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HEALTH INFORMATION
                             MANAGEMENT




Department of Health, Philippines
Health Record Standard I


The hospital maintains health records that
are documented accurately and in a timely
manner, are readily accessible and permit
prompt retrieval of information, including
statistical data.



 Department of Health, Philippines
Health Record Standard II


The health record contains sufficient
information to identify the patient, support
the diagnosis, justify the treatment and
document     the    course    and     results
accurately.



 Department of Health, Philippines
Health Record Standard III


Health records are confidential, secure,
current,  authenticated, legible,   and
complete.




Department of Health, Philippines
Health Record Standard IV


The Health Information Management
Department is provided with adequate
direction, staffing, and facilities to perform
all required functions.




Department of Health, Philippines
1. The record is sufficiently detailed to
   enable:
    - patient to receive continuing care
    - effective communication within the health
         team
    - Attending Physician to have available
         information required for the consultation
    - other medical practitioners and health
         personnel to assume the patient care
    - concurrent or retrospective evaluation of
         patient care
  Department of Health, Philippines
1. Entries into the records are made
   only by duly authorized persons of
   the facility and are dated and signed,
   containing designation.


3. All entries, including alterations, must be
   legible.



Department of Health, Philippines
1. Only abbreviations and symbols
   approved by the Medical Records
   Committee are to be used.


5. If possible, original copies of all reports
   made by medical, nursing, and allied
   health professionals are filed in the
   record.


Department of Health, Philippines
6. Each record should at least contain the
   following data:

    - unique health record number or reference
    - Patient’s full name
    - Address
    - Date of birth
    - Sex
    - Person to notify in case of emergency


 Department of Health, Philippines
7. An “ALERT” notation, for the conditions
   such as allergic responses and drug
   reactions, is prominently displayed on the
   face sheet of the record.

8. The record contains a written admission
   diagnosis by the medical practitioner.




Department of Health, Philippines
• The record contains a patient’s history,
  pertinent to the condition being treated,
  including relevant details of:
       − Present and past medical history
      − Family history
      − Social considerations

10. A sufficiently detailed report of a
    relevant Physical Examination (PE),
    performed by a medical practitioner,
    should be included for the purpose
    of admission.
 Department of Health, Philippines
1. Evidence that the patient has given
   informed consent is available.

12. Drug orders are written in the record by
    the medical staff.

13. Therapeutic orders and orders for special
    diagnostic test are noted in the record.



  Department of Health, Philippines
14. There is evidence in the health record that

      patient care plans were made.

15. Progress notes, observations, and
    consultation reports are written by
    medical, nursing, and allied health staff
    to record all significant events such as
    alterations in the patient’s condition and
    responses to treatment.
 Department of Health, Philippines
1. The Admission and Discharge Record’s
    discharge data is completed at the time
    of discharge or as soon as the relevant
    information is available. It contains all
    relevant diagnoses and procedures using
    the terminology of a current revision of
    the International Classification of Disease

        (ICD).

 Department of Health, Philippines
17. A Discharge Summary for each patient
  should be completed within 48 hours upon
  patient’s discharge, with a copy remaining in
  the health record. The discharge summary
  should at least include the following:
       −       Discharge diagnosis
       −       Procedures performed
       −      Follow-up arrangements
       −      Therapeutic orders
       −      Patient instructions (when necessary)



   Department of Health, Philippines
18. When a patient is transferred to another
  facility, a Discharge Summary should
  accompany him/her.




   Department of Health, Philippines
19. When an autopsy is performed a
  provisional diagnosis is noted in the health
  record within 72 hours and the health
  record is completed within 15 days
  following the death. A copy of the autopsy
  report is filed in the health record.




 Department of Health, Philippines
 
                Health Record Identification System


Alphabetic System

The simplest form of record
identification, using the patient’s name
to identify and file the patients’ health
record.
Health Record Identification System


Numerical System

•has   a direct influence on the filing system

•use of a Master Patient Index (MPI) to
cross-reference the patient’s name with his
or her HRN is required.
Health Record Identification System

Unit Number

•unique identification number is
assigned on first contact with the
health care facility, whether:

    ◘admission
    ◘ER attendance
    ◘out-patient
    ◘includes health care facility
     newborn babies
After receiving the inpatient health records
from the Nursing Service, the HIMD
performs essential procedures prior to filing
and storage.


1. Assembly of Health Record

The forms are arranged in the order
upon admission of the patient.
2. Analysis of Health Record
•The most important function of the
HIMD is the health record analysis to
ensure   maintenance     of  quality
documentation.

•Analysis is the process of evaluating
and/or checking health records to
ensure completeness, accuracy and
adequacy of documentation.
•In cases where the patient wants some
data corrected especially on the
demographic/sociological data, it shall not
be done in the original entry, but should
appear as an amendment only.
•The health records shall contain all
original copies of    examination results,
operations, and other required forms.
     •Anesthesia record
     •Report of operation
     •Nurses' notes
2. Coding

  •It is a process of assigning numbers to
  represent diagnosis or problems and
  surgical procedures.
1.   Indexing

• Disease Index is a listing on a card for
     specific disease based on standard
     classification/nomenclature, arranged
     according to code number.

