comes her way with the complexities of patient care in the CCU. Recently, she has been observing the pattern of blood pressure (BP) change when healthcare providers enter a patient’s room. This observation began when Kate noticed that one of her patients a 62 year old African-American woman who had continuous arterial monitoring, had dramatic increases in BP, as much as 100%, each time the healthcare team made rounds in the CCU. Furthermore, this elevated BP persisted after the team left her room and slowly decreased to reach pre-round levels within the following hour. Conversely, the same patient, when visited by the nurse manager on her usual daily rounds, engaged calmly in conversation and was often left with lower BP when the nurse-manager moved on to the next patient. Kate thought about what was happening and adjusted her work so that she could closely observe the details of this phenomenon over several days. Team rounds were led by the attending cardiologist and included nurses, pharmacists, social workers, medical students and nursing students. The nurse-manager’s visit occurred one-on-one. During team rounds the patient was discussed and occasionally, she was asked to respond to a question about her history of heart disease or her current experience of chest discomfort. Participants took turns listening to her heart and students responded to questions related to her case. During the nurse manager conversation, the patient had the nurse’s attention. In fact, the nurse usually sat and spent time. Kate noticed that the nurse manager was especially attentive to the patient’s experience. She spent time talking to the patient about how her day was going, what she was thinking about while lying in bed and what feelings were surfacing as she began to consider how life would be when she returned home. Kate decided to talk to the nurse manager about her observation. The nurse manager, Alison, was pleased that Kate had noticed these BP changes associated with interaction. She told Kate that she, too, noticed these change during her 8 year experience of working in CCU. Her observation led her to a theory, which seemed applicable to the observation. As a first year Master’s student Alison learned the theory, attentively embracing story (Smith & Liehr, 1999; Liehr & Smith, 2000). She was applying the
  • 2. theory in practice and beginning plans to use the theory to guide her thesis research. Attentively embracing story proposes that intentional nurse-client dialogue, which engages the human story, enables connecting with self-in-relation to create ease (Figure 1). As depicted by the theory model, the central concept of the theory is intentional dialogue. It is what Kate had first observed when she noticed Alison interacting with the patient. Alison was there with full attention, following the patient’s lead and pursuing what mattered most to the patient. Alison seemed to get a lot of information in a short time and the patient seemed willing to share things, which she wasn’t sharing with other people. According to the theory, each of the three concepts, intentional dialogue, connecting with self-in- relation, and creating ease are intricately connected. So, when Kate observed intentional dialogue, she also observed connecting with self-in-relation as the patient reflected on her experience in the moment; and, creating ease, when she saw lowered BP as the nurse-manager left the room. Alison and Kate shared an understanding that there was a relationship between patient-health care provider interaction and BP. They discussed several possible issues, which might be affecting this relationship. They identified research questions related to each issue (Table 1). You may be able to think of other issues, which could generate a research question contributing to understanding of the relationship between patient-health care provider interaction and BP. The list developed by Kate and Allison only serves as a reflection of the complexity of the relationship. The list highlights the fact that the relationship cannot be understood with one study but a series of studies may enhance understanding and offer suggestions for change. For instance, a thorough understanding may lead to testing of different approaches for conducting team rounds. Practice-theory-research links There are several important aspects of frameworks for research embedded in the story of Kate and Alison. First, it is important for the reader to notice the links between practice, theory and research. Each is intricately connected with the other to create the knowledge base for the discipline of Nursing. (Figure 2). Theory is a set of interrelated concepts, which provides a systematic view of a phenomenon. Theory guides practice and research; practice enables testing of theory and generates questions for research; research contributes to theory-building, and selecting practice guidelines. So, what is learned through practice, theory and research interweaves to create the knowledge fabric of the discipline of Nursing. From this perspective, each reader is in the process of contributing to the knowledge base of the discipline. For instance, if you are practicing, you can use focused observation (Liehr, 1992) just as Kate did, to consider the nuances of situations, which matter to patient health. Kate noticed the change in BP occurring with interaction and systematically began to pay close attention to the effect of varying
