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Toward a Regional Integrated Migration 
Regime: A Future Perspective 
The Implications of a Regional Approach to Labour for 
South Africa’s Asylum System 
www.migration.org.za 
Roni Amit 
Ph.D., JD 
SIHMA & the Catholic Parliamentary Liaison Office 
3 September 2014
Easing Pressures on the Asylum System 
Migration management: 
• Effects of a regional approach to labour 
within SADC on the asylum system 
• First safe country principle as a mechanism 
for easing pressure 
Are these sufficient to establish a well-functioning 
www.migration.org.za 
asylum system?
www.migration.org.za 
A Look at the Overall Numbers 
YEAR ASYLUM SEEKERS 
2002 24,187 
2003 41,741 
2004 41,369 
2005 43,289 
2006 53,361 
2007 45,637 
2008 207,206 
2009 341,602 
2010 124,336 
2011 
106,904 
2012 61,500 
2013 70,010
Top Asylum Nationalities in SA (over 1000) 
Country 2011 2013 
Zimbabwe 51,031  16,420 
Nigeria 2156  7363 
DRC 7668  7175 
Ethiopia 12,670  7165 
Bangladesh 4752  3858 
Mozambique 560  3751 
Pakistan 2929  3540 
Lesotho 185  3424 
Malawi 3774  2493 
India 1159  2470 
Ghana 1221  2466 
Somalia 9986  2051 
China 1204  1563 
Uganda 1606  1371 
TOTAL 100,901 65,110 
www.migration.org.za
www.migration.org.za 
Asylum Seekers from SADC 
Country 2013 
Angola 42 
Botswana 12 
DRC 7175 
Lesotho 3424 
Madagascar 1 
Malawi 2493 
Mauritius 0 
Mozambique 3751 
Namibia 1 
Seychelles 0 
Swaziland 55 
Tanzania 466 
Zambia 184 
Zimbabwe 16,420 
TOTAL 34,024
Regional Representation in the Asylum System 2011 
www.migration.org.za 
64% 
25% 
2% 
8% 
1% 
SADC 
E Africa & Great 
Lakes 
South Asia 
West Africa 
Central Africa
Regional Representation in the Asylum System 2013 
www.migration.org.za 
49% 
17% 
14% 
15% 
2% 3% 
SADC 
East Africa 
South 
Central Asia 
West Africa 
East Asia 
Other
www.migration.org.za 
What the Numbers Tell Us 
• SADC : 64% to 49% 
• Asia : 8% to 14% 
• W Africa : 2% to 14% 
• 51% of 2013 asylum seekers not from SADC 
• Not all individuals from SADC are economic 
migrants 
• SADC agreement will have limited effect 
• Role of first safe country? Will it work?
1st Safe Country Principle 
• Policy move: attempts by governments to 
transfer obligations to other states: asylum 
seekers must seek asylum in first country 
they transit where possibility of asylum exists 
• Status in international law? DHA 
characterises it as an intl law obligation 
“The UN Convention on asylum seekers provide 
for the 1st Country Rule which states that an 
asylum seeker should seek refuge in the first 
safe country that he/she reaches.” 