• Operation Index is a listing on a card for a
  specific operation according to standard
  classification/nomenclature, arranged
  according to code numbers.
 5. Collection of data for hospital statistics
5. Filing of Health Record



   A filing area that will ensure the rapid
  location and retrieval of health records
  must be maintained.
Alphabetical filing system 

•All records of discharged patients are
filed in strict alphabetical order from A
to Z.
Numerical filing system
There are two systems of filing records
numerically:

• Straight Numeric                            
• Terminal Digit 
For terminal digit, a six-digit
number is used and divided into
three (3) parts.
MEDICAL RECORDS
  DISPOSITION
    SCHEDULE
Agency                                               Schedule No.             Page ___ of __ pages

Address                                                                       Date Prepared:

#         Records Series Title and              Retention Period                    Disposition
                Description                                                      Authority/Remarks
                                     a. Active     b. Storage      c. Total
1   Emergency Room Records           25 years                   25 years
    /Blotters and other records of
    prospective medico-legal
    significance
    •Gun Shot Wounds
    •Mauling of any Nature
    •Poisoning Cases
    •Stab/Hacking Wounds
    •Sudden Death of Unknown &
    Suspicious Causes
    •Vehicular Accidents
Agency                                              Schedule No.             Page ___ of __ pages

Address                                                                      Date Prepared:

#         Records Series Title and             Retention Period                     Disposition
                Description                                                      Authority/Remarks
                                     a. Active     b. Storage     c. Total
2   Certificates
    •Birth (Not Official Copy)                                               Retain until patient
                                                                             reaches the age of
                                                                             maturity (18 yrs.)
    •Death (Not Official Copy)       15 yrs.                      15 yrs.
     Medical                                                                 All Health Care Facilities,
                                                                             irrespective of its category
                                                                             and classification shall
                                                                             dispose of medical records
               Medico- legal                                                 beyond (15 yrs.)
               Non Medico- legal                                             Health Care Facilities
                                                                             attached to teaching
                                                                             training/research
                                                                             institutions may keep
                                                                             medical records beyond
                                                                             fifteen yrs. (15 yrs.) if
                                                                             deem necessary
Agency                                             Schedule No.             Page ___ of __ pages

Address                                                                     Date Prepared:

#         Records Series Title and            Retention Period                     Disposition
                Description                                                     Authority/Remarks
                                     a. Active    b. Storage     c. Total
3   Consent to involvement in        1 year                                 Dispose 1 yr. after
    Medical Trials                                                          completion of medical
                                                                            trial. If product of
                                                                            confinement, follow the
                                                                            disposition schedule under
                                                                            Item No. 2 for Non-
                                                                            Medico-legal records
4   In- Patient Chart                15 years                               All Health Care Facilities,
    Basic Medical Records                                                   irrespective of its category
                                                                            and classification shall
    • Clinic and Graphic
                                                                            dispose of medical records
    Record/Graphic Chart/TPR Chart
                                                                            beyond fifteen yrs. (15
    •Consent to Hospitalization                                             yrs.)
    •Cover sheet/Face
    sheet/Admission-Discharge
                                                                            Health Care Facilities
    Record
                                                                            attached to
    •Discharge Summary                                                      teaching/training/research
    •Laboratory Record                                                      institutions may keep
    •Nurses Notes/Nursing Records                                           medical records beyond
                                                                            15 yrs., if deem necessary
Agency                                                   Schedule No.             Page ___ of __ pages

Address                                                                           Date Prepared:

#         Records Series Title and                  Retention Period                     Disposition
                Description                                                           Authority/Remarks
                                        a. Active       b. Storage     c. Total
    •Personal History
    • Physical Examination
    •Physicians/Doctors Order Sheet
    •Progress Records/Progress Notes/
    Doctor’s Progress Notes

    Supplemental Records
    • Anti-Coagulant Therapy Record
    •Autopsy Report
    •Blood Transfusion Record
    •Consultation Report
    •Delivery Block
         1.Labor Room Record
         2. Newborn Record
         3. Pre-natal Record
         4. Summary of Parturition
Agency                                             Schedule No.             Page ___ of __ pages


Address                                                                     Date Prepared:


#        Records Series Title and             Retention Period                    Disposition
               Description                                                     Authority/Remarks
                                      a. Active   b. Storage     c. Total
    • Diabetic Record
    • Dialysis Record
    • Dietary Record/Report
    • Discharge against Medical
    Advice
    • Electrocardiogram (ECG
    Block)
           1. Report
           2. Tracing
    • Fluid Intake and Output Chart
    • Inhalation Therapy Record
    • Intravenous Fluid Sheet
    • Medication Board
Agency                                             Schedule No.             Page ___ of __ pages

Address                                                                     Date Prepared:

