1. RESUME
Name: Sridhar Kaleru e-mail: sridharkaleru@yahoo.com
Ph: +91 9966657644
Objectives:
To work in an Organization where professionalism and enthusiasm are recognized, where
I can acquire skills grow and excel in the areas of Finance and Accounts. At professional
environment which facilitates the learning process by giving in-depth exposure to the
various facets of the industry.
Work Experience:
o 5.5 Years of professional experience in mutual fund industry Sector
o Fair knowledge of Mutual Funds, Transfer Agency, Anti Money Laundering, KYC and
Shareholder Reconciliation
At Franklin Templeton Investments
Treasury Accounting Control & Reconciliations
From: May 2013
Designation: Sr.Treasury Analyst
Treasury Accounting & Control (TAC) performs the daily work in accordance with policies and
procedures to ensure that the reconciliation is done correctly. The Treasury Analyst assists
other Department members such as Transfer Agency, Global Cash Services & Fund Accounting
department with specified projects or tasks.
Job Responsibility:
 Performing all daily work and reconciliations within policy and procedural guidelines
 Reviewing all the Balance Pools, Clearing Accounts & Operational Accounts.
 Reviewing tasks performed by Analysts
 Reviewing reporting tasks performed by Analysts
 Reporting to the management team if any discrepancies in any of the accounts.
 Monitoring Money movement activity.
 Reconciling items that were not reconciled automatically and viewing
potential matches.
 Involved in various fund launches, Conversion of Spreadsheet funds, Mergers etc.
 Ensuring all shareholder receipts and disbursements are processed on the shareholder
system of record (TA system)
 Preparing Quarterly Report.
 Handling Aged Items calls
 Investigating system related issues impacting the daily workflow and determine
appropriate course of action, including involving the technology department where
appropriate.

2.  Identifying exception items on shareholder accounts / bank reconciliations resolving
exception items timely to reduce material exposure to the TA, Fund and Shareholder
International Transfer Agency
From: Dec 2010 – April 2013
Designation: Associate/AML Associate (L3)
Transfer Agency (TA) performs the daily work (processing/verifying deals) in accordance with
clients’ requirement as per policies and procedures and ensures to meet 99% SLA accuracy by
following KYC rules and regulations. The Transfer Agency is also responsible for any other non
financial maintenance. The TA assists to other Department members such as TAC AROC and
CDS.
Job Responsibility:
• Account openings by following the KYC rules.
• Following the country regulations (Tier category) while opening the accounts and
scrutinizing the appropriate documents received or not.
• Monitoring trading activity on FTI funds to ensure compliance with fund objectives.
• To ensure compliance with applicable international laws, regulations, and guidance
relating to the prevention of money laundering and terrorist financing.
• Closely monitoring Employee Fraudulent activity and reporting the same to the higher
management.
• Investigating irregular trading patterns from Anti – Money Laundering (AML) and market
timing perspective.
• Investigate suspicious AML cases and irregular or inappropriate trading activity
identified and report results.
• Catching the investors who trade in excess of their financial status limit and reporting
the same to Compliance Officer.
• To have close watch over PEP persons in order to avoid black money into funds.
• Exercising control over the trading practices of investors through watch list and
freezing the accounts.
• Scrutinizing the banking and address details of the client who change their details
frequently.
• Rising of Red Flags when excessive trading activities detected.
• Screening all unknown third parties to avoid fraudulent activities.
• Periodical checking the access levels of the employees
• Daily screening all the Incoming and Outgoing Wires.
• Escalating the issues to Compliance Officer for further clarification.
• Verifying the transactions processed by other associates which includes verification of
Buys, Sells, Switches, Maintenance of Bank accounts information on clients’ accounts.
Providing feedback on the errors to the team.
• Processing of Deals which includes of Buys, Sells, Switches and New Party creations.
• Preparing Stats Report and sharing with whole International TA Dept.
• Analyzing and Segregating the P/L as per the errors and updating the same in monthly
error report and Weekly P/L report which will shared with Top Management to know
the exact P/L for that specific period.
• Reviewing Payment Errors, identifying the issues and fixing the same.

3. • Handling manual settlements which were rejected by GPS.
• Acting as a backup to Senior Associate.
• Managing Queues which includes process Queue, QC Queue and Supervisor Queue.
• Handling Adjustments, problem cases emails and CPF rejections.
• Calculating Estimated and Actual Gain and Loss.
• Creating and developing Stats reports for the department of International TA Dept.
• Handling Home office calls.
• Tracking all errors of team and preparing monthly error report which helps in releasing
Monthly metrics and to prepare DPR which will shared with top level management to
know the tendency of volume and Errors.
Projects:
• Involved in various Fund launches and share class launches
• Involved in Conversion of Spreadsheet funds in RIVA
• Involved in Frontier 5.2 testing
• Took participation in GI testing and tested different scenarios for the benefit of Intl TA
team.
• Core team member in RIVA project, finding the issues and highlighting to Triag team by
raising Incident Forms.
• Core team member in Pre-implementation and Post-implementation of RIVA project.
• A Key contributor in MOT RIVA testing and highlighted issues to home offices.
• A Key contributor in DR4 RIVA testing and identified issues like Forex deals processed
incorrectly.
• Core team member in OEIC Insourcing Project.
• Involved in Fund Mergers Testing Project
• US Fund expansion Testing
Computer Skills:
• Operating Systems: Windows XP, Windows 7, Windows 8 and Windows Vista
• Familiar with Microsoft Office suit 2003 2007 and 2010
• Typing 60 w/p/m
• Basics of Excel formula’s (Vlook up/IF function etc)
Educational Qualifications:
• B.Com from Osmania University Hyderabad - 2009
• Diploma in Commercial Practice from SBTET - 2007
• S.S.C from Board of Secondary -2004

4. PERSONAL & CONTACT INFORMATION
Father’s Name : K. Srinivas.
Date of Birth : 11th
Dec 1987
Address : H.No:2-3-647/B/147/A,
New Premnagar, Amberpet
Hyderabad-500013.
Mobile : +91-9966657644
Email : sridharkaleru@yahoo.com
Marital Status : Married
Interests : Music, Watching T.V.
Passionate about the work I perform. I bring an abundance of enthusiasm and interest to my
role and am always looking forward to learning and implementing new things. I am extremely
hard working in giving result-oriented time bound services. I strongly advocate customer focus
as a means of achieving Accounting objectives and implementation of Company policies.
Reference provided upon enquiry.
Place: Hyderabad
Date: Sridhar Kaleru