2013 Annual Report on Asylum Statistics 
www.migration.org.za
What the First Safe Country IS NOT 
• An established procedure of international law 
• A mechanism that entitles states to legally refuse 
entry at the border 
• A pre-screening measure 
• An administrative shortcut 
• A way to avoid the non-refoulement principle 
• Not always a cost-saving mechanism 
www.migration.org.za
www.migration.org.za 
What the First Safe Country IS 
• A practice developed by states to allocate intl 
obligations toward asylum seekers 
• Mechanism involving an assessment of whether 
an individual can seek asylum in another county 
• An administrative process 
• Process for receiving and considering asylum 
claims fairly and evenly without violating rights 
set out in Refugee Convention 
• Practice that upholds non-refoulement principle 
on sending state
Status of the 1st Safe Country Principle in Intl 
Law 
Treaty Law 
1951 UN Convention Relating to Status of Refugees 
• No requirement that refugee seek protection in the 
nearest country 
1969 OAU Convention 
• No requirement that asylum seekers seek protection 
from first country they transit after fleeing 
• Article 2(3): non-refoulement principle prohibits 
‘rejection at the frontier’ 
www.migration.org.za
www.migration.org.za 
Customary International Law 
Consistent state practice based on a general sense of 
legal obligation 
Key elements of a customary norm 
• Repetition: how often it is practiced 
• Duration: how long it has been practiced 
• Generality: how many states have adopted the 
practice 
Customary norms in refugee law 
• Access to asylum 
• Non-refoulement
www.migration.org.za 
Customary International Law 
NO consistent widespread state practice requiring 
asylum seekers to request protection of first safe 
country 
• Countries have established practice through 
bilateral and multilateral agreements, which bind 
only signatory states 
• Stem from shared interests, not a sense of legal 
obligation 
• Not indicative of a customary norm of intl law
What is the status of 1st Safe country 
principle in International law 
Neither treaty nor customary international 
law supports SA’s view that countries are 
bound under international law to enforce a 
first safe country principle 
1st safe country may be implemented if it is 
applied in a manner that is consistent with 
intl law, particularly obligations of Ref Conv 
www.migration.org.za
Implementing the 1st Safe Country 
General Principles (UN EXCOMM) 
Individuals can only be returned if: 
• are protected against refoulement 
• will be allowed to remain and have basic human 
rights respected 
• have meaningful links or connections to 
receiving state 
• will have opportunity to apply for asylum and 
status determination has procedural safeguards 
www.migration.org.za
1st Safe Country Principle in Practice 
EU: Dublin Regulation 
‘the states must make sure that the intermediary 
country’s asylum procedure affords sufficient 
guarantees to avoid an asylum seeker being 
removed, directly or indirectly, to his country of 
origin without any evaluation of the risks he 
faces.’ (ECHR, MSS v Belgium and Greece) 
• Legislation and guarantees not sufficient 
• Must investigate practice 
www.migration.org.za
1st Safe Country Principle in Practice 
Americas: Canada-US Safe Third Country Agreement 
“The obligation of non-return means that any person 
recognized or seeking recognition as a refugee can 
invoke this protection to prevent their removal. This 
necessarily requires that such persons cannot be 
rejected at the border or expelled without an 
adequate, individualized examination of their claim.” 
(IACHR, John Doe v Canada) 
www.migration.org.za
1st Safe Country Principle in Practice 
www.migration.org.za 
Australia: Third Safe Country Principle 
“It cannot have been intended under the Convention that 
refugees could be shunted from one Convention country to 
another in the absence of any special connection with that 
other.” 
“The principle of effective protection requires that the 
applicant has a connection with the third county in the sense 
that one can be satisfied that the country in question will 
accord him or her effective protection.” (NAGV v Minister for 
Immigration
General Principles Governing Practice 
• Whether an individual can be sent to ‘safe country’ 
must be based an individualized determination 
• Cannot be based on safe country lists 
• Depends on individual circumstances and 
interaction with conditions in receiving country 
• Unilateral state action to return asylum seekers to 
countries without prior agreement increases risk of 
refoulement, including chain refoulement 
• Sending country responsible for indirect 
refoulement 
www.migration.org.za
Implications for Sending Countries 
First safe country is NOT an administrative shortcut 
• May increase administrative burden 
• Investigation tnto individual’s situation, practice of 
refugee protection in the receiving country, and 
how individual will be treated there 
• More burdensome than conducting status 
determination 
www.migration.org.za
UNHCR 2014 Country Operations Profiles 
Country Asylum Seekers Refugees Total 
Kenya 52,285 534,938 607,223* (includes 20,000 
www.migration.org.za 
• * 
stateless) 
South Africa 232,211 65,881 298,092 
Uganda 24,221 220,555 244,776 
DRC 1461 113,362 114,823 
Tanzania 407 102,099 102,506 
Republic of Congo 2651 51,037 53,688 
Angola 20,039 23,783 43,822 
Zambia 2220 23,594 25,814 
Mozambique 10,674 4445 15,119 
Zimbabwe 480 6389 6869
www.migration.org.za 
Final Points 
• Can SA negotiate agreements with these countries? 
• Can it ensure compliance with requirements? 
• Will 1st safe country create a greater administrative 
burden, particularly if done properly to avoid 
indirect refoulement 
• Another mechanism for circumventing rights of AS? 
• Regional labour agreements must extend beyond 
SADC to ease pressures on aslyum system 
• Is there any political will to improve the functioning 
of asylum system, or will it continue to function as 
a mechanism of immigration control?