#         Records Series Title and            Retention Period                    Disposition
                Description                                                    Authority/Remarks
                                      a. Active   b. Storage     c. Total
    •Operation Record
            1. Anesthesia
            2. Informed Consent for
               Surgery, Anesthesia
               and other Procedures
            3. Operating Room
               Record
            4. Operative Technique
            5. Recovery Room Record
            6. Tissue/Biopsy Record
    • Parenteral Fluid Sheet
    • Pulmonary Laboratory Blood
      Gas Analysis
    • Radio Therapy Record
    • Referral Slip
    • Rehabilitation Record
    • Tissue/Organ Donation
    • Vital Signs Record
Agency                                                   Schedule No.             Page ___ of __ pages

Address                                                                           Date Prepared:

#         Records Series Title and                  Retention Period                      Disposition
                Description                                                            Authority/Remarks
                                        a. Active       b. Storage     c. Total
5   Indexes                                              PERMANENT                For agency reference.
    • Disease
    • Master Patient                                                              Requirement from all
    • Operation                                                                   tertiary hospitals and in
    • Physician                                                                   some secondary hospitals
                                                                                  w/
                                                                                  teaching/training/research
                                                                                  components.
6   Registers
    • Electrocardiogram (ECG)                          PERMANENT                  For agency reference.
    • Family Planning (Sterilization)                  PERMANENT                  For agency reference.
    • Laboratory                                                                  Dispose 2 yrs. After the last
          1. Bacteriology                                                         entry provided to item is
                                                                                  subject of a medico legal
          2. Blood Chemistry
                                                                                  case.
          3. Clinical Microscopy
          4. Hematology
          5. Hispathology
          6. Specimens
Agency                                                Schedule No.            Page ___ of __ pages

Address                                                                       Date Prepared:

#         Records Series Title and              Retention Period                     Disposition
                Description             a. Active    b. Storage    c. Total
                                                                                  Authority/Remarks

6   • Live/Still Birth                              PERMANENT                 For agency reference.
    • Medical Records Service                                                 Dispose 1 yr. after the last
    (Incoming Medical Records from                                            entry.
    Wards)
    • Medico- legal                                                           For agency reference.
                                                    PERMANENT
    • Radiology                                                               For agency reference.
                                                    PERMANENT
           1. C-T Scan
           2. Ultrasound
           3. X-Ray (Routine/Special
             Procedure)                                                       For agency reference.
                                                    PERMANENT
    • Surgical Cases
7   Medical Records of Employees                                              Dispose 10 yrs.after
    Working in a Health Care Facility                                         separation/voluntary
                                                                              resignation or retirement
                                                                              from the facility.
Agency                                                Schedule No.             Page ___ of __ pages


Address                                                                        Date Prepared:

#         Records Series Title and               Retention Period                     Disposition
                Description                                                        Authority/Remarks
                                       a. Active     b. Storage     c. Total


8    Out- patient Records                                                      Dispose 10 yrs. After last
     (Ambulatory Service)                                                      consultation/visit.




9    Psychiatric Records               25 yrs.                      25 yrs.




10   Records of Infants Delivered in                                           Retain until patient
     a Health Care Facility                                                    reaches the age of
                                                                               majority (18 yrs.)
Agency                                               Schedule No.            Page ___ of __ pages


Address                                                                      Date Prepared:

#         Records Series Title and             Retention Period                    Disposition
                Description                                                     Authority/Remarks
                                       a. Active    b. Storage    c. Total


11   Registers                                     PERMANENT                 For agency reference.
     • Admission and Discharges
     • Birth
     • Death
     • Delivery Room
     • Emergency Room
     • Labor Room
     • Operation Room
     • Out- patient
     Service/Department
     • Prescription of Patients
     (Prohibited Drugs)
     • Tumor (Special Registry Book)
Agency                                               Schedule No.             Page ___ of __ pages

Address                                                                       Date Prepared:

#         Records Series Title and              Retention Period                     Disposition
                Description                                                       Authority/Remarks
                                      a. Active     b. Storage     c. Total


12   Reports
     • Census
        1. Daily                        1 yr.         1 yr.                   Dispose 2 yrs. After
        2. Monthly                                                            preparation of annual
                                                                              report.
     • Consumption and Inventory of
     supplies Incident (Nurses and     2 yrs.         2 yrs.                  All Health Care Facilities,
     others)                                                                  irrespective of its category
                                                                              and classification shall
                                                                              dispose of medical records
                                                                              beyond fifteen yrs. (15
                                                                              yrs.)
                                                                              Health Care Facilities
                                                                              attached to
                                                                              teaching/training/research
                                                                              institutions may keep
                                                                              medical records beyond
                                                                              fifteen yrs. (15 yrs.) if
                                                                              deem necessary.
Agency                                             Schedule No.            Page ___ of __ pages


Address                                                                    Date Prepared:

#         Records Series Title and           Retention Period                     Disposition
                Description                                                    Authority/Remarks
                                     a. Active    b. Storage    c. Total


