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Acquisitions 
Building Your Archival Collection
Definition 
of 
Terms
selection 
The process of deciding which records to acquire for the collection
objectives 
Refers to what the archives aim to document, in cooperation with other programs that collect in the same areas or subject matters. 
documentation
context 
building 
Process of sorting and sifting through quantities of information of a record to find out which is most significant based on “prior knowledge, experience, interests, and values” (2009, p. 137) that researchers bring to bear on their reading of archives.
accessioningProcess by which an archival institution takes administrative, legal, and physical custody of a group of records.
Acquisition 
policy 
Refers to what types/kinds of records the archives is most interested in acquiring.
basis 
for 
Acquisition 
Acquisition policy
basis 
for 
AcquisitionContent
basis 
for 
Acquisition 
Records retention schedule
basis 
for 
Acquisition 
Permissive policy statement
basis 
for 
Acquisition 
Administrative regulation
basis 
for 
AcquisitionStatute
of 
acquisition 
methods
transfer 
1
Within one agency, from creating office to the archival facility. 
transfer 
1
Within one agency, from creating office to the archival facility. transfer 
1Process should be formalized and documented. Why?
Within one agency, from creating office to the archival facility. transfer 
1 
Process should be formalized and documented. Why? 
•To maintain chain of custody 
•To identify the specific records that have been transferred.
Legal ownership does not change. Why?
Legal ownership does not change. Why? The institution receiving the records is part of the same institution that created the records.
Best practice! 
Get vital information1) Name and contact details of person preparing the transfer, department/office responsible for creation, use and storage of records prior to transfer to archives 2) Date of transfer
Best practice! 
Get vital information 
3) Number of boxes, files or units of material (electronic files) transferred 
4) Information about records (list of file titles, inclusive dates, physical extent, medium of materials, security or access, other relevant info)
Transfer by 
Authorized 
records 
scheduleDisposal schedule is the primary instrument authorizing and regulating the transfer of records to archival custody in institutions with records management programs .
unscheduled 
transfers 
Transfer of records that turn up, usually in the course of a housecleaning or are otherwise accidentally discovered. 
Records that arrive in less regular ways, but must be similarly thoroughly documented.
donation 
2
Can come from individuals, organizations or businesses. donation 
2
If donor and receiver are not administratively or legally tied to each other, and materials are to be left with the institution permanently, and no payment is provided. 
Can come from individuals, organizations or businesses. donation 
2
Legal ownership istransferred from one party to another along with the property itself.
documenting 
donations
Exchange of 
letters
Exchange of 
lettersEasiest to execute 
A common courtesy that indicates acceptance by the recipient (which is one of the keys to determining the title).
Transferby 
will
Transferby 
will 
Usually prepared by a lawyer 
Clearly defines some of the elements such as restrictions, access and disposition.
Transfer by 
Deed ofGift
Donor agreement -Donor promises to give the archival institution a body of archival materials, which the institution agrees to preserve and manage under the terms and conditions negotiated.
Gift-In legal terms, means that title to the property passes from the giver to the recipient (from donor to the archives) 
Deed -An instrument in writing, purporting to effect some legal disposition, and sealed and delivered by the disposing party or parties. Usually prepared after consultation between the donor and the recipient
Deed of gift -One of the most important legal documents the archivist will ever sign. Its purpose is to transfer a clear title from the creator or other rightful owners to the repository 
Copyright -Exclusive right to reproduce work and the right to prevent others from publishing or disseminating that work without permission
Common 
Elements of 
Deed of 
gift
TheDonOrand the 
donee 
-Donor’s name and address 
-Name and address of the legal recipient of the gift 
-If relationship between creator and the donor is complex and not self-evident, it should be spelled out in the deed
Material 
Conveyed to the 
repository-Brief note on provenance -Scope and content of collection -Dates covered by the documents -Physical volume of accession
Rights conveyed 
to the 
repository 
-Should provide any copyright the donor may have in the collection
restriction on 
access
disposition of 
unwanted 
materials 
Should indicate whether the archivist can dispose of such materials as it sees fit
special 
Provisions for 
Administering the 
acquisition 
-Define the services the repository will provide and indicate who will pay what cost.