  • 3. interactions. This inductive process often generates the questions, which are most cogent for enhancing patient well-being. Approach to science Another major theme of the story of Kate and Alison can be found in each nurse’s way of approaching the phenomenon of the relationship between health care provider-patient interaction and BP. Each nurse was using a different approach for looking at the situation, but both were systematically evaluating what was observed. This is the essence of science…systematic collection, analysis and interpretation of data. Kate was using inductive reasoning, a process of starting with details of experience and moving to a general picture. Inductive reasoning involves the observation of a particular set of instances that belong to and can be identified as part of a larger set. (Feldman, 1998). Alison told Kate that she, too, had begun with inductive reasoning and now was using deductive reasoning, a process of starting with the general picture, in this case the theory of attentively embracing story, and moving to a specific direction for practice and research. Deductive reasoning uses two or more related concepts, that when combined, enable suggestion of relationships between the concepts (Feldman, 1998). Inductive and deductive reasoning are basic to frameworks for research. Inductive reasoning is the pattern of “figuring out what’s there” from the details of the nursing practice experience. Inductive reasoning is the foundation for most qualitative inquiry (Chapter 9). Research questions related to the issue of the meaning of experience for the patient (Table1) can be addressed with the inductive reasoning of qualitative inquiry. Deductive reasoning begins with a structure, which guides one’s searching for “what’s there”. All but the last two research questions listed in Table 1 would be addressed with the deductive reasoning of quantitative inquiry. Given Alison’s use of deductive reasoning guided by the theory of attentively embracing story, it can be assumed that she has read and critiqued the literature on theoretical frameworks, and has chosen attentively embracing story as a theoretical framework to guide her Master’s thesis research. In order for Kate to move on in her thinking about research to study the way changes in blood pressure are related to healthcare provider-patient interaction, she needs to become well versed on the importance of theoretical frameworks. As she reads the literature and reviews research studies, she will critique the theoretical frameworks guiding those studies. In doing the critiquing of existing frameworks, she will develop the knowledge and understanding needed to choose an appropriate framework for research. As a beginning, Kate is reading this chapter, recognizing herself as a critiquer of nursing research. HELPFUL HINT Investigators may not always provide a detailed explicit statement of the observation(s) that led them to
  • 4. their conclusion(s) when using inductive reasoning; likewise, you will not always find a clear picture of the structure guiding the study when deductive reasoning has been used. Frameworks as structure for research Whether evaluating a qualitative or a quantitative study, it is wise to look for the framework, which guided the study. Generally, when the researcher is using qualitative inquiry and inductive reasoning methods, the critiquer will find the framework at the end of the manuscript in the discussion section (See Chapter 9). From the findings of the study, the researcher builds a structure for moving forward. In the study on bone marrow transplantation in the appendix C (Cohen & Ley, 2000), the researchers obtained stories about what it was like to have a bone marrow transplant. These stories were analyzed and the findings were synthesized at the theoretical level. The researchers moved from particulars of the bone marrow transplant experience to a general structure of concepts, which included fears, losses, hopes and a sense of transitioning through a life-altering event. These concepts were described in the context of the subjects’ stories and relevant literature, creating a conceptual structure, which could be modeled. A model is a symbolic representation of a set of concepts, which is created to depict relationships. Figure 1 is the model of attentively embracing story. It represents the nurse-client connection through the rhythmical symbol labeled intentional dialogue. The model depicts process by linking the concepts through nurse-client dialogue with arrows, which link to each other. This model could be the basis for deductive reasoning. An example of a deductive question, which could be derived from the model, is: What is the difference in salivary cortisol (an indicator of ease) for cancer patients who engage with participants (connecting with self-in-relation) in a nurse-led (intentional dialogue) cancer support group? HELPFUL HINT When an investigator has used a deductive approach, the theoretical framework should be described to substantiate how the research question emerged. When the researcher is using quantitative inquiry and deductive reasoning methods, the critiquer will find the framework at the beginning of the paper before a discussion of study methods. In the study of a model for discharge planning for elders with heart failure in the appendix of this book, Bull, Hansen and Gross (2000) present a model, which they have derived from a broader evaluation perspective. Their model, which depicts inputs, process and outputs, is a framework for structuring the