12   • Notifiable Diseases           1 yr.                        1 yr.
     • Statistical
          1. Annual                              Permanent
          2. Monthly                 1 yr.                        1 yr.
          3. Semi-Annual             1 yr.                        1 yr.
13   Results/Reports of                                                    All Health Care Facilities,
     Examinations/Procedures/                                              irrespective of its category
     Tests                                                                 and classification shall
     • ECG Report/Result and                                               dispose of medical records
     Tracing                                                               beyond fifteen (15 yrs.)
                                                                           Health Care facilities
                                                                           attached to
                                                                           teaching/training/research
                                                                           institutions may keep
                                                                           medical records beyond
                                                                           15yrs. If deem necessary.
Agency                                            Schedule No.             Page ___ of __ pages


Address                                                                    Date Prepared:

#         Records Series Title and           Retention Period                     Disposition
                Description                                                    Authority/Remarks
                                     a. Active   b. Storage     c. Total


13   • Laboratory                                                          For all laboratory, X-Ray,
          1. Bacteriology                                                  ECG and other
          2. Blood Chemistry                                               examinations requested as
                                                                           a product of
          3. Clinical Microscopy                                           hospitalization/
          4. Hispathology                                                  confinement, the original
          5. Parasitology                                                  copy must be incorporated
                                                                           in the medical records.

                                                                           The first duplicate must
                                                                           be maintained by the
                                                                           service concerned as
                                                                           “Official File”.

                                                                           If the result is a product
                                                                           of an OPD Consultation,
                                                                           then the original must be
                                                                           incorporated with the OPD
                                                                           Record.
Agency                                               Schedule No.             Page ___ of __ pages


Address                                                                       Date Prepared:

#         Records Series Title and              Retention Period                     Disposition
                Description                                                       Authority/Remarks
                                        a. Active   b. Storage     c. Total


14   Requests                                                                 Attach to Medical Records,
     • Access to Clinical Information                                         all Health Care Facilities,
     from Medical Records                                                     irrespective of its category
                                                                              and classification shall
                                                                              dispose of medical records
                                                                              beyond fifteen yrs. (15
                                                                              yrs.)

                                                                              Health Care Facilities
                                                                              attached to teaching/
                                                                              training/ research
                                                                              institutions may keep
                                                                              medical records beyond
                                                                              15 yrs. If deem necessary.
     •ECG
                                                                              Dispose 1 yr. from date/
                                                                              release of official report/
                                                                              result.
Agency                                            Schedule No.             Page ___ of __ pages


Address                                                                    Date Prepared:

#         Records Series Title and           Retention Period                     Disposition
                Description                                                    Authority/Remarks
                                     a. Active   b. Storage     c. Total


14   • Laboratory                                                          Dispose 1 yr. from date/
           1. Bacteriology                                                 release of official report/
                                                                           result
           2. Blood Chemistry
           3. Hispathology
           4. Parasitology
           5. Urinalysis
     • Release of Information                                              Attach to Medical Records
                                                                           and follow disposition
                                                                           authority under Item No.
                                                                           14
     •Research                                                             Dispose 1 yr. after date of
                                                                           receipt.
     •X-Ray
           1.   C-T Scan                                                   Dispose 1 yr. from date/
           2.   Routine                                                    release of official report/
                                                                           result.
           3.   Special Procedures
           4.   Ultrasound
Agency                                            Schedule No.             Page ___ of __ pages


Address                                                                    Date Prepared:

#         Records Series Title and           Retention Period                     Disposition
                Description                                                    Authority/Remarks
                                     a. Active   b. Storage     c. Total



15   X-Ray Films                                                           All Health Care Facilities,
     • With Court Case                                                     irrespective of its category
                                                                           and classification shall
                                                                           dispose of medical records
                                                                           beyond fifteen yrs. (15
                                                                           yrs.)

                                                                           Health Care Facilities
                                                                           attached to teaching/
                                                                           training/ research
                                                                           institutions may keep
                                                                           medical records beyond
                                                                           15 yrs. (15 yrs.) if deem
                                                                           necessary.
Agency                                              Schedule No.             Page ___ of __ pages


Address                                                                      Date Prepared:

#         Records Series Title and             Retention Period                    Disposition
                Description                                                     Authority/Remarks
                                     a. Active     b. Storage     c. Total


15   • Without Medico-legal Case      5 yrs.         5 yrs.       10 yrs.    NOTE: X-ray Films of
                                                                             interesting cases with
                                                                             teaching and research
                                                                             significance may be
                                                                             maintained beyond 10 yrs.
                                                                             Depending on the decision
                                                                             of the hospital
                                                                             management.
Department of Health
Memorandum Circular No. 2005-0081
dated November 17, 2005


   REITERATING COMPLIANCE
   WITH VARIOUS ISSUANCES
   REGARDING POLICIES ON
   ADMISSION AND DISCHARGE
   OF PATIENTS
Republic Act No. 3753
                  Law on Registry of Civil Status
Sec. 5. Registration and Certification of Birth – The declaration of
     the physician or midwife in attendance at birth or, in default
     thereof, the declaration of either parent of the newborn child,
     shall be sufficient for the registration of a birth in the civil
     register. Such declaration shall be exempt from the
     documentary stamp tax and shall be sent to the local civil
     registrar not later than thirty days after the birth, by the
     physician, or midwife in attendance at the birth or by either
     parent of the newly born child.


