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Aim of research:
 Investigate SADC National Committees as
   participatory platforms for SADC policy making:
1.  Find out extent of SNC functionality
2.  Find out extent of compliance with SNC
    participatory requirements as spelt out in treaty
Significance:
   Very limited information on SNC performance
    available
   Previous reports focus on capacity issues
   Examines stakeholder participation as requirement
    for a functional SNC
   Point of departure of this study is in examining the
    SNCs’ role as participatory platforms for SADC
    policy process
Conceptualisation of Key Terms
 SNCs: as defined within the confines of the SADC
  treaty 2001
 Public Participation: encompassing in terms of
  mechanisms; consultative forums; stakeholder
  membership, limited to civil society;
 Civil Society: Inclusive of stakeholders stipulated in
  the SADC treaty provision for SNCs: NGOs, private
  sector, business, trade organisations
 Functionality: administrative and operational
  characteristics in terms of SADC framework
  provisions for SNCs
 SNCs as participatory platforms: the issue is
  examined from the wider question of SNC
  functionality
   SADCC (1979) to SADC (1992)
   Treaty Amended 2001
   SADC restructuring in 2001
   From SADC Coordinating Units (SCU) to
    SNCs
Stakeholder
                           participation
Specified                                       State
Structure                                       Financing
                          SNC Functionality

            Secretariat                       Meetings
SADC NATIONAL COMMITTEES
Purpose: Exploratory study
Data gathering
28 respondents from 5 countries in SADC

          Sample                 No



          Government officials   8
          NGOs                   18
          Parliamentarians/Poli 4
          ticians

          Total                  30
Research Instrument
 Semi structured questions

 Designed to test extent of public participation
   and the functional requirements of SNCs
Limitations:
 Sampling and data gathering

 The scale of study (time and budget)

 Respondents: Accessing identified respondents
   and respondent bias.
   Participation in African regionalism
    governance ( UNECA Charter for popular
    participation -1990)
   Framework for participatory governance
    in SADC (SADC Treaty; RSIDP)
   Significance of SADC ‘participatory’
    national model.
   State of SNCs: (Metacomm report 2005;
    SADC review of operations report 2001,
    Isaksen, J 2002; and SADC capacity
    Development Framework 2008)
Challenges of SNCs:
 The lack of qualified and experienced manpower
 The lack of material resources (offices, equipment, etc)
 The lack of clarity on the SNC linkages to SADC
  secretariat on budgetary provision for programmes and
  projects for implementation within RISDP context
 The lack of mechanism for integration of SNCs into
  government systems and procedures
 The lack of full comprehension of function of SNCs in
  SADC
 Lack of internalization and understanding of the roles of
  SNCs by stakeholders
 The lack of technical capacity for SNC sub-committees.
Broader functional       Specified Structure            Secretariat                 Financing             Meetings           Public Participation
issues                                                                           Arrangements
Malawi                   CH(MIN of Foreign         Focal point(located at          Not funded              Ad hoc               Not significant
                       Affairs), SC and TC(TIFI)        SADC desk)                dependent on
                                                                               government funding
Zambia                 CH (Sec. to Cabinet); SC    Focal point (Located at   Not funded, dependent         Ad hoc               Not significant
                                 (TIFI)                                          on government
Mozambique               CH (Min of Foreign         Member institutions      Inadequate( dependent    Plenary(yearly); SC   Significant participation
                               Affairs)               carry the cost of          on government             monthly            I&S: 4 Gov, 3 NGO, 3
                           Plenary (all Sub          disseminating SNC                                                                  CSO
                            committees +              deliberation s to                                                       TIFI: 6 Govt 3 NGO 3
                            stakeholders)          members (Focal point)                                                                CSO
                           Provincial SNCs                                                                                      FANR: 11 Govt, 11
                                                                                                                                       NGO,
                                                                                                                                  (more than 40
                                                                                                                                 institutions rep)
South Africa           “African Renaissance         Located within the           Government             Once a month           (Business through
                             Committee”              IRC Department                                                           NEDLAC/DTI) Civil
                         Participation by all                                                                                Society when needed
                            departments
Public Participation        Civil society            SNC awareness           Membership of SNCs       Government SNC               Meetings
                          interaction with                                                            engagement with
                                SADC                                                                     civil society
Malawi                        SADC-PF ;                  2 groups                1 (on paper)        Minimal & restricted      None confirmed
                                                                                                       to certain groups

