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“Negative Feedback as
Regulation and Second Language
Learning in the Zone of Proximal
         Development”


   James P. Lantolf and Ali
         Aljaafreh.
            RONALD GOBBI
           KARINA HANSON
           THEORIES IN SLA
         DR. ALEJANDRO CUZA
          NOVEMBER 11, 2010
I. Introduction

 Qualitative study investigates the effects of
 corrective feedback within the Social Cultural
 Theory (SCT) developed by L. S Vygotsky.

 Negotiation process between learners and their
 tutor in an ESL context.

 Feedback: Both implicit and explicit feedback
 impact linguistic development, but the relevance of
 the type of feedback.
1.1 Mediated processes: (socioculturally
                constructed)
 Human mental activity is essentially a mediated
 process in which language plays an essential role in
 the mental life of the individual.

 “Linguistic activity, including speaking and
 writing,voluntary memory, voluntary attention,
 planning, monitoring, the formation of intentions,
 rational thought, and learning.”
1.2 Genetic Law of cultural development:


 Internalization: An evolution from external                       into
  internal (mental) activity.                 (linguistically mediated)

 The transition from inter to intramental functioning
  whether in ontogenesis or microgenesis, is a dynamic
  process of reconstruction and qualitative change in which
  novice and the expert collaborate in constructing mutual
  activity frame. (ZPD)
1.3 ZPD as main analysis framework:


 ZPD – From current developmental level to the
  potential development
 The very goal of interaction in the ZPD is for novices
  to appropriate the responsibility for their own
  linguistic performance
 kinds of assistance
 Mechanisms of Effective Help in the ZPD:
 Intervention (assistance) should be graduated:
 estimate the minimum level of guidance. No more
 help provided than the necessary.
 Help should be contingent: help (assistant) offered only
  when needed, and withdrawn when there are signs of self-
  control.
 Collaborative frame: is the dialogue established between
  the leaner and the tutor in which correction is to occur. It is
  a source of implicit/explicit corrective feedback
II. Antecedents


 Experimental research on error correction:
 Late 60's – Pit Corder , Burt and Kiparsky,
  George, and Richards – Study of learners errors
 As a reflection of hypothesis testing on the part of
  second language learners - Analysis of errors in their
  own right.
 As indications of hypothesis testing and
  interlanguage development to the potential effects of
  corrective procedures on language learning.
Antecedents

DeKeyser            Although error correction results in some improvement
                    for some learners, it fails to achieve much in the way of
                    cross-the-board impact on learning.


Birdsong            Influenced by individual and/or situational variation


Day                 Learner personality defines the amount/type of feedback
                    supplied.
Sharwood Smith      Learner internal strategies and linguistic development
and Schachter       may play an important role in determining the
                    effectiveness of negative feedback.


Spada and           Whether different types of error correction strategies are
Lightbrown          more effective at different times in learners' development
                    and teachers vary feedback strategies according to their
                    perception of learners' development.



Carroll and Swain   Learners who received explicit feedback performed better
                    on grammatical experiments than those given implicit
                    feedback.
III. Objectives:


 To examine how the negotiation of corrective
  feedback, or other-regulation, in the ZPD promotes
  learning.
 To investigate the correction/learning interface
  within ZPD to analyze the interaction between error
  correction and the learning process.
III. Research Questions and Hypotheses



 Does error correction lead to learning or are
 corrective moves by teachers or other caretakers
 ineffective?
IV. Experimental design


 Participants:
 9 volunteered students in total, but only 3 ESL
  learners were considered in this study (same ZPD
  zone). 1 Japanese, 1 Spanish and 1 Portuguese.
 8 sessions once a week of 30 to 45 minutes long.
 4 grammatical problems were analyzed: articles,
  tense marking, use of prepositions, and modal verbs.
 Methods
 Tutoring sessions were collected exclusively in audio format.
 Written texts: They would facilitate interaction between the
  expert (researcher) and the learners.

 Procedures:
 Write one in-class essay per week (free topic)
 Prior to each tutorial, tutor read each essay in order to detect
  problems.
 Learners read the essay, underline whatever errors they could
  find and correct them if they could.
 Tutor offered assistance to encourage and guide the learner to
  participate in the activity and to assume increased
  responsibility for arriving at the appropriate performance.
Providing feedback


                                                         Regulatory Scale
                                                          (Levels of help)
                                                         From Implicit to
                                                        Explicit questions.