  • 5. research questions and accompanying hypotheses. The inputs they identify are elder and family- caregiver characteristics. The process is the partnership model, which proposes that discharge planning be a collaborative interaction between professionals, patients and family caregivers. The partnership model is the intervention administered to the experimental group in their research. The outputs or outcomes they measure are: health status satisfaction, perception of care continuity, difficulties of managing care and resource use for both the elderly patient and the family caregiver. The researchers have identified questionnaires or medical record sources, which will bring these outcomes to a measurable level. Their model and the related literature lead Bull, Hansen and Gross (2000) to hypothesize that (p.20): 1. scores on perceived health will be different for clients in the intervention and control cohorts; 2. client satisfaction with discharge planning, perceptions of care continuity, preparedness and difficulties managing care will differ for the intervention and the control cohorts; 3. caregiver’s response to care-giving will be different for the experimental and control cohorts; and, 4. resource use will be different for the control and intervention cohorts. The researchers have used deductive reasoning to move from their model, which they substantiated with literature, to the hypotheses (See Chapter 3), or best guesses about what they will find. Their model has provided a framework to guide their research from theory to hypotheses. They have moved from the abstract to the concrete, in contrast to Cohen and Ley’s (2000) movement from the concrete experience of bone marrow transplant to the abstract structure of the concepts. The ladder of abstraction The ladder of abstraction is a way for the critiquer to gain a perspective when reading and thinking about frameworks for research. When critiquing the framework of a study, imagine a ladder (Figure 3). The highest level on the ladder includes beliefs, assumptions, what is sometimes called the worldview of the researcher. Although the worldview is not always explicitly stated in a manuscript, it is there. In the study on outcomes of anger (Mahon, Yarcheski & Yarcheski, 2000) (See appendix B), the researchers hold beliefs that there is a relationship between mind and body, and that emotions do indeed
  • 6. influence health. The middle level on the ladder includes the frameworks, theories and concepts the researcher uses to articulate the problem, purpose and structure for research. Mahon, Yarcheski and Yarcheski (2000) study the problem of positive and negative outcomes of anger in early adolescents. The purposes described by the authors were to examine symptom patterns and diminished well-being as negative outcomes of trait and state anger; and vigor and willingness to change as positive outcomes of trait and state anger. Using the literature they create frameworks of the positive and negative outcomes of state and trait anger. These frameworks, which are presented as models, guide their research study and are based on Spielberger’s theory of anger. The negative outcomes framework depicts relationships between the concepts of state anger, trait anger, diminished well-being and symptom patterns. The positive outcomes framework outlines links between state anger, trait anger, vigor and willingness to change. These frameworks were derived from the literature and constructed by the researchers in order for them to logically structure their study. This “middle of the ladder” position of frameworks, theories and concepts moves to a lower rung where the empirical is located. The empirical is about that which can be observed through the senses. The empirical includes the variables, which are measured and described in quantitative research studies and the story that is described in qualitative studies. Table 2 outlines the concepts with their conceptual definitions and the accompanying variables with their operational definitions from the Mahon, Yarcheski and Yarcheski (2000) study. A conceptual definition is much like a dictionary definition, conveying the general meaning of the concept. However, the conceptual definition goes beyond the general language meaning found in the dictionary by defining the concept as it is rooted in the theoretical literature. The operational definition specifies how the concept will be measured….what instruments will be used to capture the variable. In looking closely at the language used to describe conceptual and operational definitions (Table 2), the critiquer will notice that operational definitions are lower on the ladder of abstraction than conceptual definitions. The language of the operational definition is closer to the ground. HELPFUL HINT Some reports of research embed conceptual definitions in the literature review. It is wise for the critiquer to seek and find the conceptual definitions so that the logical fit between the conceptual and operational definitions can be determined.