       It is the duty of the hospitals to prepare the Birth Certificates
     and transmit to the Local Civil Registrar (LCR). The Registered
     Birth Certificates should be released by the Local Civil Registrar
     to the parents and not by the hospitals. The hospitals are not
     authorized to collect registration fees on behalf of the LCR.
2. Instruction Manual:
   Civil Registry Forms (Accomplishment &
  Coding)

Date and place of marriage of parents (Item 18)
• Enter the exact date and place of marriage, if
  parents are legally married at the time of birth.
• If the parents have forgotten the exact date of
  their marriage, enter the approximate year. If they
  cannot approximate the year, enter “Forgotten”.
• Enter “Unknown”, “Don’t Know” or “D.K.” if the
  informant could not supply the information.
B. Death Certificates
1. Presidential Decree No. 856
   “The Code of Sanitation of the Philippines”
    Chapter XXI – Disposal of Dead Persons
Section 91: Burial Requirements – The burial remains is
  subject to the following requirements:

   •    No remains shall be buried without a death certificate.
   •    This Certificate shall be issued by the attending physician.
   •     The death certificate shall be forwarded to the local civil
       registrar within 48 hours after death.
2. Implementing Rules & Regulations of Chapter XXI –
  Disposal of Dead Persons of the Sanitation Code of the Philippines

Item 2.1 Death Certificate Requirements

       2.1.1 In extreme cases, where no physician in
         attendance,
              it shall be issued by:
        a) City/Municipal Health Officer
        b) Mayor, or
        c) The secretary of the municipal board, or
        d) A councilor of the municipality where the death occurred.

   The basis of the death certificate shall be an affidavit duly
   executed by a reliable informant stating the circumstances
   regarding the cause of death
2.1.2   If the local health officer who issues a Death Certificate has
        reasons to believe or suspect that the cause of death was due to
        violence or crime, he shall notify immediately the authorities of
        the Philippine National Police or National Bureau of Investigation
        concerned.

        There is violence or crime when the cause of death was due to
        but not limited to the following: stab wounds, suicide of any kind,
        strangulation, accident resulting to death, actual physical assault
        inflicting injuries upon a person resulting to death, or any other
        acts or violence upon a person resulting to death and or sudden
        death of undetermined cause.
3. DOH Adm. Order No. 55 s.
2001 - Muslim Deaths
   “Formulation of a Standard Operating Procedure in
     Releasing Muslim Cadavers from DOH Hospitals”


   All government hospitals are mandated to facilitate
     the release of cadavers belonging to the Muslim
     Group, within 24 hours. All existing policies
     pertaining to the release of cadavers must be
     revised and/or modified in accordance thereof.
1.   World Health Organization’s International Statistical
     Classification of Diseases and Related Health
     Problems Version 10 (ICD-10) Volume 2


 Item 4.1. Causes of Death
 In 1967, the Twentieth World Health Assembly defined the causes of
     death to be entered on the medical certificate of cause of death as
     “all those diseases, morbid conditions or injuries which either
     resulted in or contributed to death and the circumstances of the
     accident or violence which produced any such injuries.

 Item 4.2 Underlying Cause of Death
 It was agreed by the Sixth Decennial International Revision Conference
     that the cause of death for primary tabulation should be designated
     the underlying cause of death….For this purpose, the underlying
     cause has been defined as “(a) the disease or injury which initiated
     the train of morbid events leading directly to death or (b) the
     circumstances of the accident or violence which produced the fatal
     injury.”
THANK YOU!