             Intervention:                                    Noticing:
Do you notice any problem? Is there anything
wrong in this sentence?                           Tutor identifies error. Learner             Correcting:
Is there anything wrong in this line              corrects it                       Tutor provides the correct
or segment?                                       Tutor provides clues about the    answer and brief explanation.
Pay attention to the tense of the verb. (nature
of the error)
                                                  correct answer
Developmental criteria:


 Criteria used to determine the microgenetic growth
    of the learner’s interlanguage.
   1. Product-oriented criterion:
   Search for signs of improvement
   2. Does the learner show signs of movement away
    from other-regulation to self-regulation?
   Determined by the frequency and quality
Levels of Transition (from intermental to
        intramental functioning)
     Level   Learner                     Tutor                   Stages
                                                                                               external
     1       is not able to notice the   assumes full
             error                       responsibility for
                                         correcting the error


     2       is able to notice the
             error, but cannot           assumes partial
             correct it                  responsibility




                                                                 regulation Other-regulation
     3       is able to notice the
             error, but only under
             other-regulation


     4       notices and corrects an




                                                                 Partial self-
             error with minimal
             feedback


     5       the correct target form     not intervention form


                                                                 Self-generated,
             is automatized              tutor


                                                                 automatized
                                                                                               Internal
V. Results and Conclusions

 Effective feedback correction and language learning
  depend crucially on mediation provided by other
  individuals.
 The types of error correction that promote learning
  cannot be determined independently of individual
  learners interacting with other individuals. All types of
  feedback are relevant for learning, but their relevance
  depends on where in the learner’s ZPD a particular
  property is situated.
 Tutorial is not the uniquely framework for constructing
  the ZPD. Collaborative feedback between learners
  engaged in problem-posing tasks, use of portfolios,
  dialogue journals are different ways where the ZPD can
  be co-constructed and learning can emerge.

 Analysis of the interactions showed changes in
  grammatical competence that illustrated learners
  were moving from the need for other-regulation
  provided by the tutor to the partially or completely
  self-generated capacity to notice and correct errors.
 The novice’s linguistic performance is mediated and
  enhanced by the tutor. Each of the participants
  demonstrated that they had internalized aspects of
  assistance and gained a greater ability to function
  autonomously.
VI. Critique


 Numbers of participants were not representative.
 Van Lier: too much guidance might inhibit or retard
  the development of self-regulation.
 No video recording that would have captured the
  meaning displayed by learner-tutor.

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Negative feedback as regulation and second language learning