  • 7. The middle of the ladder: Frameworks, theories and concepts It is important to consider the middle of the ladder of abstraction, where concepts, theories and frameworks are located. Pretend to look at the middle section through a magnifying glass so that what is located there can be distinguished and clarified. Concepts, theories and frameworks can be compared to each other from the perspective of abstraction, concepts being the lowest on the ladder and frameworks highest. However, some concepts are closer to the ground than others. The same is true for theories and frameworks. For instance, the concept of pain relief is closer to the ground than the concept of caring. The idea of varying levels of abstraction within the middle of the ladder will be emphasized in the section addressing theories but it has relevance for concepts and frameworks as well. Concepts A concept is an image or symbolic representation of an abstract idea. Chinn and Kramer (1999) define a concept as a “complex mental formulation of experience”. Concepts are the major components of theory and convey the abstract ideas within a theory” (p. 252). Already, the reader has been introduced to several concepts, such as trait and state anger, well-being and vigor. The concepts of the theory of attentively embracing story, intentional dialogue, connecting with self-in relation and creating ease, have been defined and their relationship has been modeled for the reader. Each concept creates a mental image, which is explained further through the conceptual definition. For instance, pain is a concept and when it comes to mind, it means something based on experience. The experiential meaning of the concept is different for the child who had just fallen off a bike, or the elderly person with rheumatoid arthritis or the doctorally prepared nurse who is studying pain mechanisms using an animal model. These definitions and associated images of the concept of pain incorporate different experiential and knowledge components…all with the same label, pain. Therefore, it is important to know the meaning of the concept for the person. In the case of the critiquer, it is important to know the meaning that the researcher gives to the concepts in a research study. As outlined in Table 2, Mahon, Yarcheski and Yarchesi (2000) very clearly defined the concepts of interest in their study. Theories A theory is a set of interrelated concepts, which structure a systematic view of phenomena for
  • 8. the purpose of explaining or predicting. A theory is like a blueprint, a guide for modeling a structure. A blueprint depicts the elements of a structure and the relation of each element to the other, just as a theory depicts the concepts, which compose it and the relation of concepts with each other. Chinn and Kramer (1999) define a theory as an “expression of knowledge….a creative and rigorous structuring of ideas that project a tentative, purposeful, and systematic view of phenomena.” (p. 258). Theories are located on the ladder of abstraction relative to their scope. An often-used label in nursing is Grand Theory, which suggests a broad scope, covering major areas of importance to the discipline. Grand theories arose at a time when nursing was addressing its nature, mission and goals (Im & Meleis, 1999). Therefore, it is historically important. However, the importance of grand theory extends beyond history to have implications for guiding the discipline today and in the future. For the purpose of introducing the critiquer to theory as a framework for nursing research, grand theory, midrange theory and micro-range theory will be discussed. As is suggested by the names of these theory categories, grand theories are highest and micro-range theories are lowest in level of abstraction. Grand Theory Theories unique to nursing help the discipline define how it is different from other disciplines. Nursing theories reflect particular views of person, health, environment and other concepts that contribute to the development of a body of knowledge specific to nursing’s concerns (Feldman, 1998). Grand theories are all-inclusive conceptual structures, which tend to include views on person, health and environment to create a perspective of nursing. This most abstract level of theory has established a knowledge base for the discipline and is critical for further knowledge development in the discipline. There are several well-known nursing theorists whose grand theories have served as a basis for practice and research. Among these theories are Rogers’ (1990; 1992) science of irreducible human beings; Orem’s (1995) theory of self-care deficit; Neuman’s theory of health as expanding consciousness (1997); Roy’s adaptation theory (1991); Leininger’s culture care diversity and universality theory (1996); King’s goal attainment theory (1997); and, Parse’s theory of human becoming (1997). Each of these grand theories addresses the phenomena of concern to nursing from a different perspective. For example, Rogers views the person and the environment as energy fields coextensive with the universe. So, she recognizes the person-environment unity as a mutual process. In contrast, King (1997) distinguishes the personal system, from the interpersonal and social systems, focusing on the interaction between the systems, and the interaction of the systems with the environment. So, for King, person and environment are interacting as separate entities. This is different
