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Engineering Applications
Dams & Geology of Dams
(ENGINEERING GEOLOGY)
LECTURE – 11
Instructor: Engr. Naeem Bashir AwanHITEC, University
Outline
1. Introduction to Dams
2. Components of Dams
3. Geology of Dam Sites
i. Important Geological Considerations at Dam Site
Dams
Dam is a solid barrier constructed at a suitable location across
a river valley to store flowing water.
Storage of water is utilized for following objectives:
 Hydropower
 Irrigation
 Water for domestic consumption
 Drought and flood control
 For navigational facilities
 Other additional utilization is to develop fisheries
Structure of Dam
Heel
Gallery
Toe
Spillway
(inside dam)
Crest
NWL
Normal
water level
MWL
Max. level
Free board
Sluice way
Upstream Down stream
 Heel: contact with the ground on the upstream side
 Toe: contact on the downstream side
 Abutment: Sides of the valley on which the structure of the dam rest
 Galleries: small rooms like structure left within the dam for checking operations.
 Diversion tunnel: Tunnels are constructed for diverting water before the construction of dam.
This helps in keeping the river bed dry.
 Spillways: It is the arrangement near the top to release the excess water of the reservoir to
downstream side
 Sluice way: An opening in the dam near the ground level, which is used to clear the silt
accumulation in the reservoir side.
 Emergency Spillway: this type of spillway is designed for extreme flood conditions.
 Chute : is sloping/sliding part of a spillway.
 Stilling Basin: is collecting pond for flowing water by spillway.
 Training Wall: side walls of a spillway to stop overtopping of water by sides of spillway.
Geology of Dam Sites
The success of a dam is not only related to its own safety and
stability but also to the success of associated reservoirs.
 In other words, on construction, if a dam stands firmly but if
its reservoir leaks profusely then such a dam is to be treated
only as a failure because the purpose of which it was
constructed was not served.
Geological Considerations at Dam Sites
 The important Geological requirements which should be
considered in the selection of dam are as follows;
1. Narrow River Valley
2. Occurrence of bedrock at a shallow depth
3. Competent rocks to offer a stable foundation
4. Proper Geological Structures
Geological Considerations at Dam Sites
Narrow River Valley:
 At the proposed dam site, if the river valley is narrow i.e. least areal
cross-section, only a small dam is required, which means the cost of
dam construction will be less. On the other hand, if the valley is wide, a
bigger dam is necessary which means the construction cost will be very
high.
 But such sites should not be blindly selected without further
investigations, because sometimes they may have severe defects which
may lead to serious leakage from the reservoir and may effect the safety
of the dam.
Geological Considerations at Dam Sites
Bedrock at Shallow Depths:
 To ensure its safety and stability a dam has to necessarily rest on
(Physically) very strong and (Structurally) very stable. i.e. (Bedrock). If
such competent bedrocks occur near the surface or at shallow depths,
the foundation cost of the dam will be naturally be less. On the other
hand, if competent bedrocks occur at a greater depths, the cost of the
foundation will be very high because it involves extensive work of
excavation of loose overburden and concrete refilling.
Geological Considerations at Dam Sites
Bedrock at Shallow Depths:
 The thickness of sediments or loose overburden along the river valley
depends on the nature and the stage of development of the river. In
other words, strong and fresh bedrocks may occur at or near the
surface, therefore only small dams may be suitable there to serve a
limited purpose.
 The general occurrence of material like clay, silt, sand and gravel along
the river bed, naturally makes it difficult to assess the thickness of loose
overburden by mere surficial studies. Therefore to know the bedrock
profile, geophysical investigations such as Electrical Resistivity Studies
or Seismic Refraction Studies are carried out carefully.
Geological Considerations at Dam Sites
Competent Rocks for Safe Foundation:
 If igneous rock occurs at the selected dam site, they will offer a safe
basis, and weak sedimentary rocks, particularly shale’s, poorly
cemented sandstones and limestone’s shall naturally be undesirable to
serve as foundation rocks.