  • 1. “Negative Feedback as Regulation and Second Language Learning in the Zone of Proximal Development” James P. Lantolf and Ali Aljaafreh. RONALD GOBBI KARINA HANSON THEORIES IN SLA DR. ALEJANDRO CUZA NOVEMBER 11, 2010
  • 2. I. Introduction  Qualitative study investigates the effects of corrective feedback within the Social Cultural Theory (SCT) developed by L. S Vygotsky.  Negotiation process between learners and their tutor in an ESL context.  Feedback: Both implicit and explicit feedback impact linguistic development, but the relevance of the type of feedback.
  • 3. 1.1 Mediated processes: (socioculturally constructed)  Human mental activity is essentially a mediated process in which language plays an essential role in the mental life of the individual.  “Linguistic activity, including speaking and writing,voluntary memory, voluntary attention, planning, monitoring, the formation of intentions, rational thought, and learning.”
  • 4. 1.2 Genetic Law of cultural development:  Internalization: An evolution from external into internal (mental) activity. (linguistically mediated)  The transition from inter to intramental functioning whether in ontogenesis or microgenesis, is a dynamic process of reconstruction and qualitative change in which novice and the expert collaborate in constructing mutual activity frame. (ZPD)
  • 5. 1.3 ZPD as main analysis framework:  ZPD – From current developmental level to the potential development  The very goal of interaction in the ZPD is for novices to appropriate the responsibility for their own linguistic performance  kinds of assistance
  • 6.  Mechanisms of Effective Help in the ZPD:  Intervention (assistance) should be graduated: estimate the minimum level of guidance. No more help provided than the necessary.
  • 7.  Help should be contingent: help (assistant) offered only when needed, and withdrawn when there are signs of self- control.  Collaborative frame: is the dialogue established between the leaner and the tutor in which correction is to occur. It is a source of implicit/explicit corrective feedback
  • 8. II. Antecedents  Experimental research on error correction:  Late 60's – Pit Corder , Burt and Kiparsky, George, and Richards – Study of learners errors  As a reflection of hypothesis testing on the part of second language learners - Analysis of errors in their own right.  As indications of hypothesis testing and interlanguage development to the potential effects of corrective procedures on language learning.
  • 9. Antecedents DeKeyser Although error correction results in some improvement for some learners, it fails to achieve much in the way of cross-the-board impact on learning. Birdsong Influenced by individual and/or situational variation Day Learner personality defines the amount/type of feedback supplied. Sharwood Smith Learner internal strategies and linguistic development and Schachter may play an important role in determining the effectiveness of negative feedback. Spada and Whether different types of error correction strategies are Lightbrown more effective at different times in learners' development and teachers vary feedback strategies according to their perception of learners' development. Carroll and Swain Learners who received explicit feedback performed better on grammatical experiments than those given implicit feedback.
  • 10. III. Objectives:  To examine how the negotiation of corrective feedback, or other-regulation, in the ZPD promotes learning.  To investigate the correction/learning interface within ZPD to analyze the interaction between error correction and the learning process.
  • 11. III. Research Questions and Hypotheses  Does error correction lead to learning or are corrective moves by teachers or other caretakers ineffective?
  • 12. IV. Experimental design  Participants:  9 volunteered students in total, but only 3 ESL learners were considered in this study (same ZPD zone). 1 Japanese, 1 Spanish and 1 Portuguese.  8 sessions once a week of 30 to 45 minutes long.  4 grammatical problems were analyzed: articles, tense marking, use of prepositions, and modal verbs.
  • 13.  Methods  Tutoring sessions were collected exclusively in audio format.  Written texts: They would facilitate interaction between the expert (researcher) and the learners.   Procedures:  Write one in-class essay per week (free topic)  Prior to each tutorial, tutor read each essay in order to detect problems.  Learners read the essay, underline whatever errors they could find and correct them if they could.  Tutor offered assistance to encourage and guide the learner to participate in the activity and to assume increased responsibility for arriving at the appropriate performance.
  • 14. Providing feedback Regulatory Scale (Levels of help) From Implicit to Explicit questions. Intervention: Noticing: Do you notice any problem? Is there anything wrong in this sentence? Tutor identifies error. Learner Correcting: Is there anything wrong in this line corrects it Tutor provides the correct or segment? Tutor provides clues about the answer and brief explanation. Pay attention to the tense of the verb. (nature of the error) correct answer
  • 15. Developmental criteria:  Criteria used to determine the microgenetic growth of the learner’s interlanguage.  1. Product-oriented criterion:  Search for signs of improvement  2. Does the learner show signs of movement away from other-regulation to self-regulation?  Determined by the frequency and quality
  • 16. Levels of Transition (from intermental to intramental functioning) Level Learner Tutor Stages external 1 is not able to notice the assumes full error responsibility for correcting the error 2 is able to notice the error, but cannot assumes partial correct it responsibility regulation Other-regulation 3 is able to notice the error, but only under other-regulation 4 notices and corrects an Partial self- error with minimal feedback 5 the correct target form not intervention form Self-generated, is automatized tutor automatized Internal
  • 17. V. Results and Conclusions  Effective feedback correction and language learning depend crucially on mediation provided by other individuals.  The types of error correction that promote learning cannot be determined independently of individual learners interacting with other individuals. All types of feedback are relevant for learning, but their relevance depends on where in the learner’s ZPD a particular property is situated.  Tutorial is not the uniquely framework for constructing the ZPD. Collaborative feedback between learners engaged in problem-posing tasks, use of portfolios, dialogue journals are different ways where the ZPD can be co-constructed and learning can emerge. 
  • 18.  Analysis of the interactions showed changes in grammatical competence that illustrated learners were moving from the need for other-regulation provided by the tutor to the partially or completely self-generated capacity to notice and correct errors.  The novice’s linguistic performance is mediated and enhanced by the tutor. Each of the participants demonstrated that they had internalized aspects of assistance and gained a greater ability to function autonomously.
  • 19. VI. Critique  Numbers of participants were not representative.  Van Lier: too much guidance might inhibit or retard the development of self-regulation.  No video recording that would have captured the meaning displayed by learner-tutor.