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Ethical 
Concerns 
in 
Netnography 
and 
by 
extension 
other 
types 
of 
online 
data 
collec7on 
and 
cultural 
research 
Robert 
Kozinets 
York 
University 
Toronto, 
Canada 
Some 
thoughts 
for 
the 
ACR 
Doctoral 
Symposium, 
2015, 
Bal7more 
MD
An 
Already 
Poisoned 
Well 
• LeBesco 
(2004) 
reported 
that, 
in 
a 
single 
month, 
eight 
researchers 
tried 
to 
gain 
access 
to 
a 
par7cular 
online 
community 
site 
and 
all 
but 
one 
were 
rejected 
by 
the 
group. 
• Hudson 
and 
Bruckman 
(2004) 
relate 
that 
people 
in 
chat-­‐rooms 
reacted 
with 
hos7lity 
when 
they 
were 
aware 
of 
being 
studied 
by 
researchers 
• When 
766 
people 
online 
were 
given 
the 
opportunity 
to 
become 
part 
of 
the 
research, 
how 
many 
volunteered? 
• ‘Many 
list 
owners 
and 
newsgroup 
members 
deeply 
resent 
the 
presence 
of 
researchers 
and 
journalists 
in 
their 
groups’ 
(Johns, 
Chen, 
and 
Hall 
2003, 
p. 
159)
Complica7ng 
ma_ers…. 
• “At 
least 
for 
the 
foreseeable 
near 
future, 
researchers 
must 
operate 
flexibly 
to 
adapt 
to 
con7nual 
shics 
in 
percep7ons, 
unstable 
terms 
of 
service, 
radically 
dis7nc7ve 
na7onal 
and 
cultural 
expecta7ons 
for 
privacy, 
and 
s7ll 
steady 
growth 
of 
Internet 
use.” 
• “To 
complicate 
ma_ers 
further, 
as 
a 
lived 
concept, 
privacy 
is 
inextricable 
from 
its 
sister 
concepts: 
harm 
and 
vulnerability. 
To 
understand 
how 
poten7al 
research 
par7cipants 
conceptualize 
one 
requires 
considera7on 
of 
all 
three, 
separately 
and 
together, 
in 
context’ 
– Anne_e 
Markham 
2012, 
p. 
337).
• Ethical 
concerns 
of 
privacy, 
A 
Balancing 
Act 
confiden7ality, 
appropria7on, 
and 
consent 
(Kozinets 
2002a, 
2006a) 
• Add 
to 
this 
‘fundamental 
human 
rights 
of 
human 
dignity, 
autonomy, 
protec7on, 
safety, 
maximiza7on 
of 
benefits 
and 
minimiza7ons 
of 
harms, 
or, 
in 
the 
most 
recent 
accepted 
phrasing, 
respect 
for 
persons, 
jus7ce, 
and 
beneficence’ 
(Associa7on 
of 
Internet 
Researchers 
Ethics 
Working 
Group 
2012, 
p. 
4).
When 
Is 
Online 
Research 
Human 
Subjects 
Research? 
• According 
to 
Title 
45, 
Part 
46 
(2009), 
which 
governs 
IRBs 
in 
the 
US, 
human 
subjects 
research 
is 
research 
in 
which 
there 
is 
an 
interven7on 
or 
interac7on 
with 
another 
person 
for 
the 
purpose 
of 
gathering 
informa7on, 
or 
in 
which 
informa7on 
is 
recorded 
by 
a 
researcher 
in 
such 
a 
way 
that 
a 
person 
can 
be 
iden7fied 
through 
it 
directly 
or 
indirectly 
• Par7cipa7ve 
netnography 
fits 
• However, 
if 
you 
argue 
the 
Internet 
is 
more 
a 
text 
than 
a 
social 
space, 
it 
does 
not 
fit 
(Basse_ 
and 
O’Riordan 
2002) 
Observa7onal 
netnography 
doesn’t 
fit? 
Or 
does 
it?
Risk 
According 
to 
US 
Federal 
Code 
Title 
45 
Regula7ons 
define 
minimal 
risk 
as 
meaning 
that 
‘the 
probability 
and 
magnitude 
of 
harm 
or 
discomfort 
an7cipated 
in 
the 
research 
are 
not 
greater 
in 
and 
of 
themselves 
than 
those 
ordinarily 
encountered 
in 
daily 
life 
or 
during 
the 
performance 
of 
rou7ne 
physical 
or 
psychological 
examina7ons 
or 
tests’ 
(Protec7on 
of 
Human 
Subjects, 
2009).
