SlideShare ist ein Scribd-Unternehmen logo
1 von 90
Downloaden Sie, um offline zu lesen
Non-asymptotic Analysis of Massive MIMO under
Different Wireless Scenario
Dr. Varun Kumar
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 1 / 89
Outlines
1 Introduction
2 Motivation
3 Problem Formulation
4 Work Done
5 Conclusion and Future Work
6 References
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 2 / 89
Introduction
Mobile Communication Background
Generation Bandwidth Data Rate
2G 200 KHz 144 Kbps
3G 5 MHz 384 Kbps- 2 Mbps
4G 10/20 MHz 100 Mbps- 1 GHz
5G > 100 MHz 1 Gbps-20 Gbps
Challenges
Mobile communication trends have shifted prioritizing data over voice
communication.
Exponentially growing in data demand
Available wireless resource are limited for mobile communication.
Working in interfering environment
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 3 / 89
Ongoing research trends in the mobile communication:
What will be the new in 5G ? [1]
1 Enhanced Mobile broadband (mmWave Communication)
2 Ultra reliable low latency (Network Densification)
3 Massive connectivity (IoT)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 4 / 89
5G Research Direction: [2],[3]
Massive MIMO
1 It is mature wireless technology.
2 It incorporate all flavor of conventional MIMO with larger scale.
3 Current 4G standard incorporate only 8 antenna at Tx − Rx end, but
massive MIMO will have more flexibility.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 5 / 89
Continued–
Why go to massive MIMO ?
Ans- Due to exploration of new band (mmWave beyond sub 6 GHz band)
allocation for mobile communication.
Note- Sub 6 GHz band also support with limited scale.
Features of massive MIMO:
It increases the degree of freedom.
Increases spectrum efficiency as well as energy efficiency.
It can support large number of user in same time-frequency slot.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 6 / 89
Major obstacle in massive MIMO:
Challenges:
Hardware mismatch (HM) in TDD system.
Highly correlated spatial gain.
Channel estimation for large MIMO network.
Resource allocation for such a complex network.
Pilot contamination
Feasibility of this technology with existing one, like cooperative
network, spectrum sharing network (cognitive radio), heterogeneous
networks (Het-Net) and many more.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 7 / 89
Dissertation Plan:
Introduction Conclusion
3. Feasibility of massive MIMO in
cooperative network
1. Effect of HM in TDD based
massive MIMO
2. Effect of antenna correlation in
massive MIMO
Thesis
Contributory
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 8 / 89
Why TDD not FDD for massive MIMO?
Let a BS have M number of antenna, which serves K users and each user has
single antenna, also M >> K.
FDD slot structure
TDD slot structure
Tc = Tch + TUL(Data) + TDL(Data) + Toth (1)
Tch = (2M + K)τs for FDD mode
Tch = Kτs for TDD mode
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 9 / 89
Impact of Hardware Mismatch in TDD Based Massive MIMO System
Uplink channel matrix of size M × K can be expressed as
HU = RB HTU (2)
RB → Hardware response (HR) matrix of size M × M during signal
reception at BS.
H → Rayleigh channel matrix of size M × K.
TU → HR matrix of size K × K during signal transmission across the users.
On the other side, downlink channel matrix
HD = RU HT
TB (3)
RU → HR matrix of size K × K during signal reception at user
TB → HR matrix of size M × M during signal transmission at BS
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 10 / 89
Continued–
Since propagation channel H is perfectly reciprocal [4].
HD = RU T−1
U
| {z }
Unknown
HT
U R−1
B TB
| {z }
Unknown
(4)
RU T−1
U → Hardware mismatch (HM) matrix across the user
R−1
B TB → HM matrix across the BS
Reciprocal and non-reciprocal channel:
Case 1: RU T−1
U = CuIK and R−1
B TB = CbIM
Hence from (4), the DL channel matrix is the constant multiple of the transpose
of UL channel matrix.
HD = CuCbHT
U (5)
This is the sufficient condition for the channel reciprocity.
Case 2: If RU T−1
U 6= CuIK and R−1
B TB 6= CbIM
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 11 / 89
Continued–
Channel Reciprocity Error Modeling
hD = (RU T−1
U ⊗ R−1
B TB )
| {z }
Unknown
hU (6)
hD = vec(HT
D ) of size MK × 1.
hU = vec(HU ) of size MK × 1
(RU T−1
U ⊗ R−1
B TB ) → Kronecker product between HM matrix across the
UE and BS side with size (MK × MK)
Let TB = diag(tb1
, tb2
, ....., tbM
). The coefficient of HR across the mth
antenna is
modeled as
tbm = <(tbm ) + j=(tbm ) (7)
where <(tbm
), =(tbm
)

∼ N(0, σ2
tbm
).
Assumption 1: σtb1
= σtb2
=, ....., = σtbM
= σ1.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 12 / 89
Continued–
From (7), we assume that the amplitude and phase of the RV tbm follow the
Rayleigh distribution and uniform distribution respectively. So diagonal matrix TB
can also be expressed as
TB = Tb
a Tb
θ (8)
Tb
a = diag(|tb1
|, |tb2
|, ....., |tbM
|) → amplitude response matrix.
Tb
θ = diag(ejθb
t1 , ejθb
t2 , ......ejθb
tM ) → phase response matrix.
Similarly, RB = diag(rb1
, rb2
, ....., rbM
) and also expressed as
RB = Rb
a Rb
θ (9)
where (rbm
), =(rbm
)

∼ N(0, σ2
2).
Ro
b =(Rb
a Rb
θ )−1
(Tb
a Tb
θ ) = (Rb
a )−1
Tb
a

| {z }
A.M
(Rb
θ )−1
Tb
θ

| {z }
P.M
(10)
Here Ro
b = diag(ro
b1
ejθo
b1 , ro
b2
ejθo
b2 , ....., ro
bM
ejθo
bM ), where ro
bm
=
|tbm |
|rbm | and
θo
bm
= (θb
tm
− θb
rm
)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 13 / 89
PDF of hardware mismatch coefficient
Theorem 1:
Consider x1 ∼ a1 + ib1, x2 ∼ a2 + ib2 are two complex random variables (RV),
where (a1, b1) ∼ N(0, σ2
1), and (a2, b2) ∼ N(0, σ2
2). |x1| and |x2| are considered
as Rayleigh distributed RV, with scale parameter σ1 and σ2. Let Z = |x1|
|x2| be
another RV, considering |x1| and |x2| are statistically independent, then the joint
PDF of Z is
fZ (z) =
2zb2
0
(z2 + b2
0)2
(11)
where b0 = σ1
σ2
. Similarly the mean and variance of Z are
E[Z] =
π
2
σ1
σ2

(12)
and
var(Z) = ∞ (13)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 14 / 89
PDF of ro
bm
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
Z
0
0.2
0.4
0.6
0.8
1
1.2
1.4
f
Z
(z)
Amplitude Mismatch PDF
1
=1, 2
=2
1
=2, 2
=3
1
=2, 2
=4
1
=3, 2
=2
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 15 / 89
Truncated PDF:
gZ (z) =
fZ (z)
F(b) − F(a)
(14)
where F(z) =

1 −
b2
0
z2+b2
0

and b0 = σ1
σ2
. The mean and variance for the
truncated PDF can be expressed as
E(z) =
(a2
+ b2
0)(b2
+ b2
0)
b2
0(b2 − a2)
×

b0

tan−1
 b
b0

− tan−1
 a
b0

− b2
0
 b
b2 + b2
0
−
a
a2 + b2
0
 (15)
and
var(z) = E(z2
) − E(z)2
(16)
where E(z2
) = 1
F(b)−F(a)

b4
0

1
b2+b2
0
− 1
a2+b2
0

+ log

b2
+b2
0
a2+b2
0

.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 16 / 89
Continued–
Assumption 2:
Hardware component of Tx for all UE have same statistical RF response, where
(tu
k ), =(tu
k )

∼ N(0, σ2
3). Similarly hardware component of Rx for all UE have
same statistical RF response, where (ru
k ), =(ru
k )

∼ N(0, σ2
4).
Overall HM due to mth
transmit antenna from the BS to kth
user
lk,m = lo
k,mejφk,m
(17)
where lo
k,m = ro
uk
ro
bm
and φk,m = (θo
bm
+ θo
uk
). The PDF of overall A.M lo
k,m has
been reported in Theorem 2.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 17 / 89
Continued–
Theorem 2
Given z1 and z2 are ratio of Rayleigh distributed RVs, whose statistical
parameters are (σ1, σ2) and (σ3, σ4), respectively. The PDF of these two
RV are fZ1 (z1, σ1, σ2) =
2z1b2
0
(z2
1 +b2
0)2 and fZ2 (z2, σ3, σ4) =
2z2u2
0
(z2
2 +u2
0)2 , where
b0 = σ1
σ2
and u0 = σ3
σ4
. Let w = z1z2 be the product of these two RV.
Considering z1 and z2 are statistically independent then the joint PDF of
w can be expressed as
fW (w) =2Dcw

u2
0 +
w2
b2
0
 log w2
b2
0u2
0

(w2
b2
0
− u2
0)3
−
2
(w2
b2
0
− u2
0)2

= 2t
(1 + t2) log(t2)
(t2 − 1)3
−
2
(t2 − 1)2

(18)
where Dc =
u2
0
b2
0
, t = w
u0b0
.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 18 / 89
PDF of coefficient of amplitude mismatch, when DL channel is
affected by both side HM
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
w
0
1
2
3
4
5
6
7
f
W
(w)
(σ
1
, σ
2
, σ
3
, σ
4
) ∼ (1, 2, 1, 5)
(σ
1
, σ
2
, σ
3
, σ
4
) ∼ (2, 2, 1, 5)
(σ
1
, σ
2
, σ
3
, σ
4
) ∼ (1, 1, 2, 5)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 19 / 89
PDF of the phase Mismatch of a toy example
-5 -4 -3 -2 -1 0 1 2 3 4 5
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Phase mismatch across
either side i.e BS or UE
per terminal
Phase response in
UL/DL
Phase mismatch,
when UE and BS per
terminal side consideration
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 20 / 89
Trapezoidal rule for numerical integration
E(w) =
Z b
a
wfW (w)dw =
b − a
2N
h
w(1)fW (w(1)) + w(N)
fW (w(N)) + 2{w(2)fW (w(2))....., w(N − 1)fW (N − 1)}
i (19)
CDF of random variable w:
FW (w) = 1 +

(u0b0)5
+ (u0b0)3
w2

log

w2
(u0b0)2

− 1

w2 − u2
0b2
0
2 (20)
Mean based calibration:
Qk = diag(Lo
k ) =





ro
uk ro
b1 0 ... 0
0 ro
uk ro
b2 ... 0
.
.
.
.
.
.
...
.
.
.
0 0 ... ro
uk ro
bM





M×M
(21)
Let Ao
= vec([Lo
1, Lo
2, .....Lo
K ]) is the overall mismatch coefficient vector with size
MK × 1. From (6) the unknown HM matrix can be expressed as
Lo
= Ro
u ⊗ Ro
b = diag(Ao
) (22)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 21 / 89
SINR calculation using different precoder
The received signal for kth
user in DL scenario can be expressed as
yk =
√
pk (hd )k (gk )I xk +
K
X
j=1,j6=k
√
pj (hd )k (gj )I xj + nk (23)
pk → Signal power of kth
user.
(hd )k → DL channel vector of size 1 × M
(gk )I → Precoding vector for kth
user of size M × 1 ∀ I = {MF, RZF, ZF}
nk → Additive white noise with zero mean and variance σ2
xk → kth
user transmit symbol, where E(|xk |2
) = 1 ∀ k = 1, 2, ...K,
Let GI = λI Gi = λI [(g1)I , ....(gK )I ] is the precoding matrix of size M × K.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 22 / 89
The normalization factor for Ith
precoding scheme can be expressed as
λI =
s
PT
E

tr(PGH
i Gi )
 =
r
PT
ΨI
(24)
PT → Upper bound for total transmit power from the BS.
P = diag(p1, p2, ...., pK ) is a diagonal matrix of size K × K.
The observed SINR for kth
user under Ith
precoding scheme can be expressed as
(γk )I =
pk |(hd )k (gk )I |2
PK
j=1,j6=k pj |(hd )k (gj )I |2 + ζ
(25)
where
ζ =
σ2
λ2
I
=
σ2
ΨI
PT
=
ΨI
ρ
(26)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 23 / 89
Continued-
Let UL channel matrix is
HU = [(hu)1, (hu)2, ...., (hu)K ] (27)
where (hu)k is the perfectly estimated UL channel vector of size M × 1. The
imperfectly estimated DL channel vector can be expressed as
(hd )k = ruk
t−1
uk
(hu)T
k R−1
b Tb (28)
Imperfectly estimated DL channel vector can also be expressed as
(hd )k = (ĥd )k + (h̄d )k (29)
From (21), the DL channel vector for kth
user can be expressed as
(hk )d = (hu)T
k Qk = (hu)T
k (Q̂k + Q̄k ) (30)
where (ĥd )k = (hu)T
k Q̂k , (h̄d )k = (hu)T
k Q̄k and Qk is the overall HM experienced
by the kth
user.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 24 / 89
MF precoding
Here Gmf = HH
D and (gk )MF = (hd )H
k . From (25), we expand the numerator and
denominator terms individually. Hence the numerator can be expressed as
(ps)MF = pk |(ĥd )k (gk )MF |2
= pk |(hu)T
k Q̂k {(hu)T
k (Q̂k + Q̄k )}H
|2
(31)
Let Ak = (hu)T
k Q̂k Q̂H
k (hu)∗
k and Bk = (hu)T
k Q̂k Q̄H
k (hu)∗
k are mutually independent
and uncorrelated then
(ps)MF = pk |Ak |2
| {z }
Signal power
+ pk |Bk |2
| {z }
HMpower
(32)
Now inter-user interference power can be modeled as
(PI )MF =
K
X
j=1,j6=k
pj (hu)T
k Q̂k QH
j (hu)∗
j (hu)T
j Qj Q̂H
k (hu)∗
k (33)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 25 / 89
From (25) and (26),
Nmf = (ζ)mf =
Ψmf σ2
PT
(34)
where PT and σ2
are considered to be fixed and Ψmf − Ψo
mf → 0, when M is
considered to be very large.
Ψo
mf =MK

(E(r−1
bm
tbm
))2
+ var(r−1
bm
tbm
)


