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When you need an IRB
approval
or exemption
Determine if you are doing
Human Subjects Research
• Research – A systematic investigation,
including development, testing, and
evaluation, designed to develop or
contribute to generalizable knowledge
• Human subject – living individual about whom
an investigator obtains
• Data through intervention or interaction
• Identifiable private information
*If doing FDA research, definitions differ
Human Subjects Examples
• Chart reviews
• Educational research
• Surveys, focus groups, interviews
• Psychology computer tutorials
• Blood draws
• Tissue collection and analysis
• Clinical trials
• Exercise studies
Collaborate with your Advisor
• Oversees your research
• Principal Investigator eligibility
Institutional Review Board
• Mandated by federal government for
institutions receiving federal dollars
• Applies to all OSU employees and
students
• IRB protects rights and welfare of
participants in research
• IRB diverse
– Non affiliates, different disciplines, non
scientists
Complete Institutional Requirements
Online
• Collaborative Institutional Training Initiative
– Basic Human Research Course
• Electronic Conflict of Interest disclosure
http://orc.osu.edu/coi/
http://www.orrp.osu.edu/humansubjects/citi.cfm
Type of Research
Behavioral/Social Sciences IRB
– investigator initiated research
– no invasive biomedical procedures
– research from variety of disciplines
e.g., art, education, business, music,
communication, journalism, political science,
psychology, sociology, social work
– information technology expertise
Type of Research cont.
Biomedical IRB
– Invasive biomedical procedures (including blood
drawing)
Cancer Biomedical IRB
– Invasive biomedical procedures (including blood
drawing)
– Prevention or treatment of cancer
Western IRB
– Industry-sponsored clinical trials
Level of Review
Full committee review
• Convened IRB meeting
Expedited review
• Minimal risk; specified types of research
Exempt review
• One of six categories; no prisoners, no deception
Exempt Categories
• Category 1: Classroom research
• Category 2: Surveys, Observational studies,
interviews, focus groups
• Category 3: #2 with elected officials
• Category 4: Existing data/materials
• Category 5: Federal Agency initiated programs
• Category 6: Food quality and taste
Expedited Categories-New Protocols
Must be Minimal Risk
• Category 1: Marketed drugs/devices
• Category 2: Blood draws
• Category 3: Non-invasive specimen collection
• Category 4: Non-invasive clinical data
collection (e.g., MRI)
• Category 5: Similar to Exempt #4 (see
appendix)
• Category 6: Audio and video recordings
• Category 7: SBS catchall (see appendix)
Minimal Risk
The probability and magnitude of harm or
discomfort anticipated in the research are
not greater in and of themselves than those
ordinarily encountered in daily life or
during the performance of routine physical
or psychological examinations or tests.
What to Submit
• Completed application
http://www.orrp.osu.edu/humansubjects/forms.cfm
• Research proposal
http://orrp.osu.edu/documents/GuidelinesforWritin
gaResearchProtocol.doc
• Recruitment materials
• Consent form or waiver
http://orrp.osu.edu/humansubjects/forms.cfm
• Surveys, Interview/Focus Group Questions
Wait for Approval/Exemption Letter
• …before recruiting, collecting data, accessing
private identifiable information.
• Exempt process 1-3 weeks
• Expedited process 5-7 weeks
• Convened review 8-12 weeks
Once Approved/Exempted
• No changes in exempt
• Submit an amendment form for IRB
studies
– wait for approval before making the change*
http://www.orrp.osu.edu/humansubjects/irb
/amend.cfm
• Fill out continuing review application (IRB)
• Fill out final study report (IRB)
*Exception is when there is a life-threatening situation
Need More Guidance?
www.orrp.osu.eduwww.orrp.osu.edu
Office Hours
• Behavioral
211A PAES
Wednesdays
1:00 p.m. - 3:00 p.m.