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Him

  • 1. HEALTH INFORMATION MANAGEMENT Department of Health, Philippines
  • 2. Health Record Standard I The hospital maintains health records that are documented accurately and in a timely manner, are readily accessible and permit prompt retrieval of information, including statistical data. Department of Health, Philippines
  • 3. Health Record Standard II The health record contains sufficient information to identify the patient, support the diagnosis, justify the treatment and document the course and results accurately. Department of Health, Philippines
  • 4. Health Record Standard III Health records are confidential, secure, current, authenticated, legible, and complete. Department of Health, Philippines
  • 5. Health Record Standard IV The Health Information Management Department is provided with adequate direction, staffing, and facilities to perform all required functions. Department of Health, Philippines
  • 6. 1. The record is sufficiently detailed to enable: - patient to receive continuing care - effective communication within the health team - Attending Physician to have available information required for the consultation - other medical practitioners and health personnel to assume the patient care - concurrent or retrospective evaluation of patient care Department of Health, Philippines
  • 7. 1. Entries into the records are made only by duly authorized persons of the facility and are dated and signed, containing designation. 3. All entries, including alterations, must be legible. Department of Health, Philippines
  • 8. 1. Only abbreviations and symbols approved by the Medical Records Committee are to be used. 5. If possible, original copies of all reports made by medical, nursing, and allied health professionals are filed in the record. Department of Health, Philippines
  • 9. 6. Each record should at least contain the following data: - unique health record number or reference - Patient’s full name - Address - Date of birth - Sex - Person to notify in case of emergency Department of Health, Philippines
  • 10. 7. An “ALERT” notation, for the conditions such as allergic responses and drug reactions, is prominently displayed on the face sheet of the record. 8. The record contains a written admission diagnosis by the medical practitioner. Department of Health, Philippines
  • 11. • The record contains a patient’s history, pertinent to the condition being treated, including relevant details of: − Present and past medical history − Family history − Social considerations 10. A sufficiently detailed report of a relevant Physical Examination (PE), performed by a medical practitioner, should be included for the purpose of admission. Department of Health, Philippines
  • 12. 1. Evidence that the patient has given informed consent is available. 12. Drug orders are written in the record by the medical staff. 13. Therapeutic orders and orders for special diagnostic test are noted in the record. Department of Health, Philippines
  • 13. 14. There is evidence in the health record that patient care plans were made. 15. Progress notes, observations, and consultation reports are written by medical, nursing, and allied health staff to record all significant events such as alterations in the patient’s condition and responses to treatment. Department of Health, Philippines
  • 14. 1. The Admission and Discharge Record’s discharge data is completed at the time of discharge or as soon as the relevant information is available. It contains all relevant diagnoses and procedures using the terminology of a current revision of the International Classification of Disease (ICD). Department of Health, Philippines
  • 15. 17. A Discharge Summary for each patient should be completed within 48 hours upon patient’s discharge, with a copy remaining in the health record. The discharge summary should at least include the following: − Discharge diagnosis − Procedures performed − Follow-up arrangements − Therapeutic orders − Patient instructions (when necessary) Department of Health, Philippines
  • 16. 18. When a patient is transferred to another facility, a Discharge Summary should accompany him/her. Department of Health, Philippines
  • 17. 19. When an autopsy is performed a provisional diagnosis is noted in the health record within 72 hours and the health record is completed within 15 days following the death. A copy of the autopsy report is filed in the health record. Department of Health, Philippines
  • 18.   Health Record Identification System Alphabetic System The simplest form of record identification, using the patient’s name to identify and file the patients’ health record.
  • 19. Health Record Identification System Numerical System •has a direct influence on the filing system •use of a Master Patient Index (MPI) to cross-reference the patient’s name with his or her HRN is required.
  • 20. Health Record Identification System Unit Number •unique identification number is assigned on first contact with the health care facility, whether: ◘admission ◘ER attendance ◘out-patient ◘includes health care facility newborn babies
  • 21. After receiving the inpatient health records from the Nursing Service, the HIMD performs essential procedures prior to filing and storage. 1. Assembly of Health Record The forms are arranged in the order upon admission of the patient.
  • 22. 2. Analysis of Health Record •The most important function of the HIMD is the health record analysis to ensure maintenance of quality documentation. •Analysis is the process of evaluating and/or checking health records to ensure completeness, accuracy and adequacy of documentation.
  • 23. •In cases where the patient wants some data corrected especially on the demographic/sociological data, it shall not be done in the original entry, but should appear as an amendment only.
  • 24. •The health records shall contain all original copies of    examination results, operations, and other required forms. •Anesthesia record •Report of operation •Nurses' notes
  • 25. 2. Coding •It is a process of assigning numbers to represent diagnosis or problems and surgical procedures.
  • 26. 1. Indexing • Disease Index is a listing on a card for specific disease based on standard classification/nomenclature, arranged according to code number. • Operation Index is a listing on a card for a specific operation according to standard classification/nomenclature, arranged according to code numbers.
  • 27.  5. Collection of data for hospital statistics
