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Automation in Aviation:
 the safety perspective
                      ALIAS Conference
                       14-15 June, Florence


                    Presenter: Micaela Veríssimo
      Manager Technical Section Legal Department
                       Co-author: Michel Masson
                        Safety Action Coordinator
About EASA




 Operational since       Based on experience          Located in
      2003                  from the JAA          Cologne, Germany




              Staff of more than       Headed by Mr
                      700              Patrick Goudou
Geo-scope of the EASA system


   27 EU states

   4 EFTA states
Material scope of the EASA system
EASA’s Core Activities

                   Product & Organisation
                        Certification

           Rulemaking


                       Standardisation


     International Cooperation

                  European Aviation Safety
                        Programme
Regulatory philosophy


     Economic
     regulation
  Performance
    regulation

        Safety
     regulation

Interoperability
     regulation
Regulatory Structure

        MS                                 EU Treaty

                                   EASA Basic Regulation
 Parliament   Hard L A W
                                        216/2008
    Council

                                Implementing Regulations
Commission


                                           Alternative
              Soft LAW




                           Certification                 Guidance
    EASA                                    Means of
                           Specification                 material
                                           Compliance
                               (CS)
                                             (AMC)         (GM)
Regulation Structure
ATM Regulation structure



            •Technical
             requirements
   ATM
            •Requirements for
Regulations
             organisations
            •Requirements for
             competent authorities
EASA Automation Policy




                       Even more
                       important in
                       tomorrow’s aviation     Automation has
Modern aircraft are
increasingly reliant   system                 many advantages…
  on automation        • SESAR and NextGEN
                                              but also challenges
                         programmes
                       • ATM/ANS & Aircraft
Quote




   31 Aug 2011
EASA Automation Policy


EASA has been working on an automation
policy since 2010

      Actions for EASA in the EASp 2012-2015
                           www.easa.europa.eu/sms/


Cooperating on a European and International
level, with other regulators and industry
EASA Automation Policy


Mapping:
   Human-automation interaction issues
   design, certification & training principles
   Regulatory provisions

 to identify issues and paths for
   improvement
EASA Automation Policy
                                   Design
Basic Principle

                                   System
                                 Performance
             Procedures                                 Competences
                                                          Experience
                                                          Education
                                                           Training



                          The Performance Triangle
                               M. Masson (EASA), 2011



    In this model, all elements contribute to the Man-Machine
    System (MMS) performance
    And the cause of a MMS performance breakdown cannot be
    reduced to a single component
EASA Automation Policy

The EU aviation
system is globally    Regulatory
                      development already
well                  under way in OPS,
defended, provided    FCL, ATM/ANS
all regulatory        domains will provide
                      additional mitigations
provisions and best
practices are well
and uniformly         But some issues still
implemented
                      deserve attention…
EASA Automation Policy


                          Decline of basic manual and
Main issues               cognitive skills
  Incorrect interaction   Loss of situational awareness
                          of automation mode or
  with automation
                          status
                          Distraction
  Overreliance on         Difficulty in transition to
  automation              degraded modes
                          Reaction to unexpected
                          automation behaviour
EASA Automation Policy


                            Automation should be
High level principles       used at the most
                            appropriate level
addressing:
                            Systems designed to
   Design & Certification   be error tolerant
                            Automation must not
   Training
                            reduce overall system
   Operations               reliability and enhance
                            system’s
                            safety, efficiency and
                            economy
EASA Automation Policy

                         Enhance basic manual
                         and cognitive skills
                         Reinforce link with
                         automation in training
 Improvements could      and testing
follow different paths   Organisations’
                         automation policy
                         Review standards to re-
                         assess assumptions made
                         in relation to human
                         capabilities to take
                         appropriate action.
Regulatory

Improvements may
be achieved through
  different means

                      Safety promotion
EASA automation policy

  A survey was published on 24 April 2012
  and will be on-line until 30 June:
http://ec.europa.eu/yourvoice/ipm/forms/dispatch?form=easaC
AS2012&lang=en



  Work will continue with a view to achieving
  the highest level of safety


  Regulatory material              Best practices
    and standards
For further information, please contact:

         Micaela Veríssimo
         micaela.verissimo@easa.europa.eu

         Dr. Michel Masson
         michel.masson@easa.europa.eu

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Change responbililities - liabilities due to automation: the Safety Perspectiveal

  • 1. Automation in Aviation: the safety perspective ALIAS Conference 14-15 June, Florence Presenter: Micaela Veríssimo Manager Technical Section Legal Department Co-author: Michel Masson Safety Action Coordinator
  • 2. About EASA Operational since Based on experience Located in 2003 from the JAA Cologne, Germany Staff of more than Headed by Mr 700 Patrick Goudou
  • 3. Geo-scope of the EASA system 27 EU states 4 EFTA states
  • 4. Material scope of the EASA system
  • 5. EASA’s Core Activities Product & Organisation Certification Rulemaking Standardisation International Cooperation European Aviation Safety Programme
  • 6. Regulatory philosophy Economic regulation Performance regulation Safety regulation Interoperability regulation
  • 7. Regulatory Structure MS EU Treaty EASA Basic Regulation Parliament Hard L A W 216/2008 Council Implementing Regulations Commission Alternative Soft LAW Certification Guidance EASA Means of Specification material Compliance (CS) (AMC) (GM)
  • 9. ATM Regulation structure •Technical requirements ATM •Requirements for Regulations organisations •Requirements for competent authorities
  • 10. EASA Automation Policy Even more important in tomorrow’s aviation Automation has Modern aircraft are increasingly reliant system many advantages… on automation • SESAR and NextGEN but also challenges programmes • ATM/ANS & Aircraft
  • 11. Quote 31 Aug 2011
  • 12. EASA Automation Policy EASA has been working on an automation policy since 2010 Actions for EASA in the EASp 2012-2015 www.easa.europa.eu/sms/ Cooperating on a European and International level, with other regulators and industry
  • 13. EASA Automation Policy Mapping: Human-automation interaction issues design, certification & training principles Regulatory provisions to identify issues and paths for improvement
  • 14. EASA Automation Policy Design Basic Principle System Performance Procedures Competences Experience Education Training The Performance Triangle M. Masson (EASA), 2011 In this model, all elements contribute to the Man-Machine System (MMS) performance And the cause of a MMS performance breakdown cannot be reduced to a single component
  • 15. EASA Automation Policy The EU aviation system is globally Regulatory development already well under way in OPS, defended, provided FCL, ATM/ANS all regulatory domains will provide additional mitigations provisions and best practices are well and uniformly But some issues still implemented deserve attention…
  • 16. EASA Automation Policy Decline of basic manual and Main issues cognitive skills Incorrect interaction Loss of situational awareness of automation mode or with automation status Distraction Overreliance on Difficulty in transition to automation degraded modes Reaction to unexpected automation behaviour
  • 17. EASA Automation Policy Automation should be High level principles used at the most appropriate level addressing: Systems designed to Design & Certification be error tolerant Automation must not Training reduce overall system Operations reliability and enhance system’s safety, efficiency and economy
  • 18. EASA Automation Policy Enhance basic manual and cognitive skills Reinforce link with automation in training Improvements could and testing follow different paths Organisations’ automation policy Review standards to re- assess assumptions made in relation to human capabilities to take appropriate action.
  • 19. Regulatory Improvements may be achieved through different means Safety promotion
  • 20. EASA automation policy A survey was published on 24 April 2012 and will be on-line until 30 June: http://ec.europa.eu/yourvoice/ipm/forms/dispatch?form=easaC AS2012&lang=en Work will continue with a view to achieving the highest level of safety Regulatory material Best practices and standards
  • 21. For further information, please contact: Micaela Veríssimo micaela.verissimo@easa.europa.eu Dr. Michel Masson michel.masson@easa.europa.eu

Hinweis der Redaktion

  1. Reference: M. Masson (2011). EASA Automation Policy. EASA International Safety Conference “Staying in Control - Loss of Control Prevention & Recovery”,4-5 Oct 2011, Cologne, Germany.