Zambia                   SADC consultative                 none                      none                   none               None confirmed
                             forums
Mozambique             SADC CNGO, SADC-PF                2 groups                     1                    I group            1 group confirmed

Botswana                     SADC CNGO

South Africa           SADC CNGO; SADC-PF,                   1                       none             Little information       None confirmed
                        other Regional NGO
                           frameworks
 Broader functional issues
Specified Structure
 No uniform model
 Lacking complete organizational structural
  requirements
 Ad hoc meetings
Secretariat and coordination:
 Focal points not secretariats
 No coordination between committees and national
  secretariat
 Weak coordination between national secretariat and
  SADC
 Difficulty in integrating SNCs into government
  institutional and operational structure
 Broader functional issues contd
Financial arrangements:
 Funding responsibility (at national level)

 Funding mechanisms (national budget)

 Availability of Funds (not
  prioritised/competing needs)
Human Resources/Capacity Building:
Capacity building responsibilities
Poor staffing
 Public Participation
Gauging civil society knowledge of and
  responsiveness to participation in SADC
 Avenues for participation:

 The SADC CNGO

  Independent Regional Civil Society Forums
  such as the Southern African Poverty Network
 The SADC Parliamentary Forum and National
  Parliaments
 Consultative Forums of various SADC Units such
  as the gender desk and HIV/AIDS desk
 SADC National Committees
Awareness of the existence of SNCs in
  civil society groups
 5 out of 18 NGOs interviewed had heard of
  SNCs and 2 out of the 18 NGOs
  interviewed belonged(Malawi (MEJN);
  Mozambique OTM)
 Lack of information from government
 Funding for awareness programme
Membership:
Limited to government (Except in Mozambique
  (tendency for more involvement in finance
  and trade))
Possible contributing factors:
 Reactive SNCs: the ad hoc and issue
  driven nature of SNC meetings
 Lack of funds to build awareness and
  organise Civil Society participation
 The relationship between Civil Society
  and government
 Lack of clear criteria and guidelines for
  membership
Context:
1.    The SADC structure and system,
2.    the political dimensions of regional governance in Africa,
3.    the economic realities of regional integration in Africa
4.    global realities

SNCs exist but are not functional in most
   countries(Mozambique only)
SNCs were not designed to be focal points
Lack of clarity on the support role of SADC in terms of
   capacity building;
Lack of clarity on the structure, operations and
   institutionalisation of SNCs in SADC (detailed guidelines
   needed)
Political and institutional commitment from governments and
    SADC put in context of
1.    commitment of member states to national
     implementation since the SADC restructuring and
     centralisation process
2.   Competing multilateral agreements
Overall SADC system:
1.   Highly intergovernmental nature of regionalism in Africa
2.   Lack of understanding of SADC calendar and workings

Funding within the context of SADC:
1. ICP partners (61%)
2. SADC membership contributions
3. Joint enterprises
 PARTICIPATION
1. Two levels and several entry points
  identified for participation in SADC:

    Regional
    •SADC CNGO
    •SADC Parliamentary Forum
    •Consultative meetings of SADC units
    •Independent Regional Civil Society Forums
    National
    •SADC National Committees
    •National Parliaments
1.1 Participation in SADC:
 fragmented, loosely organised and
   structured framework
2. The role of Parliaments:
 contribution of regional parliaments through
   legislation aimed at harmonising and co-
   ordinating laws
 Parliaments or talk shops (supranational and
   intergovernmental power pull?)
 national parliaments/parliamentary
   committees activating SNCs through Acts of
   Parliament
3. Membership by civil society (understanding
   civil society)
 Diverse civil society

 Access- hegemonic control

 Government viewed with suspicion(threat
   element)
4. SADC and government create the space for
   justifiable criteria for inclusion and exclusion
   when considering participation
5. Given these findings: a case for SNCs as
   semi-autonomous?
    Lessons:
    Mozambique:
    Integrating SNCs into the overall government agenda
1.    SNC participation in Mozambican Integrated
      Development planning
2.    SNC domestication: successfully contribute to national
      programs

