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Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA 
orcid.org 
Your Work is Distinctive, 
What About Your Name? 
HKU ORCID Workshop, Hong Kong, 27 October 2014 
Laurel L. Haak, PhD 
Executive Director, ORCID 
L.Haak@orcid.org 
http://orcid.org/0000-0001-5109-3700
Digital scholarly communications requires 
information that is machine readable 
2
What do PIDs do, exactly? 
① Enable machine readability 
② Disambiguate and enforce uniqueness 
③ Enable linking and data integration 
Persistent identifiers provide a 
simple basis for digital data governance
Authoring workflow 
Publishing a research paper 
27 October 2014 orcid.org 
4 
Manuscript 
Submission 
Manuscript 
Acceptance 
Published 
Article 
…where do identifiers fit in?
Authoring with IDs 
27 October 2014 orcid.org 
5 
Manuscript 
Submission 
Manuscript 
Acceptance 
Published 
Article 
ORCID iD? 
Contributor type? 
Dataset? 
Organization iD? 
Funder ID? 
Grant ID? Co-Author information 
Selection and 
acknowledgement of 
reviewers 
Article metadata 
submitted to CrossRef 
(including all identifiers) 
Update ORCID record 
Update institutional 
repositories (via ORCID) 
Open Access 
Research 
activity 
• Grant 
• Dataset 
• Meeting 
• Presentation 
• Collaboration 
• ETC.
Name ambiguity is a problem 
• Different versions (full name vs. initials) 
• Shared names 
• Transliteration 
“Estimates by China's Ministry of Public 
Security suggest that more than 1.1 billion 
people — around 85% of China's population 
— share just 129 surnames. Problems with 
abbreviations, ordering of given names and 
surnames and inconsistent journal practices 
heighten the confusion.” 
http://www.nature.com/news/2008/080213/full/451766a.html
Name ambiguity is a problem 
• Accents and other ALT characters 
• Name changes 
• Multiple family names 
J. Å. S. Sørensen 
J. Aa. S. Sørensen 
J. Åge S. Sørensen 
J. Aage S. Sørensen 
J. Åge Smærup Sørensen 
J. Aage Smaerup Sørensen
8 
Repositories 
DOI 
URI 
Thesis ID 
Funders 
Higher 
Education 
and 
Employers 
Professional 
Associations 
Publishers 
Other 
person 
identifiers 
ORCID is a hub 
ISNI 
Researcher ID 
Scopus Author ID 
Internal identifiers 
FundRefID 
GrantID 
ISNI 
Ringgold ID 
Member ID 
Abstract ID 
DOI 
ISBN 
ORCID enables 
machine-readable 
connections 
between iD and: 
• works 
• organizations 
• other IDs
ORCID is a registry 
9 
• Free, non-proprietary 
registry of persistent 
unique public identifiers 
for researchers 
• Community-led initiative 
supported by member fees 
• Open data and software
Adoption by researchers 
1,000,000 
900,000 
800,000 
700,000 
600,000 
500,000 
400,000 
300,000 
200,000 
100,000 
Member created 
Direct via orcid.org 
Via member integration 
27 October 2014 orcid.org 
10 
ORCID is on track to reach 1 million 
issued iDs in October 2014. 
- 
Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept 
2012 2013 2014
Integration in research systems 
Over 160 members, from every region 
and sector of the international research 
Associations 
12% 
27 October 2014 orcid.org 
11 
EMEA 
35% 
AsiaPac 
15% 
Americas 
50% 
community 
Publishing 
25% 
Universities & 
Research Orgs 
45% 
Funders 
7% 
Repositories & 
Profile Sys 
11%
Use is International 
27 October 2014 orcid.org 
12 
• Usage is international; 54 
countries with over 10,000 
users; 100 with at least 1000 
users. Hong Kong is among 
the top 30 countries and 
territories, and China is in 
the top 5. 
• ORCID Website is available 
in several languages; 
Japanese, Russian, 
and Portuguese 
coming soon
Connecting an ORCID iD 
27 October 2014 orcid.org 
The authenticated iD becomes a 
part of the paper 
The author can pre-populate form 
fields: preferred name, affiliation, 
funding 
Upon publication, the iD is 
indexed by CrossRef, Scopus, 
Web of Science, and other 
services. 
Information flows to ORCID and 
linked platforms 
13 
Journals are asking authors for their ORCID iD 
at time of manuscript submission.