(E(t−1
uk
ruk
))2
+ var(t−1
uk
ruk
)
 (35)
RZF precoding:
Grzf = (HH
D HD + αIM )−1
HH
D , where α is the regularization parameter. Precoding
vector (gk )rzf = (HH
D HD + αIM )−1
(hd )k = Wrzf (hd )k . From (25) signal power
can be modeled as
(ps)rzf = |(ĥd )k Wrzf (hd )H
k |2
(36)
Since HH
D HD = HD
H
[k]HD[k] + (hd )H
k (hd )k , where
HD[k] = [(hd )1; ....; (hd )k−1; (hd )k+1; ....; (hd )K ] is a matrix of size (K − 1) × M
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 26 / 89
Continued–
Γ = HH
D HD + αIM , Γ[k] = HD
H
[k]HD[k] + αIM then Γ = Γ[k] + (hd )H
k (hd )k and
Wrzf = Γ−1
. We also use the matrix inversion lemma for finding the signal power.
(ĥd )k Wrzf (hd )H
k =
(ĥd )k Γ−1
[k]
(hd )H
k
(1+(hd )k Γ−1
[k]
(hd )H
k )
From (29), the above relation can also be modified as
(ĥd )k Wrzf (hd )H
k =
h (ĥd )k Γ−1
[k] (ĥd )H
k
(1 + (hd )k Γ−1
[k] (hd )H
k )
+
(ĥd )k Γ−1
[k] (h̄d )H
k
(1 + (hd )k Γ−1
[k] (hd )H
k )
i
≈
mΓ,Q2
k
(−α)
1 + mΓ,Q2
k
(−α)
(37)
where dependent parameter can be expressed as [5]
mΓ,Q2
k
(−α) =
1
M
trQ2
k
 1
M
K
X
j=1
Q2
k
1 + eM,j (−α)
+ αIM
−1
(38)
eM,i (−α) =
1
M
trQ2
i
 1
M
K
X
k=1
Q2
k
1 + eM,k (−α)
+ αIM
−1
(39)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 27 / 89
Inter-user interference power
From (25), inter-user interference power can also be expressed as
K
X
j=1,j6=k
pj |(ĥd )k (gj )rzf |2
= (ĥd )k Wrzf HD
H
[k]P[k]HD[k]Wrzf (ĥd )H
k (40)
where P[k] = diag(p1, ....pk−1, pk+1, ...., pK ). From [5], the deterministic
equivalent yields can be expressed as
(ĥd )k Wrzf HD
H
[k]P[k]HD[k]Wrzf (ĥd )H
k −
h
u0
−
uu0
(1 + u)2
i
→ 0 (41)
where dependent parameter u = trQ2
k Γ−1
[k] and u0
= tr(P[k]HD[k]Γ−1
[k] Q2
k Γ−1
[k] HD
H
[k]).
For large value of M,
h
u0
− Υo
k
i
→ 0 and u − mΓ,Q2
k
(−α) → 0, where
Υo
k =
1
M
K
X
j=1,j6=k
pj e0
j,k
(1 + ej )2
(42)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 28 / 89
Noise power
From (25) and (26), noise component mainly depends on the parameter
Ψrzf . Mathematically it can be expressed as
Ψrzf = E{tr(HD(HH
D HD + αIM)−2
HH
D )}
K
X
j=1
(hd )k(HH
D HD + αIM)−2
(hd )H
k
(43)
Using Lemma 2
Ψrzf =
(hd )kΓ−2
[k] (hd )k
(1 + (hd )kΓ−2
[k] (hd )k)2
=
m0
Γ,Q2
k
(−α)
1 + mΓ,Q2
k
(−α)
2
(44)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 29 / 89
where
h
m0
Γ,Q2
k
(−α) − 1
M tr(Q2
k T0
)
i
→ 0 and
T0
= eM,i (−α)
h 1
M
K
X
j=1
Q2
j e0
j
(1 + ej )2
+ IM
i
eM,i (−α) (45)
For large value of M, Ψrzf − Ψo
rzf → 0 where
Ψo
rzf =
1
M
K
X
k=1
pk e0
k
(1 + ek )2
(46)
In case of very large number of BS antenna, (γk )rzf − (γo
k )rzf → 0. The
closed-form expression for kth
user SNR can be
(γo
k )rzf =
pk (mo
k )2
Υo
k +
Ψo
rzf
ρ (1 + mo
k )2
(47)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 30 / 89
ZF precoding
Gzf = HH
D (HDHH
D )−1
and (gk )ZF = HH
D (HDHH
D )−2
HD(hd )H
k = Wzf (hd )H
k , where
Wzf = HH
D (HDHH
D )−2
HD. From [5], the derived SINR using ZF precoding can be
modeled as
(γk )zf − (γk )o
zf
M → ∞
−
−
−
−
−
→ 0
So closed-form expression using ZF precoding scheme for SINR can be expressed
as
(γk )o
zf =
pk
Υo
k +
Ψo
zf
ρ
(48)
where
Ψo
zf = 1
M
PK
j=1 and Υo
k = 1
M
PK
j=1,j6=k
phe0
j,k
e2
j
Sum-rate Capacity:
Sum-rate capacity in different precoding schemes can be expressed as
Rsum =
K
X
k=1
log2(1 + (γk )I ) ∀ I = {zf , rzf , mf } (49)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 31 / 89
Simulation results:
0 5 10 15 20 25 30 35 40 45 50
Number of Users
10
20
30
40
50
60
70
Total
Sum-rate
capacity
in
bps/HZ
Perfect reciprocity ZF
α=0.01
α=0.1
α=2
α=5
α=∞
Perfect reciprocity MF
Figure: Impact of regularization parameter α in case of perfect reciprocity with
RZF precoder along with ZF and MF precoder
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 32 / 89
5 10 15 20 25 30 35 40 45 50
Number of Users
10
20
30
40
50
60
70
Total
Sum-rate
capacity
in
bps/HZ
Perfect reciprocity ZF
BS side HM consideration
Perfect reciprocity RZF
BS side HM consideration RZF
Perfect reciprocity MF
BS side HM consideration MF
Figure: HM across the BS when UE experience no HM and σ1 = 2, σ2 = 3. Here
α = 0.1 for RZF precoder
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 33 / 89
0 5 10 15 20 25 30 35 40 45 50
Number of Users
10
20
30
40
50
60
70
Total
Sum-rate
capacity
in
bps/HZ
Perfect reciprocity ZF
UE side HM consideration
Perfect reciprocity RZF
UE side HM consideration RZF
Perfect reciprocity MF
UE side HM consideration MF
Figure: HM across the UE with σ3 = 2, σ4 = 3 and α = 0.1 for RZF precoder
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 33 / 89
5 10 15 20 25 30 35 40 45 50
Number of Users
20
30
40
50
60
70
Total
Sum-rate
capacity
in
bps/HZ
Perfect reciprocity ZF
Both side HM consideration
Perfect reciprocity RZF
Both side HM consideration RZF
Perfect reciprocity MF
Both side HM consideration MF
Figure: HM across the UE and BS with σ1 = 2, σ2 = 3, σ3 = 2, σ4 = 3
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 34 / 89
5 10 15 20 25 30 35 40 45 50
Number of Users
1
2
3
4
5
6
7
8
9
10
%
Deviation
in
sum-rate
capacity
ZF
RZF α=0.01
RZF α=0.1
RZF α=10
MF
Figure: Percentage deviation of sum rate capacity for different α with 5% error
variance of the mean of HM coefficients and HM is considered only across the BS
side
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 35 / 89
Dissertation plan:
Introduction Conclusion
3. Feasibility of massive MIMO in
cooperative network
1. Effect of HM in TDD based
massive MIMO
2. Effect of antenna correlation in
massive MIMO
Thesis
Contributory
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 36 / 89
Antenna Correlation Effect:
Brief Introduction
Massive MU-MIMO consist of a single BS with a large number of
antennas.
Increasing the number of antenna across BS increases the degree of
freedom in terms of receive/transmit diversity.
If physical spacing between adjacent antenna is closer gradually then
observed wireless channel does not remain statistically uncorrelated.
Advantage of statistically uncorrelated wireless channel:
Favorable propagation
Linear data processing can be possible through linear detector.
Spatial multiplexing gain increases leading to linearly increase in the
capacity.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 37 / 89
Channel model for point-to-point MIMO and MU-MIMO
Considering the complex baseband channel, the received signal vector for the
point-to-point MIMO network can be modeled as
Y = GpX + n (50)
Gp → Channel matrix of size Nr × Nt.
X → Transmitted symbol vector of size Nt × 1.
n → AWGN noise vector of size Nr × 1.
Note: It is also considered that (Nr , Nt) both are very large and
trace(E{XXH
}) = PT , where PT is the total transmitted power.
The observed channel matrix in correlated scenario can be expressed as
Gp = ζ
1
2
r
˜
Gpζ
1
2
t (51)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 38 / 89
Kronecker Model [6]
In such scenario, (51) can be further modified as
gp = (ζ
1
2
r ⊗ ζ
1
2
t ) ˜
gp (52)
gp = vec(Gp) is a vector of size (NtNr × 1)
˜
gp = vec( ˜
Gp) is a vector of size (NtNr × 1)
(ζ
1
2
r ⊗ ζ
1
2
t ) → Kronecker product between receive and transmit
correlation matrix.
Let Ac is correction matrix of size (Nr Nt × Nr Nt) then the estimated
channel vector can be further modeled as
ˆ
gp = Ac(ζ
1
2
r ⊗ ζ
1
2
t ) ˜
gp (53)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 39 / 89
Multi-user MIMO (MU-MIMO):
We consider a cellular network consisting of one BS with M number of antennas
and K users. The received signal vector in UL scenario can be expressed as
Y = GmuX + n (54)
Gmu = [g1, ....., gK ] → UL channel matrix of size M × K
X → Transmitted symbol vector of size K × 1 such that E[XXH
] =
diag(p1, ....., pK ).
n is the AWGN noise vector of size M × 1.
Considering antenna correlation, the kth
user channel vector can be expressed as
gk = Θ
1
2
k hk β
1
2
k (55)
Θk → Receive correlation matrix for kth
user of size M × M.
hk → Rayleigh faded channel vector of size M × 1.
βk is the large scale fading coefficient for kth
user [7].
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 40 / 89
Continued–
Note: In case of MU-MIMO, the inter-user separation is greater than O(10λ) in
general practice.
Correlation Matrix Generation:
From [6], if two RV are the received voltage across the ith
and jth
antenna
terminal assuming that the mean voltage µVi
and µVj
are zero can be modified as
ρ =
E{Vi V ∗
j }
q
E(Vi V ∗
i )E(Vj V ∗
j )
(56)
(Vi , Vj ) ∼ f (φ, ψ), where φ → Polar angle and ψ → Azimuth angle
Let P(φ, ψ) be the joint PDF for two RV φ and ψ. The expected correlation
between ith and jth antenna terminal can be expressed as [8]
ρi,j =
Z
φ
Z
ψ
vi (φ, ψ)vj (φ, ψ)∗
P(φ, ψ)sin(φ)dφdψ (57)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 41 / 89
Correlation function:
1 2 3 4 5 6 7 8 9
−0.4
−0.2
0
0.2
0.4
0.6
0.8
1
Antenna Relative Spacing across Base Station
Correlation
d0
=.3828λ d
10
=d
0
+5λ
d1
=d0
+λ/2 d2
=d0
+λ
Figure: Correlation Function vs Relative Antenna Spacing
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 42 / 89
A correlation scenario based on antenna placement:
64
d
(a)
32
d
2
(b)
8
d
8
(c)
d d
dt
2
r
r
r
r
r
r
r
r
r
Figure: Antenna placement in (ULA), (URA) (32 × 2), (URA) (8 × 8)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 43 / 89
Antenna Misalignment:
If jth
antenna is not properly aligned then the current location of the misaligned
jth
antenna can be expressed as
d0
j = ˆ
dj + ˜
dj ∀ 0 ≤ ˜
dj  λ/2 (58)
d0
j → Current position of the misaligned antenna.
˜
dj → Deviation of misaligned antenna terminal from the reference location.
ˆ
dj → True position of the jth antenna from the reference location.
Mathematically the percentage displacement can be expressed as
Percentage displacement =
( ˆ
dj − d0
j ) × 100
ˆ
dj − ˆ
dj+1
(59)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 44 / 89
Achievable Rate and Power Efficiency
The detected signal vector can be expressed as
r = AmuY (60)
Here, the three linear detector matrices i.e MRC, ZF and MMSE can be expressed
as
Amu =





GH
mu for MRC
(GH
muGmu)−1
GH
mu for ZF
(GH
muGmu + IK )−1
GH
mu for MMSE
(61)
r = AmuGmuX + Amun (62)
Let rk and xk be the kth
elements of the vector r and X, respectively. Hence,
rk = ak gk xk
| {z }
Desired Signal
+
K
X
i=1,i6=k
ak gi xi
| {z }
Inter−user Intf ..
+ ak n
|{z}
Noise
(63)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 45 / 89
Continued–
Assumption 2 :
Let p1β1 = p2β2 = .... = pK βK = pu
(ak)MRC = gH
k for MRC (64)
(ak)ZF = gH
k Gmu(GH
muGmu)−1
GH
mu for ZF (65)
Since
(GH
muGmu + IK )−1
GH
mu = GH
mu(GmuGH
mu + IM)−1
(66)
Using matrix inversion identity, from (66), the decoding vector in MMSE
detection scheme can be expressed as
(ak)MMSE = gH
k (GmuGH
mu + IM)−1
for MMSE (67)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 46 / 89
PS,k = |akgkxk|2
= pu|akΘ
1
2
k hk|2
(68)
PI,k =
K
X
i=1,i6=k
|akgi xi |2
= pu
K
X
i=1,i6=k
|akΘ
1
2
i hi |2
(69)
PN,k = |akn|2
= |ak|2
(70)
Capacity Formulation
The achievable rate for kth user, using three different decoding vector
(64), (65), (67)

is given by (Rk)×, where × = MRC, ZF, MMSE. In UL
scenario, the total system throughput in correlated environment can be
expressed as
R =
K
X
k=1
(Rk)× =
K
X
k=1
E
n
log2

1 +
PS,k
PI,k + PN,k
o
(71)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 47 / 89
Continued–
Power Efficiency Formulation
Here EE is evaluated either in TDMA or FDMA based multiple access
schemes. Using FDMA based multiple access technique, the EE can be
expressed as
ηEE =
PK
k=1(Rk)×Bk

tr(E(xxH)
	 (72)
where (Rk)×, Bk are the capacity and bandwidth allocation for the kth
user. On the other side, EE in TDMA based multiple access can be
expressed as
ηEE =
K
X
k=1
τk
TC
(Rk)×B
tr(E(xxH))
(73)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 48 / 89
Simulation Parameter
S/n System Parameters Remarks
1 Cell radius 1 KM
2 UE to BS separation r1 = ... = rK = 500 m
3 Carrier frequency 3 GHz
4 Small scale fading distribution Rayleigh fading with unit variance
5 Reference distance, r0 35 m [9]
6 Linear detector MRC, ZF, MMSE
7 Channel path loss model 3GPP-Urban Micro
8 Path loss exponent 3.2
9 Lognormal shadowing σshadow = 8 dB
10 Number of channel realization 10000
11 Antenna gain (BS) 0 dBm
12 Multiple access technique in UL SC-FDMA
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 49 / 89
Simulation Results:
5 10 15 20 25 30
Number of User
10
15
20
25
30
35
40
45
50
System
throughput
in
bps/HZ MRC detector performance in IID and correlated scenario
IID channel condition
ULA 64X1, From Figure 3.4(a)
URA 32X2, From Figure 3.4(b)
URA 8X8, From Figure 3.4(c)
Figure: System throughput vs total number of users in IID and different
correlated environment
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 50 / 89
5 10 15 20 25 30
Number of User
20
40
60
80
100
120
System
throughput
in
bps/HZ
ZF detector performance in IID and correlated scenario
IID channel condition
ULA 64X1, From Figure 3.4(a)
URA 32X2, From Figure 3.4(b)
URA 8X8, From Figure 3.4(c)
Figure: System throughput vs total number of users in IID and different
correlated environment
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 51 / 89
5 10 15 20 25 30
Number of User
20
40
60
80
100
120
System
throughput
in
bps/HZ
MMSE detector performance in IID and correlated scenario
IID channel condition
ULA 64X1, From Figure 3.4(a)
URA 32X2, From Figure 3.4(b)
URA 8X8, From Figure 3.4(c)
Figure: System throughput vs total number of users in IID and different
correlated environment
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 52 / 89
0 5 10 15 20 25
Total transmit power in dB
0
5
10
15
20
25
η
EE
/Hz,
bps/Hz/Joule
EE using MRC detector
IID channel condition
Correlated channel with 64X1 antenna configuration
Correlated channel with 32X2 antenna configuration
Correlated channel with 8X8 antenna configuration
Figure: EE Vs Total Transmit Power under Different Correlation Scenario, when
K=10
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 53 / 89
0 5 10 15 20 25
Total transmit power in dB
0
5
10
15
20
25
30
35
40
η
EE
/Hz,
bps/Joule
EE using ZF detector
IID channel condition
Correlated channel with 64X1 antenna configuration
Correlated channel with 32X2 antenna configuration
Correlated channel with 8X8 antenna configuration
Figure: EE Vs Number of Users for Different Correlation Scenario
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 54 / 89
0 5 10 15 20 25
Total transmit power in dB
0
5
10
15
20
25
30
35
40
η
EE
/Hz,
bps/Joule
EE using MMSE detector
IID channel condition
Correlated channel with 64X1 antenna configuration
Correlated channel with 32X2 antenna configuration
Correlated channel with 8X8 antenna configuration
Figure: EE Vs Number of Users for Different Correlation Scenario
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 55 / 89
0 5 10 15 20 25
Total transmit power in dB
0
5
10
15
20
η
EE
bps/Joule
EE using ZF detector
Properly aligned within 8× 8 grid
10% misaligned
20% misaligned
30% misaligned
Figure: EE vs SNR in Antenna Alignment Mismatch for Properly Aligned, 10%,
20%, 30% Displacement from its Original Position
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 56 / 89
Dissertation Plan:
Introduction Conclusion
3. Feasibility of massive MIMO in
cooperative network
1. Effect of HM in TDD based
massive MIMO
2. Effect of antenna correlation in
massive MIMO
Thesis
Contributory
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 57 / 89
Massive MIMO in Cooperative Networks
Motivation:
Q- Can massive MIMO be implemented for cooperative communication.
Q- What type of existing relaying mechanism?
Q- What are the different cooperation protocols?
Types of relay:
1 Coordinated multi-point (CoMP): Data and CSI are shared among
neighboring cellular BS to coordinate their transmission in the DL and
jointly processed the received signal in the UL.
2 Fixed relays : In this scenario, a fixed transceiver unit (relay) with low cost
and without wired backhaul connections induct into a wireless network,
where relay store data received from the mobile station (MS) and forwarded
to BS in UL and vice versa.
3 Mobile relay: Here relays are mobile and are not deployed as the
infrastructure of a network. It is more flexible in the variable traffic pattern
and adapting to different propagation environment.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 58 / 89
Cooperation protocols:
1 Non-cooperative Decoding
2 Cooperative Decoding
3 Adaptive Decoding
Figure: Relay assisted cooperative network having large number of antenna
across RS and BS
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 59 / 89
Key features, analysis and observation:
Random matrix theory
Perfect CSI
Imperfect CSI
Multiple relay scenario
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 60 / 89
Achievable Rate and Power Efficiency of Cooperative
Massive MIMO Network Under Perfect CSI
Signal reception at BS end in 1st
TS
Signal transmission from K number of MS to the BS. The received signal BS can
be expressed as
Yb1
=
√
puH1D
1/2
1 X + nub (74)
H1 → Circularly symmetric complex Gaussian random channel matrix from
MS to the BS of size Ms × K.
D1 = diag(β11, ..., β1K ) → Large scale fading (LSF) matrix of size
K × K,where β1k is the LSF coefficient between kth
user to BS for 1st
link.
X → Transmitted symbol from the MS, where E(XXH
) = IK
nub → AWGN noise vector of size Ms × 1.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 61 / 89
Continued–
ZF Signal Detection
Let G1 = H1D
1/2
1 and using ZF detector, Aub = (G†
1 G1)−1
G†
1 , the detected signal
vector can be expressed as
Ybd1
= AubYb1
=
√
puX + D1d
nubd (75)
Applying the property of random matrix theory:
Tr E[{(G†
1 G1)−1
}]