    Suggestions:
1.    Developing a regional framework for public participation
      in SADC
    SADC full protocol on SNCS incorporating guidelines, work
     procedures etc
    Establish a SADC standard (with perhaps minimum
     requirements) for SNC structures
  Member states develop guidelines for
   participation
2. Explore alternative funding options
3. Explore the question of semiautonomous
   SNCs
4. Take advantage of regional parliamentary de
   facto powers through national parliaments.
5.Build awareness and educate regional and
   national civil society focused groups on the
   structure, organization and operations of
   SADC
6. NGOs can create their own spaces
1.   SNCs represent an innovative effort in African regionalism to
     directly involve public in regional policy making
2.   A functional SNC must also fulfil its participatory requirements.
3.   SNCs have not been given priority in national and regional
     governance
4.   SNCs are seen to be government centric
5.   Complementarity between government and civil soceity is a
     prerequisite for enhanced integration and cooperation.
6.   Is there a future for SNCs?
Views for future research:
 Gauge the effectiveness of SADC national
  coordination and implementation since
  SADC restructuring (scrapping of SCUs)
 Explore the possibilities of regional
  parliaments as entry points for participation
  in the continent (identify lessons from
  regional Parliamentary Assemblies )
 Research and develop public (citizen and
  civil society) friendly manual on how SADC
  works(architecture of African regionalism,
  SADC structures, programmes projects,
  operations etc)
   Full report can be seen on line at
    http://www.cps.org.za/cps%20pdf/RR12
    2.pdf

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democratising regional integration in Africa: Sadc national committees as platforms for participatory policy making and implementation