  • 9. than the person-environment mutual process described by Rogers. If a researcher is using Roger’s theory to guide plans for a study, the research question will reflect different values than if the researcher is using King. The researcher using Roger’s theory might study the relationship of therapeutic touch, to other phenomena which reflect a valuing for energy fields and pattern appreciation, while the one using King might study outcomes related to nurse-patient shared goals or other phenomena related to interacting systems. It is important for the critiquer to realize that one grand theory is not better than another. Rather, these varying perspectives allow the nurse-researcher to select a framework for research, which facilitates movement of concepts of interest down the ladder of abstraction to the empirical level, where they can be measured as study variables. What is most important about the use of theoretical frameworks for research is the logical connection of the theory to the research question and the study design. Midrange Theory Mid-range theory is a focused conceptual structure, which synthesizes practice-research into ideas central to the discipline. Merton (1968), who has been the original source for much of Nursing’s description of mid-range theory, says that mid-range theory lie between everyday working hypotheses and all-inclusive grand theories. The critiquer might notice that Merton’s view of the “middle” allows for a great deal of space…between grand theories and hypotheses. This expansive view of the “middle” has been noted and efforts have been made to more clearly articulate the middle, as well as distinguish the characteristics of midrange theory. Liehr and Smith (1999), in a ten year review of nursing literature using specific criteria, identified 22 midrange theories. Following the suggestion of Lenz (1996), they considered the scope of the 22 midrange theories and grouped the 22 into high-middle, middle-middle and low-middle categories using the theory names (Table 3). The critiquer will recognize that the groupings move from a higher to a lower level of abstraction. Because midrange theories are lower in level of abstraction than grand theories, they offer a more direct application to research and practice. As the level of abstraction decreases, translation into practice and research simplifies. In their conclusion, Liehr and Smith (1999) recommend that nurses thoughtfully construct midrange theory weaving practice and research threads to create a whole fabric, which is meaningful for the discipline. Hamric, Spross and Hanson (2000) in their text on advanced nursing practice call midrange theories to the attention of advanced practice nurses: “Middle-range theories address the experiences of particular patient populations or a cohort of people who are dealing with a particular health or illness issue……Because middle range theories are more specific in what they explain, practitioners often find them more directly
  • 10. applicable…” (p. 159). The theory of attentively embracing story, introduced in the beginning of this chapter as one, which Kate was using to guide her practice and research, is a middle range theory. The theory was generated from nursing practice and research experience (Smith & Liehr, 1999). Micro-range theory Micro-range theory is a linking of concrete concepts into a statement that can be examined in practice and research. Higgins and Moore (2000) distinguish two levels of micro- range theory, one of higher level abstraction than the other. Micro-range theory at the higher level of abstraction, they suggest, is closely related to midrange theory, comprised of a limited number of concepts and applicable to a narrow issue or event (Higgins & Moore, 2000) The low- middle theory in Table 3 may fit this category. Hypotheses are an example of low abstraction micro-range theories. The critiquer will recall that a hypothesis is a best guess or prediction about what one expects to find. Chinn and Kramer (1999) define a hypothesis as a “tentative statement of relationship between two or more variables that can be empirically tested” (p. 254). Higgins and Moore (2000) emphasize the value of micro-range theory, noting that the “particularlistic approach is invaluable for scientists and practitioners as they work to describe, organize and test their ideas” (p 181). As you read this text, you could articulate a micro-range theory at the level of a hypothesis. In the beginning of the Chapter, Kate formulated a hypothesis about the relationship between patient-health care provider interaction and blood pressure. Although Kate didn’t label her idea as a hypothesis, it was a best guess based on observation. If you would take a minute to think about it, some experience from nursing practice, which has provoked confusion, could be stated as a hypothesis. A mismatch between what is known or commonly accepted as fact and what one experiences creates a hypothesis-generating moment. Every nurse has hypothesis- generating moments. Cultivating these moments requires noticing them, focusing observation to untangle details, and allowing time for creative thinking and dialogue (Liehr, 1992), leading to possibilities for creating low level micro-range theory…. or hypotheses. HELPFUL HINT The critiquer of research will find mixed messages about levels and placement of theory. While one author labels a particular theory “grand”, another author will label the same theory “midrange”. The critiquer can read the theory carefully and place it on the ladder of abstraction. If the theory is at the