  • 28. 5. Filing of Health Record A filing area that will ensure the rapid location and retrieval of health records must be maintained.
  • 29. Alphabetical filing system  •All records of discharged patients are filed in strict alphabetical order from A to Z.
  • 30. Numerical filing system There are two systems of filing records numerically: • Straight Numeric                             • Terminal Digit  For terminal digit, a six-digit number is used and divided into three (3) parts.
  • 31. MEDICAL RECORDS DISPOSITION SCHEDULE
  • 32. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 1 Emergency Room Records 25 years 25 years /Blotters and other records of prospective medico-legal significance •Gun Shot Wounds •Mauling of any Nature •Poisoning Cases •Stab/Hacking Wounds •Sudden Death of Unknown & Suspicious Causes •Vehicular Accidents
  • 33. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 2 Certificates •Birth (Not Official Copy) Retain until patient reaches the age of maturity (18 yrs.) •Death (Not Official Copy) 15 yrs. 15 yrs. Medical All Health Care Facilities, irrespective of its category and classification shall dispose of medical records Medico- legal beyond (15 yrs.) Non Medico- legal Health Care Facilities attached to teaching training/research institutions may keep medical records beyond fifteen yrs. (15 yrs.) if deem necessary
  • 34. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 3 Consent to involvement in 1 year Dispose 1 yr. after Medical Trials completion of medical trial. If product of confinement, follow the disposition schedule under Item No. 2 for Non- Medico-legal records 4 In- Patient Chart 15 years All Health Care Facilities, Basic Medical Records irrespective of its category and classification shall • Clinic and Graphic dispose of medical records Record/Graphic Chart/TPR Chart beyond fifteen yrs. (15 •Consent to Hospitalization yrs.) •Cover sheet/Face sheet/Admission-Discharge Health Care Facilities Record attached to •Discharge Summary teaching/training/research •Laboratory Record institutions may keep •Nurses Notes/Nursing Records medical records beyond 15 yrs., if deem necessary
  • 35. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total •Personal History • Physical Examination •Physicians/Doctors Order Sheet •Progress Records/Progress Notes/ Doctor’s Progress Notes Supplemental Records • Anti-Coagulant Therapy Record •Autopsy Report •Blood Transfusion Record •Consultation Report •Delivery Block 1.Labor Room Record 2. Newborn Record 3. Pre-natal Record 4. Summary of Parturition
  • 36. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total • Diabetic Record • Dialysis Record • Dietary Record/Report • Discharge against Medical Advice • Electrocardiogram (ECG Block) 1. Report 2. Tracing • Fluid Intake and Output Chart • Inhalation Therapy Record • Intravenous Fluid Sheet • Medication Board
  • 37. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total •Operation Record 1. Anesthesia 2. Informed Consent for Surgery, Anesthesia and other Procedures 3. Operating Room Record 4. Operative Technique 5. Recovery Room Record 6. Tissue/Biopsy Record • Parenteral Fluid Sheet • Pulmonary Laboratory Blood Gas Analysis • Radio Therapy Record • Referral Slip • Rehabilitation Record • Tissue/Organ Donation • Vital Signs Record
  • 38. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 5 Indexes PERMANENT For agency reference. • Disease • Master Patient Requirement from all • Operation tertiary hospitals and in • Physician some secondary hospitals w/ teaching/training/research components. 6 Registers • Electrocardiogram (ECG) PERMANENT For agency reference. • Family Planning (Sterilization) PERMANENT For agency reference. • Laboratory Dispose 2 yrs. After the last 1. Bacteriology entry provided to item is subject of a medico legal 2. Blood Chemistry case. 3. Clinical Microscopy 4. Hematology 5. Hispathology 6. Specimens
  • 39. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description a. Active b. Storage c. Total Authority/Remarks 6 • Live/Still Birth PERMANENT For agency reference. • Medical Records Service Dispose 1 yr. after the last (Incoming Medical Records from entry. Wards) • Medico- legal For agency reference. PERMANENT • Radiology For agency reference. PERMANENT 1. C-T Scan 2. Ultrasound 3. X-Ray (Routine/Special Procedure) For agency reference. PERMANENT • Surgical Cases 7 Medical Records of Employees Dispose 10 yrs.after Working in a Health Care Facility separation/voluntary resignation or retirement from the facility.
  • 40. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 8 Out- patient Records Dispose 10 yrs. After last (Ambulatory Service) consultation/visit. 9 Psychiatric Records 25 yrs. 25 yrs. 10 Records of Infants Delivered in Retain until patient a Health Care Facility reaches the age of majority (18 yrs.)
  • 41. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 11 Registers PERMANENT For agency reference. • Admission and Discharges • Birth • Death • Delivery Room • Emergency Room • Labor Room • Operation Room • Out- patient Service/Department • Prescription of Patients (Prohibited Drugs) • Tumor (Special Registry Book)
  • 42. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 12 Reports • Census 1. Daily 1 yr. 1 yr. Dispose 2 yrs. After 2. Monthly preparation of annual report. • Consumption and Inventory of supplies Incident (Nurses and 2 yrs. 2 yrs. All Health Care Facilities, others) irrespective of its category and classification shall dispose of medical records beyond fifteen yrs. (15 yrs.) Health Care Facilities attached to teaching/training/research institutions may keep medical records beyond fifteen yrs. (15 yrs.) if deem necessary.
  • 43. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 12 • Notifiable Diseases 1 yr. 1 yr. • Statistical 1. Annual Permanent 2. Monthly 1 yr. 1 yr. 3. Semi-Annual 1 yr. 1 yr. 13 Results/Reports of All Health Care Facilities, Examinations/Procedures/ irrespective of its category Tests and classification shall • ECG Report/Result and dispose of medical records Tracing beyond fifteen (15 yrs.) Health Care facilities attached to teaching/training/research institutions may keep medical records beyond 15yrs. If deem necessary.
  • 44. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 13 • Laboratory For all laboratory, X-Ray, 1. Bacteriology ECG and other 2. Blood Chemistry examinations requested as a product of 3. Clinical Microscopy hospitalization/ 4. Hispathology confinement, the original 5. Parasitology copy must be incorporated in the medical records. The first duplicate must be maintained by the service concerned as “Official File”. If the result is a product of an OPD Consultation, then the original must be incorporated with the OPD Record.