Identifiers are being embedded in articles 
DOI
27 October 2014 orcid.org 
15 
DOI 
FundRef
• Over 130,000 articles have been 
submitted to CrossRef with an associated 
ORCID iD 
• These will start to flow into the ORCID 
registry before the end of the year 
• Researchers who use their ORCID iD 
when they publish will not need to 
manually update their record 
27 October 2014 orcid.org 
16
Publishers can help 
Publishers can make using an identifier easy 
for researchers by: 
• Collecting identifiers during submission and 
review (using authenticated login, not 
typing!) AND autofilling forms 
• Publishing identifiers in reviews, meetings, 
and manuscripts 
• Updating author and reviewer ORCID 
records 
27 October 2014 orcid.org 
17
v How can researchers be reliably connected to their 
contributions? 
v Can we expand our view of what is considered a 
contribution? 
v How do we track research activities across a career? 
Databases? Organizations? 
v How can we measure the impact of a training program? 
Funding program? Department? Project? 
27 October 2014 orcid.org 
18 
We all have questions: 
Beyond Publishing
19 
The entire research community 
is engaging with ORCID 
• Publishers 
• Research Funders 
• Professional Associations 
• Universities and Research Organizations 
• Repositories and Research Information Systems 
• Research Metrics Providers 
For a list of organizations and integrations see 
http://orcid.org/organizations/integrators
University Integration 
27 October 2014 orcid.org 
20
How are 
Universities 
Integrating? 
• Get an ORCID iD and insert it in LDAP system, 
21 
CRIS, dissertation thesis, or personnel directory 
• Get Data from an ORCID Record and 
export into a CRIS or update a repository 
• Enable exchange of information between CRIS 
and ORCID 
• Link to local person identifiers 
• Create an iD for faculty, staff, and students and 
pre-populate with affiliation and works information 
For more on university integrators see 
http://orcid.org/organizations/researchorganizations
Funderß àORCID Options 
27 October 2014 orcid.org 
22 
• Push validated award 
information (Grant#, 
FunderID) to ORCID 
• Push validated review 
acknowledgement to 
ORCID 
• Pull publications, datasets, 
and other works from 
ORCID record 
• Get applicant ORCID iD, 
attach to application and 
store in Grant database 
• Get reviewer ORCID iD 
• Capture information from 
ORCID record (name, bio, 
affiliation, publications) 
http://support.orcid.org/knowledgebase/articles/426596-orcid-funder-workflow
Repoß àORCID Options 
AT DEPOSIT or 
REGISTRATION AT PUBLICATION 
27 October 2014 orcid.org 
23 
• PUSH validated dataset 
information (DOI) to 
ORCID 
• RECEIVE notification from 
ORCID call-back API 
• GET publications, datasets, 
and other works from 
ORCID record 
• GET researcher ORCID 
iD, attach to dataset and/ 
or local researcher profile 
• GET information from 
ORCID record (name, bio, 
affiliation, publications) 
• REQUEST permission to 
write to ORCID record 
and read limited data 
• PUSH validated 
organization identifier 
information into ORCID
Repositories: DSpace 
24 
The DSpace 5 core supports 
ORCID. DSpace will release 
patches for versions 3 and 4. 
Supported ORCID functionality: 
• ORCID lookup during manual 
submission of new publications 
• ORCID lookup for edit 
operations on already accepted/ 
published items in DSpace 
• Batch adding of ORCID metadata 
using the DSpace metadata CSV 
upload facilities.
National Approach 
Some countries are taking a national approach to 
ORCID integration, with universities, the national 
library, and funders coordinating efforts to develop a 
national CRIS/IR fed by data from ORCID: 
• Denmark: launched September 2014 
• Portugal: launched November 2013 
• Sweden: National recommendation 2013 
• UK: Jisc / ARMA Pilot Project 
27 October 2014 orcid.org 
25
Adoption “To-Do” List 
① Integrate data fields for 
persistent identifiers for 
people, places, and things into 
your systems 
② Collect persistent identifiers 
during transactions (using 
authenticated login, not 
typing!) AND use APIs to help 
autofill forms 
③ Incorporate identifiers into 
published metadata 
27 O ctober 2014 orcid.org 
26 
Integrators Researchers 
① Register for an 
ORCID iD 
② Use it when 
submitting papers, 
applying for grants, 
depositing datasets, 
etc.