  • 1.
  • 2. Aim of research:  Investigate SADC National Committees as participatory platforms for SADC policy making: 1. Find out extent of SNC functionality 2. Find out extent of compliance with SNC participatory requirements as spelt out in treaty Significance:  Very limited information on SNC performance available  Previous reports focus on capacity issues  Examines stakeholder participation as requirement for a functional SNC  Point of departure of this study is in examining the SNCs’ role as participatory platforms for SADC policy process
  • 3. Conceptualisation of Key Terms  SNCs: as defined within the confines of the SADC treaty 2001  Public Participation: encompassing in terms of mechanisms; consultative forums; stakeholder membership, limited to civil society;  Civil Society: Inclusive of stakeholders stipulated in the SADC treaty provision for SNCs: NGOs, private sector, business, trade organisations  Functionality: administrative and operational characteristics in terms of SADC framework provisions for SNCs  SNCs as participatory platforms: the issue is examined from the wider question of SNC functionality
  • 4. SADCC (1979) to SADC (1992)  Treaty Amended 2001  SADC restructuring in 2001  From SADC Coordinating Units (SCU) to SNCs
  • 5. Stakeholder participation Specified State Structure Financing SNC Functionality Secretariat Meetings
  • 7. Purpose: Exploratory study Data gathering 28 respondents from 5 countries in SADC Sample No Government officials 8 NGOs 18 Parliamentarians/Poli 4 ticians Total 30
  • 8. Research Instrument  Semi structured questions  Designed to test extent of public participation and the functional requirements of SNCs Limitations:  Sampling and data gathering  The scale of study (time and budget)  Respondents: Accessing identified respondents and respondent bias.
  • 9. Participation in African regionalism governance ( UNECA Charter for popular participation -1990)  Framework for participatory governance in SADC (SADC Treaty; RSIDP)  Significance of SADC ‘participatory’ national model.  State of SNCs: (Metacomm report 2005; SADC review of operations report 2001, Isaksen, J 2002; and SADC capacity Development Framework 2008)
  • 10. Challenges of SNCs:  The lack of qualified and experienced manpower  The lack of material resources (offices, equipment, etc)  The lack of clarity on the SNC linkages to SADC secretariat on budgetary provision for programmes and projects for implementation within RISDP context  The lack of mechanism for integration of SNCs into government systems and procedures  The lack of full comprehension of function of SNCs in SADC  Lack of internalization and understanding of the roles of SNCs by stakeholders  The lack of technical capacity for SNC sub-committees.
  • 11. Broader functional Specified Structure Secretariat Financing Meetings Public Participation issues Arrangements Malawi CH(MIN of Foreign Focal point(located at Not funded Ad hoc Not significant Affairs), SC and TC(TIFI) SADC desk) dependent on government funding Zambia CH (Sec. to Cabinet); SC Focal point (Located at Not funded, dependent Ad hoc Not significant (TIFI) on government Mozambique CH (Min of Foreign Member institutions Inadequate( dependent Plenary(yearly); SC Significant participation Affairs) carry the cost of on government monthly I&S: 4 Gov, 3 NGO, 3 Plenary (all Sub disseminating SNC CSO committees + deliberation s to TIFI: 6 Govt 3 NGO 3 stakeholders) members (Focal point) CSO Provincial SNCs FANR: 11 Govt, 11 NGO, (more than 40 institutions rep) South Africa “African Renaissance Located within the Government Once a month (Business through Committee” IRC Department NEDLAC/DTI) Civil Participation by all Society when needed departments Public Participation Civil society SNC awareness Membership of SNCs Government SNC Meetings interaction with engagement with SADC civil society Malawi SADC-PF ; 2 groups 1 (on paper) Minimal & restricted None confirmed to certain groups Zambia SADC consultative none none none None confirmed forums Mozambique SADC CNGO, SADC-PF 2 groups 1 I group 1 group confirmed Botswana SADC CNGO South Africa SADC CNGO; SADC-PF, 1 none Little information None confirmed other Regional NGO frameworks
  • 12.  Broader functional issues Specified Structure  No uniform model  Lacking complete organizational structural requirements  Ad hoc meetings Secretariat and coordination:  Focal points not secretariats  No coordination between committees and national secretariat  Weak coordination between national secretariat and SADC  Difficulty in integrating SNCs into government institutional and operational structure
  • 13.  Broader functional issues contd Financial arrangements:  Funding responsibility (at national level)  Funding mechanisms (national budget)  Availability of Funds (not prioritised/competing needs) Human Resources/Capacity Building: Capacity building responsibilities Poor staffing
  • 14.  Public Participation Gauging civil society knowledge of and responsiveness to participation in SADC  Avenues for participation:  The SADC CNGO  Independent Regional Civil Society Forums such as the Southern African Poverty Network  The SADC Parliamentary Forum and National Parliaments  Consultative Forums of various SADC Units such as the gender desk and HIV/AIDS desk  SADC National Committees
  • 15. Awareness of the existence of SNCs in civil society groups  5 out of 18 NGOs interviewed had heard of SNCs and 2 out of the 18 NGOs interviewed belonged(Malawi (MEJN); Mozambique OTM)  Lack of information from government  Funding for awareness programme Membership: Limited to government (Except in Mozambique (tendency for more involvement in finance and trade))
  • 16. Possible contributing factors:  Reactive SNCs: the ad hoc and issue driven nature of SNC meetings  Lack of funds to build awareness and organise Civil Society participation  The relationship between Civil Society and government  Lack of clear criteria and guidelines for membership
  • 17. Context: 1. The SADC structure and system, 2. the political dimensions of regional governance in Africa, 3. the economic realities of regional integration in Africa 4. global realities SNCs exist but are not functional in most countries(Mozambique only) SNCs were not designed to be focal points Lack of clarity on the support role of SADC in terms of capacity building; Lack of clarity on the structure, operations and institutionalisation of SNCs in SADC (detailed guidelines needed)
  • 18. Political and institutional commitment from governments and SADC put in context of 1. commitment of member states to national implementation since the SADC restructuring and centralisation process 2. Competing multilateral agreements Overall SADC system: 1. Highly intergovernmental nature of regionalism in Africa 2. Lack of understanding of SADC calendar and workings Funding within the context of SADC: 1. ICP partners (61%) 2. SADC membership contributions 3. Joint enterprises
  • 19.  PARTICIPATION 1. Two levels and several entry points identified for participation in SADC: Regional •SADC CNGO •SADC Parliamentary Forum •Consultative meetings of SADC units •Independent Regional Civil Society Forums National •SADC National Committees •National Parliaments
  • 20. 1.1 Participation in SADC:  fragmented, loosely organised and structured framework 2. The role of Parliaments:  contribution of regional parliaments through legislation aimed at harmonising and co- ordinating laws  Parliaments or talk shops (supranational and intergovernmental power pull?)  national parliaments/parliamentary committees activating SNCs through Acts of Parliament
  • 21. 3. Membership by civil society (understanding civil society)  Diverse civil society  Access- hegemonic control  Government viewed with suspicion(threat element) 4. SADC and government create the space for justifiable criteria for inclusion and exclusion when considering participation 5. Given these findings: a case for SNCs as semi-autonomous?
  • 22. Lessons:  Mozambique:  Integrating SNCs into the overall government agenda 1. SNC participation in Mozambican Integrated Development planning 2. SNC domestication: successfully contribute to national programs  Suggestions: 1. Developing a regional framework for public participation in SADC  SADC full protocol on SNCS incorporating guidelines, work procedures etc  Establish a SADC standard (with perhaps minimum requirements) for SNC structures
  • 23.  Member states develop guidelines for participation 2. Explore alternative funding options 3. Explore the question of semiautonomous SNCs 4. Take advantage of regional parliamentary de facto powers through national parliaments. 5.Build awareness and educate regional and national civil society focused groups on the structure, organization and operations of SADC 6. NGOs can create their own spaces
  • 24. 1. SNCs represent an innovative effort in African regionalism to directly involve public in regional policy making 2. A functional SNC must also fulfil its participatory requirements. 3. SNCs have not been given priority in national and regional governance 4. SNCs are seen to be government centric 5. Complementarity between government and civil soceity is a prerequisite for enhanced integration and cooperation. 6. Is there a future for SNCs?
  • 25. Views for future research:  Gauge the effectiveness of SADC national coordination and implementation since SADC restructuring (scrapping of SCUs)  Explore the possibilities of regional parliaments as entry points for participation in the continent (identify lessons from regional Parliamentary Assemblies )  Research and develop public (citizen and civil society) friendly manual on how SADC works(architecture of African regionalism, SADC structures, programmes projects, operations etc)
  • 26. Full report can be seen on line at http://www.cps.org.za/cps%20pdf/RR12 2.pdf