• This 
defini7on 
is 
obviously 
tailored 
to 
a 
world 
of 
physical 
medical 
experimenta7on, 
not 
ethnographic 
or 
other 
online 
data 
explora7on 
• It 
does 
not 
par7cularly 
help 
us 
to 
assess 
the 
impact 
of 
publica7on 
and 
exposure. 
• However, 
might 
we 
compare 
social 
media 
exposure 
to 
being 
highlighted 
and 
featured 
in 
tradi7onal 
media? 
– Does 
this 
protect 
netnography 
(and 
other 
data 
collec7on) 
through 
Freedom 
of 
Speech/ 
The 
Press, 
and 
Fair 
Use 
types 
of 
laws 
– Does 
this 
open 
netnography 
to 
global 
libel 
and 
slander 
laws? 
• Title 
45 
makes 
it 
clear 
we 
are 
to 
consequen7ally 
weight 
probable 
risks 
against 
likely 
benefits 
– Ethics 
are 
not 
about 
avoiding 
risks
The 
Digital 
Double 
• Is 
the 
text 
or 
data 
truly 
separate 
from 
the 
person? 
• ‘An 
essen7al 
element 
of 
informa7onal 
self-­‐determina7on 
is 
the 
control 
the 
individual 
has 
over 
the 
informa7on 
that 
is 
available 
about 
her 
in 
the 
Internet 
environment, 
also 
known 
as 
her 
digital 
double’ 
(Buitelaar 
2014, 
p. 
266) 
• Models 
of 
individuals 
built 
out 
of 
data 
• Used 
as 
proxies 
for 
individuals 
• An 
‘extension’ 
of 
the 
offline 
iden7ty 
and 
personality 
• Digital 
doubles 
are 
iden77es
P(seudonym)-­‐ 
Cracking 
• Decloaking 
anonymized/ 
pseudonymized 
online 
research 
has 
been 
a 
popular 
pas7me 
for 
almost 
two 
decades 
– Julian 
Dibbell’s 
Rape 
in 
Cyberspace 
(Village 
Voice 
1993) 
• Within 
days 
of 
its 
public 
release, 
a 
large 
and 
anonymized 
research 
dataset 
of 
a 
par7cular 
Facebook 
cohort 
was 
‘cracked’ 
and 
iden7fied, 
without 
ever 
looking 
at 
the 
data 
itself 
(Zimmer 
2010) 
• Computer 
science 
students 
and 
other 
technomages 
enjoy 
decoding 
and 
decryp7ng 
• Scholars 
in 
computer 
science 
even 
published 
papers 
on 
the 
robust 
de-­‐anonymiza7on 
of 
large 
social 
network 
datasets 
(Narayanan 
and 
Shma7kov 
2009).
Conclusion: 
Recognizing 
Con7ngencies 
and 
Complexity 
and 
Requiring 
Adapta7on 
• The 
Internet 
is 
not 
a 
place 
or 
a 
text 
• Not 
either 
public 
or 
private 
• Does 
not 
contain 
simply 
data 
but 
digital 
doubles 
of 
our 
iden77es 
and 
selves 
• It 
is 
not 
one 
but 
many 
types 
of 
social 
interac7on 
• It 
harbours 
many 
dynamic 
expecta7ons 
and 
norms 
regarding 
privacy 
and 
its 
viola7on 
• This 
is 
an 
area 
needing 
much 
more 
empirical 
study
Fabrica7on 
• All 
scien7fic 
knowledge 
portrayal 
is 
constructed 
• We 
have 
become 
inured 
to 
processing 
par7cular 
conven7onal 
forms 
of 
research 
representa7on 
– Thus 
they 
look 
correct 
and 
thus 
legi7mate 
• However, 
they 
are 
all 
equally 
fabrica7ons 
• Ci7ng 
Jane 
Goodall, 
Markham 
reminds 
us 
that 
ethnographers 
are 
interpre7ve 
authori7es, 
but 
that 
all 
of 
our 
representa7ons 
are 
par7al 
and 
problema7c 
• Markham, 
Anne,e 
N. 
(2012), 
“Fabrica9on 
as 
Ethical 
Prac9ce,” 
Informa(on, 
Communica(on, 
and 
Society, 
15:3, 
334-­‐353.
