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Guidelines for Governance of Data Sharing in
Agri-Food Networks
Sjaak Wolfert, Marc-Jeroen Bogaardt, Lan Ge, Katrine Soma, Cor Verdouw
Tri-conference on Precision Agriculture, 16 Oct. 2017, Hamilton, New Zealand
 (Big) Data is an upcoming issue in Agri-Food
 Several projects/initiatives started/starting on sharing data between
several stakeholders
 Issues on governance and business models are a main hurdle that
has to be taken, especially in the starting phase
Objective:
 Prepare a set of guidelines for governance and business models of
data sharing in agri-food networks
Background and objective
2
The object system: projects/initiatives
3
Cloud DATA platform
Farmer
Supplier C
Supplier A
Supplier B
Customer X
feed
sperm milk
milking
robot
data
data
data
datadata
data
data
data
data
data
data
data
data
Network
Administrative
Organization
General:
 interactions between actors and/or organization entities aiming at
the realization of collective goals
Two inter-related processes (Soma et al., 2016; Termeer et al., 2010):
 governing based on steering principles, on how to influence a group
of actors towards reaching collective goals
 changing formal and informal institutional settings, which provide
shifts in incentives for governing
What is governance?
4
Governance issues on data in agri-food
 Am I owning my own tractor?
(IPR on software)?
 Do I own my data Who has
access?
 Does the government have
insight?
 Do certain companies get
much power in the market?
 Is there a lock-in situation?
Can I transport my data?
 Do I become a franchiser
carrying the risks and limited
returns?
Code of Conduct
See also: Wolfert et al., 2017. Big Data in Smart
Farming – A review. Agricultural Systems 153, 69-80.
Open Software
EcosystemData sharing
DATA-FAIR - value creation by data sharing
Farmer
Open Architecture & Infrastructure
Event-driven, Configurable, Customizable
Standards & Open Datasets
Real-time data sharing
IoT layer
Approach
Scan literature
data-sharing (in
Agri-Food)
Scan past and
current projects
on data-sharing
Agri-Food
Workshops
(Final)
Guidelines
Scientific
Paper
Draft
Guidelines
Framework
Governance
Aspects
Literature
review
Current results:
This paper
DATA-SHARING
Framework for Governance of data sharing
based on literature, a.o. PESTLE framework
9
Governing possibilities
for data chain processes
Institutional Setting
Stakeholder Network
External factors
Political
Economic
SocialTechnological
Legal
Environmental
Efficiency
Effectiveness
Inclusiveness
Legitimacy &
Accountability
Credibility
Transparency
Internal factors
• Agricultural policies
• Restrictions on
cross-country
information flows
• Resource use
• Pollution
• Climate change
• Data access
• Digital divide
• Technological
developments
• Security
• Regulations on
privacy
• Public access
• Consumer rights
• Demand/supply
• Competition
• Globalization
• Cost reduction
• Profit increase
• Decision making
• Response time
• Participation:
voluntary or forced
• Enter/leave
• Who makes
decisions
• Members’ feeling
about decision-
making structure
• Trust/support in
management
• Ownership feeling
• Data Quality
• Quality of use
• Communication
• Organization of
data chain process
• Quality of
effectiveness
 Issues that have to be addressed
● Steps to be taken
 Best practices with pro’s and con’s
● Checklists
● If relevant, references to examples, templates, etc.
 Lessons learned from and references to other projects and initiatives
 ...?
What are guidelines?
10
An example: Legal (external factor)
11
Political
Environmental
SocialTechnological
Legal
Economic
Best practices
 Use a data code of practice
between stakeholders e.g.:
 New Zealand Farm Data Code of Practice
 BO-Akkerbouw: Gedragscode
Datagebruik Akkerbouw
 American Farm Bureau Federation:
Privacy and Security Principles for Farm
Data
 ...
Lessons learned:
 NZ: code is used for awareness
raising, not as a formal contract
 Micheal Sykuta (2016):
● Codes can also mystify issues on data
value, transparency, etc.
● Codes can obstruct new market entrants
and innovation
● Data transparency can influence
commodity markets
Issues
 Formal contracts are needed at
data level, personal level and
product level.
 Be aware of impacts of
intellectual property rights.
 Prepare for liability in case of
data hacking.