Geological Considerations at Dam Sites
Competent Rocks for Safe Foundation:
 The other characteristics along with the rock type which must be
considered at the site for the rock to serve as a foundation for major
dams depends on:
1. The extent of weathering it has undergone
2. The occurrence of intrusions
3. The extent of fracturing
4. The extent of geological structures, the mode and number of rock types concerned.
Geological Considerations at Dam Sites
Suitability of Metamorphic Rocks:
 Among the Metamorphic Rocks:
1. Gneisses are generally competent like granite, unless they possess very high degree of foliations and are
richly accompanied by mica-like minerals.
2. Quartzites are very hard and highly resistant to weathering. They are neither porous nor permeable.
3. Marbles, like quartzite, are compact, bear a granulose structure, are not porous, nor permeable and
reasonably strong too. But by virtue of their chemical composition and minerals they are unsuitable at
dam sites.
4. Slates bear a typical slaty cleavage. Hence this rock is soft and weak and undesirable at dam sites.
Geological Considerations at Dam Sites
Suitability of Metamorphic Rocks:
 Among the Metamorphic Rocks:
1. Gneisses are generally competent like granite, unless they possess very high degree of
foliations and are richly accompanied by mica-like minerals.
2. Quartzites are very hard and highly resistant to weathering. They are neither porous nor
permeable.
3. Marbles, like quartzite, are compact, bear a granulose structure, are not porous, nor
permeable and reasonably strong too. But by virtue of their chemical composition and
minerals they are unsuitable at dam sites.
4. Slates bear a typical slaty cleavage. Hence this rock is soft and weak and undesirable at dam
sites.
Geological Considerations at Dam Sites
Effects of Associated Geological Structures:
 For the stability of a dam, the occurrence of favourable geological structures is a
very important requirement.
Cases of undisturbed i.e. Horizontal Strata:
 This geological situation is good at the dam site because the load of the dam
acts perpendicular to the bedding planes, which means that beds are in an
advantageous position to bear the loads with full competence.
 Further, the seepage of reservoir water that may take place beneath the dam is
effectively prevented by the weight of the dam which acts vertically downwards.
 Thus the possible uplift pressure which is dangerous to the stability of dam is
effectively reduced.
Geological Considerations at Dam Sites
Tilted Beds:
 Situation with beds having 10 Degree to 30 Degree inclination in the upstream
direction is ideal because the resultant force act more or less perpendicular to the
bedding plane which are dipping in the upstream side.
Beds with Steep Upstream Dip:
 Such a situation is not bad but not as advantageous as that of previous
situations, for obvious reasons, i.e. in this case, there shall be no uplift on the
dam site and no leakage of water from the reservoir, but due to the steep dip the
bedding planes are not perpendicular to the resultant force, this means the rock
will not be as compatible as in previous case.
Geological Considerations at Dam Sites
Beds with Steep Downstream Dip:
 For obvious reason this situation has all the disadvantages of previous case.
Further, here the resultant force and bedding planes are nearly parallel, which
means the beds will be even less competent.
Beds which are folded:
 Folding of beds, which occurs on a relatively large scale, is generally less
dangerous then faulting. Unless the folds are of a complex nature.
 However the folded rocks are not only under strain but also physically fractured
along the crests. Hence grouting and other precautions may have to be
considered, depending on the context, to improve the stability and competence of
rocks at the site.
Geological Considerations at Dam Sites
Beds which are faulted:
 Occurrence of faulting irrespective of its attitude (Strike and Dips), right at the
dam site in most undesirable. If the faults are active, under no circumstances, can
dam construction be taken up there. This is not only because of the fear of
possible relative displacement of the site itself but also due to the possible
occurrence of earthquakes.
 Further, if the fault zone is crushed or intensely fractured, it becomes physically
incompetent to withstand the forces of the dam.
 Thus location of dams on a fault zone is undesirable for different reasons.
Geological Considerations at Dam Sites
Beds which have Joints:
 Among the different geological structures, joints are the most common and are
found to occur in all kinds of rocks, almost everywhere.
 But since the rocks with these joints are not under any strain, and also because of
the scope to overcome their effects easily by simple treatment, they are not
considered as serious defects. Grouting is generally capable of overcoming the
adverse effects of joints because it fill the gaps of joints, increase compactness
and competency of the rocks and reduce porosity and permeability.
