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The comparability challenge: 
Lessons from cross-national 
research in developed countries 
Jane Waldfogel 
October 14, 2014 
Funding from NICHD, 
Russell Sage Foundation, 
& Sutton Trust.
Overview 
• Drawing on cross-national research on 
socioeconomic status (SES) and child 
development in 4 developed countries 
(Bradbury, Corak, Waldfogel, & 
Washbrook), I will discuss 
challenges/lessons related to: 
- comparability & harmonization 
- transparency & sensitivity
Research questions 
• Do socioeconomic status (SES) gaps in 
school readiness, and the factors that 
explain them, differ across countries? 
• Do these gaps widen or narrow after 
school entry, and does this vary across 
countries?
The challenge 
• To answer these questions, we need 
comparable measures of SES, child 
outcomes, and other predictors/covariates 
• But datasets don’t always use same 
measures 
• So what can we do? 
• Tension between best measures vs. most 
comparable ones 
• Important to be clear about how data are 
harmonized and also how sensitive results 
are to decisions about
Measurement of SES 
(e.g. income or education) 
• Income 
- Continuous or banded? Gross or net? 
Includes near-cash/in-kind transfers? 
Equivalized? 
• Be clear how it’s being defined and how 
it’s being made comparable 
• We use income quintiles because they 
have a similar meaning across countries 
• But one might also be interested in 
absolute income or other measures (e.g.
Measurement of SES 
• Parental education 
- Mother’s? Father’s? Years of schooling? 
Education completed? Certificate 
obtained? 
• Again, need to be clear how it’s measured 
• We use education of most highly educated 
parent and 3 ISCED categories that are 
comparable across our 4 countries 
• We report how/why we created those 
categories and how sensitive results are
Measurement of child 
development 
• We need measures of child cognitive 
development, behavior, and health 
• Sometimes same measure is used across 
2+ countries, but rarely all 4 
• So we look at each measure and choose 
the ones that are most consistent 
(sometimes this involves creating our own 
measure) 
• We report the sensitivity of our results to 
using different measures
Other covariates 
• We also need measures for key predictors 
other than SES – variables such as 
parenting, parental health/mental health, 
etc. 
• Often, this means using the lowest 
common denominator – rather than the 
rich variables available in some datasets – 
but this is a necessary trade-off to ensure 
comparability. 
• But again we report how/why we did this, 
and report how sensitive results are
Comparing SES gaps in US and 
UK 
• Using data from ECLS-B (US) and 
ALSPAC (UK), Liz Washbrook and I 
examined SES gaps in school readiness 
• We divided families into income quintiles 
and examined bottom-middle (Q1-Q3) and 
top-middle (Q5-Q3) gaps in comparable 
cognitive outcomes 
• We found sizable SES-related gaps in 
school readiness (vocabulary) in both 
countries, but larger at the top in US than 
UK
Comparing SES gaps in school 
readiness in US & UK
Decomposing factors 
associated with gaps in the two 
countries 
• We next used the rich data from the US & 
UK cohort studies to examine factors 
explaining gaps 
• To play a role in explaining gaps, a factor 
must 
- Differ between income groups 
- Have an effect on the outcome 
• Our decomposition analysis shows which 
factors are most consequential, pointing to 
an important role for parenting in both
Trajectories after school entry 
• We would like to know what happens to 
these gaps once children are in school 
• Do the gaps widen, narrow, or hold 
constant? 
• Katherine Magnuson, Liz Washbrook, and 
I examined this for US and UK, using data 
on reading from ECLS-K and ALSPAC
SES gaps after school entry in 
US
SES gaps after school entry in 
UK
Gaps in the 4 countries 
• In recent work funded by Russell Sage 
Foundation, we used 4 longitudinal datasets: 
- AU (LSAC), CA (NLSCY), UK (MCS), US 
(ECLS-K) 
• We follow children from school entry to at 
least age 11, analyzing whether SES-related 
gaps widen, hold constant, or narrow, and 
relating differences in gaps across countries 
to differences in family resources & policy 
contexts
Gaps in the 4 countries 
• We find gaps are largest in US, and UK, 
and smallest in Australia and Canada 
• We are also able to estimate how much of 
the gaps at age 11 are already present at 
age 5, and how much develops during the 
school years 
• We find that most of the gap in US is 
already present at school entry, more so 
than in the other countries
Key findings 
• Achievement gaps at school entry differ 
across countries, mirroring differences in 
adult social mobility – with larger gaps in 
US & UK than AU & CN 
• The evolution of the gaps after school 
entry also differs across countries, likely 
reflecting the continuing influence of family 
factors as well as differences in school 
factors
Key lessons in terms of 
comparability 
• It’s important to get the harmonization right 
- You have to invest considerable 
time/resources in harmonizing data 
- You may want to consult others on this 
• It’s also important to be transparent 
- Be clear what decisions you made and 
why 
- Be clear how sensitive results are to 
alternatives
What’s next? 