Toward a Regional Integrated Migration 
Regime: A Future Perspective 
The Implications of a Regional Approach to Labour for 
South Africa’s Asylum System 
www.migration.org.za 
Roni Amit 
Ph.D., JD 
SIHMA & the Catholic Parliamentary Liaison Office 
3 September 2014

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Roni Amit - SIHMA Seminar 3 : 3 September 2014

  • 1. Toward a Regional Integrated Migration Regime: A Future Perspective The Implications of a Regional Approach to Labour for South Africa’s Asylum System www.migration.org.za Roni Amit Ph.D., JD SIHMA & the Catholic Parliamentary Liaison Office 3 September 2014
  • 2. Easing Pressures on the Asylum System Migration management: • Effects of a regional approach to labour within SADC on the asylum system • First safe country principle as a mechanism for easing pressure Are these sufficient to establish a well-functioning www.migration.org.za asylum system?
  • 3. www.migration.org.za A Look at the Overall Numbers YEAR ASYLUM SEEKERS 2002 24,187 2003 41,741 2004 41,369 2005 43,289 2006 53,361 2007 45,637 2008 207,206 2009 341,602 2010 124,336 2011 106,904 2012 61,500 2013 70,010
  • 4. Top Asylum Nationalities in SA (over 1000) Country 2011 2013 Zimbabwe 51,031  16,420 Nigeria 2156  7363 DRC 7668  7175 Ethiopia 12,670  7165 Bangladesh 4752  3858 Mozambique 560  3751 Pakistan 2929  3540 Lesotho 185  3424 Malawi 3774  2493 India 1159  2470 Ghana 1221  2466 Somalia 9986  2051 China 1204  1563 Uganda 1606  1371 TOTAL 100,901 65,110 www.migration.org.za
  • 5. www.migration.org.za Asylum Seekers from SADC Country 2013 Angola 42 Botswana 12 DRC 7175 Lesotho 3424 Madagascar 1 Malawi 2493 Mauritius 0 Mozambique 3751 Namibia 1 Seychelles 0 Swaziland 55 Tanzania 466 Zambia 184 Zimbabwe 16,420 TOTAL 34,024
  • 6. Regional Representation in the Asylum System 2011 www.migration.org.za 64% 25% 2% 8% 1% SADC E Africa & Great Lakes South Asia West Africa Central Africa
  • 7. Regional Representation in the Asylum System 2013 www.migration.org.za 49% 17% 14% 15% 2% 3% SADC East Africa South Central Asia West Africa East Asia Other
  • 8. www.migration.org.za What the Numbers Tell Us • SADC : 64% to 49% • Asia : 8% to 14% • W Africa : 2% to 14% • 51% of 2013 asylum seekers not from SADC • Not all individuals from SADC are economic migrants • SADC agreement will have limited effect • Role of first safe country? Will it work?
  • 9. 1st Safe Country Principle • Policy move: attempts by governments to transfer obligations to other states: asylum seekers must seek asylum in first country they transit where possibility of asylum exists • Status in international law? DHA characterises it as an intl law obligation “The UN Convention on asylum seekers provide for the 1st Country Rule which states that an asylum seeker should seek refuge in the first safe country that he/she reaches.” 2013 Annual Report on Asylum Statistics www.migration.org.za
  • 10. What the First Safe Country IS NOT • An established procedure of international law • A mechanism that entitles states to legally refuse entry at the border • A pre-screening measure • An administrative shortcut • A way to avoid the non-refoulement principle • Not always a cost-saving mechanism www.migration.org.za
  • 11. www.migration.org.za What the First Safe Country IS • A practice developed by states to allocate intl obligations toward asylum seekers • Mechanism involving an assessment of whether an individual can seek asylum in another county • An administrative process • Process for receiving and considering asylum claims fairly and evenly without violating rights set out in Refugee Convention • Practice that upholds non-refoulement principle on sending state
  • 12. Status of the 1st Safe Country Principle in Intl Law Treaty Law 1951 UN Convention Relating to Status of Refugees • No requirement that refugee seek protection in the nearest country 1969 OAU Convention • No requirement that asylum seekers seek protection from first country they transit after fleeing • Article 2(3): non-refoulement principle prohibits ‘rejection at the frontier’ www.migration.org.za
  • 13. www.migration.org.za Customary International Law Consistent state practice based on a general sense of legal obligation Key elements of a customary norm • Repetition: how often it is practiced • Duration: how long it has been practiced • Generality: how many states have adopted the practice Customary norms in refugee law • Access to asylum • Non-refoulement