• Biomedical
Call 688-8457 for appointment
Thank You
Dr. Joni Barnard
QI Specialist – SBS Education and Outreach
Barnard.15@osu.edu

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Human Subjects, Research and Navigating the IRB Process

  • 1. When you need an IRB approval or exemption
  • 2. Determine if you are doing Human Subjects Research • Research – A systematic investigation, including development, testing, and evaluation, designed to develop or contribute to generalizable knowledge • Human subject – living individual about whom an investigator obtains • Data through intervention or interaction • Identifiable private information *If doing FDA research, definitions differ
  • 3. Human Subjects Examples • Chart reviews • Educational research • Surveys, focus groups, interviews • Psychology computer tutorials • Blood draws • Tissue collection and analysis • Clinical trials • Exercise studies
  • 4. Collaborate with your Advisor • Oversees your research • Principal Investigator eligibility
  • 5. Institutional Review Board • Mandated by federal government for institutions receiving federal dollars • Applies to all OSU employees and students • IRB protects rights and welfare of participants in research • IRB diverse – Non affiliates, different disciplines, non scientists
  • 6. Complete Institutional Requirements Online • Collaborative Institutional Training Initiative – Basic Human Research Course • Electronic Conflict of Interest disclosure http://orc.osu.edu/coi/ http://www.orrp.osu.edu/humansubjects/citi.cfm
  • 7. Type of Research Behavioral/Social Sciences IRB – investigator initiated research – no invasive biomedical procedures – research from variety of disciplines e.g., art, education, business, music, communication, journalism, political science, psychology, sociology, social work – information technology expertise
  • 8. Type of Research cont. Biomedical IRB – Invasive biomedical procedures (including blood drawing) Cancer Biomedical IRB – Invasive biomedical procedures (including blood drawing) – Prevention or treatment of cancer Western IRB – Industry-sponsored clinical trials
  • 9. Level of Review Full committee review • Convened IRB meeting Expedited review • Minimal risk; specified types of research Exempt review • One of six categories; no prisoners, no deception
  • 10. Exempt Categories • Category 1: Classroom research • Category 2: Surveys, Observational studies, interviews, focus groups • Category 3: #2 with elected officials • Category 4: Existing data/materials • Category 5: Federal Agency initiated programs • Category 6: Food quality and taste
  • 11. Expedited Categories-New Protocols Must be Minimal Risk • Category 1: Marketed drugs/devices • Category 2: Blood draws • Category 3: Non-invasive specimen collection • Category 4: Non-invasive clinical data collection (e.g., MRI) • Category 5: Similar to Exempt #4 (see appendix) • Category 6: Audio and video recordings • Category 7: SBS catchall (see appendix)
  • 12. Minimal Risk The probability and magnitude of harm or discomfort anticipated in the research are not greater in and of themselves than those ordinarily encountered in daily life or during the performance of routine physical or psychological examinations or tests.
  • 13. What to Submit • Completed application http://www.orrp.osu.edu/humansubjects/forms.cfm • Research proposal http://orrp.osu.edu/documents/GuidelinesforWritin gaResearchProtocol.doc • Recruitment materials • Consent form or waiver http://orrp.osu.edu/humansubjects/forms.cfm • Surveys, Interview/Focus Group Questions
  • 14. Wait for Approval/Exemption Letter • …before recruiting, collecting data, accessing private identifiable information. • Exempt process 1-3 weeks • Expedited process 5-7 weeks • Convened review 8-12 weeks
  • 15. Once Approved/Exempted • No changes in exempt • Submit an amendment form for IRB studies – wait for approval before making the change* http://www.orrp.osu.edu/humansubjects/irb /amend.cfm • Fill out continuing review application (IRB) • Fill out final study report (IRB) *Exception is when there is a life-threatening situation
  • 17. Office Hours • Behavioral 211A PAES Wednesdays 1:00 p.m. - 3:00 p.m. • Biomedical Call 688-8457 for appointment
  • 18. Thank You Dr. Joni Barnard QI Specialist – SBS Education and Outreach Barnard.15@osu.edu