• Examining gaps at school entry, and 
evolution of gaps after school entry, in 
additional countries 
• Examining changes in gaps for 
succeeding cohorts, both within and 
across countries
References 
• Bradbury, Bruce, Miles Corak, Jane Waldfogel, & Elizabeth 
Washbrook (2012). “Inequality during the Early Years: Child 
Outcomes and Readiness to Learn in Australia, Canada, United 
Kingdom, and United States.” In John Ermisch, Markus Jantti, and 
Timothy Smeeding (eds). From Parents to Children: The 
Intergenerational Transmission of Advantage. New York: Russell 
Sage Foundation. 
• Bradbury, Bruce, Miles Corak, Jane Waldfogel, & Elizabeth 
Washbrokk (under review). Too many children left behind: A cross-national 
perspective on the US achievement gap. New York: 
Russell Sage Foundation. 
• Magnuson, Katherine, Jane Waldfogel, & Elizabeth Washbrook 
(2012). “The Development of SES Gradients in Skills during the 
School Years: Evidence from the United States and England.” In 
John Ermisch, Markus Jantti, and Timothy Smeeding (eds). From 
Parents to Children: The Intergenerational Transmission of 
Advantage. New York: Russell Sage Foundation.
References 
• Waldfogel, Jane & Elizabeth Washbrook (2011). “Income-Related 
Gaps in School Readiness in the United States and United 
Kingdom.” In Timothy Smeeding, Robert Erikson, and Markus Jantti 
(eds). Persistence, Privilege, and Parenting: The Comparative Study 
of Intergenerational Mobility. New York: Russell Sage Foundation. 
• Waldfogel, Jane & Elizabeth Washbrook (2011). “Early Years 
Policy.” Child Development Research 2011: 1-12. 
• Washbrook, Elizabeth, Jane Waldfogel, Bruce Bradbury, Miles 
Corak, & Ali Akbar Ghanghro (2012). “The Development of Young 
Children of Immigrants in Australia, Canada, the United Kingdom 
and the United States.” Child Development 83(5): 1591-1607.

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Comparability challenge lessons from cross-national research in developed countries

  • 1. The comparability challenge: Lessons from cross-national research in developed countries Jane Waldfogel October 14, 2014 Funding from NICHD, Russell Sage Foundation, & Sutton Trust.
  • 2. Overview • Drawing on cross-national research on socioeconomic status (SES) and child development in 4 developed countries (Bradbury, Corak, Waldfogel, & Washbrook), I will discuss challenges/lessons related to: - comparability & harmonization - transparency & sensitivity
  • 3. Research questions • Do socioeconomic status (SES) gaps in school readiness, and the factors that explain them, differ across countries? • Do these gaps widen or narrow after school entry, and does this vary across countries?
  • 4. The challenge • To answer these questions, we need comparable measures of SES, child outcomes, and other predictors/covariates • But datasets don’t always use same measures • So what can we do? • Tension between best measures vs. most comparable ones • Important to be clear about how data are harmonized and also how sensitive results are to decisions about
  • 5. Measurement of SES (e.g. income or education) • Income - Continuous or banded? Gross or net? Includes near-cash/in-kind transfers? Equivalized? • Be clear how it’s being defined and how it’s being made comparable • We use income quintiles because they have a similar meaning across countries • But one might also be interested in absolute income or other measures (e.g.