  • 45. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 14 Requests Attach to Medical Records, • Access to Clinical Information all Health Care Facilities, from Medical Records irrespective of its category and classification shall dispose of medical records beyond fifteen yrs. (15 yrs.) Health Care Facilities attached to teaching/ training/ research institutions may keep medical records beyond 15 yrs. If deem necessary. •ECG Dispose 1 yr. from date/ release of official report/ result.
  • 46. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 14 • Laboratory Dispose 1 yr. from date/ 1. Bacteriology release of official report/ result 2. Blood Chemistry 3. Hispathology 4. Parasitology 5. Urinalysis • Release of Information Attach to Medical Records and follow disposition authority under Item No. 14 •Research Dispose 1 yr. after date of receipt. •X-Ray 1. C-T Scan Dispose 1 yr. from date/ 2. Routine release of official report/ result. 3. Special Procedures 4. Ultrasound
  • 47. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 15 X-Ray Films All Health Care Facilities, • With Court Case irrespective of its category and classification shall dispose of medical records beyond fifteen yrs. (15 yrs.) Health Care Facilities attached to teaching/ training/ research institutions may keep medical records beyond 15 yrs. (15 yrs.) if deem necessary.
  • 48. Agency Schedule No. Page ___ of __ pages Address Date Prepared: # Records Series Title and Retention Period Disposition Description Authority/Remarks a. Active b. Storage c. Total 15 • Without Medico-legal Case 5 yrs. 5 yrs. 10 yrs. NOTE: X-ray Films of interesting cases with teaching and research significance may be maintained beyond 10 yrs. Depending on the decision of the hospital management.
  • 49. Department of Health Memorandum Circular No. 2005-0081 dated November 17, 2005 REITERATING COMPLIANCE WITH VARIOUS ISSUANCES REGARDING POLICIES ON ADMISSION AND DISCHARGE OF PATIENTS
  • 50. Republic Act No. 3753 Law on Registry of Civil Status Sec. 5. Registration and Certification of Birth – The declaration of the physician or midwife in attendance at birth or, in default thereof, the declaration of either parent of the newborn child, shall be sufficient for the registration of a birth in the civil register. Such declaration shall be exempt from the documentary stamp tax and shall be sent to the local civil registrar not later than thirty days after the birth, by the physician, or midwife in attendance at the birth or by either parent of the newly born child. It is the duty of the hospitals to prepare the Birth Certificates and transmit to the Local Civil Registrar (LCR). The Registered Birth Certificates should be released by the Local Civil Registrar to the parents and not by the hospitals. The hospitals are not authorized to collect registration fees on behalf of the LCR.
  • 51. 2. Instruction Manual: Civil Registry Forms (Accomplishment & Coding) Date and place of marriage of parents (Item 18) • Enter the exact date and place of marriage, if parents are legally married at the time of birth. • If the parents have forgotten the exact date of their marriage, enter the approximate year. If they cannot approximate the year, enter “Forgotten”. • Enter “Unknown”, “Don’t Know” or “D.K.” if the informant could not supply the information.
  • 52. B. Death Certificates 1. Presidential Decree No. 856 “The Code of Sanitation of the Philippines” Chapter XXI – Disposal of Dead Persons Section 91: Burial Requirements – The burial remains is subject to the following requirements: • No remains shall be buried without a death certificate. • This Certificate shall be issued by the attending physician. • The death certificate shall be forwarded to the local civil registrar within 48 hours after death.
  • 53. 2. Implementing Rules & Regulations of Chapter XXI – Disposal of Dead Persons of the Sanitation Code of the Philippines Item 2.1 Death Certificate Requirements 2.1.1 In extreme cases, where no physician in attendance, it shall be issued by: a) City/Municipal Health Officer b) Mayor, or c) The secretary of the municipal board, or d) A councilor of the municipality where the death occurred. The basis of the death certificate shall be an affidavit duly executed by a reliable informant stating the circumstances regarding the cause of death
  • 54. 2.1.2 If the local health officer who issues a Death Certificate has reasons to believe or suspect that the cause of death was due to violence or crime, he shall notify immediately the authorities of the Philippine National Police or National Bureau of Investigation concerned. There is violence or crime when the cause of death was due to but not limited to the following: stab wounds, suicide of any kind, strangulation, accident resulting to death, actual physical assault inflicting injuries upon a person resulting to death, or any other acts or violence upon a person resulting to death and or sudden death of undetermined cause.
  • 55. 3. DOH Adm. Order No. 55 s. 2001 - Muslim Deaths “Formulation of a Standard Operating Procedure in Releasing Muslim Cadavers from DOH Hospitals” All government hospitals are mandated to facilitate the release of cadavers belonging to the Muslim Group, within 24 hours. All existing policies pertaining to the release of cadavers must be revised and/or modified in accordance thereof.
  • 56. 1. World Health Organization’s International Statistical Classification of Diseases and Related Health Problems Version 10 (ICD-10) Volume 2 Item 4.1. Causes of Death In 1967, the Twentieth World Health Assembly defined the causes of death to be entered on the medical certificate of cause of death as “all those diseases, morbid conditions or injuries which either resulted in or contributed to death and the circumstances of the accident or violence which produced any such injuries. Item 4.2 Underlying Cause of Death It was agreed by the Sixth Decennial International Revision Conference that the cause of death for primary tabulation should be designated the underlying cause of death….For this purpose, the underlying cause has been defined as “(a) the disease or injury which initiated the train of morbid events leading directly to death or (b) the circumstances of the accident or violence which produced the fatal injury.”