=
K
X
k=1
1
(Ms − K)β1k
(76)
D1d
= diag 1
√
(Ms −K)β11
, 1
√
(Ms −K)β12
,........, 1
√
(Ms −K)β1K

→ K × K diagonal
matrix.
nubd → K × 1 noise vector, where E[nubd n∗
ubd ] = IK .
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 62 / 89
Signal reception and detection at relay end in 1st
TS:
The received signal across RS can also be expressed as
Yur =
√
puH2D
1/2
2 X + nur (77)
Yurd
= Aur Yur =
√
puX + D2d
nurd (78)
D2d
= diag 1
√
(Mr −K)β21
, 1
√
(Mr −K)β22
,........, 1
√
(Mr −K)β2K

→ K × K
diagonal matrix.
nurd → K × 1 noise vector, where E[nurd n∗
urd ] = IK .
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 63 / 89
Signal reception and detection in 2nd
TS:
In 2nd
time slot the received signal for P2P MIMO network across the BS can be
expressed as
Yb2
=
1
√
Mr
χrbH3WYurd
+ nrb
⇒
1
√
Mr
χrbH3W (
√
puX + D2d
nurd ) + nrb
(79)
H3 → Channel matrix between relay to BS of size Ms × Mr
W → Isometric precoder matrix of size Mr × K
nrb → AWGN noise vector of size Ms × 1
χrb → Amplification factor
Let GD=H3W an equivalent matrix of size Ms × K
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 64 / 89
Theorem 2:
If U ∼ CN(0, 1)M×N
and V ∼ CN(0, 1)N×P
are two random matrices and Z is
the another random matrix such that Z = UV , where M  N  P. In such a
scenario trace of the inverse of covariance matrix ie (Z†
Z)−1
converges as follows
Tr E

(Z†
Z)
−1
≈
P
(M − P)(N − P)
(80)
Referring the above relation
Tr E[(GH
d Gd )−1
]

=
K
(Mr − K)(Ms − K) βr
(81)
where βr = β31 = β32..... = β3Mr is the LSF coefficient.
Detected signal in 2nd
TS:
Ybd2 = ArsYurd
Ybd2
=
1
√
Mr
χrb
√
puX
| {z }
Signal Component
+ χrb

G†
d Gd
	−1
G†
d D2d
nurd
| {z }
Interference
+

G†
d Gd
	−1
Gd nrb
| {z }
Noise
(82)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 65 / 89
Applying cooperative diversity scheme:
Yd = [Ybd1 Ybd2 ] (83)
Observed power after linearly and coherently combining:
Pobs = Tr E{Y †
d Yd }

(84)
Pd1 = puIK E(X†
X)
| {z }
Signal Power matrix
+ D†
1d
D1d
E(n†
ubnub)
| {z }
Noise Power Matrix
(85)
Observed covariance matrix of SNR can be expresses as
γ = puIK E(X†
X){D†
1d
D1d
E(n†
ubnub)}−1
(86)
where γ is a K × K matrix. Simplified form of (86) can be expressed as
γ =









pu(Ms − K)β11 12 . . . 1K
21 pu(Ms − K)β12 . . . 2K
.
.
.
.
.
.
...
.
.
.
K1 . . . . . . pu(Ms − K)β1K









(87)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 66 / 89
From (82), observed signal power, interference power and noise power in 2nd
time
slot have been given below.
Signal Power (S) = pu
χ2
rb
Mr
IK
Similarly interference power after mathematical simplification can be expressed as
Interference (I) =
χ2
rb
Mr (Mr − K)
D†
2d
D2d
E(nurd n∗
urd )
Whereas expected noise power is formulated using Theorem 2 that can be
expressed as
Noise (N) =
1
(Ms − K)(Mr − K)βr
E(nrbn∗
rb)
So observed SINR in 2nd
time slot across the BS can be expressed as
γ2 =
S
I + N
(88)
Hence simplified covariance matrix of SNR can be expressed as
γ2 =pu
χ2
rb
Mr
IK
n χ2
rb
Mr (Mr − K)
D†
2d
D2d
E(nurd n∗
urd ) +
1
(Ms − k)(Mr − k)βr
E(nrbn∗
rb)
o−1
(89)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 67 / 89
Achievable rate analysis:
CDirect =
K
X
i=1
log2(1 + ps(Ms − K)β1K ) (90)
Similarly lower bound for non-cooperative decoding can be expressed as
Cnon−coop =
K
X
k=1
1
2
log2(1 + γ2k ) (91)
Here the degree of freedom in such scheme is 0.5 because E2E signal transmission
occurs in the two-time slot. The observed achievable rate under cooperative
decoding scheme with ZF detector is as follow
Ccoop =
K
X
k=1
1
2
log2(1 + γ1k + γ2k ) (92)
Power Efficiency Analysis
In case of uniform power assignment to each user, the power efficiency for such a
system can be expressed as
ηee =
CB
Kpu + pr
(93)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 68 / 89
Simulation Results:
10 15 20 25
2
2.5
3
3.5
4
4.5
5
5.5
6
Number of RS antenna
Achievable
Rate
in
bps/Hz
Exact, Monte Carlo Simulation
Lower bound Analytical
Non−Cooperative Decoding
Direct Decoding (No relay)
Cooperative Decoding
Direct Decoding (relay assisted)
Figure: Achievable rate vs total number of RS antenna where K = 3, Ms = 50,
pr = 15 dB and
PK
i=1 pui
= 15 dB
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 69 / 89
30 35 40 45 50
1.5
2
2.5
3
3.5
4
4.5
5
Number of BS antenna
Achievable
Rate
in
bps/Hz
Exact Monte Carlo Simulation
Closed form ZF
Direct Decoding (relay assisted)
Direct Decoding (No relay) Non−cooperative Decoding
Cooperative Decoding
Figure: Achievable rate vs total number of BS antenna where K = 3, Mr = 15,
pr = 15 dB and
PK
i=1 pui
= 15 dB
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 70 / 89
10 15 20 25 30
0
1
2
3
4
5
6
7
Total Power in dB
η
EE
in
bps/Hz/Joule×
100 M
r
=10
M
r
=15
Mr
=20
Mr
=25
M
s
=50 K=3
Figure: EE vs total transmit power PT = pr +
PK
i=1

in dB where K = 3,
Ms = 50
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 71 / 89
10 15 20 25 30
0
1
2
3
4
5
6
Total Power in dB
η
EE
in
bps/Hz/Joule×
100
Ms
=40
M
s
=50
M
s
=60
Ms
=70
M
r
=15 K=3
Figure: EE vs total transmit power PT = pr +
PK
i=1

in dB where K = 3,
Mr = 15
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 72 / 89
Large-Scale Antenna System Performance with Imperfect
CSI in Cooperative Networks
The received signal across RS in 1st
time slot can be expressed as
Yr =
√
puĤur X + nur (94)
pu → Transmitted power by each user
Ĥur → Channel matrix of size Mr × K .
X → K × 1 transmitted symbol vector such that E(XH
X) = IK .
nur → AWGN noise vector of size Mr × 1 where E(nH
ur nur ) = IMr
.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 73 / 89
Channel Modeling and Signal Detection:
Let imperfectly estimated channel matrix is Hur .
Hur =
q
1 − τ2
1 Ĥur + τ1H̄ur (95)
τ1 → Degree of channel accuracy
H̄ur is the Mr × K independent uncorrelated channel matrix.
Applying ZF detection technique at RS:
Ydr = (HH
ur Hur )−1
HH
ur (
√
puĤur X + nur ) (96)
The detected signal vector under imperfect channel condition can be expressed as
Ydr =
q
1 − τ2
1
√
pu(HH
ur Hur )−1
ĤH
ur Ĥur X
| {z }
S1
+ τ1
√
pu×
(HH
ur Hur )−1
H̄H
ur Ĥur X
| {z }
I1
+ (HH
ur Hur )−1
HH
ur nur
| {z }
N1
(97)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 74 / 89
Hence, in the 2nd
TS, the received signal vector at the BS end can be expressed as
Yb =
1
√
Mr
ζrbĤrbWrbYdr + nrb (98)
where Ĥrb and Wrb are the perfect channel matrix between RS to BS of size
Ms × Mr and precoding matrix of the size Mr × K such that 1
Mr
W H
rb Wrb = IK

.
nrb is the AWGN noise vector of size Ms × 1, where E(nH
rbnrb) = IMs
. From (98),
the amplification factor ζrb can be represented as
ζrb =
r
pr
PS1
+ PI1
+ PN1
(99)
where pr is the power transmitted by the RS. PS1 , PI1 and PN1 are the expected
total power of signal, interference due to channel error and noise, respectively.
PS1
= Tr
h
pu(1 − τ2
1 )E