  • 6. Measurement of SES • Parental education - Mother’s? Father’s? Years of schooling? Education completed? Certificate obtained? • Again, need to be clear how it’s measured • We use education of most highly educated parent and 3 ISCED categories that are comparable across our 4 countries • We report how/why we created those categories and how sensitive results are
  • 7. Measurement of child development • We need measures of child cognitive development, behavior, and health • Sometimes same measure is used across 2+ countries, but rarely all 4 • So we look at each measure and choose the ones that are most consistent (sometimes this involves creating our own measure) • We report the sensitivity of our results to using different measures
  • 8. Other covariates • We also need measures for key predictors other than SES – variables such as parenting, parental health/mental health, etc. • Often, this means using the lowest common denominator – rather than the rich variables available in some datasets – but this is a necessary trade-off to ensure comparability. • But again we report how/why we did this, and report how sensitive results are
  • 9. Comparing SES gaps in US and UK • Using data from ECLS-B (US) and ALSPAC (UK), Liz Washbrook and I examined SES gaps in school readiness • We divided families into income quintiles and examined bottom-middle (Q1-Q3) and top-middle (Q5-Q3) gaps in comparable cognitive outcomes • We found sizable SES-related gaps in school readiness (vocabulary) in both countries, but larger at the top in US than UK
  • 10. Comparing SES gaps in school readiness in US & UK
  • 11. Decomposing factors associated with gaps in the two countries • We next used the rich data from the US & UK cohort studies to examine factors explaining gaps • To play a role in explaining gaps, a factor must - Differ between income groups - Have an effect on the outcome • Our decomposition analysis shows which factors are most consequential, pointing to an important role for parenting in both
  • 12. Trajectories after school entry • We would like to know what happens to these gaps once children are in school • Do the gaps widen, narrow, or hold constant? • Katherine Magnuson, Liz Washbrook, and I examined this for US and UK, using data on reading from ECLS-K and ALSPAC
  • 13. SES gaps after school entry in US
  • 14. SES gaps after school entry in UK
  • 15. Gaps in the 4 countries • In recent work funded by Russell Sage Foundation, we used 4 longitudinal datasets: - AU (LSAC), CA (NLSCY), UK (MCS), US (ECLS-K) • We follow children from school entry to at least age 11, analyzing whether SES-related gaps widen, hold constant, or narrow, and relating differences in gaps across countries to differences in family resources & policy contexts
  • 16. Gaps in the 4 countries • We find gaps are largest in US, and UK, and smallest in Australia and Canada • We are also able to estimate how much of the gaps at age 11 are already present at age 5, and how much develops during the school years • We find that most of the gap in US is already present at school entry, more so than in the other countries
  • 17. Key findings • Achievement gaps at school entry differ across countries, mirroring differences in adult social mobility – with larger gaps in US & UK than AU & CN • The evolution of the gaps after school entry also differs across countries, likely reflecting the continuing influence of family factors as well as differences in school factors
  • 18. Key lessons in terms of comparability • It’s important to get the harmonization right - You have to invest considerable time/resources in harmonizing data - You may want to consult others on this • It’s also important to be transparent - Be clear what decisions you made and why - Be clear how sensitive results are to alternatives
  • 19. What’s next? • Examining gaps at school entry, and evolution of gaps after school entry, in additional countries • Examining changes in gaps for succeeding cohorts, both within and across countries
  • 20. References • Bradbury, Bruce, Miles Corak, Jane Waldfogel, & Elizabeth Washbrook (2012). “Inequality during the Early Years: Child Outcomes and Readiness to Learn in Australia, Canada, United Kingdom, and United States.” In John Ermisch, Markus Jantti, and Timothy Smeeding (eds). From Parents to Children: The Intergenerational Transmission of Advantage. New York: Russell Sage Foundation. • Bradbury, Bruce, Miles Corak, Jane Waldfogel, & Elizabeth Washbrokk (under review). Too many children left behind: A cross-national perspective on the US achievement gap. New York: Russell Sage Foundation. • Magnuson, Katherine, Jane Waldfogel, & Elizabeth Washbrook (2012). “The Development of SES Gradients in Skills during the School Years: Evidence from the United States and England.” In John Ermisch, Markus Jantti, and Timothy Smeeding (eds). From Parents to Children: The Intergenerational Transmission of Advantage. New York: Russell Sage Foundation.
  • 21. References • Waldfogel, Jane & Elizabeth Washbrook (2011). “Income-Related Gaps in School Readiness in the United States and United Kingdom.” In Timothy Smeeding, Robert Erikson, and Markus Jantti (eds). Persistence, Privilege, and Parenting: The Comparative Study of Intergenerational Mobility. New York: Russell Sage Foundation. • Waldfogel, Jane & Elizabeth Washbrook (2011). “Early Years Policy.” Child Development Research 2011: 1-12. • Washbrook, Elizabeth, Jane Waldfogel, Bruce Bradbury, Miles Corak, & Ali Akbar Ghanghro (2012). “The Development of Young Children of Immigrants in Australia, Canada, the United Kingdom and the United States.” Child Development 83(5): 1591-1607.