Fabrica7on 
• Suggests 
that 
opening 
and 
experimen7ng 
with 
our 
online 
ethnographic 
representa7ons 
is 
a 
prac7cal 
way 
to 
protect 
privacy 
• Crea7ve 
and 
bricolage-­‐style 
altera7on 
of 
“data” 
• Various 
kinds 
of 
composite 
accounts 
(personas) 
and/or 
representa7onal 
interac7ons 
• Fic7onal 
narra7ves 
• Layered 
accounts 
• Some 
techniques 
associated 
with 
remix 
culture 
• Also 
experimenta7ons, 
collabora7ons
Five 
general 
principles 
and 
procedures 
1. Being 
There: 
not 
merely 
accurate 
iden7fica7on, 
but 
ac7ve 
personal 
branding 
2. Being 
Honest: 
full 
disclosure 
and 
informa7on 
through 
social 
media 
and/or 
research 
web-­‐page 
(e.g., 
profile 
hat?) 
3. Being 
Considerate: 
asking 
appropriate 
permissions, 
consent 
forms 
for 
interviews/interac7onal 
data 
collec7ons, 
cloaking 
data/iden77es 
as 
required 
4. Giving 
Credit: 
ci7ng 
where 
appropriate, 
credi7ng 
where 
appropriate 
5. Being 
Innova7ve: 
where 
appropriate, 
considering 
remix, 
experimenta7on 
Netnographic 
Research 
Ethics 
Redefined
Helpful 
Guidelines 
and 
Other 
Resources 
• White 
paper/reports 
– American 
Associa7on 
for 
the 
Advancement 
of 
Science 
(Frankel 
and 
Siang 
1999) 
– Associa7on 
of 
Internet 
Researchers 
Ethics 
Working 
Group 
2002, 
2012) 
– American 
Psychological 
Associa7on 
(see 
Kraut 
et 
al. 
2004) 
• Two 
journals 
largely 
dedicated 
to 
these 
issues: 
– Ethics 
and 
Informa7on 
Technology, 
– Interna7onal 
Journal 
of 
Internet 
Research 
Ethics 
(online) 
• Edited 
and 
co-­‐authored 
volumes 
– Boellstorff 
et 
al. 
2012; 
Buchanan 
2004; 
Ess 
2009; 
Johns 
et 
al. 
2003; 
Krotoski 
2010; 
McKee 
and 
Porter 
2009; 
Thorseth 
2003). 
• However, 
as 
the 
authors 
of 
the 
AoIR 
Ethics 
Working 
Commi_ee 
Report 
(2012) 
state, 
“no 
official 
guidance 
or 
‘answers’ 
regarding 
internet 
research 
ethics 
have 
been 
adopted 
at 
any 
na7onal 
or 
interna7onal 
level’

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Netnography and Research Ethics: From ACR 2015 Doctoral Symposium

  • 1. Ethical Concerns in Netnography and by extension other types of online data collec7on and cultural research Robert Kozinets York University Toronto, Canada Some thoughts for the ACR Doctoral Symposium, 2015, Bal7more MD
  • 2.
  • 3. An Already Poisoned Well • LeBesco (2004) reported that, in a single month, eight researchers tried to gain access to a par7cular online community site and all but one were rejected by the group. • Hudson and Bruckman (2004) relate that people in chat-­‐rooms reacted with hos7lity when they were aware of being studied by researchers • When 766 people online were given the opportunity to become part of the research, how many volunteered? • ‘Many list owners and newsgroup members deeply resent the presence of researchers and journalists in their groups’ (Johns, Chen, and Hall 2003, p. 159)
  • 4. Complica7ng ma_ers…. • “At least for the foreseeable near future, researchers must operate flexibly to adapt to con7nual shics in percep7ons, unstable terms of service, radically dis7nc7ve na7onal and cultural expecta7ons for privacy, and s7ll steady growth of Internet use.” • “To complicate ma_ers further, as a lived concept, privacy is inextricable from its sister concepts: harm and vulnerability. To understand how poten7al research par7cipants conceptualize one requires considera7on of all three, separately and together, in context’ – Anne_e Markham 2012, p. 337).
  • 5. • Ethical concerns of privacy, A Balancing Act confiden7ality, appropria7on, and consent (Kozinets 2002a, 2006a) • Add to this ‘fundamental human rights of human dignity, autonomy, protec7on, safety, maximiza7on of benefits and minimiza7ons of harms, or, in the most recent accepted phrasing, respect for persons, jus7ce, and beneficence’ (Associa7on of Internet Researchers Ethics Working Group 2012, p. 4).
  • 6. When Is Online Research Human Subjects Research? • According to Title 45, Part 46 (2009), which governs IRBs in the US, human subjects research is research in which there is an interven7on or interac7on with another person for the purpose of gathering informa7on, or in which informa7on is recorded by a researcher in such a way that a person can be iden7fied through it directly or indirectly • Par7cipa7ve netnography fits • However, if you argue the Internet is more a text than a social space, it does not fit (Basse_ and O’Riordan 2002) Observa7onal netnography doesn’t fit? Or does it?