HH
ur Hur
−2	
E

ĤH
ur Ĥur
2	i
(100)
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 75 / 89
20 22 24 26 28 30 32 34 36 38 40
Number of Relay Antenna
8
9
10
11
12
13
14
15
Uplink
rate
in
bps/Hz
σ2
e1
=0, σ2
e2
=0
σ2
e1
=0.01, σ2
e2
=0
σ2
e1
=0.04, σ2
e2
=0
σ2
e1
=0.1, σ2
e2
=0
Figure: Uplink rate vs. Mr , when MU → RS link have perfect channel and RS →
BS link have imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 76 / 89
50 52 54 56 58 60 62 64 66 68 70
Number of BS Antenna
8.12
8.13
8.14
8.15
8.16
8.17
8.18
8.19
8.2
8.21
Uplink
rate
in
bps/Hz
σ2
e1
=0, σ2
e2
=0
σ
2
e1
=0, σ
2
e2
=0.01
σ
2
e1
=0, σ
2
e2
=0.04
σ
2
e1
=0, σ
2
e2
=0.1
Figure: Capacity per user vs Ms, when MU→ RS link have perfect channel and
RS → BS link have imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 77 / 89
20 22 24 26 28 30 32 34 36 38 40
Number of Relay Antenna
9
10
11
12
13
14
15
Uplink
rate
in
bps/Hz
σ2
e1
=0, σ2
e2
=0
σ2
e1
=0, σ2
e2
=0.01
σ2
e1
=0, σ2
e2
=0.04
σ2
e1
=0, σ2
e2
=0.1
Figure: Uplink rate vs Mr , when RS → BS link have perfect channel and MU →
RS link have imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 78 / 89
50 52 54 56 58 60 62 64 66 68 70
Number of BS Antenna
8.197
8.1975
8.198
8.1985
8.199
8.1995
8.2
Uplink
rate
in
bps/Hz
σ2
e1
=0, σ2
e2
=0
σ
2
e1
=0.01, σ
2
e2
=0
σ
2
e1
=0.04, σ
2
e2
=0
σ
2
e1
=0.1, σ
2
e2
=0
Figure: Capacity per user vs Ms, when RS → BS link have perfect channel and
MU → RS link have imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 79 / 89
20 22 24 26 28 30 32 34 36 38 40
Number of Relay Antenna
8
9
10
11
12
13
14
Uplink
rate
in
bps/Hz
σ2
e1
=0.01, σ2
e2
=0.01
σ2
e1
=0.01, σ2
e2
=0.04
σ2
e1
=0.04, σ2
e2
=0.01
σ2
e1
=0.04, σ2
e2
=0.04
Figure: Uplink rate vs Mr , when MU → RS link and RS → BS link both have
imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 80 / 89
20 22 24 26 28 30 32 34 36 38 40
Number of Relay Antenna
12
13
14
15
16
17
18
19
Uplink
rate
in
bps/Hz
σ2
e1
=0.01, σ2
e2
=0.01
σ2
e1
=0.01, σ2
e2
=0.04
σ2
e1
=0.04, σ2
e2
=0.01
σ2
e1
=0.04, σ2
e2
=0.04
Figure: Capacity per user vs Ms, when MU → relay link and relay → BS link
both have imperfect CSI
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 81 / 89
Thesis conclusion and future scope:
Thesis conclusion-1
The statistical modeling for HM coefficient can be a good solution for
hardware calibration, although the proper feedback from UE side is
unknown.
Statistical parameters like mean and variance of analytically derived
PDF of HM coefficient gives the estimated value of calibration point
and the residual reciprocity errors after calibration.
System performance can also be improved by the proper selection of
precoders in the HM condition.
RZF precoder with optimal regularization parameter gives the superior
performance compare to MF and ZF precoder.
MF precoder is more robust and less sensitive towards HM, but we
observe great capacity loss compare to RZF and ZF.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 82 / 89
Continued–
Thesis Conclusion-2
λ
2 spacing is not the only way for making wireless channel
uncorrelated.
Increasing the degree of compactness, still by keeping the antenna
spacing λ
2 causes significant loss in SE and EE.
Linear decoder like ZF and MMSE still gives better performance in
antenna correlation environment.
Thesis Conclusion-3
In AF-relaying, larger the number of relay antenna have the greater
impact on end-to-end SNR and capacity compare to BS antenna.
Small channel error variance causes significant loss for the end
terminals.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 83 / 89
Future scope
Since HM causes the amplitude and phase impairment. This
dissertation describes only the impact of amplitude impairment.
Phase mismatch is the another challenge of TDD system, which can
also affect the sum-rate capacity in DL scenario.
Improper calibration causes additional interference, this reduces the
end user SNR. Hence for better BER and SER performance, there is a
need of robust calibration and precoding strategy.
Similarly, improper hardware calibration may also be the cause of
outage, because sum-rate capacity decreases due to reduction of per
user SNR.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 84 / 89
Continued–
Future scope
Impact of antenna correlation in UL scenario has already been
analyzed in terms of achievable rate and power efficiency. Antenna
correlation and mutual coupling also influences the proper beam
formation and beam steering in DL scenario.
This dissertation has already incorporated the massive MIMO
technology in the cooperative network. Similar intuition can also be
drawn by extending this approach for the cognitive radio.
Channel estimation is very tedious for massive MIMO. Mobility is also
a serious concern in massive MIMO.
Non-coherent detector and random precoder is also an emerging area
for solving the problem of massive MIMO.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 85 / 89
Publication–
Journals
1 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Mean Based Reciprocity Calibration in
TDD Massive MIMO system, IEEE System Journal 2018, Under review from 29 Nov 2018
2 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Massive MIMO in Cooperative
Network with Multiple Relay Under Imperfect CSI, IET Communication 2018,
Communicated
3 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Outage Probability in Large Antenna
System for Cooperative Network under Cooperative Decoding, IET Communication 2018,
Communicated
Conference
1 Varun Kumar, Sarat Kumar Patra, Poonam Singh, “Large Antenna Performance with
Imperfect CSI in Cooperative Networks, IEEE Conference Region 10 Connect 2018
2 Varun Kumar, Sarat Kumar Patra, Poonam Singh, “Achievable Rate and Power Efficiency
of Massive MIMO in Cooperative Network with ZF Receivers, IEEE Conference Region 10
Tencon 2017
3 Varun Kumar, Sudhansu Arya, Sarat K Patra, “Achievable Rate and Power Efficeincy in
Uplink Massive MIMO System Under Antenna Correlation IEEE Conference ANTS 2017
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 86 / 89
References I
,,,,
M. Shafi, A. F. Molisch, P. J. Smith, T. Haustein, P. Zhu, P. De Silva, F. Tufvesson, A. Benjebbour, and G. Wunder,
“5G: A tutorial overview of standards, trials, challenges, deployment, and practice,” IEEE J. Sel. Areas Commun.,
vol. 35, no. 6, pp. 1201–1221, 2017.
F. Boccardi, R. W. Heath, A. Lozano, T. L. Marzetta, and P. Popovski, “Five disruptive technology directions for 5G,”
IEEE Commun. Mag, vol. 52, no. 2, pp. 74–80, 2014.
A. Osseiran, F. Boccardi, V. Braun, K. Kusume, P. Marsch, M. Maternia, O. Queseth, M. Schellmann, H. Schotten,
H. Taoka et al., “Scenarios for 5G mobile and wireless communications: the vision of the METIS project,” IEEE
Commun. Mag., vol. 52, no. 5, pp. 26–35, 2014.
C. A. Balanis, Antenna Theory: Analysis and Design; Hoboken, NJ, USA. Wiley-2005.
S. Wagner, R. Couillet, M. Debbah, and D. T. Slock, “Large system analysis of linear precoding in correlated MISO
broadcast channels under limited feedback,” IEEE Trans. Inf. Theory, vol. 58, no. 7, pp. 4509–4537, 2012.
C. Oestges, B. Clerckx, D. Vanhoenacker-Janvier, and A. Paulraj, “Impact of diagonal correlations on MIMO capacity:
application to geometrical scattering models,” in Vehicular Technology Conference, 2003. VTC 2003-Fall. 2003 IEEE
58th, vol. 1. IEEE, 2003, pp. 394–398.
H. Q. Ngo, E. G. Larsson, and T. L. Marzetta, “Energy and spectral efficiency of very large multiuser MIMO systems,”
IEEE Trans.Commun, vol. 61, no. 4, pp. 1436–1449, 2013.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 87 / 89
References II
J.-H. Lee and C.-C. Cheng, “Spatial correlation of multiple antenna arrays in wireless communication systems,” Progress
In Electromagnetics Research, vol. 132, pp. 347–368, 2012.
D. W. K. Ng, E. S. Lo, and R. Schober, “Energy-efficient resource allocation in ofdma systems with large numbers of
base station antennas,” IEEE Trans. Wireless Commun, vol. 11, no. 9, pp. 3292–3304, 2012.
E. Björnson, J. Hoydis, M. Kountouris, and M. Debbah, “Massive MIMO systems with non-ideal hardware: Energy
efficiency, estimation, and capacity limits,” IEEE Trans. Inf. Theory, vol. 60, no. 11, pp. 7112–7139, 2014.
E. Björnson, E. G. Larsson, and M. Debbah, “Massive MIMO for maximal spectral efficiency: How many users and pilots
should be allocated?” IEEE Trans. Wireless Commun, vol. 15, no. 2, pp. 1293–1308, 2016.
S. Biswas, C. Masouros, and T. Ratnarajah, “Performance analysis of large multiuser MIMO systems with
space-constrained 2-D antenna arrays,” IEEE Trans. Wireless Commun, vol. 15, no. 5, pp. 3492–3505, 2016.
Y. Chen, X. Gao, X.-G. Xia, and L. You, “Robust MMSE precoding for massive MIMO transmission with hardware
mismatch,” Science China Information Sciences, vol. 61, no. 4, p. 042303, 2018.
J. Choi, “Downlink multiuser beamforming with compensation of channel reciprocity from RF impairments,” IEEE Trans.
Commun, vol. 63, no. 6, pp. 2158–2169, 2015.
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 88 / 89
Thank You
Dr. Varun Kumar (NIT Rourkela)
Massive MIMO 89 / 89

Weitere ähnliche Inhalte

Was ist angesagt? (20)

Mimo in Wireless Communication
Mimo in Wireless CommunicationMimo in Wireless Communication
Mimo in Wireless Communication
 
Ofdma Basics
Ofdma BasicsOfdma Basics
Ofdma Basics
 
Non orthogonal multiple access
Non orthogonal multiple accessNon orthogonal multiple access
Non orthogonal multiple access
 
Satellite link design
Satellite link designSatellite link design
Satellite link design
 
D2D - Device to Device Communication
D2D - Device to Device CommunicationD2D - Device to Device Communication
D2D - Device to Device Communication
 
Training on microwave communication
Training on microwave communicationTraining on microwave communication
Training on microwave communication
 
Microwave link design
Microwave link designMicrowave link design
Microwave link design
 
Link budget calculation
Link budget calculationLink budget calculation
Link budget calculation
 
Mimo
MimoMimo
Mimo
 
Improving coverage and capacity in cellular systems
Improving coverage and capacity in cellular systemsImproving coverage and capacity in cellular systems
Improving coverage and capacity in cellular systems
 
Massive mimo
Massive mimoMassive mimo
Massive mimo
 
rake reciever ppt
rake reciever pptrake reciever ppt
rake reciever ppt
 
Mimo dr. morsi
Mimo  dr. morsiMimo  dr. morsi
Mimo dr. morsi
 
Diversity techniques presentation material
Diversity techniques presentation materialDiversity techniques presentation material
Diversity techniques presentation material
 
MIMO.ppt (2) 2
MIMO.ppt (2) 2MIMO.ppt (2) 2
MIMO.ppt (2) 2
 
(Ofdm)
(Ofdm)(Ofdm)
(Ofdm)
 
Satellite Link Design: C/N Ratio
Satellite Link Design:  C/N RatioSatellite Link Design:  C/N Ratio
Satellite Link Design: C/N Ratio
 
Massive MIMO
Massive MIMOMassive MIMO
Massive MIMO
 
Mimo [new]
Mimo [new]Mimo [new]
Mimo [new]
 
Lecture 2 evolution of mobile cellular
Lecture 2  evolution of mobile cellular Lecture 2  evolution of mobile cellular
Lecture 2 evolution of mobile cellular
 

Ähnlich wie Challenges of Massive MIMO System

A new look on performance of small-cell network with design of multiple anten...
A new look on performance of small-cell network with design of multiple anten...A new look on performance of small-cell network with design of multiple anten...
A new look on performance of small-cell network with design of multiple anten...journalBEEI
 
Enabling full-duplex in multiple access technique for 5G wireless networks ov...
Enabling full-duplex in multiple access technique for 5G wireless networks ov...Enabling full-duplex in multiple access technique for 5G wireless networks ov...
Enabling full-duplex in multiple access technique for 5G wireless networks ov...TELKOMNIKA JOURNAL
 
A new look on CSI imperfection in downlink NOMA systems
A new look on CSI imperfection in downlink NOMA systemsA new look on CSI imperfection in downlink NOMA systems
A new look on CSI imperfection in downlink NOMA systemsjournalBEEI
 
NetSim Technology Library- Propagation models
NetSim Technology Library- Propagation modelsNetSim Technology Library- Propagation models
NetSim Technology Library- Propagation modelsVishal Sharma
 
Outage performance users located outside D2D coverage area in downlink cellul...
Outage performance users located outside D2D coverage area in downlink cellul...Outage performance users located outside D2D coverage area in downlink cellul...
Outage performance users located outside D2D coverage area in downlink cellul...journalBEEI
 
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...cscpconf
 
BER Performance of MU-MIMO System using Dirty Paper Coding
BER Performance of MU-MIMO System using Dirty Paper CodingBER Performance of MU-MIMO System using Dirty Paper Coding
BER Performance of MU-MIMO System using Dirty Paper CodingIJEEE
 
Performance analysis of miso ofdm system with delayed
Performance analysis of miso ofdm system with delayedPerformance analysis of miso ofdm system with delayed
Performance analysis of miso ofdm system with delayedeSAT Publishing House
 
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...Mimo radar detection in compound gaussian clutter using orthogonal discrete f...
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...ijma
 
Performance evaluation with a
Performance evaluation with aPerformance evaluation with a
Performance evaluation with aijmnct
 
Secure outage probability of cognitive radio network relying non-orthogonal m...
Secure outage probability of cognitive radio network relying non-orthogonal m...Secure outage probability of cognitive radio network relying non-orthogonal m...
Secure outage probability of cognitive radio network relying non-orthogonal m...journalBEEI
 
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...IJECEIAES
 
Physical security layer with friendly jammer in half-duplex relaying networks...
Physical security layer with friendly jammer in half-duplex relaying networks...Physical security layer with friendly jammer in half-duplex relaying networks...
Physical security layer with friendly jammer in half-duplex relaying networks...journalBEEI
 
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...IJEEE
 
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...eSAT Publishing House
 
Study on outage performance gap of two destinations on CR-NOMA network
Study on outage performance gap of two destinations on CR-NOMA networkStudy on outage performance gap of two destinations on CR-NOMA network
Study on outage performance gap of two destinations on CR-NOMA networkTELKOMNIKA JOURNAL
 
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...ijtsrd
 
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...T. E. BOGALE
 

Ähnlich wie Challenges of Massive MIMO System (20)

A new look on performance of small-cell network with design of multiple anten...
A new look on performance of small-cell network with design of multiple anten...A new look on performance of small-cell network with design of multiple anten...
A new look on performance of small-cell network with design of multiple anten...
 
Enabling full-duplex in multiple access technique for 5G wireless networks ov...
Enabling full-duplex in multiple access technique for 5G wireless networks ov...Enabling full-duplex in multiple access technique for 5G wireless networks ov...
Enabling full-duplex in multiple access technique for 5G wireless networks ov...
 
A new look on CSI imperfection in downlink NOMA systems
A new look on CSI imperfection in downlink NOMA systemsA new look on CSI imperfection in downlink NOMA systems
A new look on CSI imperfection in downlink NOMA systems
 
NetSim Technology Library- Propagation models
NetSim Technology Library- Propagation modelsNetSim Technology Library- Propagation models
NetSim Technology Library- Propagation models
 
Anritsu
Anritsu Anritsu
Anritsu
 
Outage performance users located outside D2D coverage area in downlink cellul...
Outage performance users located outside D2D coverage area in downlink cellul...Outage performance users located outside D2D coverage area in downlink cellul...
Outage performance users located outside D2D coverage area in downlink cellul...
 
1568973267 effect of multi-tone
1568973267 effect of multi-tone1568973267 effect of multi-tone
1568973267 effect of multi-tone
 
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...
COMPARATIVE STUDY ON BENDING LOSS BETWEEN DIFFERENT S-SHAPED WAVEGUIDE BENDS ...
 
BER Performance of MU-MIMO System using Dirty Paper Coding
BER Performance of MU-MIMO System using Dirty Paper CodingBER Performance of MU-MIMO System using Dirty Paper Coding
BER Performance of MU-MIMO System using Dirty Paper Coding
 
Performance analysis of miso ofdm system with delayed
Performance analysis of miso ofdm system with delayedPerformance analysis of miso ofdm system with delayed
Performance analysis of miso ofdm system with delayed
 
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...Mimo radar detection in compound gaussian clutter using orthogonal discrete f...
Mimo radar detection in compound gaussian clutter using orthogonal discrete f...
 
Performance evaluation with a
Performance evaluation with aPerformance evaluation with a
Performance evaluation with a
 
Secure outage probability of cognitive radio network relying non-orthogonal m...
Secure outage probability of cognitive radio network relying non-orthogonal m...Secure outage probability of cognitive radio network relying non-orthogonal m...
Secure outage probability of cognitive radio network relying non-orthogonal m...
 
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...
Beam division multiple access for millimeter wave massive MIMO: Hybrid zero-f...
 
Physical security layer with friendly jammer in half-duplex relaying networks...
Physical security layer with friendly jammer in half-duplex relaying networks...Physical security layer with friendly jammer in half-duplex relaying networks...
Physical security layer with friendly jammer in half-duplex relaying networks...
 
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...
On the Performance Analysis of Composite Multipath/Shadowing (Weibull-Log Nor...
 
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...
Adaptive transmit diversity selection (atds) based on stbc and sfbc fir 2 x1 ...
 
Study on outage performance gap of two destinations on CR-NOMA network
Study on outage performance gap of two destinations on CR-NOMA networkStudy on outage performance gap of two destinations on CR-NOMA network
Study on outage performance gap of two destinations on CR-NOMA network
 
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...
Performance Analysis of CIR and Path Loss Propagation Models in the Downlink ...
 
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...
Beamforming for Multiuser Massive MIMO Systems: Digital versus Hybrid Analog-...
 