  • 11. more concrete level on the ladder, then it falls into micro-theory. Frameworks for research The critical thinking decision path (Figure 4) takes the critiquer through the thinking of a researcher who is about to begin doing research. It is reasonable for the critiquer to expect to find some but not all of the phases of decision-making addressed in a research manuscript. Beginning with the view of the world, the highest rung on the ladder of abstraction, the researcher is inclined to approach a research problem from a perspective of inductive or deductive reasoning. If going in the direction of inductive reasoning, the researcher will generally not present a framework before beginning discussion of the methods. This is not to say that literature will not be reviewed before introducing methods. As an example, consider the Cohen and Ley (2000) manuscript in Appendix C. The authors provide a brief overview of the increasing prevalence of bone marrow transplant as a treatment for cancer and they describe several studies which examined dimensions of life for persons undergoing transplant. The point of their literature review is to establish a case for doing the research they are reporting. They do not provide a framework for the study because they are planning an inductive approach to study the problem. Their intent is to be free of the structures, which may limit what they learn; and, to be open to the experience of the person who is living through a bone marrow transplant. Referring back to Figure 4, if one’s view of the world guides deductive reasoning, the researcher will go in one of two directions; a choice will be made between a conceptual or a theoretical framework. The critiquer will notice when reading the theory literature that these terms are used interchangeably (Chinn & Kramer, 1999). However, in this case, each term is being distinguished from the other on the basis of whether the researcher is creating the structure or whether the structure has already been created by someone else. Generally, each of these terms refers to a structure, which will provide guidance for research. If it is a conceptual framework, it is a structure of concepts and/or theories which are pulled together as a map for the study. If it is a theoretical framework, it is structure of concepts which exists in the literature, a ready-made map for the study To better understand these differences, refer to the manuscript by Mahon, Yarcheski and Yarcheski (2000) in Appendix B. These authors create a conceptual framework for their study incorporating Spielberger’s anger theory with the four concepts, well-being, symptom patterns, vigor, and willingness to change. This framework is shared as a model and the critiquer is able to follow the logic of the study by referring to the conceptual framework. In contrast, the manuscript by LoBiondo- Wood, Williams and Kouzekanani (2000) (Appendix D) uses a theoretical framework to guide their
  • 12. research, the Double ABC-X Model of Family Adaptation. Although not a nursing theory, the Model of Family Adaptation is a tested structure, which some would label a midrange theory. The authors focus on one piece of the Model, the post-crisis period, which includes the five concepts, pile-up, existing new resources, coping, perception of stressor and adaptation. Each of these concepts is presented with clear indication of how it was measured in this sample of mothers of transplant children. The Double ABC-X Model of Family Adaptation logically guides the choice of variables and measures. Instead of creating a structure, these authors used a theoretical framework, which already existed in the literature. HELPFUL HINT When researchers use conceptual frameworks to guide their studies, you can expect to find a system of ideas, synthesized for the purpose of organizing thinking and providing study direction. From the perspective of the critical thinking decision path outlined in Figure 4, theoretical frameworks can be grand, midrange or micro-range theories. Whether the researcher is using a conceptual or theoretical framework, conceptual and then operational definitions will emerge from the framework. The decision path (Figure 4) moves down the ladder of abstraction from the philosophical to the empirical level, tracking thinking from the most abstract to the least abstract for the purposes of planning a research study. Critiquing the framework The framework for research provides guidance for the researcher as study questions are fine- tuned, methods for measuring variables are selected and analyses are planned. Once data are collected and analyzed, the framework is used as a base of comparison. Did the findings coincide with the framework? If there were discrepancies, is there a way to explain them using the framework? The critiquer of research needs to know how to critically appraise a framework for research (Framework Critiquing Criteria box-end of chapter). The first question posed is whether a framework is presented. Sometimes, there may be a structure guiding the research but a diagrammed model is not included in the manuscript. The reader must then look for the study structure in the narrative description of the study concepts. When the framework is identified, it is important to consider its relevance for nursing. The framework doesn’t have to be one created by a nurse but the importance of its content for nursing should be clear. The question of how the framework depicts a structure congruent with nursing should be addressed. For instance, although the Double ABC-X Model was not created by a nurse, it is clearly related to nursing