  • 14. www.migration.org.za Customary International Law NO consistent widespread state practice requiring asylum seekers to request protection of first safe country • Countries have established practice through bilateral and multilateral agreements, which bind only signatory states • Stem from shared interests, not a sense of legal obligation • Not indicative of a customary norm of intl law
  • 15. What is the status of 1st Safe country principle in International law Neither treaty nor customary international law supports SA’s view that countries are bound under international law to enforce a first safe country principle 1st safe country may be implemented if it is applied in a manner that is consistent with intl law, particularly obligations of Ref Conv www.migration.org.za
  • 16. Implementing the 1st Safe Country General Principles (UN EXCOMM) Individuals can only be returned if: • are protected against refoulement • will be allowed to remain and have basic human rights respected • have meaningful links or connections to receiving state • will have opportunity to apply for asylum and status determination has procedural safeguards www.migration.org.za
  • 17. 1st Safe Country Principle in Practice EU: Dublin Regulation ‘the states must make sure that the intermediary country’s asylum procedure affords sufficient guarantees to avoid an asylum seeker being removed, directly or indirectly, to his country of origin without any evaluation of the risks he faces.’ (ECHR, MSS v Belgium and Greece) • Legislation and guarantees not sufficient • Must investigate practice www.migration.org.za
  • 18. 1st Safe Country Principle in Practice Americas: Canada-US Safe Third Country Agreement “The obligation of non-return means that any person recognized or seeking recognition as a refugee can invoke this protection to prevent their removal. This necessarily requires that such persons cannot be rejected at the border or expelled without an adequate, individualized examination of their claim.” (IACHR, John Doe v Canada) www.migration.org.za
  • 19. 1st Safe Country Principle in Practice www.migration.org.za Australia: Third Safe Country Principle “It cannot have been intended under the Convention that refugees could be shunted from one Convention country to another in the absence of any special connection with that other.” “The principle of effective protection requires that the applicant has a connection with the third county in the sense that one can be satisfied that the country in question will accord him or her effective protection.” (NAGV v Minister for Immigration
  • 20. General Principles Governing Practice • Whether an individual can be sent to ‘safe country’ must be based an individualized determination • Cannot be based on safe country lists • Depends on individual circumstances and interaction with conditions in receiving country • Unilateral state action to return asylum seekers to countries without prior agreement increases risk of refoulement, including chain refoulement • Sending country responsible for indirect refoulement www.migration.org.za
  • 21. Implications for Sending Countries First safe country is NOT an administrative shortcut • May increase administrative burden • Investigation tnto individual’s situation, practice of refugee protection in the receiving country, and how individual will be treated there • More burdensome than conducting status determination www.migration.org.za
  • 22. UNHCR 2014 Country Operations Profiles Country Asylum Seekers Refugees Total Kenya 52,285 534,938 607,223* (includes 20,000 www.migration.org.za • * stateless) South Africa 232,211 65,881 298,092 Uganda 24,221 220,555 244,776 DRC 1461 113,362 114,823 Tanzania 407 102,099 102,506 Republic of Congo 2651 51,037 53,688 Angola 20,039 23,783 43,822 Zambia 2220 23,594 25,814 Mozambique 10,674 4445 15,119 Zimbabwe 480 6389 6869
  • 23. www.migration.org.za Final Points • Can SA negotiate agreements with these countries? • Can it ensure compliance with requirements? • Will 1st safe country create a greater administrative burden, particularly if done properly to avoid indirect refoulement • Another mechanism for circumventing rights of AS? • Regional labour agreements must extend beyond SADC to ease pressures on aslyum system • Is there any political will to improve the functioning of asylum system, or will it continue to function as a mechanism of immigration control?
  • 24. Toward a Regional Integrated Migration Regime: A Future Perspective The Implications of a Regional Approach to Labour for South Africa’s Asylum System www.migration.org.za Roni Amit Ph.D., JD SIHMA & the Catholic Parliamentary Liaison Office 3 September 2014