Mehr von VARUN KUMAR

Distributed rc Model
Distributed rc ModelDistributed rc Model
Distributed rc ModelVARUN KUMAR
 
Electrical Wire Model
Electrical Wire ModelElectrical Wire Model
Electrical Wire ModelVARUN KUMAR
 
Interconnect Parameter in Digital VLSI Design
Interconnect Parameter in Digital VLSI DesignInterconnect Parameter in Digital VLSI Design
Interconnect Parameter in Digital VLSI DesignVARUN KUMAR
 
Introduction to Digital VLSI Design
Introduction to Digital VLSI DesignIntroduction to Digital VLSI Design
Introduction to Digital VLSI DesignVARUN KUMAR
 
E-democracy or Digital Democracy
E-democracy or Digital DemocracyE-democracy or Digital Democracy
E-democracy or Digital DemocracyVARUN KUMAR
 
Ethics of Parasitic Computing
Ethics of Parasitic ComputingEthics of Parasitic Computing
Ethics of Parasitic ComputingVARUN KUMAR
 
Action Lines of Geneva Plan of Action
Action Lines of Geneva Plan of ActionAction Lines of Geneva Plan of Action
Action Lines of Geneva Plan of ActionVARUN KUMAR
 
Geneva Plan of Action
Geneva Plan of ActionGeneva Plan of Action
Geneva Plan of ActionVARUN KUMAR
 
Fair Use in the Electronic Age
Fair Use in the Electronic AgeFair Use in the Electronic Age
Fair Use in the Electronic AgeVARUN KUMAR
 
Software as a Property
Software as a PropertySoftware as a Property
Software as a PropertyVARUN KUMAR
 
Orthogonal Polynomial
Orthogonal PolynomialOrthogonal Polynomial
Orthogonal PolynomialVARUN KUMAR
 
Patent Protection
Patent ProtectionPatent Protection
Patent ProtectionVARUN KUMAR
 
Copyright Vs Patent and Trade Secrecy Law
Copyright Vs Patent and Trade Secrecy LawCopyright Vs Patent and Trade Secrecy Law
Copyright Vs Patent and Trade Secrecy LawVARUN KUMAR
 
Property Right and Software
Property Right and SoftwareProperty Right and Software
Property Right and SoftwareVARUN KUMAR
 
Investigating Data Trials
Investigating Data TrialsInvestigating Data Trials
Investigating Data TrialsVARUN KUMAR
 
Gaussian Numerical Integration
Gaussian Numerical IntegrationGaussian Numerical Integration
Gaussian Numerical IntegrationVARUN KUMAR
 
Censorship and Controversy
Censorship and ControversyCensorship and Controversy
Censorship and ControversyVARUN KUMAR
 
Romberg's Integration
Romberg's IntegrationRomberg's Integration
Romberg's IntegrationVARUN KUMAR
 
Introduction to Censorship
Introduction to Censorship Introduction to Censorship
Introduction to Censorship VARUN KUMAR
 
Protect your online privacy-2
Protect your online privacy-2Protect your online privacy-2
Protect your online privacy-2VARUN KUMAR
 

Mehr von VARUN KUMAR (20)

Distributed rc Model
Distributed rc ModelDistributed rc Model
Distributed rc Model
 
Electrical Wire Model
Electrical Wire ModelElectrical Wire Model
Electrical Wire Model
 
Interconnect Parameter in Digital VLSI Design
Interconnect Parameter in Digital VLSI DesignInterconnect Parameter in Digital VLSI Design
Interconnect Parameter in Digital VLSI Design
 
Introduction to Digital VLSI Design
Introduction to Digital VLSI DesignIntroduction to Digital VLSI Design
Introduction to Digital VLSI Design
 
E-democracy or Digital Democracy
E-democracy or Digital DemocracyE-democracy or Digital Democracy
E-democracy or Digital Democracy
 
Ethics of Parasitic Computing
Ethics of Parasitic ComputingEthics of Parasitic Computing
Ethics of Parasitic Computing
 
Action Lines of Geneva Plan of Action
Action Lines of Geneva Plan of ActionAction Lines of Geneva Plan of Action
Action Lines of Geneva Plan of Action
 
Geneva Plan of Action
Geneva Plan of ActionGeneva Plan of Action
Geneva Plan of Action
 
Fair Use in the Electronic Age
Fair Use in the Electronic AgeFair Use in the Electronic Age
Fair Use in the Electronic Age
 
Software as a Property
Software as a PropertySoftware as a Property
Software as a Property
 
Orthogonal Polynomial
Orthogonal PolynomialOrthogonal Polynomial
Orthogonal Polynomial
 
Patent Protection
Patent ProtectionPatent Protection
Patent Protection
 
Copyright Vs Patent and Trade Secrecy Law
Copyright Vs Patent and Trade Secrecy LawCopyright Vs Patent and Trade Secrecy Law
Copyright Vs Patent and Trade Secrecy Law
 
Property Right and Software
Property Right and SoftwareProperty Right and Software
Property Right and Software
 
Investigating Data Trials
Investigating Data TrialsInvestigating Data Trials
Investigating Data Trials
 
Gaussian Numerical Integration
Gaussian Numerical IntegrationGaussian Numerical Integration
Gaussian Numerical Integration
 
Censorship and Controversy
Censorship and ControversyCensorship and Controversy
Censorship and Controversy
 
Romberg's Integration
Romberg's IntegrationRomberg's Integration
Romberg's Integration
 
Introduction to Censorship
Introduction to Censorship Introduction to Censorship
Introduction to Censorship
 
Protect your online privacy-2
Protect your online privacy-2Protect your online privacy-2
Protect your online privacy-2
 

Kürzlich hochgeladen

Double Revolving field theory-how the rotor develops torque
Double Revolving field theory-how the rotor develops torqueDouble Revolving field theory-how the rotor develops torque
Double Revolving field theory-how the rotor develops torqueBhangaleSonal
 
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdf
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdfONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdf
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdfKamal Acharya
 
Intze Overhead Water Tank Design by Working Stress - IS Method.pdf
Intze Overhead Water Tank  Design by Working Stress - IS Method.pdfIntze Overhead Water Tank  Design by Working Stress - IS Method.pdf
Intze Overhead Water Tank Design by Working Stress - IS Method.pdfSuman Jyoti
 
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Stand
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night StandCall Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Stand
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Standamitlee9823
 
Generative AI or GenAI technology based PPT
Generative AI or GenAI technology based PPTGenerative AI or GenAI technology based PPT
Generative AI or GenAI technology based PPTbhaskargani46
 
Design For Accessibility: Getting it right from the start
Design For Accessibility: Getting it right from the startDesign For Accessibility: Getting it right from the start
Design For Accessibility: Getting it right from the startQuintin Balsdon
 
Thermal Engineering Unit - I & II . ppt
Thermal Engineering  Unit - I & II . pptThermal Engineering  Unit - I & II . ppt
Thermal Engineering Unit - I & II . pptDineshKumar4165
 
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...Arindam Chakraborty, Ph.D., P.E. (CA, TX)
 
UNIT - IV - Air Compressors and its Performance
UNIT - IV - Air Compressors and its PerformanceUNIT - IV - Air Compressors and its Performance
UNIT - IV - Air Compressors and its Performancesivaprakash250
 
Online banking management system project.pdf
Online banking management system project.pdfOnline banking management system project.pdf
Online banking management system project.pdfKamal Acharya
 
Intro To Electric Vehicles PDF Notes.pdf
Intro To Electric Vehicles PDF Notes.pdfIntro To Electric Vehicles PDF Notes.pdf
Intro To Electric Vehicles PDF Notes.pdfrs7054576148
 
AKTU Computer Networks notes --- Unit 3.pdf
AKTU Computer Networks notes ---  Unit 3.pdfAKTU Computer Networks notes ---  Unit 3.pdf
AKTU Computer Networks notes --- Unit 3.pdfankushspencer015
 
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXssuser89054b
 
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Booking
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 BookingVIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Booking
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Bookingdharasingh5698
 
Unit 2- Effective stress & Permeability.pdf
Unit 2- Effective stress & Permeability.pdfUnit 2- Effective stress & Permeability.pdf
Unit 2- Effective stress & Permeability.pdfRagavanV2
 
notes on Evolution Of Analytic Scalability.ppt
notes on Evolution Of Analytic Scalability.pptnotes on Evolution Of Analytic Scalability.ppt
notes on Evolution Of Analytic Scalability.pptMsecMca
 
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Booking
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance BookingCall Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Booking
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Bookingroncy bisnoi
 

Kürzlich hochgeladen (20)

Double Revolving field theory-how the rotor develops torque
Double Revolving field theory-how the rotor develops torqueDouble Revolving field theory-how the rotor develops torque
Double Revolving field theory-how the rotor develops torque
 
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdf
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdfONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdf
ONLINE FOOD ORDER SYSTEM PROJECT REPORT.pdf
 
Intze Overhead Water Tank Design by Working Stress - IS Method.pdf
Intze Overhead Water Tank  Design by Working Stress - IS Method.pdfIntze Overhead Water Tank  Design by Working Stress - IS Method.pdf
Intze Overhead Water Tank Design by Working Stress - IS Method.pdf
 
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Stand
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night StandCall Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Stand
Call Girls In Bangalore ☎ 7737669865 🥵 Book Your One night Stand
 
Generative AI or GenAI technology based PPT
Generative AI or GenAI technology based PPTGenerative AI or GenAI technology based PPT
Generative AI or GenAI technology based PPT
 
Design For Accessibility: Getting it right from the start
Design For Accessibility: Getting it right from the startDesign For Accessibility: Getting it right from the start
Design For Accessibility: Getting it right from the start
 
Thermal Engineering Unit - I & II . ppt
Thermal Engineering  Unit - I & II . pptThermal Engineering  Unit - I & II . ppt
Thermal Engineering Unit - I & II . ppt
 
(INDIRA) Call Girl Meerut Call Now 8617697112 Meerut Escorts 24x7
(INDIRA) Call Girl Meerut Call Now 8617697112 Meerut Escorts 24x7(INDIRA) Call Girl Meerut Call Now 8617697112 Meerut Escorts 24x7
(INDIRA) Call Girl Meerut Call Now 8617697112 Meerut Escorts 24x7
 
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...
Navigating Complexity: The Role of Trusted Partners and VIAS3D in Dassault Sy...
 
UNIT - IV - Air Compressors and its Performance
UNIT - IV - Air Compressors and its PerformanceUNIT - IV - Air Compressors and its Performance
UNIT - IV - Air Compressors and its Performance
 
Online banking management system project.pdf
Online banking management system project.pdfOnline banking management system project.pdf
Online banking management system project.pdf
 
Intro To Electric Vehicles PDF Notes.pdf
Intro To Electric Vehicles PDF Notes.pdfIntro To Electric Vehicles PDF Notes.pdf
Intro To Electric Vehicles PDF Notes.pdf
 
AKTU Computer Networks notes --- Unit 3.pdf
AKTU Computer Networks notes ---  Unit 3.pdfAKTU Computer Networks notes ---  Unit 3.pdf
AKTU Computer Networks notes --- Unit 3.pdf
 
Cara Menggugurkan Sperma Yang Masuk Rahim Biyar Tidak Hamil
Cara Menggugurkan Sperma Yang Masuk Rahim Biyar Tidak HamilCara Menggugurkan Sperma Yang Masuk Rahim Biyar Tidak Hamil
Cara Menggugurkan Sperma Yang Masuk Rahim Biyar Tidak Hamil
 
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX
 
(INDIRA) Call Girl Aurangabad Call Now 8617697112 Aurangabad Escorts 24x7
(INDIRA) Call Girl Aurangabad Call Now 8617697112 Aurangabad Escorts 24x7(INDIRA) Call Girl Aurangabad Call Now 8617697112 Aurangabad Escorts 24x7
(INDIRA) Call Girl Aurangabad Call Now 8617697112 Aurangabad Escorts 24x7
 
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Booking
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 BookingVIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Booking
VIP Call Girls Ankleshwar 7001035870 Whatsapp Number, 24/07 Booking
 
Unit 2- Effective stress & Permeability.pdf
Unit 2- Effective stress & Permeability.pdfUnit 2- Effective stress & Permeability.pdf
Unit 2- Effective stress & Permeability.pdf
 
notes on Evolution Of Analytic Scalability.ppt
notes on Evolution Of Analytic Scalability.pptnotes on Evolution Of Analytic Scalability.ppt
notes on Evolution Of Analytic Scalability.ppt
 
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Booking
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance BookingCall Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Booking
Call Girls Walvekar Nagar Call Me 7737669865 Budget Friendly No Advance Booking
 