• Take 30 seconds to register 
at http://orcid.org/register 
• Free to researchers 
• Individual owns the record 
and controls privacy settings 
• Works on laptops, tablets, 
and phones 
• Available in multiple 
languages 
Register for your
Distinguish yourself
Getting started 
Use free tools to connect your ORCID identifier to your name 
variations, affiliations, and your existing works and funding
Link to existing works 
30 
Connect your ORCID iD to 
existing works by using tools in 
ORCID interface or in external 
platforms 
Researchers can 
connect to existing 
works and push 
ORCID iD into 
indexes including 
Web of Science, 
Scopus, and Europe 
PubMedCentral
Link to awarded projects 
27 October 2014 orcid.org 
Researchers 
can connect to 
existing 
projects 
31 
Funders can 
embed 
ORCID during 
the grant 
application 
workflow 
ORCID record includes, 
funder name, grant number, 
source, other provenance
Link to organization 
27 October 2014 orcid.org 
32 
• List autopopulates based on 
type-ahead 
• All organizations have 
unique iD 
• University or employer can 
pre-populate and validate 
association 
• Can associate with multiple 
organizations
Thank you! 
27 October 2014 orcid.org 
33

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Your Work is Distinctive, What about Your Name?

  • 1. Contact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA orcid.org Your Work is Distinctive, What About Your Name? HKU ORCID Workshop, Hong Kong, 27 October 2014 Laurel L. Haak, PhD Executive Director, ORCID L.Haak@orcid.org http://orcid.org/0000-0001-5109-3700
  • 2. Digital scholarly communications requires information that is machine readable 2
  • 3. What do PIDs do, exactly? ① Enable machine readability ② Disambiguate and enforce uniqueness ③ Enable linking and data integration Persistent identifiers provide a simple basis for digital data governance
  • 4. Authoring workflow Publishing a research paper 27 October 2014 orcid.org 4 Manuscript Submission Manuscript Acceptance Published Article …where do identifiers fit in?
  • 5. Authoring with IDs 27 October 2014 orcid.org 5 Manuscript Submission Manuscript Acceptance Published Article ORCID iD? Contributor type? Dataset? Organization iD? Funder ID? Grant ID? Co-Author information Selection and acknowledgement of reviewers Article metadata submitted to CrossRef (including all identifiers) Update ORCID record Update institutional repositories (via ORCID) Open Access Research activity • Grant • Dataset • Meeting • Presentation • Collaboration • ETC.
  • 6. Name ambiguity is a problem • Different versions (full name vs. initials) • Shared names • Transliteration “Estimates by China's Ministry of Public Security suggest that more than 1.1 billion people — around 85% of China's population — share just 129 surnames. Problems with abbreviations, ordering of given names and surnames and inconsistent journal practices heighten the confusion.” http://www.nature.com/news/2008/080213/full/451766a.html
  • 7. Name ambiguity is a problem • Accents and other ALT characters • Name changes • Multiple family names J. Å. S. Sørensen J. Aa. S. Sørensen J. Åge S. Sørensen J. Aage S. Sørensen J. Åge SmĂŚrup Sørensen J. Aage Smaerup Sørensen
  • 8. 8 Repositories DOI URI Thesis ID Funders Higher Education and Employers Professional Associations Publishers Other person identifiers ORCID is a hub ISNI Researcher ID Scopus Author ID Internal identifiers FundRefID GrantID ISNI Ringgold ID Member ID Abstract ID DOI ISBN ORCID enables machine-readable connections between iD and: • works • organizations • other IDs
  • 9. ORCID is a registry 9 • Free, non-proprietary registry of persistent unique public identifiers for researchers • Community-led initiative supported by member fees • Open data and software
  • 10. Adoption by researchers 1,000,000 900,000 800,000 700,000 600,000 500,000 400,000 300,000 200,000 100,000 Member created Direct via orcid.org Via member integration 27 October 2014 orcid.org 10 ORCID is on track to reach 1 million issued iDs in October 2014. - Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May June July Aug Sept 2012 2013 2014
  • 11. Integration in research systems Over 160 members, from every region and sector of the international research Associations 12% 27 October 2014 orcid.org 11 EMEA 35% AsiaPac 15% Americas 50% community Publishing 25% Universities & Research Orgs 45% Funders 7% Repositories & Profile Sys 11%
  • 12. Use is International 27 October 2014 orcid.org 12 • Usage is international; 54 countries with over 10,000 users; 100 with at least 1000 users. Hong Kong is among the top 30 countries and territories, and China is in the top 5. • ORCID Website is available in several languages; Japanese, Russian, and Portuguese coming soon
  • 13. Connecting an ORCID iD 27 October 2014 orcid.org The authenticated iD becomes a part of the paper The author can pre-populate form fields: preferred name, affiliation, funding Upon publication, the iD is indexed by CrossRef, Scopus, Web of Science, and other services. Information flows to ORCID and linked platforms 13 Journals are asking authors for their ORCID iD at time of manuscript submission.