 Do not make the legal contracts
too complicated; can be
culture/country dependent.
Main outcomes of the workshop
Do’s
 Start in closed experimentation
environment to showcase the
(unexpected) value of big data
 Make clear arrangements for the
distribution of costs and benefits
 Make it appealing to capital
suppliers as well to agricultural and
technology stakeholders
Don’ts
 promise improvements not proven
 start initiative without clear
business case for all participants
 limit access to data: without open
data no successful big data project
 share data with a 3rd party without
secured consent and guaranteed
data quality
12
 Scope of framework seems complete, but can be further validated
 Guidelines are a first attempt and should be extended/refined
● For businesses: should not become too detailed or an ‘academic exercise’
● Setup a (post-graduate) course?
● WIKI-type of website – use power of the crowd
 Framework could account for different ‘maturity levels’
● focus more on start-up of networks (could be included in factors e.g.
‘efficiency’)
Conclusions and discussion
13
 No 3rd party needed for Network Administrative Organization 
Distributed Automated Organization
● Higher transparency and credibility
● No current agri-food/ICT player is dominating
● Attractive/easy for small players to step in (inclusiveness)
● Less personal
 Smart contracts: data is automatically exchanged according to pre-
set agreements and rules
 General: privacy and security can be better guaranteed
Relationship with Blockchains
14
Thank you for your
attention
Questions?
Discussion?
Contact:
sjaak.wolfert@wur.nl
15

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Guidelines for governance of data sharing in agri food

  • 1. Guidelines for Governance of Data Sharing in Agri-Food Networks Sjaak Wolfert, Marc-Jeroen Bogaardt, Lan Ge, Katrine Soma, Cor Verdouw Tri-conference on Precision Agriculture, 16 Oct. 2017, Hamilton, New Zealand
  • 2.  (Big) Data is an upcoming issue in Agri-Food  Several projects/initiatives started/starting on sharing data between several stakeholders  Issues on governance and business models are a main hurdle that has to be taken, especially in the starting phase Objective:  Prepare a set of guidelines for governance and business models of data sharing in agri-food networks Background and objective 2
  • 3. The object system: projects/initiatives 3 Cloud DATA platform Farmer Supplier C Supplier A Supplier B Customer X feed sperm milk milking robot data data data datadata data data data data data data data data Network Administrative Organization
  • 4. General:  interactions between actors and/or organization entities aiming at the realization of collective goals Two inter-related processes (Soma et al., 2016; Termeer et al., 2010):  governing based on steering principles, on how to influence a group of actors towards reaching collective goals  changing formal and informal institutional settings, which provide shifts in incentives for governing What is governance? 4
  • 5. Governance issues on data in agri-food  Am I owning my own tractor? (IPR on software)?  Do I own my data Who has access?  Does the government have insight?  Do certain companies get much power in the market?  Is there a lock-in situation? Can I transport my data?  Do I become a franchiser carrying the risks and limited returns? Code of Conduct See also: Wolfert et al., 2017. Big Data in Smart Farming – A review. Agricultural Systems 153, 69-80.
  • 6. Open Software EcosystemData sharing DATA-FAIR - value creation by data sharing Farmer Open Architecture & Infrastructure Event-driven, Configurable, Customizable Standards & Open Datasets Real-time data sharing IoT layer
  • 7. Approach Scan literature data-sharing (in Agri-Food) Scan past and current projects on data-sharing Agri-Food Workshops (Final) Guidelines Scientific Paper Draft Guidelines Framework Governance Aspects Literature review Current results: This paper
  • 8. DATA-SHARING Framework for Governance of data sharing based on literature, a.o. PESTLE framework 9 Governing possibilities for data chain processes Institutional Setting Stakeholder Network External factors Political Economic SocialTechnological Legal Environmental Efficiency Effectiveness Inclusiveness Legitimacy & Accountability Credibility Transparency Internal factors • Agricultural policies • Restrictions on cross-country information flows • Resource use • Pollution • Climate change • Data access • Digital divide • Technological developments • Security • Regulations on privacy • Public access • Consumer rights • Demand/supply • Competition • Globalization • Cost reduction • Profit increase • Decision making • Response time • Participation: voluntary or forced • Enter/leave • Who makes decisions • Members’ feeling about decision- making structure • Trust/support in management • Ownership feeling • Data Quality • Quality of use • Communication • Organization of data chain process • Quality of effectiveness
  • 9.  Issues that have to be addressed ● Steps to be taken  Best practices with pro’s and con’s ● Checklists ● If relevant, references to examples, templates, etc.  Lessons learned from and references to other projects and initiatives  ...? What are guidelines? 10
  • 10. An example: Legal (external factor) 11 Political Environmental SocialTechnological Legal Economic Best practices  Use a data code of practice between stakeholders e.g.:  New Zealand Farm Data Code of Practice  BO-Akkerbouw: Gedragscode Datagebruik Akkerbouw  American Farm Bureau Federation: Privacy and Security Principles for Farm Data  ... Lessons learned:  NZ: code is used for awareness raising, not as a formal contract  Micheal Sykuta (2016): ● Codes can also mystify issues on data value, transparency, etc. ● Codes can obstruct new market entrants and innovation ● Data transparency can influence commodity markets Issues  Formal contracts are needed at data level, personal level and product level.  Be aware of impacts of intellectual property rights.  Prepare for liability in case of data hacking.  Do not make the legal contracts too complicated; can be culture/country dependent.