Challenges of Massive MIMO System

  • 1. Non-asymptotic Analysis of Massive MIMO under Different Wireless Scenario Dr. Varun Kumar Dr. Varun Kumar (NIT Rourkela) Massive MIMO 1 / 89
  • 2. Outlines 1 Introduction 2 Motivation 3 Problem Formulation 4 Work Done 5 Conclusion and Future Work 6 References Dr. Varun Kumar (NIT Rourkela) Massive MIMO 2 / 89
  • 3. Introduction Mobile Communication Background Generation Bandwidth Data Rate 2G 200 KHz 144 Kbps 3G 5 MHz 384 Kbps- 2 Mbps 4G 10/20 MHz 100 Mbps- 1 GHz 5G > 100 MHz 1 Gbps-20 Gbps Challenges Mobile communication trends have shifted prioritizing data over voice communication. Exponentially growing in data demand Available wireless resource are limited for mobile communication. Working in interfering environment Dr. Varun Kumar (NIT Rourkela) Massive MIMO 3 / 89
  • 4. Ongoing research trends in the mobile communication: What will be the new in 5G ? [1] 1 Enhanced Mobile broadband (mmWave Communication) 2 Ultra reliable low latency (Network Densification) 3 Massive connectivity (IoT) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 4 / 89
  • 5. 5G Research Direction: [2],[3] Massive MIMO 1 It is mature wireless technology. 2 It incorporate all flavor of conventional MIMO with larger scale. 3 Current 4G standard incorporate only 8 antenna at Tx − Rx end, but massive MIMO will have more flexibility. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 5 / 89
  • 6. Continued– Why go to massive MIMO ? Ans- Due to exploration of new band (mmWave beyond sub 6 GHz band) allocation for mobile communication. Note- Sub 6 GHz band also support with limited scale. Features of massive MIMO: It increases the degree of freedom. Increases spectrum efficiency as well as energy efficiency. It can support large number of user in same time-frequency slot. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 6 / 89
  • 7. Major obstacle in massive MIMO: Challenges: Hardware mismatch (HM) in TDD system. Highly correlated spatial gain. Channel estimation for large MIMO network. Resource allocation for such a complex network. Pilot contamination Feasibility of this technology with existing one, like cooperative network, spectrum sharing network (cognitive radio), heterogeneous networks (Het-Net) and many more. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 7 / 89
  • 8. Dissertation Plan: Introduction Conclusion 3. Feasibility of massive MIMO in cooperative network 1. Effect of HM in TDD based massive MIMO 2. Effect of antenna correlation in massive MIMO Thesis Contributory Dr. Varun Kumar (NIT Rourkela) Massive MIMO 8 / 89
  • 9. Why TDD not FDD for massive MIMO? Let a BS have M number of antenna, which serves K users and each user has single antenna, also M >> K. FDD slot structure TDD slot structure Tc = Tch + TUL(Data) + TDL(Data) + Toth (1) Tch = (2M + K)τs for FDD mode Tch = Kτs for TDD mode Dr. Varun Kumar (NIT Rourkela) Massive MIMO 9 / 89
  • 10. Impact of Hardware Mismatch in TDD Based Massive MIMO System Uplink channel matrix of size M × K can be expressed as HU = RB HTU (2) RB → Hardware response (HR) matrix of size M × M during signal reception at BS. H → Rayleigh channel matrix of size M × K. TU → HR matrix of size K × K during signal transmission across the users. On the other side, downlink channel matrix HD = RU HT TB (3) RU → HR matrix of size K × K during signal reception at user TB → HR matrix of size M × M during signal transmission at BS Dr. Varun Kumar (NIT Rourkela) Massive MIMO 10 / 89
  • 11. Continued– Since propagation channel H is perfectly reciprocal [4]. HD = RU T−1 U | {z } Unknown HT U R−1 B TB | {z } Unknown (4) RU T−1 U → Hardware mismatch (HM) matrix across the user R−1 B TB → HM matrix across the BS Reciprocal and non-reciprocal channel: Case 1: RU T−1 U = CuIK and R−1 B TB = CbIM Hence from (4), the DL channel matrix is the constant multiple of the transpose of UL channel matrix. HD = CuCbHT U (5) This is the sufficient condition for the channel reciprocity. Case 2: If RU T−1 U 6= CuIK and R−1 B TB 6= CbIM Dr. Varun Kumar (NIT Rourkela) Massive MIMO 11 / 89
  • 12. Continued– Channel Reciprocity Error Modeling hD = (RU T−1 U ⊗ R−1 B TB ) | {z } Unknown hU (6) hD = vec(HT D ) of size MK × 1. hU = vec(HU ) of size MK × 1 (RU T−1 U ⊗ R−1 B TB ) → Kronecker product between HM matrix across the UE and BS side with size (MK × MK) Let TB = diag(tb1 , tb2 , ....., tbM ). The coefficient of HR across the mth antenna is modeled as tbm = <(tbm ) + j=(tbm ) (7) where <(tbm ), =(tbm ) ∼ N(0, σ2 tbm ). Assumption 1: σtb1 = σtb2 =, ....., = σtbM = σ1. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 12 / 89
  • 13. Continued– From (7), we assume that the amplitude and phase of the RV tbm follow the Rayleigh distribution and uniform distribution respectively. So diagonal matrix TB can also be expressed as TB = Tb a Tb θ (8) Tb a = diag(|tb1 |, |tb2 |, ....., |tbM |) → amplitude response matrix. Tb θ = diag(ejθb t1 , ejθb t2 , ......ejθb tM ) → phase response matrix. Similarly, RB = diag(rb1 , rb2 , ....., rbM ) and also expressed as RB = Rb a Rb θ (9) where (rbm ), =(rbm ) ∼ N(0, σ2 2). Ro b =(Rb a Rb θ )−1 (Tb a Tb θ ) = (Rb a )−1 Tb a | {z } A.M (Rb θ )−1 Tb θ | {z } P.M (10) Here Ro b = diag(ro b1 ejθo b1 , ro b2 ejθo b2 , ....., ro bM ejθo bM ), where ro bm = |tbm | |rbm | and θo bm = (θb tm − θb rm ) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 13 / 89
  • 14. PDF of hardware mismatch coefficient Theorem 1: Consider x1 ∼ a1 + ib1, x2 ∼ a2 + ib2 are two complex random variables (RV), where (a1, b1) ∼ N(0, σ2 1), and (a2, b2) ∼ N(0, σ2 2). |x1| and |x2| are considered as Rayleigh distributed RV, with scale parameter σ1 and σ2. Let Z = |x1| |x2| be another RV, considering |x1| and |x2| are statistically independent, then the joint PDF of Z is fZ (z) = 2zb2 0 (z2 + b2 0)2 (11) where b0 = σ1 σ2 . Similarly the mean and variance of Z are E[Z] = π 2 σ1 σ2 (12) and var(Z) = ∞ (13) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 14 / 89
  • 15. PDF of ro bm 0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 Z 0 0.2 0.4 0.6 0.8 1 1.2 1.4 f Z (z) Amplitude Mismatch PDF 1 =1, 2 =2 1 =2, 2 =3 1 =2, 2 =4 1 =3, 2 =2 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 15 / 89
  • 16. Truncated PDF: gZ (z) = fZ (z) F(b) − F(a) (14) where F(z) = 1 − b2 0 z2+b2 0 and b0 = σ1 σ2 . The mean and variance for the truncated PDF can be expressed as E(z) = (a2 + b2 0)(b2 + b2 0) b2 0(b2 − a2) × b0 tan−1 b b0 − tan−1 a b0 − b2 0 b b2 + b2 0 − a a2 + b2 0 (15) and var(z) = E(z2 ) − E(z)2 (16) where E(z2 ) = 1 F(b)−F(a) b4 0 1 b2+b2 0 − 1 a2+b2 0 + log b2 +b2 0 a2+b2 0 . Dr. Varun Kumar (NIT Rourkela) Massive MIMO 16 / 89
  • 17. Continued– Assumption 2: Hardware component of Tx for all UE have same statistical RF response, where (tu k ), =(tu k ) ∼ N(0, σ2 3). Similarly hardware component of Rx for all UE have same statistical RF response, where (ru k ), =(ru k ) ∼ N(0, σ2 4). Overall HM due to mth transmit antenna from the BS to kth user lk,m = lo k,mejφk,m (17) where lo k,m = ro uk ro bm and φk,m = (θo bm + θo uk ). The PDF of overall A.M lo k,m has been reported in Theorem 2. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 17 / 89
  • 18. Continued– Theorem 2 Given z1 and z2 are ratio of Rayleigh distributed RVs, whose statistical parameters are (σ1, σ2) and (σ3, σ4), respectively. The PDF of these two RV are fZ1 (z1, σ1, σ2) = 2z1b2 0 (z2 1 +b2 0)2 and fZ2 (z2, σ3, σ4) = 2z2u2 0 (z2 2 +u2 0)2 , where b0 = σ1 σ2 and u0 = σ3 σ4 . Let w = z1z2 be the product of these two RV. Considering z1 and z2 are statistically independent then the joint PDF of w can be expressed as fW (w) =2Dcw u2 0 + w2 b2 0 log w2 b2 0u2 0 (w2 b2 0 − u2 0)3 − 2 (w2 b2 0 − u2 0)2 = 2t (1 + t2) log(t2) (t2 − 1)3 − 2 (t2 − 1)2 (18) where Dc = u2 0 b2 0 , t = w u0b0 . Dr. Varun Kumar (NIT Rourkela) Massive MIMO 18 / 89
  • 19. PDF of coefficient of amplitude mismatch, when DL channel is affected by both side HM 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 w 0 1 2 3 4 5 6 7 f W (w) (σ 1 , σ 2 , σ 3 , σ 4 ) ∼ (1, 2, 1, 5) (σ 1 , σ 2 , σ 3 , σ 4 ) ∼ (2, 2, 1, 5) (σ 1 , σ 2 , σ 3 , σ 4 ) ∼ (1, 1, 2, 5) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 19 / 89
  • 20. PDF of the phase Mismatch of a toy example -5 -4 -3 -2 -1 0 1 2 3 4 5 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Phase mismatch across either side i.e BS or UE per terminal Phase response in UL/DL Phase mismatch, when UE and BS per terminal side consideration Dr. Varun Kumar (NIT Rourkela) Massive MIMO 20 / 89
  • 21. Trapezoidal rule for numerical integration E(w) = Z b a wfW (w)dw = b − a 2N h w(1)fW (w(1)) + w(N) fW (w(N)) + 2{w(2)fW (w(2))....., w(N − 1)fW (N − 1)} i (19) CDF of random variable w: FW (w) = 1 + (u0b0)5 + (u0b0)3 w2 log w2 (u0b0)2 − 1 w2 − u2 0b2 0 2 (20) Mean based calibration: Qk = diag(Lo k ) =      ro uk ro b1 0 ... 0 0 ro uk ro b2 ... 0 . . . . . . ... . . . 0 0 ... ro uk ro bM      M×M (21) Let Ao = vec([Lo 1, Lo 2, .....Lo K ]) is the overall mismatch coefficient vector with size MK × 1. From (6) the unknown HM matrix can be expressed as Lo = Ro u ⊗ Ro b = diag(Ao ) (22) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 21 / 89
  • 22. SINR calculation using different precoder The received signal for kth user in DL scenario can be expressed as yk = √ pk (hd )k (gk )I xk + K X j=1,j6=k √ pj (hd )k (gj )I xj + nk (23) pk → Signal power of kth user. (hd )k → DL channel vector of size 1 × M (gk )I → Precoding vector for kth user of size M × 1 ∀ I = {MF, RZF, ZF} nk → Additive white noise with zero mean and variance σ2 xk → kth user transmit symbol, where E(|xk |2 ) = 1 ∀ k = 1, 2, ...K, Let GI = λI Gi = λI [(g1)I , ....(gK )I ] is the precoding matrix of size M × K. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 22 / 89
  • 23. The normalization factor for Ith precoding scheme can be expressed as λI = s PT E tr(PGH i Gi ) = r PT ΨI (24) PT → Upper bound for total transmit power from the BS. P = diag(p1, p2, ...., pK ) is a diagonal matrix of size K × K. The observed SINR for kth user under Ith precoding scheme can be expressed as (γk )I = pk |(hd )k (gk )I |2 PK j=1,j6=k pj |(hd )k (gj )I |2 + ζ (25) where ζ = σ2 λ2 I = σ2 ΨI PT = ΨI ρ (26) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 23 / 89
  • 24. Continued- Let UL channel matrix is HU = [(hu)1, (hu)2, ...., (hu)K ] (27) where (hu)k is the perfectly estimated UL channel vector of size M × 1. The imperfectly estimated DL channel vector can be expressed as (hd )k = ruk t−1 uk (hu)T k R−1 b Tb (28) Imperfectly estimated DL channel vector can also be expressed as (hd )k = (ĥd )k + (h̄d )k (29) From (21), the DL channel vector for kth user can be expressed as (hk )d = (hu)T k Qk = (hu)T k (Q̂k + Q̄k ) (30) where (ĥd )k = (hu)T k Q̂k , (h̄d )k = (hu)T k Q̄k and Qk is the overall HM experienced by the kth user. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 24 / 89
  • 25. MF precoding Here Gmf = HH D and (gk )MF = (hd )H k . From (25), we expand the numerator and denominator terms individually. Hence the numerator can be expressed as (ps)MF = pk |(ĥd )k (gk )MF |2 = pk |(hu)T k Q̂k {(hu)T k (Q̂k + Q̄k )}H |2 (31) Let Ak = (hu)T k Q̂k Q̂H k (hu)∗ k and Bk = (hu)T k Q̂k Q̄H k (hu)∗ k are mutually independent and uncorrelated then (ps)MF = pk |Ak |2 | {z } Signal power + pk |Bk |2 | {z } HMpower (32) Now inter-user interference power can be modeled as (PI )MF = K X j=1,j6=k pj (hu)T k Q̂k QH j (hu)∗ j (hu)T j Qj Q̂H k (hu)∗ k (33) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 25 / 89
  • 26. From (25) and (26), Nmf = (ζ)mf = Ψmf σ2 PT (34) where PT and σ2 are considered to be fixed and Ψmf − Ψo mf → 0, when M is considered to be very large. Ψo mf =MK (E(r−1 bm tbm ))2 + var(r−1 bm tbm ) (E(t−1 uk ruk ))2 + var(t−1 uk ruk ) (35) RZF precoding: Grzf = (HH D HD + αIM )−1 HH D , where α is the regularization parameter. Precoding vector (gk )rzf = (HH D HD + αIM )−1 (hd )k = Wrzf (hd )k . From (25) signal power can be modeled as (ps)rzf = |(ĥd )k Wrzf (hd )H k |2 (36) Since HH D HD = HD H [k]HD[k] + (hd )H k (hd )k , where HD[k] = [(hd )1; ....; (hd )k−1; (hd )k+1; ....; (hd )K ] is a matrix of size (K − 1) × M Dr. Varun Kumar (NIT Rourkela) Massive MIMO 26 / 89
  • 27. Continued– Γ = HH D HD + αIM , Γ[k] = HD H [k]HD[k] + αIM then Γ = Γ[k] + (hd )H k (hd )k and Wrzf = Γ−1 . We also use the matrix inversion lemma for finding the signal power. (ĥd )k Wrzf (hd )H k = (ĥd )k Γ−1 [k] (hd )H k (1+(hd )k Γ−1 [k] (hd )H k ) From (29), the above relation can also be modified as (ĥd )k Wrzf (hd )H k = h (ĥd )k Γ−1 [k] (ĥd )H k (1 + (hd )k Γ−1 [k] (hd )H k ) + (ĥd )k Γ−1 [k] (h̄d )H k (1 + (hd )k Γ−1 [k] (hd )H k ) i ≈ mΓ,Q2 k (−α) 1 + mΓ,Q2 k (−α) (37) where dependent parameter can be expressed as [5] mΓ,Q2 k (−α) = 1 M trQ2 k 1 M K X j=1 Q2 k 1 + eM,j (−α) + αIM −1 (38) eM,i (−α) = 1 M trQ2 i 1 M K X k=1 Q2 k 1 + eM,k (−α) + αIM −1 (39) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 27 / 89
  • 28. Inter-user interference power From (25), inter-user interference power can also be expressed as K X j=1,j6=k pj |(ĥd )k (gj )rzf |2 = (ĥd )k Wrzf HD H [k]P[k]HD[k]Wrzf (ĥd )H k (40) where P[k] = diag(p1, ....pk−1, pk+1, ...., pK ). From [5], the deterministic equivalent yields can be expressed as (ĥd )k Wrzf HD H [k]P[k]HD[k]Wrzf (ĥd )H k − h u0 − uu0 (1 + u)2 i → 0 (41) where dependent parameter u = trQ2 k Γ−1 [k] and u0 = tr(P[k]HD[k]Γ−1 [k] Q2 k Γ−1 [k] HD H [k]). For large value of M, h u0 − Υo k i → 0 and u − mΓ,Q2 k (−α) → 0, where Υo k = 1 M K X j=1,j6=k pj e0 j,k (1 + ej )2 (42) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 28 / 89
  • 29. Noise power From (25) and (26), noise component mainly depends on the parameter Ψrzf . Mathematically it can be expressed as Ψrzf = E{tr(HD(HH D HD + αIM)−2 HH D )} K X j=1 (hd )k(HH D HD + αIM)−2 (hd )H k (43) Using Lemma 2 Ψrzf = (hd )kΓ−2 [k] (hd )k (1 + (hd )kΓ−2 [k] (hd )k)2 = m0 Γ,Q2 k (−α) 1 + mΓ,Q2 k (−α) 2 (44) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 29 / 89
  • 30. where h m0 Γ,Q2 k (−α) − 1 M tr(Q2 k T0 ) i → 0 and T0 = eM,i (−α) h 1 M K X j=1 Q2 j e0 j (1 + ej )2 + IM i eM,i (−α) (45) For large value of M, Ψrzf − Ψo rzf → 0 where Ψo rzf = 1 M K X k=1 pk e0 k (1 + ek )2 (46) In case of very large number of BS antenna, (γk )rzf − (γo k )rzf → 0. The closed-form expression for kth user SNR can be (γo k )rzf = pk (mo k )2 Υo k + Ψo rzf ρ (1 + mo k )2 (47) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 30 / 89
  • 31. ZF precoding Gzf = HH D (HDHH D )−1 and (gk )ZF = HH D (HDHH D )−2 HD(hd )H k = Wzf (hd )H k , where Wzf = HH D (HDHH D )−2 HD. From [5], the derived SINR using ZF precoding can be modeled as (γk )zf − (γk )o zf M → ∞ − − − − − → 0 So closed-form expression using ZF precoding scheme for SINR can be expressed as (γk )o zf = pk Υo k + Ψo zf ρ (48) where Ψo zf = 1 M PK j=1 and Υo k = 1 M PK j=1,j6=k phe0 j,k e2 j Sum-rate Capacity: Sum-rate capacity in different precoding schemes can be expressed as Rsum = K X k=1 log2(1 + (γk )I ) ∀ I = {zf , rzf , mf } (49) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 31 / 89