Provision for 
future 
accessions 
-The deed should state that the terms of the original gift shall apply to subsequent additions unless they require some special amendment to the initial document.
loans 
3
loans3 
Temporary acquisition that can be renewed or converted into a gift. (ShambhalaArchives)
Typesof 
loans
reproduction 
loans 
when a material is loaned to an institution in order to have it photocopied, photographed, or digitized, and afterwards returned to the lender.
Exhibit loans 
more common in museums, it is when a material is loaned to an institution for display purposes.
Loans for 
virtual 
exhibitsa material is loaned for reproduction and displayed in virtual archives.
•Northwest Territories Archives, Canada. 
•Irish Architectural Archive, Ireland 
•Parliamentary Archives, United Kingdom 
EXAMPLES
purchases 
4
purchases 
4when an archivist chooses to buy an archival material using the archival institution’s allotted budget.
Wheredo 
archvists 
normally 
purchase?
Where do 
archvists 
normallypurchase? Individual SellersPrivate book and manuscript dealersEstablished auction houses (Sotheby’s or Christie’s)
•Irish Architectural Archive 
•Parliamentary Archives 
EXAMPLES
deposit 
5
deposit 
5The mode of acquisition by which an individual or corporate body temporarily places records in the custody of the Archives without transfer of ownership rights and titles. A deposit may become a loan or a gift.(ShambhalaArchives)
Typesof 
deposits
Open-ended 
There is no time limit and both parties, the depositor and the institution, can terminate the program.
Semi- 
permanentMaterials deposited can only be withdrawn for specific reasons.
timedthe agreement is in force for a specifically defined period.
•Cornell University Labor-Management Documentation Center 
•Illinois Historical Survey of the University of Illinois Library 
•University of Georgia 
EXAMPLES
FACTORS 
acquisitions 
affecting
total 
Cost ofThink long-term 
ownership
physical 
conditionTreatment cost vs. Evidential and informational value
of 
materialsCollecting for the sake of collecting 
volume
media 
Medium of a record vs. Practicality and preservation issues. 
records
Accessi 
bilityUnreasonable restrictions; personal privacy
UniqueNess 
andArchival materials are unique in the context 
duplication
potential 
usePossible use of materials vs. highly unlikely to be used
POLITICS 
Must negotiate; avoid making many “side deals”
PERSONAL 
BIAS 
Personal preferences; leanings on
Acquisition 
Policy
drafting 
What to include?
•Statement of repository mission and purpose. 
•Delineating the scope and focus of collecting. 
•Priorities and limitations 
•Cooperation with other institutions 
•Deaccessioning5basic elements
Related 
articles
Who controlsthe past? 
Helen Willa Samuels
Status quo: 
Modern information is now integrated. Archiving 
historical records of events become problematic 
because institutions cooperate with each other 
regarding one event and produce too many 
records. One institution only archiving records they 
produce will lead to incomplete and incoherent 
archives.
•Challenges of collection development: 
–Abundance of materials 
–Scarcity of resources to care for them 
–Decentralized nature of contemporary society and its records
•Example: 
•Documentation of mankind’s first trip to the moon involved several individuals in different institutions: 
–NASA was the overseer and coordinator of the whole project 
–Martin Marietta Corp. built the actual spacecraft 
–MIT built the Inertial Guidance System 
–Astronomers, mathematicians, engineers, and physicists from other different institutions contributed to solving misc. problems which will be encountered in space
•Three levels of collecting strategies: 
–Collecting policies for individual institutions 
–Collecting projects 
–Documentation strategies
•Documentation strategies: 
•In a nutshell: 
–It is a plan that archivists must devise to make archiving history possible 
–It is a cooperative effort between multiple archival institutions 
–It delineates the role of each participating archival institutions 
–It is a concerted effort to make archives more efficient
Copyright issues 
in the 
Selection of 
Archival materials 
for 
Internet access 
Jean Dryden
•In a nutshell: 
–As an archive, you want to offer as much information as possible 
–Information has copyrights 
–Do you choose to offer more and risk copyright infringement? 