Hinweis der Redaktion

  1. Southern African Development Co-ordination Conference
  2. Detailed table provided in report.
  3. Limitations In South Africa contact was made with the SADC Desk and an interview was arranged with SA diplomat in Botswana. Although this afforded an insight into some operational aspects of SADC in relation to South Africa and some information related to SNCs it did not provide detailed information directly related to SNCs structures. The research team then dispatched letters to the Department of Foreign Affairs for more interviews and also made some phone calls, to line departments like the Department of Social Development. Telephonic conversations with the Social Development Department revealed some insights into the operation of SNCs in SA. Email replies from the department provided a clearer idea of what South Africa’s SNC environment is like. However, the needed details for research conclusions as it relates to the research questions were lacking. There was thus a sense of something rather than the details. In Botswana, official letters and telephone communication was used to fix interview appointments. Follow up letters and phone calls however, did not result in any appointments. Budgetary limitations required that field trips had to be arranged based on the number of secured interviews. However, the focus on Respondents: Interview with South African foreign Affairs official was highly limited. Inquiries at DFA and DSD reveal that SNCs are not operational although after the restructuring there were initial efforts towards this. For Botswana, the plan was to target interviews at SADC officials however, the phone calls and emails did not yield any results. There was an interview with the SADC CNGO and the BDP former women wing chairperson.
  4. Isaksen, J. 2002. Restructuring SADC – Progress and problems. Report R 2002: 15 Chr. Michelsen Institute Development Studies and Human RightsMetaCom 2005. Support to consolidation of SADC National Committees (SNCs) and the operationalisation/implementation of RISDP: Capacity needs assessment report October 2004 – March 2005. Annex 1
  5. Specified structure:Chairperson of SNC (CH) (Minister)National Steering Committee (NSC) Sub-committee (SC) Technical Committee (TC)Sectoral clusters: (TIFI, S&HD, I&S, FANR)Department of Social Development (meetings last 5 years ago) TIFI: Trade, Industry, Finance and Development; S&HD: Social and Human Development; I&S: Infrastrcuture and Services ; FANR: Food, Agriculture and Natural Resources
  6. SADC Structure and system: SADC is largely a multilateral institution with non-binding instrumentsThe effect of SADC restructuring The highly intergovernmental nature of regionalism in Africa, national soveriengty interests (weakness of the Secretairiat), overlapping memberships
  7. Gender CBO members provided data for national decision making in Mozambique