  • 32. Simulation results: 0 5 10 15 20 25 30 35 40 45 50 Number of Users 10 20 30 40 50 60 70 Total Sum-rate capacity in bps/HZ Perfect reciprocity ZF α=0.01 α=0.1 α=2 α=5 α=∞ Perfect reciprocity MF Figure: Impact of regularization parameter α in case of perfect reciprocity with RZF precoder along with ZF and MF precoder Dr. Varun Kumar (NIT Rourkela) Massive MIMO 32 / 89
  • 33. 5 10 15 20 25 30 35 40 45 50 Number of Users 10 20 30 40 50 60 70 Total Sum-rate capacity in bps/HZ Perfect reciprocity ZF BS side HM consideration Perfect reciprocity RZF BS side HM consideration RZF Perfect reciprocity MF BS side HM consideration MF Figure: HM across the BS when UE experience no HM and σ1 = 2, σ2 = 3. Here α = 0.1 for RZF precoder Dr. Varun Kumar (NIT Rourkela) Massive MIMO 33 / 89
  • 34. 0 5 10 15 20 25 30 35 40 45 50 Number of Users 10 20 30 40 50 60 70 Total Sum-rate capacity in bps/HZ Perfect reciprocity ZF UE side HM consideration Perfect reciprocity RZF UE side HM consideration RZF Perfect reciprocity MF UE side HM consideration MF Figure: HM across the UE with σ3 = 2, σ4 = 3 and α = 0.1 for RZF precoder Dr. Varun Kumar (NIT Rourkela) Massive MIMO 33 / 89
  • 35. 5 10 15 20 25 30 35 40 45 50 Number of Users 20 30 40 50 60 70 Total Sum-rate capacity in bps/HZ Perfect reciprocity ZF Both side HM consideration Perfect reciprocity RZF Both side HM consideration RZF Perfect reciprocity MF Both side HM consideration MF Figure: HM across the UE and BS with σ1 = 2, σ2 = 3, σ3 = 2, σ4 = 3 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 34 / 89
  • 36. 5 10 15 20 25 30 35 40 45 50 Number of Users 1 2 3 4 5 6 7 8 9 10 % Deviation in sum-rate capacity ZF RZF α=0.01 RZF α=0.1 RZF α=10 MF Figure: Percentage deviation of sum rate capacity for different α with 5% error variance of the mean of HM coefficients and HM is considered only across the BS side Dr. Varun Kumar (NIT Rourkela) Massive MIMO 35 / 89
  • 37. Dissertation plan: Introduction Conclusion 3. Feasibility of massive MIMO in cooperative network 1. Effect of HM in TDD based massive MIMO 2. Effect of antenna correlation in massive MIMO Thesis Contributory Dr. Varun Kumar (NIT Rourkela) Massive MIMO 36 / 89
  • 38. Antenna Correlation Effect: Brief Introduction Massive MU-MIMO consist of a single BS with a large number of antennas. Increasing the number of antenna across BS increases the degree of freedom in terms of receive/transmit diversity. If physical spacing between adjacent antenna is closer gradually then observed wireless channel does not remain statistically uncorrelated. Advantage of statistically uncorrelated wireless channel: Favorable propagation Linear data processing can be possible through linear detector. Spatial multiplexing gain increases leading to linearly increase in the capacity. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 37 / 89
  • 39. Channel model for point-to-point MIMO and MU-MIMO Considering the complex baseband channel, the received signal vector for the point-to-point MIMO network can be modeled as Y = GpX + n (50) Gp → Channel matrix of size Nr × Nt. X → Transmitted symbol vector of size Nt × 1. n → AWGN noise vector of size Nr × 1. Note: It is also considered that (Nr , Nt) both are very large and trace(E{XXH }) = PT , where PT is the total transmitted power. The observed channel matrix in correlated scenario can be expressed as Gp = ζ 1 2 r ˜ Gpζ 1 2 t (51) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 38 / 89
  • 40. Kronecker Model [6] In such scenario, (51) can be further modified as gp = (ζ 1 2 r ⊗ ζ 1 2 t ) ˜ gp (52) gp = vec(Gp) is a vector of size (NtNr × 1) ˜ gp = vec( ˜ Gp) is a vector of size (NtNr × 1) (ζ 1 2 r ⊗ ζ 1 2 t ) → Kronecker product between receive and transmit correlation matrix. Let Ac is correction matrix of size (Nr Nt × Nr Nt) then the estimated channel vector can be further modeled as ˆ gp = Ac(ζ 1 2 r ⊗ ζ 1 2 t ) ˜ gp (53) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 39 / 89
  • 41. Multi-user MIMO (MU-MIMO): We consider a cellular network consisting of one BS with M number of antennas and K users. The received signal vector in UL scenario can be expressed as Y = GmuX + n (54) Gmu = [g1, ....., gK ] → UL channel matrix of size M × K X → Transmitted symbol vector of size K × 1 such that E[XXH ] = diag(p1, ....., pK ). n is the AWGN noise vector of size M × 1. Considering antenna correlation, the kth user channel vector can be expressed as gk = Θ 1 2 k hk β 1 2 k (55) Θk → Receive correlation matrix for kth user of size M × M. hk → Rayleigh faded channel vector of size M × 1. βk is the large scale fading coefficient for kth user [7]. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 40 / 89
  • 42. Continued– Note: In case of MU-MIMO, the inter-user separation is greater than O(10λ) in general practice. Correlation Matrix Generation: From [6], if two RV are the received voltage across the ith and jth antenna terminal assuming that the mean voltage µVi and µVj are zero can be modified as ρ = E{Vi V ∗ j } q E(Vi V ∗ i )E(Vj V ∗ j ) (56) (Vi , Vj ) ∼ f (φ, ψ), where φ → Polar angle and ψ → Azimuth angle Let P(φ, ψ) be the joint PDF for two RV φ and ψ. The expected correlation between ith and jth antenna terminal can be expressed as [8] ρi,j = Z φ Z ψ vi (φ, ψ)vj (φ, ψ)∗ P(φ, ψ)sin(φ)dφdψ (57) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 41 / 89
  • 43. Correlation function: 1 2 3 4 5 6 7 8 9 −0.4 −0.2 0 0.2 0.4 0.6 0.8 1 Antenna Relative Spacing across Base Station Correlation d0 =.3828λ d 10 =d 0 +5λ d1 =d0 +λ/2 d2 =d0 +λ Figure: Correlation Function vs Relative Antenna Spacing Dr. Varun Kumar (NIT Rourkela) Massive MIMO 42 / 89
  • 44. A correlation scenario based on antenna placement: 64 d (a) 32 d 2 (b) 8 d 8 (c) d d dt 2 r r r r r r r r r Figure: Antenna placement in (ULA), (URA) (32 × 2), (URA) (8 × 8) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 43 / 89
  • 45. Antenna Misalignment: If jth antenna is not properly aligned then the current location of the misaligned jth antenna can be expressed as d0 j = ˆ dj + ˜ dj ∀ 0 ≤ ˜ dj λ/2 (58) d0 j → Current position of the misaligned antenna. ˜ dj → Deviation of misaligned antenna terminal from the reference location. ˆ dj → True position of the jth antenna from the reference location. Mathematically the percentage displacement can be expressed as Percentage displacement = ( ˆ dj − d0 j ) × 100 ˆ dj − ˆ dj+1 (59) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 44 / 89
  • 46. Achievable Rate and Power Efficiency The detected signal vector can be expressed as r = AmuY (60) Here, the three linear detector matrices i.e MRC, ZF and MMSE can be expressed as Amu =      GH mu for MRC (GH muGmu)−1 GH mu for ZF (GH muGmu + IK )−1 GH mu for MMSE (61) r = AmuGmuX + Amun (62) Let rk and xk be the kth elements of the vector r and X, respectively. Hence, rk = ak gk xk | {z } Desired Signal + K X i=1,i6=k ak gi xi | {z } Inter−user Intf .. + ak n |{z} Noise (63) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 45 / 89
  • 47. Continued– Assumption 2 : Let p1β1 = p2β2 = .... = pK βK = pu (ak)MRC = gH k for MRC (64) (ak)ZF = gH k Gmu(GH muGmu)−1 GH mu for ZF (65) Since (GH muGmu + IK )−1 GH mu = GH mu(GmuGH mu + IM)−1 (66) Using matrix inversion identity, from (66), the decoding vector in MMSE detection scheme can be expressed as (ak)MMSE = gH k (GmuGH mu + IM)−1 for MMSE (67) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 46 / 89
  • 48. PS,k = |akgkxk|2 = pu|akΘ 1 2 k hk|2 (68) PI,k = K X i=1,i6=k |akgi xi |2 = pu K X i=1,i6=k |akΘ 1 2 i hi |2 (69) PN,k = |akn|2 = |ak|2 (70) Capacity Formulation The achievable rate for kth user, using three different decoding vector (64), (65), (67) is given by (Rk)×, where × = MRC, ZF, MMSE. In UL scenario, the total system throughput in correlated environment can be expressed as R = K X k=1 (Rk)× = K X k=1 E n log2 1 + PS,k PI,k + PN,k o (71) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 47 / 89
  • 49. Continued– Power Efficiency Formulation Here EE is evaluated either in TDMA or FDMA based multiple access schemes. Using FDMA based multiple access technique, the EE can be expressed as ηEE = PK k=1(Rk)×Bk tr(E(xxH) (72) where (Rk)×, Bk are the capacity and bandwidth allocation for the kth user. On the other side, EE in TDMA based multiple access can be expressed as ηEE = K X k=1 τk TC (Rk)×B tr(E(xxH)) (73) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 48 / 89
  • 50. Simulation Parameter S/n System Parameters Remarks 1 Cell radius 1 KM 2 UE to BS separation r1 = ... = rK = 500 m 3 Carrier frequency 3 GHz 4 Small scale fading distribution Rayleigh fading with unit variance 5 Reference distance, r0 35 m [9] 6 Linear detector MRC, ZF, MMSE 7 Channel path loss model 3GPP-Urban Micro 8 Path loss exponent 3.2 9 Lognormal shadowing σshadow = 8 dB 10 Number of channel realization 10000 11 Antenna gain (BS) 0 dBm 12 Multiple access technique in UL SC-FDMA Dr. Varun Kumar (NIT Rourkela) Massive MIMO 49 / 89
  • 51. Simulation Results: 5 10 15 20 25 30 Number of User 10 15 20 25 30 35 40 45 50 System throughput in bps/HZ MRC detector performance in IID and correlated scenario IID channel condition ULA 64X1, From Figure 3.4(a) URA 32X2, From Figure 3.4(b) URA 8X8, From Figure 3.4(c) Figure: System throughput vs total number of users in IID and different correlated environment Dr. Varun Kumar (NIT Rourkela) Massive MIMO 50 / 89
  • 52. 5 10 15 20 25 30 Number of User 20 40 60 80 100 120 System throughput in bps/HZ ZF detector performance in IID and correlated scenario IID channel condition ULA 64X1, From Figure 3.4(a) URA 32X2, From Figure 3.4(b) URA 8X8, From Figure 3.4(c) Figure: System throughput vs total number of users in IID and different correlated environment Dr. Varun Kumar (NIT Rourkela) Massive MIMO 51 / 89
  • 53. 5 10 15 20 25 30 Number of User 20 40 60 80 100 120 System throughput in bps/HZ MMSE detector performance in IID and correlated scenario IID channel condition ULA 64X1, From Figure 3.4(a) URA 32X2, From Figure 3.4(b) URA 8X8, From Figure 3.4(c) Figure: System throughput vs total number of users in IID and different correlated environment Dr. Varun Kumar (NIT Rourkela) Massive MIMO 52 / 89
  • 54. 0 5 10 15 20 25 Total transmit power in dB 0 5 10 15 20 25 η EE /Hz, bps/Hz/Joule EE using MRC detector IID channel condition Correlated channel with 64X1 antenna configuration Correlated channel with 32X2 antenna configuration Correlated channel with 8X8 antenna configuration Figure: EE Vs Total Transmit Power under Different Correlation Scenario, when K=10 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 53 / 89
  • 55. 0 5 10 15 20 25 Total transmit power in dB 0 5 10 15 20 25 30 35 40 η EE /Hz, bps/Joule EE using ZF detector IID channel condition Correlated channel with 64X1 antenna configuration Correlated channel with 32X2 antenna configuration Correlated channel with 8X8 antenna configuration Figure: EE Vs Number of Users for Different Correlation Scenario Dr. Varun Kumar (NIT Rourkela) Massive MIMO 54 / 89
  • 56. 0 5 10 15 20 25 Total transmit power in dB 0 5 10 15 20 25 30 35 40 η EE /Hz, bps/Joule EE using MMSE detector IID channel condition Correlated channel with 64X1 antenna configuration Correlated channel with 32X2 antenna configuration Correlated channel with 8X8 antenna configuration Figure: EE Vs Number of Users for Different Correlation Scenario Dr. Varun Kumar (NIT Rourkela) Massive MIMO 55 / 89
  • 57. 0 5 10 15 20 25 Total transmit power in dB 0 5 10 15 20 η EE bps/Joule EE using ZF detector Properly aligned within 8× 8 grid 10% misaligned 20% misaligned 30% misaligned Figure: EE vs SNR in Antenna Alignment Mismatch for Properly Aligned, 10%, 20%, 30% Displacement from its Original Position Dr. Varun Kumar (NIT Rourkela) Massive MIMO 56 / 89
  • 58. Dissertation Plan: Introduction Conclusion 3. Feasibility of massive MIMO in cooperative network 1. Effect of HM in TDD based massive MIMO 2. Effect of antenna correlation in massive MIMO Thesis Contributory Dr. Varun Kumar (NIT Rourkela) Massive MIMO 57 / 89
  • 59. Massive MIMO in Cooperative Networks Motivation: Q- Can massive MIMO be implemented for cooperative communication. Q- What type of existing relaying mechanism? Q- What are the different cooperation protocols? Types of relay: 1 Coordinated multi-point (CoMP): Data and CSI are shared among neighboring cellular BS to coordinate their transmission in the DL and jointly processed the received signal in the UL. 2 Fixed relays : In this scenario, a fixed transceiver unit (relay) with low cost and without wired backhaul connections induct into a wireless network, where relay store data received from the mobile station (MS) and forwarded to BS in UL and vice versa. 3 Mobile relay: Here relays are mobile and are not deployed as the infrastructure of a network. It is more flexible in the variable traffic pattern and adapting to different propagation environment. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 58 / 89
  • 60. Cooperation protocols: 1 Non-cooperative Decoding 2 Cooperative Decoding 3 Adaptive Decoding Figure: Relay assisted cooperative network having large number of antenna across RS and BS Dr. Varun Kumar (NIT Rourkela) Massive MIMO 59 / 89
  • 61. Key features, analysis and observation: Random matrix theory Perfect CSI Imperfect CSI Multiple relay scenario Dr. Varun Kumar (NIT Rourkela) Massive MIMO 60 / 89
  • 62. Achievable Rate and Power Efficiency of Cooperative Massive MIMO Network Under Perfect CSI Signal reception at BS end in 1st TS Signal transmission from K number of MS to the BS. The received signal BS can be expressed as Yb1 = √ puH1D 1/2 1 X + nub (74) H1 → Circularly symmetric complex Gaussian random channel matrix from MS to the BS of size Ms × K. D1 = diag(β11, ..., β1K ) → Large scale fading (LSF) matrix of size K × K,where β1k is the LSF coefficient between kth user to BS for 1st link. X → Transmitted symbol from the MS, where E(XXH ) = IK nub → AWGN noise vector of size Ms × 1. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 61 / 89
  • 63. Continued– ZF Signal Detection Let G1 = H1D 1/2 1 and using ZF detector, Aub = (G† 1 G1)−1 G† 1 , the detected signal vector can be expressed as Ybd1 = AubYb1 = √ puX + D1d nubd (75) Applying the property of random matrix theory: Tr E[{(G† 1 G1)−1 }] = K X k=1 1 (Ms − K)β1k (76) D1d = diag 1 √ (Ms −K)β11 , 1 √ (Ms −K)β12 ,........, 1 √ (Ms −K)β1K → K × K diagonal matrix. nubd → K × 1 noise vector, where E[nubd n∗ ubd ] = IK . Dr. Varun Kumar (NIT Rourkela) Massive MIMO 62 / 89
  • 64. Signal reception and detection at relay end in 1st TS: The received signal across RS can also be expressed as Yur = √ puH2D 1/2 2 X + nur (77) Yurd = Aur Yur = √ puX + D2d nurd (78) D2d = diag 1 √ (Mr −K)β21 , 1 √ (Mr −K)β22 ,........, 1 √ (Mr −K)β2K → K × K diagonal matrix. nurd → K × 1 noise vector, where E[nurd n∗ urd ] = IK . Dr. Varun Kumar (NIT Rourkela) Massive MIMO 63 / 89