 HITEC University, Taxila
The End
“Everything has beauty, but not everyone can see.” – Confucius
“Happiness is not something ready made. It comes from your own actions.”– Dalai Lama

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Geology of Dams

  • 1. Engineering Applications Dams & Geology of Dams (ENGINEERING GEOLOGY) LECTURE – 11 Instructor: Engr. Naeem Bashir AwanHITEC, University
  • 2. Outline 1. Introduction to Dams 2. Components of Dams 3. Geology of Dam Sites i. Important Geological Considerations at Dam Site
  • 3. Dams Dam is a solid barrier constructed at a suitable location across a river valley to store flowing water. Storage of water is utilized for following objectives:  Hydropower  Irrigation  Water for domestic consumption  Drought and flood control  For navigational facilities  Other additional utilization is to develop fisheries
  • 4.
  • 5. Structure of Dam Heel Gallery Toe Spillway (inside dam) Crest NWL Normal water level MWL Max. level Free board Sluice way Upstream Down stream
  • 6.  Heel: contact with the ground on the upstream side  Toe: contact on the downstream side  Abutment: Sides of the valley on which the structure of the dam rest  Galleries: small rooms like structure left within the dam for checking operations.  Diversion tunnel: Tunnels are constructed for diverting water before the construction of dam. This helps in keeping the river bed dry.  Spillways: It is the arrangement near the top to release the excess water of the reservoir to downstream side  Sluice way: An opening in the dam near the ground level, which is used to clear the silt accumulation in the reservoir side.
  • 7.  Emergency Spillway: this type of spillway is designed for extreme flood conditions.  Chute : is sloping/sliding part of a spillway.  Stilling Basin: is collecting pond for flowing water by spillway.  Training Wall: side walls of a spillway to stop overtopping of water by sides of spillway.
  • 8. Geology of Dam Sites The success of a dam is not only related to its own safety and stability but also to the success of associated reservoirs.  In other words, on construction, if a dam stands firmly but if its reservoir leaks profusely then such a dam is to be treated only as a failure because the purpose of which it was constructed was not served.
  • 9. Geological Considerations at Dam Sites  The important Geological requirements which should be considered in the selection of dam are as follows; 1. Narrow River Valley 2. Occurrence of bedrock at a shallow depth 3. Competent rocks to offer a stable foundation 4. Proper Geological Structures
  • 10. Geological Considerations at Dam Sites Narrow River Valley:  At the proposed dam site, if the river valley is narrow i.e. least areal cross-section, only a small dam is required, which means the cost of dam construction will be less. On the other hand, if the valley is wide, a bigger dam is necessary which means the construction cost will be very high.  But such sites should not be blindly selected without further investigations, because sometimes they may have severe defects which may lead to serious leakage from the reservoir and may effect the safety of the dam.
  • 11. Geological Considerations at Dam Sites Bedrock at Shallow Depths:  To ensure its safety and stability a dam has to necessarily rest on (Physically) very strong and (Structurally) very stable. i.e. (Bedrock). If such competent bedrocks occur near the surface or at shallow depths, the foundation cost of the dam will be naturally be less. On the other hand, if competent bedrocks occur at a greater depths, the cost of the foundation will be very high because it involves extensive work of excavation of loose overburden and concrete refilling.
  • 12. Geological Considerations at Dam Sites Bedrock at Shallow Depths:  The thickness of sediments or loose overburden along the river valley depends on the nature and the stage of development of the river. In other words, strong and fresh bedrocks may occur at or near the surface, therefore only small dams may be suitable there to serve a limited purpose.  The general occurrence of material like clay, silt, sand and gravel along the river bed, naturally makes it difficult to assess the thickness of loose overburden by mere surficial studies. Therefore to know the bedrock profile, geophysical investigations such as Electrical Resistivity Studies or Seismic Refraction Studies are carried out carefully.
  • 13. Geological Considerations at Dam Sites Competent Rocks for Safe Foundation:  If igneous rock occurs at the selected dam site, they will offer a safe basis, and weak sedimentary rocks, particularly shale’s, poorly cemented sandstones and limestone’s shall naturally be undesirable to serve as foundation rocks.
  • 14. Geological Considerations at Dam Sites Competent Rocks for Safe Foundation:  The other characteristics along with the rock type which must be considered at the site for the rock to serve as a foundation for major dams depends on: 1. The extent of weathering it has undergone 2. The occurrence of intrusions 3. The extent of fracturing 4. The extent of geological structures, the mode and number of rock types concerned.