–Do you opt to offer less, thereby minimizing copyright infringement chances?
•Study conclusion: 
–Archives opt for the latter option, I.e. holding less records/materials in exchange of less chances of legal troubles

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Archival Acquisition (LIS 170)

  • 1. Acquisitions Building Your Archival Collection
  • 3. selection The process of deciding which records to acquire for the collection
  • 4. objectives Refers to what the archives aim to document, in cooperation with other programs that collect in the same areas or subject matters. documentation
  • 5. context building Process of sorting and sifting through quantities of information of a record to find out which is most significant based on “prior knowledge, experience, interests, and values” (2009, p. 137) that researchers bring to bear on their reading of archives.
  • 6. accessioningProcess by which an archival institution takes administrative, legal, and physical custody of a group of records.
  • 7. Acquisition policy Refers to what types/kinds of records the archives is most interested in acquiring.
  • 8. basis for Acquisition Acquisition policy
  • 10. basis for Acquisition Records retention schedule
  • 11. basis for Acquisition Permissive policy statement
  • 12. basis for Acquisition Administrative regulation
  • 16. Within one agency, from creating office to the archival facility. transfer 1
  • 17. Within one agency, from creating office to the archival facility. transfer 1Process should be formalized and documented. Why?
  • 18. Within one agency, from creating office to the archival facility. transfer 1 Process should be formalized and documented. Why? •To maintain chain of custody •To identify the specific records that have been transferred.
  • 19. Legal ownership does not change. Why?
  • 20. Legal ownership does not change. Why? The institution receiving the records is part of the same institution that created the records.
  • 21. Best practice! Get vital information1) Name and contact details of person preparing the transfer, department/office responsible for creation, use and storage of records prior to transfer to archives 2) Date of transfer
  • 22. Best practice! Get vital information 3) Number of boxes, files or units of material (electronic files) transferred 4) Information about records (list of file titles, inclusive dates, physical extent, medium of materials, security or access, other relevant info)
  • 23. Transfer by Authorized records scheduleDisposal schedule is the primary instrument authorizing and regulating the transfer of records to archival custody in institutions with records management programs .
  • 24. unscheduled transfers Transfer of records that turn up, usually in the course of a housecleaning or are otherwise accidentally discovered. Records that arrive in less regular ways, but must be similarly thoroughly documented.
  • 26. Can come from individuals, organizations or businesses. donation 2
  • 27. If donor and receiver are not administratively or legally tied to each other, and materials are to be left with the institution permanently, and no payment is provided. Can come from individuals, organizations or businesses. donation 2
  • 28. Legal ownership istransferred from one party to another along with the property itself.
  • 31. Exchange of lettersEasiest to execute A common courtesy that indicates acceptance by the recipient (which is one of the keys to determining the title).
  • 33. Transferby will Usually prepared by a lawyer Clearly defines some of the elements such as restrictions, access and disposition.
  • 35. Donor agreement -Donor promises to give the archival institution a body of archival materials, which the institution agrees to preserve and manage under the terms and conditions negotiated.
  • 36. Gift-In legal terms, means that title to the property passes from the giver to the recipient (from donor to the archives) Deed -An instrument in writing, purporting to effect some legal disposition, and sealed and delivered by the disposing party or parties. Usually prepared after consultation between the donor and the recipient
  • 37. Deed of gift -One of the most important legal documents the archivist will ever sign. Its purpose is to transfer a clear title from the creator or other rightful owners to the repository Copyright -Exclusive right to reproduce work and the right to prevent others from publishing or disseminating that work without permission
  • 38. Common Elements of Deed of gift
  • 39. TheDonOrand the donee -Donor’s name and address -Name and address of the legal recipient of the gift -If relationship between creator and the donor is complex and not self-evident, it should be spelled out in the deed
  • 40. Material Conveyed to the repository-Brief note on provenance -Scope and content of collection -Dates covered by the documents -Physical volume of accession
  • 41. Rights conveyed to the repository -Should provide any copyright the donor may have in the collection
  • 43. disposition of unwanted materials Should indicate whether the archivist can dispose of such materials as it sees fit
  • 44. special Provisions for Administering the acquisition -Define the services the repository will provide and indicate who will pay what cost.