  • 7. Risk According to US Federal Code Title 45 Regula7ons define minimal risk as meaning that ‘the probability and magnitude of harm or discomfort an7cipated in the research are not greater in and of themselves than those ordinarily encountered in daily life or during the performance of rou7ne physical or psychological examina7ons or tests’ (Protec7on of Human Subjects, 2009).
  • 8. • This defini7on is obviously tailored to a world of physical medical experimenta7on, not ethnographic or other online data explora7on • It does not par7cularly help us to assess the impact of publica7on and exposure. • However, might we compare social media exposure to being highlighted and featured in tradi7onal media? – Does this protect netnography (and other data collec7on) through Freedom of Speech/ The Press, and Fair Use types of laws – Does this open netnography to global libel and slander laws? • Title 45 makes it clear we are to consequen7ally weight probable risks against likely benefits – Ethics are not about avoiding risks
  • 9. The Digital Double • Is the text or data truly separate from the person? • ‘An essen7al element of informa7onal self-­‐determina7on is the control the individual has over the informa7on that is available about her in the Internet environment, also known as her digital double’ (Buitelaar 2014, p. 266) • Models of individuals built out of data • Used as proxies for individuals • An ‘extension’ of the offline iden7ty and personality • Digital doubles are iden77es
  • 10. P(seudonym)-­‐ Cracking • Decloaking anonymized/ pseudonymized online research has been a popular pas7me for almost two decades – Julian Dibbell’s Rape in Cyberspace (Village Voice 1993) • Within days of its public release, a large and anonymized research dataset of a par7cular Facebook cohort was ‘cracked’ and iden7fied, without ever looking at the data itself (Zimmer 2010) • Computer science students and other technomages enjoy decoding and decryp7ng • Scholars in computer science even published papers on the robust de-­‐anonymiza7on of large social network datasets (Narayanan and Shma7kov 2009).
  • 11. Conclusion: Recognizing Con7ngencies and Complexity and Requiring Adapta7on • The Internet is not a place or a text • Not either public or private • Does not contain simply data but digital doubles of our iden77es and selves • It is not one but many types of social interac7on • It harbours many dynamic expecta7ons and norms regarding privacy and its viola7on • This is an area needing much more empirical study
  • 12. Fabrica7on • All scien7fic knowledge portrayal is constructed • We have become inured to processing par7cular conven7onal forms of research representa7on – Thus they look correct and thus legi7mate • However, they are all equally fabrica7ons • Ci7ng Jane Goodall, Markham reminds us that ethnographers are interpre7ve authori7es, but that all of our representa7ons are par7al and problema7c • Markham, Anne,e N. (2012), “Fabrica9on as Ethical Prac9ce,” Informa(on, Communica(on, and Society, 15:3, 334-­‐353.
  • 13. Fabrica7on • Suggests that opening and experimen7ng with our online ethnographic representa7ons is a prac7cal way to protect privacy • Crea7ve and bricolage-­‐style altera7on of “data” • Various kinds of composite accounts (personas) and/or representa7onal interac7ons • Fic7onal narra7ves • Layered accounts • Some techniques associated with remix culture • Also experimenta7ons, collabora7ons
  • 14. Five general principles and procedures 1. Being There: not merely accurate iden7fica7on, but ac7ve personal branding 2. Being Honest: full disclosure and informa7on through social media and/or research web-­‐page (e.g., profile hat?) 3. Being Considerate: asking appropriate permissions, consent forms for interviews/interac7onal data collec7ons, cloaking data/iden77es as required 4. Giving Credit: ci7ng where appropriate, credi7ng where appropriate 5. Being Innova7ve: where appropriate, considering remix, experimenta7on Netnographic Research Ethics Redefined
  • 15. Helpful Guidelines and Other Resources • White paper/reports – American Associa7on for the Advancement of Science (Frankel and Siang 1999) – Associa7on of Internet Researchers Ethics Working Group 2002, 2012) – American Psychological Associa7on (see Kraut et al. 2004) • Two journals largely dedicated to these issues: – Ethics and Informa7on Technology, – Interna7onal Journal of Internet Research Ethics (online) • Edited and co-­‐authored volumes – Boellstorff et al. 2012; Buchanan 2004; Ess 2009; Johns et al. 2003; Krotoski 2010; McKee and Porter 2009; Thorseth 2003). • However, as the authors of the AoIR Ethics Working Commi_ee Report (2012) state, “no official guidance or ‘answers’ regarding internet research ethics have been adopted at any na7onal or interna7onal level’