  • 11. Main outcomes of the workshop Do’s  Start in closed experimentation environment to showcase the (unexpected) value of big data  Make clear arrangements for the distribution of costs and benefits  Make it appealing to capital suppliers as well to agricultural and technology stakeholders Don’ts  promise improvements not proven  start initiative without clear business case for all participants  limit access to data: without open data no successful big data project  share data with a 3rd party without secured consent and guaranteed data quality 12
  • 12.  Scope of framework seems complete, but can be further validated  Guidelines are a first attempt and should be extended/refined ● For businesses: should not become too detailed or an ‘academic exercise’ ● Setup a (post-graduate) course? ● WIKI-type of website – use power of the crowd  Framework could account for different ‘maturity levels’ ● focus more on start-up of networks (could be included in factors e.g. ‘efficiency’) Conclusions and discussion 13
  • 13.  No 3rd party needed for Network Administrative Organization  Distributed Automated Organization ● Higher transparency and credibility ● No current agri-food/ICT player is dominating ● Attractive/easy for small players to step in (inclusiveness) ● Less personal  Smart contracts: data is automatically exchanged according to pre- set agreements and rules  General: privacy and security can be better guaranteed Relationship with Blockchains 14
  • 14. Thank you for your attention Questions? Discussion? Contact: sjaak.wolfert@wur.nl 15

Hinweis der Redaktion

  1. Met de geschetste ontwikkelingen (IoT met name) wordt het mogelijk om grote hoeveelheden (big) data, real-time te verzamelen  dit geeft ongekende mogelijkheden zoals: Risicomanagement (early warning, alerts, etc.) Allerlei vormen van bedrijfsvergelijking (benchmarking) Traceerbaarheid en ketentransparantie Ontwikkeling van geavanceerde dashboards ... (dingen die we nu nog niet kunnen verzinnen!) Op dit moment willen allerlei partijen hierop inspringen: Agri-food bedrijven bouwen hun eigen platforms (‘mijnBusiness.nl’) Op basis van de data die in die platforms zit, willen veel bedrijven en bedrijfjes (start-ups) innovatieve apps en services maken – dit is op zichzelf een goede ontwikkeling, maar... Gevolg: er ontstaat een wirwar aan platforms, apps, etc. die slecht met elkaar samenwerken de boer wordt geconfronteerd met ‘tig’ platforms waar ingelogd moet worden, etc.  innovatie wordt juist geremd Oplossing: Ontwikkel een onderliggende open architectuur die de verschillende platforms, apps en services aan elkaar kan verbinden zodat er Een Open Software Ecosystem ontstaat waarin de verschillende stakeholders met elkaar samenwerken op basis van solide Platforms Afspraken aangaande security, privacy en trust Eerlijke verdienmodellen Goede nieuws: deze architectuur en organisatie is grotendeels al ontwikkeld! Wat moet er dan nog gebeuren? Een project ontwikkelen (PPS Data-FAIR) waarin via een aantal concrete pilots/trials deze architectuur geïmplementeerd en uitgebouwd kan worden rondom een aantal concrete platforms (zoals in de figuur aangegeven