  • 45. Provision for future accessions -The deed should state that the terms of the original gift shall apply to subsequent additions unless they require some special amendment to the initial document.
  • 47. loans3 Temporary acquisition that can be renewed or converted into a gift. (ShambhalaArchives)
  • 49. reproduction loans when a material is loaned to an institution in order to have it photocopied, photographed, or digitized, and afterwards returned to the lender.
  • 50. Exhibit loans more common in museums, it is when a material is loaned to an institution for display purposes.
  • 51. Loans for virtual exhibitsa material is loaned for reproduction and displayed in virtual archives.
  • 52. •Northwest Territories Archives, Canada. •Irish Architectural Archive, Ireland •Parliamentary Archives, United Kingdom EXAMPLES
  • 54. purchases 4when an archivist chooses to buy an archival material using the archival institution’s allotted budget.
  • 56. Where do archvists normallypurchase? Individual SellersPrivate book and manuscript dealersEstablished auction houses (Sotheby’s or Christie’s)
  • 57. •Irish Architectural Archive •Parliamentary Archives EXAMPLES
  • 59. deposit 5The mode of acquisition by which an individual or corporate body temporarily places records in the custody of the Archives without transfer of ownership rights and titles. A deposit may become a loan or a gift.(ShambhalaArchives)
  • 61. Open-ended There is no time limit and both parties, the depositor and the institution, can terminate the program.
  • 62. Semi- permanentMaterials deposited can only be withdrawn for specific reasons.
  • 63. timedthe agreement is in force for a specifically defined period.
  • 64. •Cornell University Labor-Management Documentation Center •Illinois Historical Survey of the University of Illinois Library •University of Georgia EXAMPLES
  • 66. total Cost ofThink long-term ownership
  • 67. physical conditionTreatment cost vs. Evidential and informational value
  • 68. of materialsCollecting for the sake of collecting volume
  • 69. media Medium of a record vs. Practicality and preservation issues. records
  • 71. UniqueNess andArchival materials are unique in the context duplication
  • 72. potential usePossible use of materials vs. highly unlikely to be used
  • 73. POLITICS Must negotiate; avoid making many “side deals”
  • 74. PERSONAL BIAS Personal preferences; leanings on
  • 76. drafting What to include?
  • 77. •Statement of repository mission and purpose. •Delineating the scope and focus of collecting. •Priorities and limitations •Cooperation with other institutions •Deaccessioning5basic elements
  • 79. Who controlsthe past? Helen Willa Samuels
  • 80. Status quo: Modern information is now integrated. Archiving historical records of events become problematic because institutions cooperate with each other regarding one event and produce too many records. One institution only archiving records they produce will lead to incomplete and incoherent archives.
  • 81. •Challenges of collection development: –Abundance of materials –Scarcity of resources to care for them –Decentralized nature of contemporary society and its records
  • 82. •Example: •Documentation of mankind’s first trip to the moon involved several individuals in different institutions: –NASA was the overseer and coordinator of the whole project –Martin Marietta Corp. built the actual spacecraft –MIT built the Inertial Guidance System –Astronomers, mathematicians, engineers, and physicists from other different institutions contributed to solving misc. problems which will be encountered in space
  • 83. •Three levels of collecting strategies: –Collecting policies for individual institutions –Collecting projects –Documentation strategies
  • 84. •Documentation strategies: •In a nutshell: –It is a plan that archivists must devise to make archiving history possible –It is a cooperative effort between multiple archival institutions –It delineates the role of each participating archival institutions –It is a concerted effort to make archives more efficient
  • 85. Copyright issues in the Selection of Archival materials for Internet access Jean Dryden
  • 86. •In a nutshell: –As an archive, you want to offer as much information as possible –Information has copyrights –Do you choose to offer more and risk copyright infringement? –Do you opt to offer less, thereby minimizing copyright infringement chances?
  • 87. •Study conclusion: –Archives opt for the latter option, I.e. holding less records/materials in exchange of less chances of legal troubles