Sambhav

1. Sambhav Gupta
B-504, Silvermist, Dhanori, Porwal Road, Pune-411015
Cell: +91-7028021825, Email: sam_gupta2001@rediffmail.com
Career Summary
Chartered Accountant with 9 years of experience in dealing with different clients to
understand their Trading scopes and status of accountings. Managing their financial systems
Controlling the Product Cash Equities and migrating from London the process Cash Equities.
Migration from IAS 39 to IFRS 9. Doing classification of Financial products. Taking care of
Amortization and Impairment. Handling team and doing appraisal. Migrating accounting
work from Cologne (Germany) to India. And dealing in IFRS -10. Done two migrations of
London and Germany successfully.
Qualification
• Become Chartered Accountant:
• Cleared CA PE-II in May 2008 with 8th rank in All Over India.
• Cleared CA Final Group –II in November 2011.
• Cleared CA Final Group-I in May 2012.
• CFA level 2 given in June 2016 and pursuing FRM also.
• MBA (Finance) from IIPM, New Delhi in 2006.
• B.Com from S.I.E.S College, Mumbai University in 2000.
Work Experience (9 years)
Company Name Joining Date Till Date
Axa Business Service 27th Aug 2014 Continuing
HSBC Bank 11th Oct 2012
22nd Aug
2014
Suyog Telematics Pvt Ltd 10th May 2009 5th Oct 2012
ICICI Bank 17th July 2006 5th May 2009
Work Detail
Orgainizaton: Axa Business Service
Position: Senior Specialist
Responsibilites
 Dealing in IFRS 9 and IAS 39.
 Doing reconciliation in SAP between various systems like SAP, Copernic and
Magnitude.
 Migrating from IAS39 to IFRS 9. Engage with Co-Pilot team to do
Classification as per IFRS-9.
 Doing classification of financial instruments as per IFRS 9 in the migration
project.
 Responsible for converting Project into BAU.
 Engage in Impairment Project including Expected Credit loss as per IFRS 9.
 Posting Accounting entries in SAP system.
 Dealing in Risk management like Credit risk and Operation risk.
 Taking care of Equity, Option, Swap and Futures accounting
 Taking care of Equity, Option, Swap and Futures valuations

2.  Migrating work from Germany ( Cologne)
 Cash Flow hedge and Fair value hedge accounting
 Extracting Data from SQL in excel to do analysis.
 Taking care of Amortization and Impairment as per IFRS.
 IFRS -10, Full consolidation method, Equity method and Proportionate
consolidation method.
 Handling team of 4-5 members.
Organization: HSBC Bank
Position : Finance Executive in Product Control
Responsibilites
• Doing reconciliation of Fidessa System, Fiscal System & General Ledger
• Taking care of Accounting Entries in Cash Equites.
• Doing migration from London of Cash equities process.
• Doing Reconciliation of Valuation Controller data with General Ledger
• Preparing the system flow and accounting flow of cash equities process
• Accounting entries as per IAS 32,39 and IFRS 9
• Taking care of reconciliation and Accounting entries of Futures contract.
• Taking care of reconciliation of Non deliverable Forward (NDF) products.
• Working in hedge accounting.
Organization: Suyog Telematics Pvt Ltd
Position: Chief Manager in Accounts & Taxation
Responsibilities
• Handling Accounts of the company. Doing the finalization of the Accounts.
• Taking care of Service Tax, Input Service Tax & their documentations.
• Looking after VAT, WCT, Professional Tax & TDS.
• Taking care of Stock Audit, Invoicing & Coordinating with the Clients.
• Handling the Auditor Queries & ISO Audit.
• Taking care of Tally ERP.
• Making Projection for the new projects for raising loans from banks (Project
Financing).
Achievements
• Brought the refund of TDS from the Income Tax Department.
• Handled Service Tax People and streamlined the service tax procedure.
• Set the procedure to ensure compliance of Statutory requirements.
Organization: ICICI Bank
Position: Assistant Manager
Responsibilities
BULLION BACKOFFICE—ICICI BANK

3. • Monitoring the deliveries of gold with transaction management of client
accounts.
• Dealing with the Front Office, Monitoring the inflow / outflow of funds; taking
adequate measures to ensure optimum utilization of available funds.
• Authorization of Forward deals - Merchant Deals, Inter Bank Deals, Reversal
Deals & Reversal Inter Bank Deals & Bullion Payment through KONDOR PLUS
( K+).
• Preparing Daily MIS Report & handling Lien marking for FD, Delivery and
Pricing Margin.
IBG –UK –ICICI bank
• Reporting & Monitoring of Funding balance of various currencies
• Validation of Money market, Fixed Income and Forex deals.
• Settlement of Money market, Fixed Income and Forex Deals.
• Confirmation note and Settlement advices of forex & Derivative deals.
• MIS Reporting to top management regarding the unprocessed.
Professional Certification
• NCFM Modules: -Derivative, Capital Market, Commodity, AMFI, FIMMDA and
Security Market.
• Service Tax Certification Course Of BCAS –With Point Of Taxation Rules.
Articleship
• Bank Audit (Treasury- IBG)
• Account Finalization
• TDS, WCT, Service Tax, VAT
• Statutory Audit & Tax Audit
• ROC matters
Extra Curricular Activities
• Interest in attending seminars, conferencing, workshop, meeting of financial
bodies.
• Updating professional knowledge.
• Reading & Travelling.
• Acquiring the knowledge of IFRS.
SAMBHAV GUPTA