  • 13. practice with families. Sometimes, frameworks from very different disciplines, such as physics or art, may be relevant. It is the responsibility of the author to clearly articulate the meaning of the framework for the study and to link the framework to nursing. Once the meaning and nursing-relatedness are articulated, the critiquer will be able to determine whether the framework is appropriate to guide the research. For instance, if a researcher is studying students’ response to the stress of being in the clinical setting for the first time and presents a framework of stress related to recovery from chronic illness….something is the matter. This is a blatant mismatch, which generally won’t occur. However, subtle versions of mismatch will occur. So, the critiquer will want to look closely at the framework to determine if it is “on target” and the “best fit” for the research question and proposed study design. Next, focus on the concepts being studied. Does the reader know which concepts are being studied, how they are defined and translated into measurable variables? Is there literature to support the choice of concepts? Concepts should clearly reflect the area of study; for example, using the general concept of stress when anxiety is more appropriate to the research focus creates difficulties in defining variables and determining methods of measurement. These issues have to do with the logical consistency between the framework, the concepts being studied and the methods of measurement. All along the way, from view of the world to operational definitions (Figure 4), the critiquer is evaluating fit. Consider once more the paper by LoBiondo-Wood, Williams and Kouzekanani (2000) (Appendix D). The authors provide a logically consistent link between the Double ABC-X Model of Family Adaptation; the concepts diagrammed in the post-crisis phase of the model; and, the measures used to address each concept. Finally, the critiquer will expect to find a discussion of the findings as they relate to the model. This final point enables evaluation of the framework for use in further research. It may suggest necessary changes to enhance the relevance of the framework for continuing work. So, it is a place for letting others know where one will go from here. Evaluating frameworks for research requires skill, which can only be acquired through repeated critique and discussion with others who have critiqued the same manuscript. The novice critiquer of research must be patient as these skills are developed. With continuing education and a broader knowledge of potential frameworks, one builds a repertoire of knowledge to judge the foundation of a research study….the framework for research. nREFERENCES Bull, MJ, Hanson, HE & Gross, CR: A professional-patient partnership model of discharge
  • 14. planning with elders, Applied Nursing Research 13:19-28, 2000. Chinn PL, Kramer MK: Theory and nursing: a systematic approach, ed 5, St Louis, 1999, Mosby. Cohen, MZ & Ley, CD: Bone marrow transplantation: The battle for hope in the face of fear. Oncology Nursing Forum, In press. Hamric, AB, Spross, JA & Hanson CM:Advanced Nursing Practice, Philadelphia, 2000, Saunders. Higgins, PA & Moore, SM: Levels of theoretical thinking in nursing, Nursing Outlook 48(4):179-183, 2000. Im E. & Meleis AI: Situation-specific theories: Philosophical roots, properties and approach. Advances in Nursing Science 22(2):11-24, 1999. King IM: King’s theory of goal attainment in practice, Nursing Science Quarterly 10(4):180-185, 1997. Leininger, MM. Culture care theory. Nursing Science Quarterly 9(2):71-78, 1996. Lenz, E: Middle range theory-Role in research and practice, In Proceedings of the sixth Rosemary Ellis scholar’s retreat, Nursing science implications for the 21 st century. Cleveland Ohio: Frances Payne Bolton School of Nursing, Case Western Reserve University, 1996. Liehr, P: Prelude to research, Nursing Science Quarterly, 5(3):102-103, 1992. Liehr P. & Smith MJ: Using story to guide nursing practice, International Journal of Human Caring 4(2):13-18, 2000. Liehr P. & Smith MJ: Middle range theory: Spinning research and practice to create knowledge for the new millennium, Advances in Nursing Science 21(4):81-91, 1999. LoBiondo-Wood, G, Williams, L & Kouzekanani K: Family adaptation to a child’s transplant: Pretransplant phase, Progress in Transplantation, In press. Mahon NE., Yarcheski, A & Yarcheski: TJ. Positive and negative outcomes of anger in early adolescents, Research in Nursing and Health 23:17-24, 2000. Merton RK: On sociological theories of the middle range. In Social Theory and Social Structure. New York, 1968, Free Press. Newman, MA: Evolution of the theory of health as expanding consciousness, Nursing Science Quarterly 10(1):22-25, 1997. Orem, DE: Nursing: Concepts of practice, ed 5, St. Louis, 1995, Mosby. Parse, RR: Transforming research and practice with the human becoming theory, Nursing
  • 15. Science Quarterly 10(4):171-174, 1997. Rogers, ME: Nursing: Science of unitary, irreducible human beings: Update 1990. In E. Barrerr (Ed). Visions of Rogers’ science-based nursing, New York, 1990, National League for Nursing. Rogers, ME: Nightingale’s notes on nursing: Prelude to the 21st century, In Notes on nursing: What it is and what it is not. Commemorative Ed. Philadelphia, 1992, Lippincott Roy C. & Andrews HA: The Roy adaptation model: The definitive statement, Norwalk, 1991, Appleton & Lange. Smith, MJ & Liehr, P: Attentively embracing story: A middle range theory with practice and research implications, Scholarly Inquiry for Nursing Practice 13(3):3-27,1999.