  • 15. Geological Considerations at Dam Sites Suitability of Metamorphic Rocks:  Among the Metamorphic Rocks: 1. Gneisses are generally competent like granite, unless they possess very high degree of foliations and are richly accompanied by mica-like minerals. 2. Quartzites are very hard and highly resistant to weathering. They are neither porous nor permeable. 3. Marbles, like quartzite, are compact, bear a granulose structure, are not porous, nor permeable and reasonably strong too. But by virtue of their chemical composition and minerals they are unsuitable at dam sites. 4. Slates bear a typical slaty cleavage. Hence this rock is soft and weak and undesirable at dam sites.
  • 16. Geological Considerations at Dam Sites Suitability of Metamorphic Rocks:  Among the Metamorphic Rocks: 1. Gneisses are generally competent like granite, unless they possess very high degree of foliations and are richly accompanied by mica-like minerals. 2. Quartzites are very hard and highly resistant to weathering. They are neither porous nor permeable. 3. Marbles, like quartzite, are compact, bear a granulose structure, are not porous, nor permeable and reasonably strong too. But by virtue of their chemical composition and minerals they are unsuitable at dam sites. 4. Slates bear a typical slaty cleavage. Hence this rock is soft and weak and undesirable at dam sites.
  • 17. Geological Considerations at Dam Sites Effects of Associated Geological Structures:  For the stability of a dam, the occurrence of favourable geological structures is a very important requirement. Cases of undisturbed i.e. Horizontal Strata:  This geological situation is good at the dam site because the load of the dam acts perpendicular to the bedding planes, which means that beds are in an advantageous position to bear the loads with full competence.  Further, the seepage of reservoir water that may take place beneath the dam is effectively prevented by the weight of the dam which acts vertically downwards.  Thus the possible uplift pressure which is dangerous to the stability of dam is effectively reduced.
  • 18. Geological Considerations at Dam Sites Tilted Beds:  Situation with beds having 10 Degree to 30 Degree inclination in the upstream direction is ideal because the resultant force act more or less perpendicular to the bedding plane which are dipping in the upstream side. Beds with Steep Upstream Dip:  Such a situation is not bad but not as advantageous as that of previous situations, for obvious reasons, i.e. in this case, there shall be no uplift on the dam site and no leakage of water from the reservoir, but due to the steep dip the bedding planes are not perpendicular to the resultant force, this means the rock will not be as compatible as in previous case.
  • 19. Geological Considerations at Dam Sites Beds with Steep Downstream Dip:  For obvious reason this situation has all the disadvantages of previous case. Further, here the resultant force and bedding planes are nearly parallel, which means the beds will be even less competent. Beds which are folded:  Folding of beds, which occurs on a relatively large scale, is generally less dangerous then faulting. Unless the folds are of a complex nature.  However the folded rocks are not only under strain but also physically fractured along the crests. Hence grouting and other precautions may have to be considered, depending on the context, to improve the stability and competence of rocks at the site.
  • 20. Geological Considerations at Dam Sites Beds which are faulted:  Occurrence of faulting irrespective of its attitude (Strike and Dips), right at the dam site in most undesirable. If the faults are active, under no circumstances, can dam construction be taken up there. This is not only because of the fear of possible relative displacement of the site itself but also due to the possible occurrence of earthquakes.  Further, if the fault zone is crushed or intensely fractured, it becomes physically incompetent to withstand the forces of the dam.  Thus location of dams on a fault zone is undesirable for different reasons.
  • 21. Geological Considerations at Dam Sites Beds which have Joints:  Among the different geological structures, joints are the most common and are found to occur in all kinds of rocks, almost everywhere.  But since the rocks with these joints are not under any strain, and also because of the scope to overcome their effects easily by simple treatment, they are not considered as serious defects. Grouting is generally capable of overcoming the adverse effects of joints because it fill the gaps of joints, increase compactness and competency of the rocks and reduce porosity and permeability.
  • 22.  HITEC University, Taxila The End “Everything has beauty, but not everyone can see.” – Confucius “Happiness is not something ready made. It comes from your own actions.”– Dalai Lama