  • 65. Signal reception and detection in 2nd TS: In 2nd time slot the received signal for P2P MIMO network across the BS can be expressed as Yb2 = 1 √ Mr χrbH3WYurd + nrb ⇒ 1 √ Mr χrbH3W ( √ puX + D2d nurd ) + nrb (79) H3 → Channel matrix between relay to BS of size Ms × Mr W → Isometric precoder matrix of size Mr × K nrb → AWGN noise vector of size Ms × 1 χrb → Amplification factor Let GD=H3W an equivalent matrix of size Ms × K Dr. Varun Kumar (NIT Rourkela) Massive MIMO 64 / 89
  • 66. Theorem 2: If U ∼ CN(0, 1)M×N and V ∼ CN(0, 1)N×P are two random matrices and Z is the another random matrix such that Z = UV , where M N P. In such a scenario trace of the inverse of covariance matrix ie (Z† Z)−1 converges as follows Tr E (Z† Z) −1 ≈ P (M − P)(N − P) (80) Referring the above relation Tr E[(GH d Gd )−1 ] = K (Mr − K)(Ms − K) βr (81) where βr = β31 = β32..... = β3Mr is the LSF coefficient. Detected signal in 2nd TS: Ybd2 = ArsYurd Ybd2 = 1 √ Mr χrb √ puX | {z } Signal Component + χrb G† d Gd −1 G† d D2d nurd | {z } Interference + G† d Gd −1 Gd nrb | {z } Noise (82) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 65 / 89
  • 67. Applying cooperative diversity scheme: Yd = [Ybd1 Ybd2 ] (83) Observed power after linearly and coherently combining: Pobs = Tr E{Y † d Yd } (84) Pd1 = puIK E(X† X) | {z } Signal Power matrix + D† 1d D1d E(n† ubnub) | {z } Noise Power Matrix (85) Observed covariance matrix of SNR can be expresses as γ = puIK E(X† X){D† 1d D1d E(n† ubnub)}−1 (86) where γ is a K × K matrix. Simplified form of (86) can be expressed as γ =          pu(Ms − K)β11 12 . . . 1K 21 pu(Ms − K)β12 . . . 2K . . . . . . ... . . . K1 . . . . . . pu(Ms − K)β1K          (87) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 66 / 89
  • 68. From (82), observed signal power, interference power and noise power in 2nd time slot have been given below. Signal Power (S) = pu χ2 rb Mr IK Similarly interference power after mathematical simplification can be expressed as Interference (I) = χ2 rb Mr (Mr − K) D† 2d D2d E(nurd n∗ urd ) Whereas expected noise power is formulated using Theorem 2 that can be expressed as Noise (N) = 1 (Ms − K)(Mr − K)βr E(nrbn∗ rb) So observed SINR in 2nd time slot across the BS can be expressed as γ2 = S I + N (88) Hence simplified covariance matrix of SNR can be expressed as γ2 =pu χ2 rb Mr IK n χ2 rb Mr (Mr − K) D† 2d D2d E(nurd n∗ urd ) + 1 (Ms − k)(Mr − k)βr E(nrbn∗ rb) o−1 (89) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 67 / 89
  • 69. Achievable rate analysis: CDirect = K X i=1 log2(1 + ps(Ms − K)β1K ) (90) Similarly lower bound for non-cooperative decoding can be expressed as Cnon−coop = K X k=1 1 2 log2(1 + γ2k ) (91) Here the degree of freedom in such scheme is 0.5 because E2E signal transmission occurs in the two-time slot. The observed achievable rate under cooperative decoding scheme with ZF detector is as follow Ccoop = K X k=1 1 2 log2(1 + γ1k + γ2k ) (92) Power Efficiency Analysis In case of uniform power assignment to each user, the power efficiency for such a system can be expressed as ηee = CB Kpu + pr (93) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 68 / 89
  • 70. Simulation Results: 10 15 20 25 2 2.5 3 3.5 4 4.5 5 5.5 6 Number of RS antenna Achievable Rate in bps/Hz Exact, Monte Carlo Simulation Lower bound Analytical Non−Cooperative Decoding Direct Decoding (No relay) Cooperative Decoding Direct Decoding (relay assisted) Figure: Achievable rate vs total number of RS antenna where K = 3, Ms = 50, pr = 15 dB and PK i=1 pui = 15 dB Dr. Varun Kumar (NIT Rourkela) Massive MIMO 69 / 89
  • 71. 30 35 40 45 50 1.5 2 2.5 3 3.5 4 4.5 5 Number of BS antenna Achievable Rate in bps/Hz Exact Monte Carlo Simulation Closed form ZF Direct Decoding (relay assisted) Direct Decoding (No relay) Non−cooperative Decoding Cooperative Decoding Figure: Achievable rate vs total number of BS antenna where K = 3, Mr = 15, pr = 15 dB and PK i=1 pui = 15 dB Dr. Varun Kumar (NIT Rourkela) Massive MIMO 70 / 89
  • 72. 10 15 20 25 30 0 1 2 3 4 5 6 7 Total Power in dB η EE in bps/Hz/Joule× 100 M r =10 M r =15 Mr =20 Mr =25 M s =50 K=3 Figure: EE vs total transmit power PT = pr + PK i=1 in dB where K = 3, Ms = 50 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 71 / 89
  • 73. 10 15 20 25 30 0 1 2 3 4 5 6 Total Power in dB η EE in bps/Hz/Joule× 100 Ms =40 M s =50 M s =60 Ms =70 M r =15 K=3 Figure: EE vs total transmit power PT = pr + PK i=1 in dB where K = 3, Mr = 15 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 72 / 89
  • 74. Large-Scale Antenna System Performance with Imperfect CSI in Cooperative Networks The received signal across RS in 1st time slot can be expressed as Yr = √ puĤur X + nur (94) pu → Transmitted power by each user Ĥur → Channel matrix of size Mr × K . X → K × 1 transmitted symbol vector such that E(XH X) = IK . nur → AWGN noise vector of size Mr × 1 where E(nH ur nur ) = IMr . Dr. Varun Kumar (NIT Rourkela) Massive MIMO 73 / 89
  • 75. Channel Modeling and Signal Detection: Let imperfectly estimated channel matrix is Hur . Hur = q 1 − τ2 1 Ĥur + τ1H̄ur (95) τ1 → Degree of channel accuracy H̄ur is the Mr × K independent uncorrelated channel matrix. Applying ZF detection technique at RS: Ydr = (HH ur Hur )−1 HH ur ( √ puĤur X + nur ) (96) The detected signal vector under imperfect channel condition can be expressed as Ydr = q 1 − τ2 1 √ pu(HH ur Hur )−1 ĤH ur Ĥur X | {z } S1 + τ1 √ pu× (HH ur Hur )−1 H̄H ur Ĥur X | {z } I1 + (HH ur Hur )−1 HH ur nur | {z } N1 (97) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 74 / 89
  • 76. Hence, in the 2nd TS, the received signal vector at the BS end can be expressed as Yb = 1 √ Mr ζrbĤrbWrbYdr + nrb (98) where Ĥrb and Wrb are the perfect channel matrix between RS to BS of size Ms × Mr and precoding matrix of the size Mr × K such that 1 Mr W H rb Wrb = IK . nrb is the AWGN noise vector of size Ms × 1, where E(nH rbnrb) = IMs . From (98), the amplification factor ζrb can be represented as ζrb = r pr PS1 + PI1 + PN1 (99) where pr is the power transmitted by the RS. PS1 , PI1 and PN1 are the expected total power of signal, interference due to channel error and noise, respectively. PS1 = Tr h pu(1 − τ2 1 )E HH ur Hur −2 E ĤH ur Ĥur 2 i (100) Dr. Varun Kumar (NIT Rourkela) Massive MIMO 75 / 89
  • 77. 20 22 24 26 28 30 32 34 36 38 40 Number of Relay Antenna 8 9 10 11 12 13 14 15 Uplink rate in bps/Hz σ2 e1 =0, σ2 e2 =0 σ2 e1 =0.01, σ2 e2 =0 σ2 e1 =0.04, σ2 e2 =0 σ2 e1 =0.1, σ2 e2 =0 Figure: Uplink rate vs. Mr , when MU → RS link have perfect channel and RS → BS link have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 76 / 89
  • 78. 50 52 54 56 58 60 62 64 66 68 70 Number of BS Antenna 8.12 8.13 8.14 8.15 8.16 8.17 8.18 8.19 8.2 8.21 Uplink rate in bps/Hz σ2 e1 =0, σ2 e2 =0 σ 2 e1 =0, σ 2 e2 =0.01 σ 2 e1 =0, σ 2 e2 =0.04 σ 2 e1 =0, σ 2 e2 =0.1 Figure: Capacity per user vs Ms, when MU→ RS link have perfect channel and RS → BS link have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 77 / 89
  • 79. 20 22 24 26 28 30 32 34 36 38 40 Number of Relay Antenna 9 10 11 12 13 14 15 Uplink rate in bps/Hz σ2 e1 =0, σ2 e2 =0 σ2 e1 =0, σ2 e2 =0.01 σ2 e1 =0, σ2 e2 =0.04 σ2 e1 =0, σ2 e2 =0.1 Figure: Uplink rate vs Mr , when RS → BS link have perfect channel and MU → RS link have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 78 / 89
  • 80. 50 52 54 56 58 60 62 64 66 68 70 Number of BS Antenna 8.197 8.1975 8.198 8.1985 8.199 8.1995 8.2 Uplink rate in bps/Hz σ2 e1 =0, σ2 e2 =0 σ 2 e1 =0.01, σ 2 e2 =0 σ 2 e1 =0.04, σ 2 e2 =0 σ 2 e1 =0.1, σ 2 e2 =0 Figure: Capacity per user vs Ms, when RS → BS link have perfect channel and MU → RS link have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 79 / 89
  • 81. 20 22 24 26 28 30 32 34 36 38 40 Number of Relay Antenna 8 9 10 11 12 13 14 Uplink rate in bps/Hz σ2 e1 =0.01, σ2 e2 =0.01 σ2 e1 =0.01, σ2 e2 =0.04 σ2 e1 =0.04, σ2 e2 =0.01 σ2 e1 =0.04, σ2 e2 =0.04 Figure: Uplink rate vs Mr , when MU → RS link and RS → BS link both have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 80 / 89
  • 82. 20 22 24 26 28 30 32 34 36 38 40 Number of Relay Antenna 12 13 14 15 16 17 18 19 Uplink rate in bps/Hz σ2 e1 =0.01, σ2 e2 =0.01 σ2 e1 =0.01, σ2 e2 =0.04 σ2 e1 =0.04, σ2 e2 =0.01 σ2 e1 =0.04, σ2 e2 =0.04 Figure: Capacity per user vs Ms, when MU → relay link and relay → BS link both have imperfect CSI Dr. Varun Kumar (NIT Rourkela) Massive MIMO 81 / 89
  • 83. Thesis conclusion and future scope: Thesis conclusion-1 The statistical modeling for HM coefficient can be a good solution for hardware calibration, although the proper feedback from UE side is unknown. Statistical parameters like mean and variance of analytically derived PDF of HM coefficient gives the estimated value of calibration point and the residual reciprocity errors after calibration. System performance can also be improved by the proper selection of precoders in the HM condition. RZF precoder with optimal regularization parameter gives the superior performance compare to MF and ZF precoder. MF precoder is more robust and less sensitive towards HM, but we observe great capacity loss compare to RZF and ZF. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 82 / 89
  • 84. Continued– Thesis Conclusion-2 λ 2 spacing is not the only way for making wireless channel uncorrelated. Increasing the degree of compactness, still by keeping the antenna spacing λ 2 causes significant loss in SE and EE. Linear decoder like ZF and MMSE still gives better performance in antenna correlation environment. Thesis Conclusion-3 In AF-relaying, larger the number of relay antenna have the greater impact on end-to-end SNR and capacity compare to BS antenna. Small channel error variance causes significant loss for the end terminals. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 83 / 89
  • 85. Future scope Since HM causes the amplitude and phase impairment. This dissertation describes only the impact of amplitude impairment. Phase mismatch is the another challenge of TDD system, which can also affect the sum-rate capacity in DL scenario. Improper calibration causes additional interference, this reduces the end user SNR. Hence for better BER and SER performance, there is a need of robust calibration and precoding strategy. Similarly, improper hardware calibration may also be the cause of outage, because sum-rate capacity decreases due to reduction of per user SNR. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 84 / 89
  • 86. Continued– Future scope Impact of antenna correlation in UL scenario has already been analyzed in terms of achievable rate and power efficiency. Antenna correlation and mutual coupling also influences the proper beam formation and beam steering in DL scenario. This dissertation has already incorporated the massive MIMO technology in the cooperative network. Similar intuition can also be drawn by extending this approach for the cognitive radio. Channel estimation is very tedious for massive MIMO. Mobility is also a serious concern in massive MIMO. Non-coherent detector and random precoder is also an emerging area for solving the problem of massive MIMO. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 85 / 89
  • 87. Publication– Journals 1 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Mean Based Reciprocity Calibration in TDD Massive MIMO system, IEEE System Journal 2018, Under review from 29 Nov 2018 2 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Massive MIMO in Cooperative Network with Multiple Relay Under Imperfect CSI, IET Communication 2018, Communicated 3 Varun Kumar, Sarat Kumar Patra, Poonam Singh,“Outage Probability in Large Antenna System for Cooperative Network under Cooperative Decoding, IET Communication 2018, Communicated Conference 1 Varun Kumar, Sarat Kumar Patra, Poonam Singh, “Large Antenna Performance with Imperfect CSI in Cooperative Networks, IEEE Conference Region 10 Connect 2018 2 Varun Kumar, Sarat Kumar Patra, Poonam Singh, “Achievable Rate and Power Efficiency of Massive MIMO in Cooperative Network with ZF Receivers, IEEE Conference Region 10 Tencon 2017 3 Varun Kumar, Sudhansu Arya, Sarat K Patra, “Achievable Rate and Power Efficeincy in Uplink Massive MIMO System Under Antenna Correlation IEEE Conference ANTS 2017 Dr. Varun Kumar (NIT Rourkela) Massive MIMO 86 / 89
  • 88. References I ,,,, M. Shafi, A. F. Molisch, P. J. Smith, T. Haustein, P. Zhu, P. De Silva, F. Tufvesson, A. Benjebbour, and G. Wunder, “5G: A tutorial overview of standards, trials, challenges, deployment, and practice,” IEEE J. Sel. Areas Commun., vol. 35, no. 6, pp. 1201–1221, 2017. F. Boccardi, R. W. Heath, A. Lozano, T. L. Marzetta, and P. Popovski, “Five disruptive technology directions for 5G,” IEEE Commun. Mag, vol. 52, no. 2, pp. 74–80, 2014. A. Osseiran, F. Boccardi, V. Braun, K. Kusume, P. Marsch, M. Maternia, O. Queseth, M. Schellmann, H. Schotten, H. Taoka et al., “Scenarios for 5G mobile and wireless communications: the vision of the METIS project,” IEEE Commun. Mag., vol. 52, no. 5, pp. 26–35, 2014. C. A. Balanis, Antenna Theory: Analysis and Design; Hoboken, NJ, USA. Wiley-2005. S. Wagner, R. Couillet, M. Debbah, and D. T. Slock, “Large system analysis of linear precoding in correlated MISO broadcast channels under limited feedback,” IEEE Trans. Inf. Theory, vol. 58, no. 7, pp. 4509–4537, 2012. C. Oestges, B. Clerckx, D. Vanhoenacker-Janvier, and A. Paulraj, “Impact of diagonal correlations on MIMO capacity: application to geometrical scattering models,” in Vehicular Technology Conference, 2003. VTC 2003-Fall. 2003 IEEE 58th, vol. 1. IEEE, 2003, pp. 394–398. H. Q. Ngo, E. G. Larsson, and T. L. Marzetta, “Energy and spectral efficiency of very large multiuser MIMO systems,” IEEE Trans.Commun, vol. 61, no. 4, pp. 1436–1449, 2013. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 87 / 89
  • 89. References II J.-H. Lee and C.-C. Cheng, “Spatial correlation of multiple antenna arrays in wireless communication systems,” Progress In Electromagnetics Research, vol. 132, pp. 347–368, 2012. D. W. K. Ng, E. S. Lo, and R. Schober, “Energy-efficient resource allocation in ofdma systems with large numbers of base station antennas,” IEEE Trans. Wireless Commun, vol. 11, no. 9, pp. 3292–3304, 2012. E. Björnson, J. Hoydis, M. Kountouris, and M. Debbah, “Massive MIMO systems with non-ideal hardware: Energy efficiency, estimation, and capacity limits,” IEEE Trans. Inf. Theory, vol. 60, no. 11, pp. 7112–7139, 2014. E. Björnson, E. G. Larsson, and M. Debbah, “Massive MIMO for maximal spectral efficiency: How many users and pilots should be allocated?” IEEE Trans. Wireless Commun, vol. 15, no. 2, pp. 1293–1308, 2016. S. Biswas, C. Masouros, and T. Ratnarajah, “Performance analysis of large multiuser MIMO systems with space-constrained 2-D antenna arrays,” IEEE Trans. Wireless Commun, vol. 15, no. 5, pp. 3492–3505, 2016. Y. Chen, X. Gao, X.-G. Xia, and L. You, “Robust MMSE precoding for massive MIMO transmission with hardware mismatch,” Science China Information Sciences, vol. 61, no. 4, p. 042303, 2018. J. Choi, “Downlink multiuser beamforming with compensation of channel reciprocity from RF impairments,” IEEE Trans. Commun, vol. 63, no. 6, pp. 2158–2169, 2015. Dr. Varun Kumar (NIT Rourkela) Massive MIMO 88 / 89
  • 90. Thank You Dr. Varun Kumar (NIT Rourkela) Massive MIMO 89 / 89