  • 16. Table 1: Issues affecting BP change and related research questions Issues Research questions Number of people in patient’s room Is there a difference in BP for patients in CCU when interacting with one person as compared to interacting with two people or a group of three or more people? Involvement of patient For the patient in CCU, what is the relationship between BP and the amount of time spent listening to the healthcare team’s discussion of personal qualities during routine rounds? What is the effect of nurse-patient intentional dialogue on BP within the hour after the dialogue? Continuing effect of experience on BP over the What is the BP pattern of patients in CCU from the next hour beginning of routine healthcare rounds until 1 hour after the completion of rounds? Content of dialogue What is the relationship between issues discussed during intentional dialogue and BP? Meaning of experience for the patient What is the patient experience of being the object of routine healthcare rounds? What is the patient experience of sharing what matters with a nurse while in the CCU? BP: blood pressure CCU: coronary care unit Table 2 Concepts and Variables: Conceptual and Operational Definitions Concept Conceptual Variable Operational Definition Definition Trait anger Disposition of individuals to Trait anger Spielberger Trait anger scale perceive a wide range of situations as frustrating or annoying, tending to respond to 10 items that assesses how angry such situations with elevations one generally feels in state anger. (p. 17) State anger Emotional state marked by State anger Spielberger State anger scale subjective feelings that vary in intensity from mild annoyance 10 items that assesses how angry or irritation to intense fury and one is feeling right now range (p. 17) General Holistic, multidimensional General Short version of Adolescent
  • 17. well-being construct incorporating well-being General Well-Being mental/psychological, physical questionnaire and social dimensions (p. 18) 39 items that assess the social, physical, and mental dimensions of well-being Symptom Physical, psychological and Symptom Symptom Pattern Scale patterns psychosomatic patterns (p.18) patterns 17 items that measure physical, psychological and psychosomatic manifestations of psychological distress Vigor Mood or vigorousness, Vigor- Vigor-activity subscale of the ebullience and high energy (p. activity Profile of Moods States 19) 8 item adjective checklist used to measure vigor Inclination to Seeking new and different Change Change subscale of the change experiences, readily changing Personality Research Form-E opinions or values in different circumstances, and adapting 16 true-false items assessing readily to changes in the inclination to change environment (p. 19) Mahon, Yarcheski & Yarcheski, 2000 Table 3: Middle range theory by level of abstraction High middle Middle middle Low middle Caring Uncertainty in illness Hazardous secrets and reluctantly taking charge Facilitating growth and Unpleasant symptoms Affiliated individuation as a development mediator of stress Interpersonal perceptual Chronic sorrow Women’s anger awareness Self-transcendence Peaceful end of life Nurse-midwifery care Resilience Negotiating partnerships Acute pain management Psychological adaptation Cultural brokering Balance between analgesia and side effects Nurse expressed empathy and Homelessness-helplessness patient distress Individualized music intervention for agitation Chronotherapeutic intervention for post-surgical pain Liehr & Smith, 1999
  • 18. Figure 4: Critical Thinking Decision Path Guided by a view of the world the researcher uses: highest level of discourse Deductive reasoning or Inductive reasoning to create a structure to identify a structure to begin to piece to guide research to guide research together data to address Conceptual Theoretical Framework a research question Framework Grand theory Midrange theory Micro-range theory The researcher poses the research question & the conceptual definitions of study variables and lowest level uses operational definitions to articulate of discourse measurement of the study variables
  • 19. Figure 1 Attentively Embracing Story Connecting with Self-in-Relation personal history reflective awareness Intentional Dialogue Nurse true presence querying emergence Person Creating Ease re-membering disjointed story moments flow in the midst of anchoring