UGC NET Paper 1 Mathematical Reasoning & Aptitude.pdf
NISM Series V A - Mutual Fund Model Question Paper
1. NISM Series V A: Mutual Fund
Distributors Model Question Paper
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Distributors model question paper then you are at the
right place. Just move to the next page to grab demo
questions of NISM Series V A: Mutual Fund Distributors
Certification Exam.
2. Q.1. An investor gives a cheque of Rs 2 lacs for
investing in a ELSS scheme at 2.30 pm at a Mutual
Fund office. The NAV of which day will be applicable
to him?
A. NAV of the same day
B. NAV of the next business day
C. NAV of the day on which funds will be available
D. None of the above
3. Q.2. An investor holds 5000 units of a scheme and this
scheme announces a 1 : 5 bonus. How many more units will
be allotted to the investor?
A. 25000
B. 10000
C. 5000
D. 1000
4. Q.3. An investor who has a long term view and is looking for
capital appreciation and also has high risk tolerance should
opt for investments in ___________.
A. Gold
B. Equities
C. Fixed Deposits
D. High interest bearing junk bonds
5. Q.4. Day to day management of the MF schemes is
handled by the Trustees - True or False ?
A. False
B. True
6. Q.5.Debt-oriented, close-ended / interval, schemes
/plans need to disclose their portfolio in their website
every month, by the _____ working day of the
succeeding month.
A. 3rd
B. 10th
C. 12th
D. 15th
7. Q.6. In case a Mutual Fund scheme is winded up and
some of the illiquid securities are sold after a period of
two years, the funds so received are to be _________.
A. kept by the Mutual Fund under the head 'Other Profits'
B. transferred to the Investor Education Fund
C. paid to the old investors
D. transferred to AMFI and to be used for Mutual Fund
promotional activities
8. Q.7. Investors in the _____________ should allot
a higher proportion to Income Funds.
A. Accumulation Phase
B. Distribution Phase
C. Inter-generational transfer phase
D. Sudden Wealth category
9. Q.8. Long term debt funds would be sensible in
declining interest rate scenarios - True or False ?
A. True
B. False
10. Q.9. Minors are not legally eligible to contract, so for
investing in Mutual Funds they _________.
A. have to become 18 years before investing
B. can invest thro' their guardians
C. can invest only in long term capital gain funds
D. can invest in specific 'Minors Only' Mutual Funds
11. Q.10. The Pension Account of National Pension System
(NPS) is known as ________.
A. Tier I
B. Tier II
C. Tier III
D. Asset Class E
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