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Open Access: issues and
challenges
Alma Swan
SPARC Europe
Key Perspectives Ltd
Enabling Open Scholarship
University Health & Medical Librarians Group
28 February 2014, London
Levels of OA in the UK
Biomedical sciences
%
Clinical sciences
%
Issues and challenges
• Books (and the humanities in general)
• Data
• Policy, especially:
– Policy effectiveness
– The benefits of aligned policies
• Institutional responsibility:
– Impact
– TDM
– Paying for OA
Issues and challenges
• Books (and the humanities in general)
• Data
• Policy, especially:
– Policy effectiveness
– The benefits of aligned policies
• Institutional responsibility:
– Impact
– TDM
– Paying for OA
Policy effectiveness
• Mandatory
• Crystal clear
• Championed well
• Monitored
• Linked to something that researchers care
about
University of Liege
Policy effectiveness:
implementation in Liege
• Mandatory
• Championed well
• Monitored
• Linked to something that researchers care
about – their careers
Policy alignment
• Liege policy emulated in other universities
• And by HEFCE
Institutional responsibilities
• Gradually showing up on the radar
• Not just because of funder policies
• Institutional benefits:
– Greater impact
– Better outreach
– More cash
EU’s CIS
Institutional responsibilities
• Gradually showing up on the radar
• Not just because of funder policies
• Institutional benefits:
– Greater impact
– Better outreach
– More cash
• ROI
• Social value
Particular issues for institutions
• Impact:
– New measures (not just short/medium term)
– Raison d’etre
It is one of the noblest duties of a
university to advance knowledge and
to diffuse it, not merely among those
who can attend the daily lectures, but
far and wide.
Daniel Coit Gilman
First President, Johns Hopkins University
Particular issues for institutions:
impact
• New measures (not just short/medium
term)
• Raison d’etre
• Public engagement and lay contributions to
research
Particular issues for institutions:
responsible licensing
• Do not sign agreements with publishers that limit
OA or obstruct its aims:
• Govern Green OA
• TDM
Particular issues for institutions:
paying for OA
• Manage your APC fund to benefit OA
• Encourage author responsibility
• Make sure you get value
• Don’t let the Big Deal morph into the
Big OA Deal
• Encourage attempts to deconstruct the
publishing process and pay for the
component services
Particular issues for institutions:
sustaining OA
• Service infrastructure
• Many began as projects
• Sustainability plans not always robust
• May not be workable in the longer term
• First steps being taken to address this issue
• Libraries and funders have roles
Thank you
a.swan@talk21.com
www.spareurope.org
www.openscholarship.org
www.pasteur4oa.eu

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Swan

  • 1. Open Access: issues and challenges Alma Swan SPARC Europe Key Perspectives Ltd Enabling Open Scholarship University Health & Medical Librarians Group 28 February 2014, London
  • 2. Levels of OA in the UK
  • 5. Issues and challenges • Books (and the humanities in general) • Data • Policy, especially: – Policy effectiveness – The benefits of aligned policies • Institutional responsibility: – Impact – TDM – Paying for OA
  • 6. Issues and challenges • Books (and the humanities in general) • Data • Policy, especially: – Policy effectiveness – The benefits of aligned policies • Institutional responsibility: – Impact – TDM – Paying for OA
  • 7. Policy effectiveness • Mandatory • Crystal clear • Championed well • Monitored • Linked to something that researchers care about
  • 9. Policy effectiveness: implementation in Liege • Mandatory • Championed well • Monitored • Linked to something that researchers care about – their careers
  • 10. Policy alignment • Liege policy emulated in other universities • And by HEFCE
  • 11. Institutional responsibilities • Gradually showing up on the radar • Not just because of funder policies • Institutional benefits: – Greater impact – Better outreach – More cash
  • 13.
  • 14. Institutional responsibilities • Gradually showing up on the radar • Not just because of funder policies • Institutional benefits: – Greater impact – Better outreach – More cash • ROI • Social value
  • 15. Particular issues for institutions • Impact: – New measures (not just short/medium term) – Raison d’etre
  • 16. It is one of the noblest duties of a university to advance knowledge and to diffuse it, not merely among those who can attend the daily lectures, but far and wide. Daniel Coit Gilman First President, Johns Hopkins University
  • 17. Particular issues for institutions: impact • New measures (not just short/medium term) • Raison d’etre • Public engagement and lay contributions to research
  • 18. Particular issues for institutions: responsible licensing • Do not sign agreements with publishers that limit OA or obstruct its aims: • Govern Green OA • TDM
  • 19. Particular issues for institutions: paying for OA • Manage your APC fund to benefit OA • Encourage author responsibility • Make sure you get value • Don’t let the Big Deal morph into the Big OA Deal • Encourage attempts to deconstruct the publishing process and pay for the component services
  • 20. Particular issues for institutions: sustaining OA • Service infrastructure • Many began as projects • Sustainability plans not always robust • May not be workable in the longer term • First steps being taken to address this issue • Libraries and funders have roles