  • 14. Identifiers are being embedded in articles DOI
  • 15. 27 October 2014 orcid.org 15 DOI FundRef
  • 16. • Over 130,000 articles have been submitted to CrossRef with an associated ORCID iD • These will start to flow into the ORCID registry before the end of the year • Researchers who use their ORCID iD when they publish will not need to manually update their record 27 October 2014 orcid.org 16
  • 17. Publishers can help Publishers can make using an identifier easy for researchers by: • Collecting identifiers during submission and review (using authenticated login, not typing!) AND autofilling forms • Publishing identifiers in reviews, meetings, and manuscripts • Updating author and reviewer ORCID records 27 October 2014 orcid.org 17
  • 18. v How can researchers be reliably connected to their contributions? v Can we expand our view of what is considered a contribution? v How do we track research activities across a career? Databases? Organizations? v How can we measure the impact of a training program? Funding program? Department? Project? 27 October 2014 orcid.org 18 We all have questions: Beyond Publishing
  • 19. 19 The entire research community is engaging with ORCID • Publishers • Research Funders • Professional Associations • Universities and Research Organizations • Repositories and Research Information Systems • Research Metrics Providers For a list of organizations and integrations see http://orcid.org/organizations/integrators
  • 20. University Integration 27 October 2014 orcid.org 20
  • 21. How are Universities Integrating? • Get an ORCID iD and insert it in LDAP system, 21 CRIS, dissertation thesis, or personnel directory • Get Data from an ORCID Record and export into a CRIS or update a repository • Enable exchange of information between CRIS and ORCID • Link to local person identifiers • Create an iD for faculty, staff, and students and pre-populate with affiliation and works information For more on university integrators see http://orcid.org/organizations/researchorganizations
  • 22. Funderß àORCID Options 27 October 2014 orcid.org 22 • Push validated award information (Grant#, FunderID) to ORCID • Push validated review acknowledgement to ORCID • Pull publications, datasets, and other works from ORCID record • Get applicant ORCID iD, attach to application and store in Grant database • Get reviewer ORCID iD • Capture information from ORCID record (name, bio, affiliation, publications) http://support.orcid.org/knowledgebase/articles/426596-orcid-funder-workflow
  • 23. Repoß àORCID Options AT DEPOSIT or REGISTRATION AT PUBLICATION 27 October 2014 orcid.org 23 • PUSH validated dataset information (DOI) to ORCID • RECEIVE notification from ORCID call-back API • GET publications, datasets, and other works from ORCID record • GET researcher ORCID iD, attach to dataset and/ or local researcher profile • GET information from ORCID record (name, bio, affiliation, publications) • REQUEST permission to write to ORCID record and read limited data • PUSH validated organization identifier information into ORCID
  • 24. Repositories: DSpace 24 The DSpace 5 core supports ORCID. DSpace will release patches for versions 3 and 4. Supported ORCID functionality: • ORCID lookup during manual submission of new publications • ORCID lookup for edit operations on already accepted/ published items in DSpace • Batch adding of ORCID metadata using the DSpace metadata CSV upload facilities.
  • 25. National Approach Some countries are taking a national approach to ORCID integration, with universities, the national library, and funders coordinating efforts to develop a national CRIS/IR fed by data from ORCID: • Denmark: launched September 2014 • Portugal: launched November 2013 • Sweden: National recommendation 2013 • UK: Jisc / ARMA Pilot Project 27 October 2014 orcid.org 25
  • 26. Adoption “To-Do” List ① Integrate data fields for persistent identifiers for people, places, and things into your systems ② Collect persistent identifiers during transactions (using authenticated login, not typing!) AND use APIs to help autofill forms ③ Incorporate identifiers into published metadata 27 O ctober 2014 orcid.org 26 Integrators Researchers ① Register for an ORCID iD ② Use it when submitting papers, applying for grants, depositing datasets, etc.
  • 27. • Take 30 seconds to register at http://orcid.org/register • Free to researchers • Individual owns the record and controls privacy settings • Works on laptops, tablets, and phones • Available in multiple languages Register for your
  • 29. Getting started Use free tools to connect your ORCID identifier to your name variations, affiliations, and your existing works and funding
  • 30. Link to existing works 30 Connect your ORCID iD to existing works by using tools in ORCID interface or in external platforms Researchers can connect to existing works and push ORCID iD into indexes including Web of Science, Scopus, and Europe PubMedCentral
  • 31. Link to awarded projects 27 October 2014 orcid.org Researchers can connect to existing projects 31 Funders can embed ORCID during the grant application workflow ORCID record includes, funder name, grant number, source, other provenance
  • 32. Link to organization 27 October 2014 orcid.org 32 • List autopopulates based on type-ahead • All organizations have unique iD • University or employer can pre-populate and validate association • Can associate with multiple organizations
  • 33. Thank you! 27 October 2014 orcid.org 33