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Aegis Capital Corp.
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Aegis Capital Corp.
Established 1984
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Recently Completed Offerings
Aegis Capital Corp. CleanTech Innovations, Inc. $10,000,000 PIPE Financing Placement Agent Aegis Capital Corp. Fusion $3,000,000 PIPE Financing Placement Agent Aegis Capital Corp. SK $20,000,000 PIPE Financing Placement Agent Aegis Capital Corp. Tianyin Pharmaceutical $15,200,000 PIPE Financing Placement Agent Aegis Capital Corp. Omnialuo $6,150,000 PIPE Financing Placement Agent Aegis Capital Corp. Metalline Mining Co. $2,040,000 PIPE Financing Placement Agent Aegis Capital Corp. Dais-Analytik $3,700,000 Convertible Debt Offering Placement Agent Aegis Capital Corp. Viskase $10,000,000 PIPE Financing Placement Agent Aegis Capital Corp. ICAHN $300,000,000 PIPE Financing Placement Agent Aegis Capital Corp. Epitome Systems $24,000,000 PIPE Financing Rights Offering Placement Agent
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Institutional Overview West
Coast Capital Research Capital International Franklin Advisors TCW Brandeis Summit Global Hotchkiss & Wiley Dodge & Cox Midwest Janus Marsico Duff & Phelps UBS Asset Management Northern Trust Ohio Teachers Ohio PERS Kennedy Capital Confluence Investment FAF Advisors Riversource Mid-Atlantic & Southeast T. Rowe Price Turner Partners Federated Delaware Investments Kalmar Freiss PNC Wealth Management State of Georgia DePrince Race & Zello New York/New Jersey/CT Alliance Jennison TIAA-Cref Deutsche Asset Cohen & Steers Lord Abett Blackrock Morgan Stanley JP Morgan Goldman Sachs Perella Weinberg Gabelli Water Asset Management Lazard RS Investments Oppenheimer Funds Royce Associates Europe Pictet KBC UBS Management Scottish Widows Mercury Asset Boston Fidelity Adage Crowpoint/Evergreen Putnam MFS Wellington MFC Global Columbia EatonVance Westfield Capital Mgmt Pioneer
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810 Seventh Ave,
11 th Floor New York, NY 10019
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